Commonwealth v. Sablan
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledMay 18, 2020
Docket2018-SCC-0016-CRM
JudgeCastro
StatusPublished
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Full Opinion
IN THE
Supreme Court
OF THE
Commonwealth of the Northern Mariana Islands
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
SYLVESTRE ROGOPES SABLAN,
Defendant-Appellant.
Supreme Court No. 2018-SCC-0016-CRM
ORDER GRANTING APPELLEE’S MOTION TO DISMISS
Cite as: 2020 MP 11
Decided May 18, 2020
CHIEF JUSTICE ALEXANDRO C. CASTRO
ASSOCIATE JUSTICE JOHN A. MANGLOÑA
ASSOCIATE JUSTICE PERRY B. INOS
Superior Court Criminal Action No. 16-0170
Associate Judge Teresa K. Kim-Tenorio, Presiding
Commonwealth v. Sablan, 2020 MP 11
CASTRO, C.J.:
¶1 Plaintiff-Appellee Commonwealth of the Northern Mariana Islands
(“Commonwealth”) moves to dismiss Defendant-Appellant Sylvestre Rogopes
Sablan’s (“Sablan”) appeal, contending that Sablan waived the right to appeal in
his plea agreement.1 For the following reasons, we DISMISS the appeal.
I. FACTS AND PROCEDURAL HISTORY
¶2 Sablan pleaded guilty to a count of Second Degree Murder, 6 CMC §
1101(b), for killing his wife. He had been using methamphetamine around the
time of the murder. Under the plea bargain, the parties agreed that Sablan would
be sentenced to thirty years’ imprisonment with five years suspended. He also
agreed to a sentencing hearing to determine parole eligibility and probation
conditions, if any. The plea bargain set forth in the Global Plea Agreement
(“Agreement”) included a provision that Sablan waived a number of procedural
rights, including the right to appeal his sentence and disposition. A Pre-Sentence
Investigation Report (“PSI”) and sentencing memoranda were prepared. At the
change of plea hearing, the court queried Sablan as to his understanding of the
Agreement and determined that he was changing his plea voluntarily. The court
indicated that Sablan would also be waiving his appellate rights. The court denied
any possibility of parole and sentenced Sablan to ten years’ probation after
release. Sablan appeals the disposition as to parole and probation but the
Commonwealth maintains that the waiver in the Agreement bars the appeal.
II. JURISDICTION
¶3 The Supreme Court has jurisdiction over final judgments and orders of the
Commonwealth Superior Court. NMI CONST. art. IV, § 3.
III. DISCUSSION
¶4 Sablan argues that the waiver should not be enforced, either because the
issues on appeal are outside the scope of the waiver, or because enforcing it
would constitute a miscarriage of justice. Under the miscarriage of justice
framework we adopted in Commonwealth v. Jin Song Lin, 2014 MP 19 ¶ 16 (“Lin
I”) (citing United States v. Teeter, 257 F.3d 14, 25 (1st Cir. 2001)), we must
preliminarily evaluate the merits of the appellant’s claims to determine whether
the presumptive validity of the waiver is overcome. Sablan contends that the trial
court engaged in mechanical sentencing and failed to properly individualize the
sentence. He also argues that his case should be remanded to a different judge
for resentencing. We inquire first whether the waiver is valid and whether its
scope encompasses parole and probation, then whether enforcing it would be a
miscarriage of justice. While Sablan points to some concerning procedural
1
The Commonwealth made a first motion to dismiss before the record had been certified
and before the appeal had been briefed. The Court denied this first motion because
evaluating the enforceability of the waiver requires examining both the transcript of the
sentencing hearing and the text of the Agreement. These are now available.
Commonwealth v. Sablan, 2020 MP 11
irregularities at the sentencing hearing, we find that these do not rise to the level
of a miscarriage of justice and enforce the waiver.
A. Knowing and Voluntary Waiver
¶5 A threshold question is whether Sablan agreed to the waiver “knowingly
and voluntarily”; if not, the waiver is invalid. Id. ¶ 8; see also United States v.
