Lizama v. Kintz
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledAugust 23, 2002
Docket01-039-GA
JudgeManglona, Benson, Soll
StatusPublished
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Full Opinion
FOR PUBLICATION
Appeal No. 01-039-GA
IN THE SUPREME COURT OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
______________________________________________________
JUAN T. LIZAMA,
Plaintiff-Appellant,
v.
WILLIAM KINTZ, MARIANAS RENTAL
CORPORATION dba NATIONAL RENT-A-CAR,
TOKIO MARINE & FIRE INSURANCE CO., LTD.
and PACIFICA INSURANCE UNDERWRITERS, INC.,
Defendants,
MARIANAS RENTAL CORPORATION
dba NATIONAL RENT-A-CAR,
Defendants-Appellees.
____________________________________________________
ORDER OF REMAND
Cite as: Lizama v. Kintz, 2002 MP 18
Civil Case No. 90-0609
For Juan T. Lizama For Tokio Marine & Fire Insurance Co., Ltd
Plaintiff-Appellant: and Pacifica Insurance Underwriters, Inc.
Defendants-Appellees:
F. Matthew Smith, Esq. John D. Osborn, Esq.
Law Offices of Vicente T. Salas Carlsmith Ball LLP
P.O. Box 501309 P.O. Box 5241
Saipan, MP 96950 Saipan, MP 96950
BEFORE: John A. MANGLONA, Associate Justice; Richard H. BENSON, Justice
Pro Tempore; Herbert D. SOLL, Justice Pro Tempore.
MANGLONA, Associate Justice:
PROCEDURAL HISTORY
¶1 On November 20, 2001, Plaintiff Juan T. Lizama [hereinafter Lizama] filed a
notice of appeal, appealing from a summary judgment and memorandum decision issued
over eleven years ago in the trial court on September 24, 1990.1 On May 8, 2002,
Lizama filed a motion in the trial court pursuant to Com. R. Civ. P. 60(b), seeking relief
from the summary judgment decision issued in 1990.
¶2 On July 18, 2002, Lizama moved this Court for an order remanding this appeal to
the trial court to allow it to grant the Rule 60(b) motion for Relief from Summary
Judgment. Lizama attached to the motion the trial court’s Decision and Order dated July
16, 2002, wherein the trial court stated “that it is inclined and will grant Plaintiff’s
motion for relief from summary judgment upon remand by the Supreme Court for the
purpose of addressing the issue.”
¶3 On July 19, 2002, Defendants Tokio Marine & Fire Insurance Co., Ltd. and
Pacifica Insurance Underwriters, Inc. [hereinafter Defendants] filed, in this Court, a
motion in opposition to Lizama’s motion for remand. The stated basis of this motion is
solely “the fact that defendants are concurrently filing in the Superior Court a motion for
reconsideration of the trial court’s” July 16 Decision and Order. Defendants attached a
copy of their (trial court) motion for reconsideration to their motion opposing remand,
1
Early in the action, the trial court granted summary judgment in favor of defendants Tokio Marine & Fire
Insurance Co., Ltd. and Pacifica Insurance Underwriters, Inc. The rest of the action proceeded to trial; the trial
court entered final judgment in October 2001. See Aff. of [Appellant’s] Counsel in Support of Mot. for an
Order on Remand at Ex. A (Lizama v. Kintz , Civ. No. 90-0609 (N.M.I. Super. Ct. July 16, 2002)
([Unpublished] Decision and Order)).
wherein they argue that the trial court should not and can not grant the relief Lizama
seeks.
ANALYSIS
¶4 Commonwealth Rule of Civil Procedure 60(b) is a mechanism by which a party
can obtain relief from a judgment, order or proceeding. 2 Although we have had brief
occasion to discuss Rule 60(b), Ferreira v. Borja, 1999 MP 2, 5 N.M.I. 208; Aldan-
Pierce v. Mafnas, 1999 MP 11 ¶16, 5 N.M.I. 247, 249 (Rule 60(b) should not “frustrate
the important purposes of finality” of judicial decisions); Montecillo v. Di-All Chemical
Co., 1998 MP 15 ¶12, 5 N.M.I. 185, 187 (“Rule 60 is remedial in nature.”), we have not
done so when the movant filed the motion in the trial court after the filing of a notice of
appeal. 3
¶5 In general, “[t]he filing of a notice of appeal is an event of jurisdictional
significance -- it confers jurisdiction on the court of appeals and divests the [trial] court
of its control over those aspects of the case involved in the appeal.” Griggs v. Provident
Consumer Discount Co., 459 U.S. 56, 58, 103 S. Ct. 400, 402, 74 L. Ed. 2d 225, 228
(1982) (per curiam). Put simply, it is usually the situation that once a case has been
appealed, the trial court’s work is finished until instructed to act by the appellate court.
