Estate of Imamura
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledApril 9, 1997
Docket95-007
JudgeTaylor, Villagomez, Mack
StatusPublished
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Full Opinion
IN THE SUPREME COURT OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
IN RE ESTATE OF ) APPEAL NO. 95-007
) CIVIL ACTION NO. 89-1009
EDIVES S. IMAMURA, )
) OPINION
Deceased. )
____________________________________)
Argued and Submitted May 2, 1996
Counsel for Appellants: Paul A. Lawlor
Caller Box AAA-741
Saipan, MP 96950
Counsel for Appellee: Theodore R. Mitchell
Jeanne H. Rayphand
P.O. Box 2020
Saipan, MP 96950
BEFORE: TAYLOR, Chief Justice, VILLAGOMEZ, Justice and MACK, Special Judge
VILLAGOMEZ, Justice:
Appellants, certain heirs of Edives S. Imamura who are not of Northern Marianas descent
("non-NMDs" or "non-NMD grandchildren"), appeal a Superior Court order distributing the real
property in Edives's estate only to her heirs of Northern Marianas descent ("NMDs" or "NMD heirs")
on the basis that Article XII of the Commonwealth Constitution prohibits non-NMDs from owning
land in the CNMI.
We have jurisdiction under title 1, section 3102(a) of the Commonwealth Code. We affirm.
ISSUE and STANDARD OF REVIEW
Whether, under Article XII, the non-NMD grandchildren of Edives, who died intestate prior
to February 1984, may inherit less than permanent or long term interest in her estate's land. This is
a question of law reviewable de novo.1
1
In re Estate of Tudela, Nos. 92-010 & 92-011 (consol.) (N.M.I. June 16, 1993) (slip op. at 2-3); Manglona v. Civil Serv. Comm'n, 3
N.M.I. 243, 246 & n.2 (1992).
FACTUAL and PROCEDURAL BACKGROUND
On April 24, 1983, Edives died intestate. She had seven children, five of whom are NMDs
who survived her. Two of the children, Jack S. Imamura and Maria M. Ohgushi, predeceased Edives.
Jack and Maria both have heirs (the Appellants), all of whom are citizens of Japan and, are non-
NMDs.
On February 8, 1994, a co-administrator of Edives's estate filed an amended petition seeking
distribution of nine parcels of land in Rota only to Edives's NMD heirs. The non-NMD grandchildren
objected, arguing that Article XII does not prevent them from inheriting interest in land that is not
"permanent" or "long term." Moreover, the non-NMDs asserted that they must be given the
maximum allowable interest permitted by Article XII as a matter of judicially created intestate
distribution, conforming to subsequently enacted 8 CMC 24112 .
The Superior Court held that § 2411 of the probate code does not apply retroactively, and
that Article XII bars the non-NMD's from receiving land from the estate. The non-NMDs timely
appealed.
ANALYSIS
The only issue addressed by the Superior Court was, "Whether 8 CMC §2411 may be applied
retroactively so that non-NMD [grandchildren], who are barred by Article XII from owning land in
the CNMI, may take a 55 year leasehold interest in [the] intestate Decedent's real property."3 The
court answered this question in the negative, holding that § 2411 does not apply under the facts of
2
This provision reads:
Whenever a person not of [NMD] takes title to real property under this code, he or she shall take the maximum legal interest
in this property and the remaining interest if any shall vest in the next closest heirs or devisees who can legally take title to the
real property pursuant to Article 12 of the . . . Constitution. 8 CMC § 2411.
No one challenged the constitutionality of Article XII, section 4, which requires U.S. citizenship or national status for a person to qualify as an NMD.
Therefore, although the requirement of U.S. citizenship in order to own land may raise a constitutional issue, we decline to address such issue sua
sponte.
3
In re Estate of Imamura, P. Action No. 89-1009 (N.M.I. Super. Ct. Feb. 17, 1995) (decision and order granting petition for partial
distribution at 3).
2
this case.4 We will discuss whether, as the non-NMDs contend on appeal, the Superior Court erred
in failing to distribute to each of them a real property interest which is less than permanent or long-
term within the meaning of Article XII.