Hahn, 359 F.3d 1315, 1325 (10th Cir. 2004) (evaluating language of plea bargain
and colloquy to determine whether defendant agreed to waiver knowingly and
voluntarily). This requirement follows from the contractual basis for plea
bargains. “[B]ecause each side may obtain advantages when a guilty plea is
exchanged for sentencing concessions, the agreement is no less voluntary than
any other bargained-for exchange.” Mabry v. Johnson, 467 U.S. 504, 508
(1984). Sablan does not dispute that he knowingly and voluntarily agreed to the
waiver, as the Agreement is unambiguous on this point. It states that “[t]he
Defendant represents and warrants that the Defendant is voluntarily, knowingly,
and intelligently entering into this Plea Agreement without any type of coercion
or threats, and that no promises or representations, other than those set forth in
this agreement, have been made to the Defendant.” Commonwealth v. Sablan,
16-0170 CR (NMI Super. Ct. Dec. 20, 2017) (Global Plea Agreement at 4)
(“Agreement”). The Agreement’s waiver provision states that “the Defendant
agrees and understands that by admitting the charge[] as set forth in this plea
agreement, he is giving up . . . rights [including ‘the right to appeal, if found
guilty following a trial’] and the right to challenge the sentence and disposition.”
Id. Counsel also represented and warranted that Sablan was fully informed of the
consequences of the Agreement. Id. At the change of plea hearing, the court
asked him whether he understood the consequences of waiving rights in the
Agreement and whether his attorney provided adequate legal assistance. It also
asked, “Do you understand that if this case went to trial and you were convicted
you have a right to appeal and the court can appoint an attorney to assist you in
your appeal?” Sablan answered in the affirmative and pleaded guilty. He agreed
to the waiver knowingly and voluntarily and this is no barrier to the waiver’s
validity.2
B. Scope of Waiver
¶6 The second question is whether the waiver of the right to appeal the
“sentence and disposition” encompasses the court’s imposition of parole and
probation terms at sentencing. Sablan consented in the Agreement “[i]n
consideration for the plea of guilty” to “a term of imprisonment of thirty (30)
years, five of which will be suspended.” Agreement at 2. Further, the parties
stipulated that “[u]pon completion of a Pre-Sentence Investigation Report and
Sentencing Hearing, the Court shall determine the length of time and conditions
2
The appellate record did not provide us with a transcript of Sablan’s change of plea
hearing, and we found it necessary to consult the audio recording of his colloquy
regarding waiver. See NMI SUP. CT. R. 2 (“the Court may—to expedite its decision or
for other good cause—suspend any provision of these rules in a particular case and
order proceedings as it directs”).
Commonwealth v. Sablan, 2020 MP 11
of probation to be imposed upon Defendant. The Court shall also determine
whether Defendant shall be eligible for parole, work release, and furlough.” Id.
¶7 Plea agreements are governed by contract principles. Lin I, 2014 MP 19 ¶
9; see also, e.g., United States v. Ready, 82 F.3d 551, 556 (2d Cir. 1996); United
States v. Salcido-Contreras, 990 F.2d 51, 52 (2d Cir. 1993), cert. denied, 509
U.S. 931 (1993). Pursuant to contract principles, Sablan accepted the burden of
the bargain, forfeiting the right to challenge his “sentence and disposition,” in
exchange for the benefit of the bargain. Namely, the prosecution dropped two
additional charges and capped his sentence at thirty years with five suspended,
short of the statutory maximum of life imprisonment. See 6 CMC § 1101(c)(2).
The “sentence and disposition” that Sablan agreed not to appeal included
accepting in advance the Court’s subsequent determination of probation and
parole. In the end, the court entirely denied parole and ordered ten years’
supervised probation following release. Commonwealth v. Sablan, 16-0170 CR
(NMI Super. Ct. Aug. 23, 2018) (Sentence and Commitment Order at 10)
(“Order”).
¶8 Sablan’s agreeing to a subsequent determination of probation and parole
as part of the sentence and disposition is materially equivalent to agreeing in a
plea bargain to a sentencing range with the exact length to be determined later.
Federal courts have enforced waivers against scope challenges in which plea
agreements provided for a range of sentencing, with the exact length determined
afterwards. See, e.g., United States v. Morales-Arroyo, 854 F.3d 118, 120 (1st
Cir. 2017); United States v. Chambers, 646 F. App’x 213, 215 (3d Cir. 2016);
United States v. Arroyo-Blas, 783 F.3d 361, 365–67 (1st Cir. 2015). In United
States v. Edelen, 539 F.3d 83, 86 (1st Cir. 2008), the court upheld a plea
agreement that did not even specify a precise range; it merely provided that the
judge would determine the guideline range and decide within that range. Under
the plain language of the Agreement, Sablan agreed to the disposition that the
court would determine “the length of time and conditions of probation” and
whether he would be “eligible for parole.” We find that the parole and probation
determinations fall within the scope of the waiver.
