Commonwealth v. Eguia
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledAugust 15, 2008
Docket06-0036-GA
JudgeCastro
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
CARLITO ELCANO EGUIA,
Defendant-Appellant.
SUPREME COURT NO. 06-0036-GA
SUPERIOR COURT NOS. 03-0220 & 00-0433
Cite as: 2008 MP 17
Decided August 20, 2008
Stephen C. Woodruff, Saipan, Northern Mariana Islands, for Defendant-Appellant.
Anne-Marie Roy, Assistant Attorney General, Saipan, Northern Mariana Islands, for Plaintiff-
Appellee.
BEFORE: MIGUEL S. DEMAPAN, Chief Justice; ALEXANDRO C. CASTRO, Associate Justice; JOHN
A. MANGLONA, Associate Justice
CASTRO, J.:
¶1 Defendant Carlito E. Eguia (“Eguia”) appeals the trial court’s reinstatement of his two
criminal convictions. Because the convictions were entered pursuant to 6 CMC §4105 and not
under 6 CMC §4113, we find that the trial court properly reinstated the convictions. We therefore
AFFIRM.
I
¶2 In November 2000, Eguia pled guilty to criminal mischief and was sentenced to six
months imprisonment. The trial court suspended the sentence and placed Eguia on probation.
The sentence was suspended under a number of conditions, including that Eguia comply with all
terms of his probation as set by the Office of Adult Probation, and that he pay a $100 fine,
restitution, an assessment fee, and a probation service fee. Appellant’s Excerpts of Record
(“ER”) at 2. Eguia completed all conditions successfully. In March 2005, Eguia pled guilty to
assault and battery and was sentenced to one year imprisonment. The imprisonment was again
suspended, and Eguia successfully completed all terms of his probation, including the payment of
a court assessment fee, the payment of a probation assessment fee, the payment of a fine,
performing forty hours of community service, and writing a letter of apology to the victim of his
crime. ER at 5-6.
¶3 On April 26, 2006, Eguia filed an ex parte application for a court order vacating his 2000
criminal mischief and 2005 assault and battery convictions. In this application, Eguia argued that
he had been sentenced under 6 CMC § 4113, which requires that his record of conviction be
vacated following successful completion of probation. The trial court granted the application and
vacated both convictions. On June 16, 2006, the Office of the Attorney General (“AGO”) filed a
motion seeking a reinstatement of the convictions. The AGO argued that Eguia had actually been
sentenced under 6 CMC § 4105, which did not allow for the convictions to be vacated. The trial
court thereafter reinstated the convictions. This appeal followed.
II
¶4 Eguia argues that 6 CMC § 4113 should control the disposition of his convictions. He
contends that 6 CMC § 4113 need not need be specifically cited in a sentencing order for its
provisions to apply. Consequently, he claims that 6 CMC § 4113 bars the trial court from
reinstating the convictions following a motion by the AGO to reconsider the order vacating them.
According to Eguia, the trial court’s decision to reinstate the convictions after vacating them
amounts to double jeopardy and violates his rights under both the Commonwealth and the United
States Constitution. Eguia also claims that he successfully completed his probation under 6 CMC
§ 4113, and is entitled to have his convictions vacated. Furthermore, Eguia argues that the
AGO’s motion for consideration failed to meet the necessary standard for the trial court to grant
it. These are questions of law, which we review de novo. Commonwealth v. Itibus, 1997 MP 10
¶ 2; Commonwealth v. Sablan, 1996 MP 22 ¶ 2.
¶5 We first address the question of whether 6 CMC § 4113 applies in this case. The
amended judgment and conviction order in the criminal mischief case reads in pertinent part:
After considering the facts of this case, the recommendations of counsel, and the
agreement between the parties, the Court hereby sentences the Defendant to six
(6) months imprisonment, all suspended under . . . [certain] conditions[.]
…
Defendant [i]s . . . advised that failure to comply with any of the [required]
conditions shall constitute a violation of the terms and conditions of the
suspended sentence and shall subject the Defendant to revocation proceedings.