Edives died in 1983. The law in effect at that time was, as the Superior Court correctly noted,
the Trust Territory Code (TTC). The TTC, however, does not specify how an intestate decedent's
property should be distributed.5 The TTC contains a general provision giving full force and effect
to "[t]he recognized customary law of the various parts of the Trust Territory . . . so far as such
customary law is not in conflict with the laws [made applicable to the Trust Territory through the
TTC]."6 The Trust Territory Bill of Rights similarly mandates that "[d]ue recognition shall be given
to local customs in providing a system of law, and nothing in this [Bill of Rights] shall be construed
to limit or invalidate any part of the existing customary law, except as otherwise provided by law."7
Edives was Chamorro. The Superior Court, therefore, held that her estate must be probated
in accordance with Chamorro customary law, pursuant to which each of Edives's seven children, or
their heirs by representation, normally would be entitled to a one-seventh share of Edives's estate.8
Both parties agree that, except for Article XII, both the non-NMDs and the NMD heirs would receive
equal shares of land ownership in fee simple, under Chamorro custom. The Superior Court,
4
Although not mentioned by the Superior Court or any of the parties in this action, the Superior Court had previously
found § 2411 to be unconstitutional. In re Estate of Tudela, Civ. Action No. 86-884 (N.M.I. Super. Ct. May 22, 1992) (Order at
8, 9, and 10), rev'd on other grounds, Nos. 92-010 and 92-011 (consol.) (N.M.I. Jun. 16, 1993), appeal dismissed, No. 93-16486
(9th Cir. Nov. 18, 1994). However, the constitutionality of § 2411 is not before us today. In In re Estate of Tudela, the court stated:
In reality, section 2411 is an effort to amend the Constitution without following the proper procedure
. . . . In operation, 8 CMC § 2411 would act as a type of legislative reformation provision allowing
the court to transform a fee simple or long-term interest that violates article XII into one that does not
. . . . Therefore, section 2411 cannot be applied to reform intestate distributions without violating
article XII. Any other desired construction of article XII would require constitutional amendment. The
legislature, like the judiciary, has no power to reform acquisitions of land that violate article XII.
In re Estate of Tudela, Order at 8, 9 and 10.
5
See 13 T.T.C. § 1 et seq. (Michie Co. 1980) (probate law and procedure).
6
1 TTC § 102 (Michie Co. 1980).
7
1 TTC § 14 (Michie Co. 1980).
8
The non-NMD grandchildren do not challenge either of these two holdings.
3
therefore, properly applied Chamorro customary law in the probate of the estate, subject to Article
XII.9
Under Chamorro customary law, where a person does not make his or her wishes known prior
to death, his or her surviving children, and the heirs of any deceased issue by representation, will
either take equal portions of the estate in fee simple or agree to a distribution that is not necessarily
equal.10 Thus, except for Article XII, each of Edives's seven children, or their heirs by representation,
normally would be entitled to a one-seventh fee simple interest in Edives's land. Here, however,
because the heirs of two of Edives's children are non-NMDs, they cannot acquire "permanent [or]
long-term interests"11 in real property within the Commonwealth through inheritance. Nor have the
NMD heirs, through custom, agreed to give them land interests which are permissible under Article
XII. The trial court correctly concluded that, because of Article XII, the non-NMDs could not inherit
any land in Edives's estate.12
The non-NMDs contend that the trial court should have distributed a non-permanent or short-
term property interest, such as a 55-year leasehold interest, to each of them because Article XII
prohibits them from acquiring property interests only of a permanent or long-term nature. In support
9
Kapileo v. Olopai, 8 T.T.R. 259, 263 (T.T. High Ct., App. Div. 1982) (holding that trial court did not err in applying common law,
but noting that Chamorro customary law also could have been applied); Ngiramulei v. Rideb, 2 T.T.R. 370, 373-74 (T.T. High Ct., Tr. Div. 1962)
(holding that trial court did not err in basing decision on local customary law rather than common law); In re Estate of Cabrera, 2 N.M.I. 195, 203-04
(1991).
10
In re Estate of Cabrera, 2 N.M.I. 195, 203 (1991) (dictum). In Cabrera, we stated that when parents died intestate (without performing
a partida) the heirs must divide the parents' land by their own agreement. In this case, under Chamorro custom, the NMDs may agree to give the
non-NMDs whatever interest Article XII does not prohibit. The court, however, has no legal basis to force such an agreement upon the children and
grandchildren.