C. Miscarriage of Justice
¶9 But even if the waiver was made knowingly and voluntarily and its scope
encompasses parole and probation, we may still decline to enforce it if it works
a miscarriage of justice. United States v. Teeter states that “plea-agreement
waivers of the right to appeal from imposed sentences are presumptively valid (if
knowing and voluntary), but are subject to a general exception under which the
court of appeals retains inherent power to relieve the defendant of the waiver . .
. where a miscarriage of justice occurs.” 257 F.3d at 25–26. Since a waiver made
knowingly and willingly is presumptively valid, the appellant has the burden of
proof to overcome this presumption to survive a motion to dismiss. This
exception is to be “applied sparingly and without generosity.” Id. at 26. Factors
considered in evaluating whether an error constituted a miscarriage of justice
include:
Commonwealth v. Sablan, 2020 MP 11
the clarity of the error, its gravity, its character (e.g., whether it
concerns a fact issue, a sentencing guideline, or a statutory
maximum), the impact of the error on the defendant, the impact of
correcting the error on the government, and the extent to which the
defendant acquiesced in the result.
Lin I, 2014 MP 19 ¶ 16 (quoting Teeter, 257 F.3d at 26). We apply the
miscarriage of justice analysis to each of Sablan’s claims to evaluate whether the
waiver should be enforced as to that claim. Id. Ultimately, Sablan does not make
the requisite showing as to any of the claims and thereby fails to demonstrate a
miscarriage of justice.
i. Mechanical Sentencing
¶ 10 We stated in Lin I that “[a]pplying an appeal waiver to a substantiated, but
not yet proven, mechanical-sentencing claim would be a miscarriage of justice.”
Id. ¶ 20 (emphasis added). Sablan interprets this language to mean that he need
do little more than allege error to overcome a motion to dismiss. But that is not
what we said in Lin I, nor is that the framework of the First and Third Circuits
which we adopted there. The appellant in Lin I furnished “thirty-two sentencing
orders from his sentencing judge covering a range of crimes, defendants, and
circumstances where the maximum sentence was imposed without the possibility
of probation, parole, early release, work release, weekend release, or a similar
program.” Id. ¶ 3. This substantiated a miscarriage of justice claim as to
mechanical sentencing. Here, by contrast, Sablan furnished no such record
showing a sentencing pattern by the judge. To the contrary, the sentencing judge
provided extensive reasoning for fitting the sentence to the offense.
¶ 11 We apply factors from Woosley v. United States, 478 F.2d 139 (8th Cir.
1973), in evaluating whether a sentence was imposed mechanically. These
factors include: “1) the judge’s prior record of imposing the maximum
imprisonment term for a specific offense; 2) the judge’s comments indicating a
predetermined policy of issuing the statutory maximum for a particular crime;
and 3) the lack of reasons for the severity of punishment other than the judge’s
reflexive attitude.” Commonwealth v. Jin Song Lin, 2016 MP 11 ¶ 10 (“Lin II”);
see also Commonwealth v. Lizama, 2017 MP 5 ¶ 9.
¶ 12 The sentencing court here did not impose the statutory maximum, which
is life imprisonment. See 6 CMC § 1101(c)(2). The first Woosley factor is
therefore not met. The Agreement provided for a sentence of thirty years, with
five suspended. On its face, this does not meet the second factor. While it is true
that the court denied any possibility of parole, it did not give any indication of a
general policy of denying parole for all instances of Second Degree Murder. On
the contrary, the court emphasized specific details of the crime, including the
brutality of the murder, the victim’s suffering, and the context of domestic
violence. Hr’g Tr. 38. The third Woosley factor is not met; the court provided
extensive reasons for the severity of the punishment, including harm to the
broader community. Id. Moreover, the punishment was not maximally harsh.