¶6 Consequently, after a notice of appeal has been filed, a trial court may consider4 a
Rule 60(b) motion, but it may not act upon it. See Smith v. Lujan, 588 F.2d 1304, 1307
2
The first portion of Rule 60 is a mechanism to correct clerical mistakes in the record. Com. R. Civ. P. 60(a).
3
In both Ferreira and Aldan-Pierce, the Rule 60(b) motions were made in the trial court after the Supreme
Court had disposed of the cases and remanded them to the trial court. See Ferreira, 1999 MP 2 ¶¶7-8, 5 N.M.I.
at 209; Aldan-Pierce, 1999 MP 11 ¶¶9-10, 5 N.M.I. at 248.
4
We see no reason why a party could not also move the trial court to reconsider its inclination to grant a Rule
60(b) motion.
(9th Cir. 1979) (“[T]he district court had no jurisdiction to make the order appealed from.
The district court could not dispose of the motion, after the notice of appeal had been
filed, without a remand from this court.”).5
¶7 This does not, however, mean that a party is permanently precluded from
obtaining relief pursuant to Rule 60(b). The proper procedure for a party seeking Rule
60(b) relief after the filing of a notice of appeal is for the party to file a Rule 60(b)
motion in the trial court. If that court indicates that it is inclined to grant the motion, the
movant should then move this court for a remand of the case so that the trial court may
act on the Rule 60(b) motion. Smith, 588 F.2d at 1307; Creamette Company v. Merlino,
289 F.2d 569, 570 (9th Cir. 1961); Greear v. Greear, 288 F.2d 466 (9th Cir. 1961).
¶8 Applying the law to the facts of this case, the movant has followed the proper
procedure. Lizama moved the trial court for relief pursuant to Rule 60(b). The trial court
has indicated that it is inclined to grant the motion.6 Lizama has moved this court for a
remand of the case to the trial court. All that remains is for us to determine whether we
should remand the case to the trial court.
¶9 At this time, we see no reason not to remand to the trial court. Defendants have
presented no legal arguments why a remand would be inappropriate. Rather, they stand
on comity, asking us to postpone our decision because they have moved the trial court to
reconsider its stated inclination.
5
It is “appropriate [for Commonwealth Courts] to consult interpretation of counterpart federal rules when
interpreting commonwealth procedural rules,” Govendo v. Micronesian Garment Mfg., Inc., 2 N.M.I. 270, 283
n.14, (1991), but the federal courts’ interpretation of counterpart federal rules is not binding on this Court. See
Lucky Dev. Co., Ltd. v. Tokai U.S.A., Inc., 2 N.M.I. 81, 86 (1991).
6
The trial court’s July 16, 2002, “Decision and Order” is nothing more than a signal to us that the court is
inclined to grant the Rule 60(b) relief, should we remand the case.
¶10 The trial court is currently better suited to determine whether Rule 60(b) relief is
appropriate for many reasons. First, it has had jurisdiction over this case for well over
ten years, and is intimately familiar with the facts of the case. Briefs discussing the main
issues on appeal have not been filed with us.7 Further, it is possible that factual
determinations must be made in order to grant or deny the relief sought. This is a task for
which the trial court is best suited. Manglona v. Kaipat, 3 N.M.I. 322, 336 (1992) (“The
assessment of evidence is a trial function.”). Consequently, the Order below grants the
trial court jurisdiction to grant or deny Lizama’s motion pursuant to Com. R. Civ. P.
60(b) and Defendants’ motion for reconsideration.
¶11 Accordingly, the motion to remand is granted and IT IS HEREBY ORDERED
that: Appeal No. 01-039-GA is REMANDED to the trial court for the limited purpose of
acting on the pending motion pursuant to Com. R. Civ. P. 60(b) and motion for
reconsideration.
SO ORDERED THIS 23rd DAY OF AUGUST 2002.
/s/ John A. Manglona__________________
JOHN A. MANGLONA, ASSOCIATE JUSTICE
/s/ Richard H. Benson__________________
RICHARD H. BENSON, JUSTICE PRO TEMPORE
/s/ Herbert D. Soll_____________________
HERBERT D. SOLL, JUSTICE PRO TEMPORE
7
At the request of the parties, we have extended the time for filing briefs pending the resolution of the Rule
60(b) issue.