11
Under the Commonwealth Constitution, permanent interests in real property include freehold interests and leasehold interests of longer
that fifty-five years including renewal rights. N.M.I. Const. art. XII, § 3.
Freehold interests include all types of ownership or title granted by all types of deeds, wills, or by intestate succession, in the following:
(1) freehold estates of inheritance which are fee simple absolute, fee simple determinable, fee simple subject to a condition subsequent, fee simple
subject to an executory limitation, fee simple conditional and fee tail, and (2) freehold estates not of inheritance which are estates for one's own life,
estates for the life of another, and estates for one's own life and the life of another. Analysis of the Constitution of the Commonwealth of the Northern
Mariana Islands 169 (Dec. 6, 1976).
Leasehold interests "are those granted by contract for the possession and use of real property usually for a specified number of years."
Id. at 170.
12
In re Estate of Imamura, Civ. Action No. 89-1009 (N.M.I. Super. Ct. Feb. 17, 1995) (decision and order granting petition for partial
distribution at 4-5).
4
of this contention, the non-NMDs point to § 2411.
The non-NMDs concede that § 2411 does not apply here because Edives died prior to
February 1984, the effective date of the Commonwealth probate code. They maintain, however, that
the trial court should have invoked the concept imbedded in § 2411 to equitably grant each of them
"the maximum allowable legal interest" or specifically, a 55-year leasehold interest, in the estate. The
non-NMD grandchildren cite no authority for this proposition. Nor do they explain who would be
the lessors and lessees and what would be the specific terms under the court created leasehold
interest.
The trial court properly looked only to the applicable laws, Article XII and the TTC.13 Article
XII proscribes the "acquisition of permanent and long-term land interests" by non-NMDs.14
"'[A]cquisition' includes all transfers by . . . inheritance."15 The framers of the Constitution made one
relevant exception to this prohibition: a transfer to a spouse by inheritance.16 The framers explained
that "[t]his type of transfer is not considered an acquisition because property acquired or maintained
by a married couple is usually supported by the labors of both spouses. When one spouse dies, the
other spouse should be able to take over as owner of the family property."17 They further specified
that "[t]his exception does not apply to children because within the one or two generations likely to
be affected by the restrictions in this article [XII] nearly all children of Northern Marianas descent
landowners will qualify as persons of Northern Marianas descent who are eligible to inherit land."18
The framers thus recognized that a few children would be ineligible to inherit.
It is evident from the language of Article XII and its accompanying official analysis that the
13
Cf. Willbanks v. Stein, No. 93-036 (N.M.I. Dec. 6, 1994) (order denying rehearing at 2) (reiterating that the Commonwealth probate
code is inapplicable and cannot be viewed as evidence of custom where decedent died prior to effective date of probate code).
14
N.M.I. Const. art. XII, § 1.
15
Analysis of the Constitution of the Commonwealth of the Northern Mariana Islands 168 (Dec. 6, 1976); N.M.I. Const. art. XII, § 2.
16
N.M.I. Const. art. XII, § 2.
17
Analysis of the Constitution of the Commonwealth of the Northern Mariana Islands 168 (Dec. 6, 1976). (emphasis added).
18
Analysis of the Constitution of the Commonwealth of the Northern Mariana Islands 168 (Dec. 6, 1976) (emphasis added).
5
framers carefully considered what property ownership rights to extend, and correspondingly not to
extend, to non-NMD relatives of NMDs. The framers did not carve out an exception to Article XII
to authorize the inheritance of any interest in land -- whether short-term, non-permanent, or otherwise
-- by non-NMD grandchildren of NMDs. Without more, we, like the trial court, are not at liberty to
diverge from the framers' intent by creating short-term or non-permanent property interests and
distributing them to the non-NMD grandchildren of NMDs.19
We hold, therefore, that the Superior Court did not err in concluding that the non-NMD
grandchildren did not acquire any interest in Edives' estate through inheritance. The trial court's
decision did not divest the non-NMD grandchildren of any vested property right. Rather, no such
land interest was ever acquired and none ever vested.