Commonwealth v. Sablan, 2020 MP 11
¶ 13 Under Teeter, “if denying a right of appeal would work a miscarriage of
justice, the appellate court, in its sound discretion, may refuse to honor the
waiver.” 257 F.3d at 25. The miscarriage of justice exception to enforceability of
an otherwise valid appellate waiver is discretionary and disfavored; as to the
mechanical sentencing claim, the Woosley factors are not met. We find no
miscarriage of justice on the ground of mechanical sentencing.
ii. Individualized Sentencing
¶ 14 Sablan next claims that his sentence was insufficiently individualized. His
arguments revolve around the lack of discussion of mitigating factors and alleged
use of impermissible aggravating factors, particularly improper victim impact
evidence and statements by the prosecution. “Individualizing a sentence requires
the trial court to consider “both the crime and the offender—it must examine and
measure the relevant facts, the deterrent value of the sentence, the rehabilitation
and reformation of the offender, the protection of society, and the disciplining of
the wrongdoer.” Lin II, 2016 MP 11 ¶ 16 (quoting Commonwealth v. Borja, 2015
MP 8 ¶ 39). Unlike the trial court in Lin, the court here extensively discussed
specific findings under 6 CMC § 4115.3 These included the brutality of the
victim’s death; she was beaten with a paddle and a sledgehammer and her body
was fed upon by dogs before being found. Order at 4–9.
¶ 15 Use of an impermissible aggravating factor is a procedural defect in an
individualized sentencing analysis. See Commonwealth v. Hocog, 2019 MP 5 ¶
15 (“[D]efendants are more likely to receive an individualized assessment and
punishment fit for the crime when a sentence comports with the procedures
ensuring individualization.”). Sablan objects to the admission of allegedly
prejudicial victim impact statements, including statements read by individuals
other than their authors and a video slideshow set to emotional music, as well as
to statements by the prosecutor that assumed facts not in evidence. The
prosecution brought forward several victim impact statements at the sentencing
hearing that had not been previously disclosed to the defense or the court. These
included unsigned texts and a letter attributed to a minor relative of the victim
but signed by the author’s mother. App. 80–84. These statements were read aloud
by people other than their authors. Tr. 7–11. Sablan objects that these statements
were not authenticated, though he acknowledges that the Rules of Evidence do
not apply at a sentencing hearing. See NMI R. EVID. 1101(c)(2).
¶ 16 Sablan first challenges the statements on constitutional grounds, in
misplaced reliance on United States Supreme Court precedent. He cites Bosse v.
Oklahoma, 137 S. Ct. 1 (2016), for the proposition that the Eighth Amendment
prohibits victim impact statements from family members. Bosse is limited to
capital cases and is not applicable here. That case dealt with the interpretation of
Booth v. Maryland, which held that “the Eighth Amendment prohibits a capital
3
6 CMC § 4115 states: “The court, in imposing any felony sentence, shall enter specific
findings why a sentence, fine, alternative sentence, suspension of a sentence,
community service or probation, will or will not serve the interests of justice.”
Commonwealth v. Sablan, 2020 MP 11
sentencing jury from considering victim impact evidence” that is not “relevant in
the unique circumstance of a capital sentencing hearing.” 482 U.S. 496, 501, 504
(1987) (emphases added). The U.S. Supreme Court revised Booth in Payne v.
Tennessee, 501 U.S. 808 (1991), reversing Booth’s ban on victim family member
testimony about the characteristics of the victim in capital cases. Bosse
overturned a state court which had assumed that Payne also reversed Booth as to
victim family member testimony about the defendant and the nature of the crime.
Bosse did not affirm Booth, it only stands for the proposition that Payne did not
explicitly overturn this aspect of Booth. 137 S. Ct. at 2.
¶ 17 Sablan also makes a statutory challenge under 6 CMC § 9107(b) (“Section
9107(b)”). That statute states that:
the victim may submit a victim impact statement in one or both of
the following ways:
(1) By presenting an oral victim impact statement at the sentencing
hearing. However, where there are multiple victims, the court may
limit the number of oral victim impact statements.
(2) By submitting a written statement to the probation department,
which shall append such statement to the presentence report of the
defendant.
6 CMC § 9107(b). Here, the victim impact statements were admitted outside the
parameters envisioned by this statute. They were neither presented orally by their
authors nor submitted in writing to be attached to the PSI report in advance of
the hearing. This in itself might not be fatal; our caselaw counsels flexibility here.
We held in Commonwealth v. Fu Zhu Lin that a pre-sentence investigation and
report was not required but “the information that an investigation and report
would contain” was. 2014 MP 6 ¶ 36. The information a PSI report would contain
includes a victim-impact statement. Id. ¶ 35 (citing Commonwealth v. Ahn, 3 CR
35, 41 (Dist. Ct. App. Div. 1987)). Additionally, the statute defines “victim”
broadly for purposes of victim impact evidence:
“Victim” means a person, other than a perpetrator, who has suffered
direct physical, emotional or economic harm as a result of the
commission of a crime; including, but not limited to:
(1) The actual victim of the crime;
(2) The immediate surviving family of the actual victim;
(3) In the case of a victim who is . . . deceased, any of the following:
. . . [a]nother family member; or . . . [a]nother person designated by
the court.