ER at 16. 1 The assault and battery judgment and commitment order states that “[a]t the hearing,
Defendant orally moved to suspend the imposition of Defendant’s sentence pursuant to 6 CMC §
4113. Good cause appearing the Court denied Defendant’s motion.” ER at 4 (emphasis added).
Neither sentencing order applied 6 CMC § 4113 to Eguia’s convictions. In fact, as noted above,
the assault and battery commitment order states the opposite through the trial court’s denial of
Eguia’s motion to suspend his sentence through 6 CMC § 4113. In Sablan, we unequivocally
mandated that “[a]ny consideration of a 6 CMC § 4113 disposition must be specifically agreed to
in the plea agreement or it must be unambiguously specified by the Superior Court since it
departs from normal sentencing procedures.” Id. ¶ 9. We recently reaffirmed this holding in
Commonwealth v. Monton, 2008 MP 14 ¶ 6. Because neither of the trial court’s sentencing
orders mentioned or even alluded to 6 CMC § 4113, we find that it does not apply to Eguia’s
sentences.
¶6 As Monton makes clear, 6 CMC § 4113 is used as “an exception to normal sentencing
procedures.” Monton ¶ 9. Without a “clear indication that this exception has been agreed to by
the parties or prescribed by the trial judge, 6 CMC § 4105 must apply.” As such, we find that 6
CMC § 4105 governs Eguia’s convictions in the present case. Eguia is not entitled to have the
convictions removed from his record under 6 CMC § 4113. 2
1
The amended judgment and conviction order included in the Appellant’s Excerpts of Record is
titled “Amended Judgment of Conviction and Order as to Page 2, Paragraph ‘3.’” ER at 15.
2
Since 6 CMC § 4113 does not control in this case, we need not explore Eguia’s other arguments
regarding its application.
¶7 Eguia’s argument that the trial court improperly granted the motion to reconsider its order
vacating the convictions is also without merit. This Court has previously held that the standard
for approving a motion for reconsideration in the civil context is “an intervening change of
controlling law, the availability of new evidence, or the need to correct a clear error or prevent
manifest injustice.” Camacho v. J.C. Tenorio Enterprises, Inc., 2 NMI 408, 414 (1992). The
same standard for approving a motion for reconsideration applies in criminal matters. See United
States v. Banks, Criminal No. 04-176, 2007 WL 2476761 (W.D.Pa. Aug. 9, 2007); see also
United States v. Cooper, Criminal Action No. 04-20105-01-CM, 2007 WL 1201460 (D. Kan.
April 23, 2007). In the present case, the trial court had no authority to vacate Eguia’s convictions
because 6 CMC § 4113 does not apply. It was clear error for the trial court to vacate the
convictions, which Camacho explicitly sets forth as grounds for granting a motion for
reconsideration. As such, we find that the trial court correctly granted the motion to reconsider.
¶8 Eguia finally argues that double jeopardy prohibits the trial court from vacating his
convictions once the court vacated the same. Because the Commonwealth Constitution’s double
jeopardy provision is based upon the federal double jeopardy clause, we turn to federal case law
for guidance. Commonwealth v. Camacho, 2002 MP 6 ¶ 47; Commonwealth v. Oden, 3 NMI
186, 206 (1992). We have previously noted that “[t]he federal Double Jeopardy Clause has been
construed to protect a person against (1) a second prosecution for the same offense after acquittal,
(2) a second prosecution for the same offense after conviction, and (3) multiple punishments for
the same offense.” Oden at 186; see also Commonwealth v. Cabrera, 1997 MP 18 ¶ 7;
Commonwealth v. Aguon, 1997 MP 22 ¶ 8. We find that none of these situations apply in Eguia’s
case. Eguia pled guilty in both cases before the trial court and was never acquitted of any
offense, let alone retried for one. Eguia was also not prosecuted twice for the same offense after
he was convicted. Finally, he was never punished twice for the same offense. The trial court
merely made an error pertaining to the handling of Eguia’s sentences and later corrected it.
Accordingly, we find that the trial court’s decision to reinstate Eguia’s convictions which were
erroneously vacated does not violate Eguia’s double jeopardy rights.
III
¶9 For the foregoing reasons, the decision of the trial court to reinstate Eguia’s 2000
criminal mischief conviction and his 2005 assault and battery conviction is AFFIRMED.
Concurred:
Demapan, C.J., Manglona, J.