CONCLUSION
For the reasons set forth above, we hereby AFFIRM the decision of the trial court.
Dated this 1st day of May, 1997.
/s/ Ramon G. Villagomez__________________
RAMON G. VILLAGOMEZ, Associate Justice
/s/ Jane Mack___________________________
JANE MACK, Special Judge
TAYLOR, Chief Justice, dissenting:
I dissent in this opinion and will issue my reasoning hereafter.
/s/ Marty W.K.Taylor______________________
MARTY W.K. TAYLOR, Chief Justice
19
We note that under Trust Territory law applicable at the time of Edives's death, land ownership restrictions, authorized under the Trust
Territory Bill of Rights, see 1 TTC § 13 (Michie Co. 1980), were already in place:
Only citizens of the Trust Territory or corporation wholly owned by citizens of the Trust Territory may hold title to land in
the Trust Territory; provided, that nothing herein shall be construed to divest or impair the right, title, or interest of noncitizens
or their heirs or devisees, in lands in the Trust Territory held by such persons prior to December 8, 1941, and which have not
been vested in the alien property custodian . . . .
57 TTC § 201 (Michie Co. 1980). This provision not only expressly limited land ownership, but also implicitly recognized that impairment and
divestiture of land rights could occur with respect to non-TT citizens whose rights vested, or otherwise would have vested, after December 8, 1941.
6
IN THE SUPREME COURT OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
IN RE ESTATE OF ) APPEAL NO. 95-007
) CIVIL ACTION NO. 89-1009
)
EDIVES S. IMAMURA, )
) DISSENT
Deceased. )
)
Argued and Submitted May 2, 1996
Opinion Issued May 1, 1997
Counsel for Appellants, Heirs of Jack
Sablan Imamura & Maria Manglona Ohgushi: Paul A. Lawlor
Saipan, MP 96950
Counsel for Appellee Antonio S. Imamura: Theodore R. Mitchell
Jeanne H. Rayphand
Saipan, MP 96950
BEFORE: TAYLOR, Chief Justice, VILLAGOMEZ, Associate Justice, and MACK, Special Judge.
TAYLOR, Chief Justice, dissenting:
I respectfully dissent.
Contrary to the majority opinion, I believe Article XII of the Constitution of the
Commonwealth of the Northern Mariana Islands was never drafted with the intent of disinheriting
Chamorro children. Put more simply, Article XII was never meant to deny Chamorro grandchildren
a right to inherit their grandmother’s land simply because they are not currently a citizen or national
of the United States. The majority’s holding has the effect of denying the Appellants basic,
fundamental due process and equal protection of the laws in violation of the U.S. Constitution.
The majority reasoned that because “no one challenged the constitutionality of Article XII,
section 4, which requires U.S. citizenship or national status for a person to qualify as an NMD,” the
majority declined to address this issue sua sponte.1 I contend that the very definition of a person of
Northern Marianas descent, which the majority concedes “may raise constitutional issues,” is the very
crux of this case and should have been addressed. The ramifications of the majority’s holding raises
serious conflicts with Article I, Section 5 of the Commonwealth Constitution which mandates that
“[n]o person shall be deprived of life, liberty or property without due process of law” and with Article
I, §6 which provides “[n]o person shall be denied equal protection of the laws.” N.M.I. Const. art. I
§ 5 & 6. These provisions are taken directly from the Fourteenth Amendment to the U.S. Constitution.
Not only does the majority’s holding contradict the Commonwealth Constitution, but runs afoul of the
U.S. Constitution and with the legal relationship existing between the Commonwealth and the United
States.
FACTS
Edives, a Chamorro woman, died intestate. She had seven children. Two children, Jack Sablan
Imamura (“Jack”) and Maria Manglona Oghushi (“Maria”), left the Commonwealth to reside in Japan.
Jack and Maria predeceased Edives leaving three and nine heirs respectively.2 Jack and Maria bore
grandchildren who are neither U.S. citizens nor U.S. nationals.3 These grandchildren, the “Appellants”
in this appeal, whose alienage disqualifies them from Northern Marianas Descent (“NMD”) status
under Article XII, claim they have a right to inherit from their grandmother’s estate
1
See Maj. footnote 2 (emphasis in original).