6 CMC § 9101(a). This is intended to reflect the broad impact of the crime on the
community and mitigates the concern that the statements were not read by their
authors. More fundamentally problematic is that the statements were not
Commonwealth v. Sablan, 2020 MP 11
submitted in advance to the court and to the defense so as to provide an
opportunity to respond. See Salazar v. State, 90 S.W.3d 330, 337 (Tex. Crim.
App. 2002) (“[A]ppellant's attorney could not make a[n] objection until after the
jury had already seen the . . . tape, nor could the judge make any discretionary
ruling . . . until after the jury had viewed the exhibit.”).
¶ 18 The court appeared to reference parts of these statements in the oral
pronouncement of the sentence. The court characterized the victim as “a woman
described by many as a flower, music and dance” engaged in “the education of
culture from this indigenous community.” Tr. 38. Several of the statements noted
that the victim was a cultural dance performer and teacher. As these statements
were admitted in violation of Section 9107(b), it was irregular to reference them
in pronouncing the sentence. The written Sentence and Commitment Order does
not reference the victim impact statements.
¶ 19 Under the Teeter factors, admitting these statements was erroneous. The
gravity of error is moderate; the court referenced the statements in the hearing
but not in the written order. As to whether the defendant acquiesced in the result,
there was no contemporaneous objection to the fact that people other than the
statements’ authors read them. The impact on the defendant is moderate, since
there were enough aggravating factors outside these statements to justify denying
parole and imposing probation. These included “the egregious nature of
Defendant’s crimes, the extent of the victim’s injuries, the overkill, and the risk
posed by the Defendant due to his criminal history . . . .” Order at 7. The judge’s
passing mention at the hearing of the victim’s role in the community, though it
appeared to reference the statements, is not an indication that any impermissible
aggravating factors altered the disposition.
¶ 20 The prosecution also showed a video slide show with emotional music,
without providing the video to the court or the defense in advance. The slide
show contained images of the victim set to the song “She Gave Us Love” by a
local band. Opening Br. 29. This video is on somewhat shaky statutory ground
as victim impact evidence. A video slide show is neither an oral presentation
made by a victim under Section 9107(b)(1), nor a written statement appended to
the pre-sentence investigation report by the Victim Witness Advocacy Unit under
Section 9107(b)(2). This was not a victim impact statement as envisioned by the
statutes. Admitting the video was not however a constitutional violation. Though
a minority of courts find such videos impermissibly prejudicial in capital cases,
see United States v. Sampson, 335 F. Supp. 2d 166, 193 (D. Mass. 2004)
(showing video to jury at sentencing phase was unduly prejudicial); Salazar, 90
S.W.3d at 337–39 (admitting video at punishment phase was prejudicial and case
remanded for harmless error analysis), such videos do not per se violate due
process. People v. Kelly, 171 P.3d 548, 570 (Cal. 2007), cert. denied, Kelly v.
California, 555 U.S. 1020 (2008); but see Kelly v. California, 555 U.S. at 1025
(Souter, J., dissenting) (“The videos added nothing relevant to the jury’s
deliberations and invited a verdict based on sentiment, rather than reasoned
judgment.”). Since some courts urge caution regarding victim impact videos
Commonwealth v. Sablan, 2020 MP 11
with the potential to sway the emotions, we weigh this risk against due
consideration for the impact of the crime on the community. Evaluating the
propriety of admitting the video at the hearing requires balancing its potential for
improperly influencing the judge’s emotions with the rights of victims.
¶ 21 Lopez v. State, 181 A.3d 810 (Md. 2018), is particularly instructive in this
regard. There, the defendant was convicted of first degree murder. At the
sentencing hearing, the court admitted a video with photographs of the victims
set to emotional music. Id. at 815–16. The Maryland Court of Appeals affirmed,
holding that admitting the video at sentencing did not violate the Eight
Amendment or due process under the Fourteenth Amendment, following the
United States Supreme Court in the Booth, Payne, and Bosse line of cases.