2
Jack was survived by three children: Rumiko Akamatsu, Ruliko Adamatsu, and
James Imamura. Maria was survived by nine children: Hideko Usui, Kazukiyo
Ohgushi, Masao Ohgushi, Yoshie Ohgushi, Mieko Ohgushi, Hiroshi Ohgushi, Nobuko
Morioka, Isamu Ohgushi, and Sueko Terai. In re Estate of Imamura, Civ. Action
No. 89-1009 (N.M.I. Super. Ct. Feb. 17, 1995) (Notice and Petition for Partial
Distribution at 2 n.2).
3
The record is unclear as to whether all of Edives’ grandchildren, the
Appellants, are not U.S. Citizens or U.S. Nationals. In Exhibit A of the
Appellants’ Excerpts of Record, James F. Imamura (“James”), a grandson of Edives,
submitted a sworn, signed and notarized affidavit wherein he states that he is
the son of Jack, and Jack became a naturalized U.S. Citizen on May 10, 1963,
approximately 8 months before James was born in 1964. Excerpts R. at 22. James
further swears that he is a permanent U.S. resident, “residing at 1833A Saratoga
Street, Great Lakes, Il 60088 U.S.A.” Id. Appellants further submit that “James
Imamura being the child of a citizen of the United States became either a
national or a citizen of the United States by operation of 8 U.S.C. §1401.”
Appellants’ Opposition to Petition for Final Distribution, Excerpts R. at 21.
2
and claim entitlement to a fifty-five year leasehold interest in two-sevenths of Edives’ estate, under
the principle, if not the express terms, of 8 CMC §2411.4
ISSUE
Do Chamorro grandchildren, who meet the second prong of the definition of an “NMD” under
Article XII, §4, lose their rights to inheritance based upon alienage and citizenship? I believe that
fundamental rights, such as the rights of inheritance, are never lost. It would be abhorrent to hold
otherwise.
ANALYSIS
I. The Appellants Are of Chamorro Descent.
As an initial matter, the term “non-NMD,” as used by the majority, is inherently misleading.
The majority repeatedly refers to the Appellants here as “non-NMDs” because they do not fit the
statutory definition of Article XII, §4 which states that an NMD is a person who “is a citizen or
national of the United States and who is of at least one-quarter Northern Marianas Chamorro or
Northern Marianas Carolinian blood . . . .” There is hardly a mention in the majority opinion that if the
Appellants in this case where, instead of being citizens of Japan, citizens or nationals of the U.S., there
would be no question the Appellants would be able to inherit their grandmother’s land. Appellants fit
the second prong of the definition of an NMD since they are at least one-quarter Chamorro descent.
Because of their citizenship status, however, the Appellants are prohibited from inheriting their
grandmother’s land and are thus denied, basic, fundamental due process and equal protection of the
laws.
4
8 CMC §2411 provides:
Whenever a person not of Northern Marianas descent takes title to
real property under this code, he or she shall take the maximum
allowable legal interest in the real property and the remaining
property interest if any shall vest in the next closest heirs or
devisees who can legally take title to the real property pursuant to
Article 12 of the Commonwealth Constitution.
3
II. Pre-Code Intestate Succession: Common Law Applies.
U.S. common law, not Chamorro customary law, applies. Edives died prior to the
enactment of the Probate Code, which came into force on February 15, 1984. 8 CMC §2102.
The Superior Court thus properly ruled that §2411 is inapplicable because Edives died before its
enactment.5
The majority cites the dictum of In re Estate of Cabrera for the proposition that under
Chamorro custom, “when parents died intestate (without performing a partida) the heirs must divide
the parents’ land by their own agreement.” In re Estate of Cabrera, 2 N.M.I. 195, 203 (1991)
(dictum). I am troubled with the majority’s reading of Cabrera and with the majority’s disregard for
binding precedence already established and set forth by the very same majority in In re Estate of
Barcinas, No. 93-003 (N.M.I. Jul. 26, 1994) (slip op. at 8-9). The majority’s finding of a Chamorro
custom in footnote 10 that “under Chamorro custom, the NMDs may agree to give non-NMDs
whatever interest Article XII does not prohibit. The court, however, has no legal basis to force such
an agreement upon the children and grandchildren” is without legal basis, and is therefore, unfounded.