Further, the Maryland Court of Appeals held that it was not an abuse of discretion
that the video was outside the explicit parameters of statutorily permissible
victim impact evidence. Id. The court acknowledged that Maryland’s victim
impact statement statute enumerates exactly the permissible content of such
evidence and held that the slideshow served the statutorily authorized purpose of
identifying the victims. Id. at 825. The court cited, in part, a public policy
favoring victim rights, including a constitutional right to that end passed in the
1990s. Id. at 816–17. Article 47(a) of the Maryland Declaration of Rights
provides: “A victim of crime shall be treated by agents of the State with dignity,
respect, and sensitivity during all phases of the criminal justice process.”
Weighing consideration for the victims against the potential for undue prejudice
ultimately led the court to uphold the video’s admission.
¶ 22 Similar considerations counsel finding that admitting the slideshow did
not work a miscarriage of justice here. The CNMI has a similar constitutional
right to Maryland’s. Article I, Section 11 of the NMI Constitution, passed at the
Second Constitutional Convention in 1985, states, in pertinent part: “The right of
the people to be secure in their persons, houses, and belongings against crime
shall be recognized at sentencing.” NMI CONST. art. I, § 11. The
Commonwealth’s victim impact statement statutes, unlike Maryland’s, have no
specific restrictions on content; rather, they govern the manner in which the
statements are brought to the court’s notice. See supra ¶ 17. Our Fu Zhu Lin
decision confers a degree of flexibility in bringing the contents of presentence
investigation report, which may include a victim impact statement, to the court’s
attention. 2014 MP 6 ¶ 36. While the specifics of Maryland’s victim impact
evidence statute and victim’s rights law do not precisely track those of the CNMI
one-to-one, the policy rationale for the court’s upholding the slideshow at
sentencing is also applicable here. The procedural irregularity of admitting the
video does not rise to the level of reversible error.
¶ 23 Viewing the slideshow without prior notice to the defense was improper
but was not “so unduly prejudicial that it renders” the proceeding “fundamentally
unfair.” Payne, 501 U.S. at 825. Unlike capital cases in which courts have
rejected victim impact videos, the sentence here was imposed by judge and not
jury. The gravity of error is moderate, since emotional videos have the potential
Commonwealth v. Sablan, 2020 MP 11
to be prejudicial, but the facts of the case suffice to render the victim highly
sympathetic without reference to the slideshow. There was sufficient reason for
the sentencing judge to deny parole eligibility and impose probation without the
victim impact evidence. Since the defense objected, the defendant did not
acquiesce in the result. Tr. 28. Finally, the impact on the defendant was ultimately
minor, since there were aggravating factors unrelated to the victim impact
statements. Under the Teeter factors this did not constitute a miscarriage of
justice.
¶ 24 Sablan also objects to statements made by the prosecution that, he
contends, lacked factual foundation. He argues that, though the Rules of
Evidence are inapplicable to a sentencing hearing, due process nonetheless
requires indicia of reliability for factual assertions by the prosecution. These
included statements in the Commonwealth’s sentencing memorandum that “[the]
evidence supports the theory that the defendant planned to kill his wife,” App.
29, and at the sentencing hearing that the defendant “isolated [the victim from
family members . . . [i]solated and controlled her.” Tr. 20–21. Characterizing the
homicide as “planned” was improper as the conviction was for Second and not
First Degree Murder. Second Degree Murder is defined as “unlawful killing of a
human being by another human being with malice aforethought” but not
“willfull, premeditated, and deliberated.” 6 CMC § 1101. Stating that the
defendant isolated the victim from family members may have been speculative
since the record only reflected that family members no longer visited their home
and not that defendant purposely excluded visitors. App. 65. However, Sablan
does not provide any evidence that the court in fact considered the prosecution’s
speculative assertions as aggravating factors. The court did not mention any of
these contested assertions at the hearing or in the sentencing order. Moreover,
“prosecutors are given reasonable latitude to fashion closing arguments, and they
may argue reasonable inferences drawn from the evidence . . . .” Commonwealth
v. Monkeya, 2017 MP 7 ¶ 32. This is still more true of sentencing hearings as
opposed to closing arguments at trial, since sentencing hearings are not bound by
the rules of evidence.
¶ 25 Sablan raises valid procedural concerns regarding the sentencing hearing,
namely that the prosecution made factual assertions that were speculative, and
that victim impact statements were admitted in a manner not contemplated by
Section 9107(b) and without advance notice. However, the court did not cite the
improper statements by the prosecution. As to the victim impact statements, these
were referenced by the trial court in the sentencing hearing but not in the written
sentence and commitment order. For a close family member of the author rather
than the author herself to read a victim impact statement at the hearing is
stretching the boundaries of Section 9107(b). The prosecution should have
submitted these statements to the court and the defense in advance. Still, there’s
no evidence that the statements swayed the court’s disposition. As to the video
slide show, it was outside the bounds of a victim impact statement as envisioned
by 6 CMC § 9107. Moreover, “when victim impact evidence is enhanced
with music, photographs, or video footage, the risk of unfair prejudice” may
Commonwealth v. Sablan, 2020 MP 11
become “overwhelming.” Kelly, 555 U.S. at 1025 (Souter, J., dissenting).
Caution is in order when reviewing such evidence. Nonetheless, these procedural
errors do overcome the presumption of enforceability of the waiver. We find no
miscarriage of justice as to Sablan’s individualized sentencing claim.
¶ 26 In enforcing the waiver, we do not in the least minimize the gravity of
unjust incarceration. Sablan’s point is very well taken that the burden on the
prosecution and the court of additional briefing and argument to reach the merits
does not outweigh the deprivation of a defendant’s liberty. If administrative
burden were the only reason for waivers of the right to appeal in a plea bargain,
they might well be categorically unenforceable. This is because “such waivers
are anticipatory: at the time the defendant signs the plea agreement, she does not
have a clue as to the nature and magnitude of the sentencing errors that may be
visited upon her.” Teeter, 257 F.3d at 21. But administrative burden on the
judicial system is not the only reason for waiver. “Allowing a criminal defendant
to agree to a waiver of appeal gives her an additional bargaining chip in
negotiations with the prosecution; she may, for example, be able to exchange this
waiver for the government’s assent to the dismissal of other charges.” Id. at 22.
That is exactly what happened here. Sablan got the benefit of the bargain in that
the prosecution dropped two additional charges, and the court did not sentence
him to the statutory maximum for the murder charge. The Agreement reserved
to the court the right to determine parole and probation conditions, and the grisly
facts of the case gave the court ample reason for its disposition even without the
victim impact evidence. Enforcing the waiver is therefore appropriate under these
circumstances.
D. Remand to a different judge for resentencing
¶ 27 Since we enforce the waiver, we do not remand for resentencing. We note,
however, that Sablan fails to meet his burden to justify reassignment in the event
of remand. He alleges that the sentencing judge is biased against defendants
convicted of crimes of domestic violence. Opening Br. 33. He believes that if we
reverse and remand, a different judge should handle his case. In determining
whether to remand a case to a different judge for resentencing, we consider three
factors:
(1) the difficulties, if any, that the [ ] court would have at being
objective upon remand because of prior information received;
(2) whether reassignment is advisable to preserve the appearance of
justice; and
(3) whether reassignment would entail waste and duplication of
effort out of proportion to any gain in preserving the appearance of
justice.
Lizama, 2017 MP 5 ¶ 8 (quoting Hocog, 2015 MP 19 ¶ 34). Sablan provides no
citation to the record of the sentencing hearing or to other sentencing hearings in
which the judge allegedly exhibited bias against defendants in domestic violence
cases. This conclusory allegation of bias does not justify reassignment.
Commonwealth v. Sablan, 2020 MP 11
IV. CONCLUSION
¶ 28 The waiver was made knowingly and willingly, and parole and probation
fall within its scope. Under Lin I and Teeter, the appellant has the burden to
substantiate his claims to survive a motion to dismiss under the miscarriage of
justice framework. Sablan has not met his burden as to any of the claims. The
individualized sentencing claim flags real procedural concerns, since the court
permitted victim impact statements not contemplated by 6 CMC § 9107(b).
However, under the Teeter factors, the harm of this procedural error does not rise
to the level of a miscarriage of justice sufficient to render the waiver
unenforceable.
¶ 29 The Commonwealth’s Motion to Dismiss is GRANTED.
SO ORDERED this 18th day of May, 2020.
/s/
ALEXANDRO C. CASTRO
Chief Justice
/s/
JOHN A. MANGLOÑA
Associate Justice
/s/
PERRY B. INOS
Associate Justice
COUNSEL
Jean Pierre Nogues, Saipan, MP, for Defendant-Appellee.
J. Robert Glass Jr., Saipan, MP, for Plaintiff-Appellee.