Cabrera involved a partida case not an intestacy case.6 The Appellants in Cabrera
contended that since decedent died without a formal will, “the court had no choice but to find and
confirm, that the property of decedent passed at the time of his death in equal shares, per stirpes,
to his descendants . . . “ Id. (emphasis in original). The Cabrera court stated “[i]f [decedent] had died
intestate without designating any portion of his property to his children, or if he had
5
In In re Estate of Tudela, Civ. Action No. 86-884 (N.M.I. Super. Ct. May
22, 1992) (Order), rev’d on other grounds, No. 92-010 & 92-011 (consol.) (N.M.I.
Jun. 16, 1993), appeal dismissed, No. 93-16486 (9th Cir. Nov. 18, 1994), the
Superior Court ruled that 8 CMC §2411 violated Article XII of the Commonwealth
Constitution. The court held that a non-NMD surviving spouse cannot take any
interest in real property through intestate succession, reasoning that the
widow’s share by intestate succession constitutes a “transaction” under Article
XII, §6 and is therefore void ab initio. Tudela, supra, order at 9. On appeal,
we vacated the trial court’s judgment based on a separate issue and thus did not
have occasion to consider the merits of the court’s Article XII ruling. Tudela,
supra, slip op. at 9-10.
6
Barcinas, supra, slip op. at 10 n.5. “We clarify footnote 8 [citing
Cabrera] by expressly stating that the wishes and intent of a decedent control
in cases involving custom, such as partida or testimento, not in intestacy cases
such as the one at hand.” Id.
4
designated but his children failed to live thereon, then appellant’s contention would have merit.” Id.
(emphasis added). Thus the Cabrera court by dictum stated that if Cabrera had in fact died intestate
without designating any portion of his property to be distributed amongst his children, as was done
here by Edives, the Appellants’ argument, that the land should be properly divided “in equal shares,
per stirpes,” would be the correct result. Id. Therefore, the majority’s reading of Cabrera’s dictum
is erroneous. Furthermore, this Court revisited the intestacy issue in Barcinas, discussed more fully
below, and ruled that Chamorro customary law does not dictate the rules of intestate succession, and
applied the U.S. common law concept of advancements to an intestacy case. Barcinas, supra, slip op.
at 11.
The parties do not dispute that Edives died intestate.7 Intestacy, by definition, means the
decedent dies “without leaving anything to testify what his wishes were with respect to the disposal
of his property after his death.”8 As the Barcinas court stated, “[t]he forms of [Chamorro] customary
distribution that we have recognized are partidas and testamentos.9 Each is based upon the wishes and
intent of the decedent.” Id. However, where a decedent died intestate, “it necessarily follows that
there was no testament, legal or customary, directing how [the] estate should be distributed.” Id. at
9. Barcinas therefore held that customary law does not dictate the rules of intestate succession. Id.
at 10-11.
Following this precedent, I submit that, prior to reaching the constitutional questions presented,
we must first identify the applicable law concerning intestate succession, and determine the source of
that law. Given that Chamorro customary law does not apply, that the
Commonwealth Probate Code is inapplicable, and that the provisions of the Trust Territory
7
In re Estate of Imamura, Civ. Action No. 89-1009 (N.M.I. Super. Ct. Feb.
17, 1995) (Notice and Petition for Partial Distribution, Excerpts R. at 11);
Appellant’s Opening Br. at 2.
8
Black’s Law Dictionary at 821 (6th ed. 1990).
9
A partida “occurs when the father calls the entire family together and
outlines the division of the property among his children.” Barcinas, supra, slip
op. at 9 n.4 citing In re Estate of Deleon Castro, No. 93-018 slip op. at 14
(N.M.I. Mar. 8, 1994). A testamento is a “written partida, which preserves in
writing the intent and directions of the male head of the family in regards to
distribution of the family’s property.” Barcinas, supra, slip op. at 9, n.4
citing Deleon Castro, supra, slip op. at 15.
5
Code10 which governed probate matters prior to February 15, 1984, contain no provisions for intestate
succession, we must look to “the rules of the common law, as expressed in the
restatements of the law approved by the American Law Institute, and, to the extent not so
expressed as generally understood and applied in the United States. . . .” 7 CMC § 3401.
See also Barcinas, supra, slip op. at 10-11 (applying common law to issue of advancements in intestacy
case). Thus, U.S. common law, not Chamorro custom, applies.
Of course, strictly speaking, the “common law of intestate succession” is an
oxymoron. The laws of intestate succession are purely statutory in origin. Irving Trust Co.
v. Day, 314 U.S. 556, 562, 62 S. Ct. 398, 401 (1941). These statutes have almost universally displaced
the ancient canons of descent which governed inheritance of realty at common law.
The former rules, which originated in England, “have not found favor in [the United States],
and in the main have been rejected as being inconsistent with the character and policy of our
institutions . . . .” 5 Thompson on Real Property § 2405 (Grimes replacement ed. 1979). Where the
relevant common-law doctrines are no longer “applied in the United States,” we have interpreted 7
CMC § 3401 to require an examination of the statutes of the fifty states, and the cases construing them,
to determine the applicable law in the Commonwealth. See Ada v. Sablan, 1 N.M.I. 415, 425-27
(1990).
In general terms, the great majority of these statutes11 accord with the prior case law in this
jurisdiction, that under the basic rule of intestate succession, descendants of the decedent inherit in
equal shares, per stirpes. Muna v. Camacho, 2 C.R. 10, 14 (N.M.I. Trial Ct. 1984). Thus, the estate
is divided into shares equal to the number of children of the decedent; and where some of the children
are already dead but left living grandchildren, those grandchildren receive their parents’ intestate
shares.
However, no case in this jurisdiction has yet considered the additional factor presented
10
13 T.T.C. § 1 et seq.
11
See 10 Thompson on Real Property § 89.05(c) (Thomas ed. 1994) (reviewing state statutes).
6
here, which is that the children of two of the seven intestate heirs are aliens. The rights of
aliens to inherit realty in the United States have undergone considerable evolution over the past
half-century, partly in response to expanding notions of constitutional due process and equal
protection guarantees, which are discussed more fully below. Section 2-112 of the Uniform
Probate Code, which had been adopted in fifteen U.S. jurisdictions by the date of Edives'
death, provides perhaps the most representative product of this evolution: “[n]o person is
disqualified to take as an heir because he or a person through whom he claims is or has been an
alien.” Uniform Probate Code § 2-112, in 8 Uniform Laws Annotated 70-71 (Master ed.
1983) The comment to this section describes its purpose as:
to eliminate the ancient rule that the alien cannot acquire or transmit land by
descent, a rule based on the feudal notions of the obligations of the tenant to the
King. Although there never was a corresponding rule as to personalty, the
present section is phrased in light of the basic premise of the Code that
distinctions between real and personal property should be abolished.
Id. at 71.
Thus, as to aliens who are residents of the United States, laws of intestate succession
no longer bar inheritance to aliens as a class, and most do not distinguish between real property
from personalty in establishing the total value of the intestate estate. Id. at 56 (Comment to
Part I, “Intestate Succession”); 10 Thompson (Thomas ed.), supra, § 89.04(d).12 Considering
these authorities, I submit that the law as generally understood and applied in the United States
entitles aliens to inherit by intestate succession on the same footing as citizens.
However, our consideration of which common law principles we may adopt is not
complete until we have considered their application in light of the Commonwealth
Constitution. "The NMI Constitution is a paramount source of Commonwealth law,
guaranteeing basic rights for all persons . . . . Our courts must be ever watchful when
12
However, some states still impose procedural burdens and other
limitations on inheritance of land by nonresident aliens. 9 Thompson (Thomas
ed.), supra, § 79.11. From the record here, at least one of Edives’ alien heirs
is a resident of the United States. See Affidavit of James F. Imamura, Excerpts
R. at 22. The place of residency of the other heirs does not appear from the
record.
7
considering the application of common law principles that either on their face or as applied
violate such rights." Ada supra, 1 N.M.I. at 427-428.
III. Article XII.
Article XII, § 1 of the Commonwealth Constitution provides that “[t]he acquisition of
permanent and long-term interests in real property within the Commonwealth shall be
restricted to persons of Northern Marianas descent.” N.M.I. Const. art. XII, § 1. Section 2
clarifies that this restriction applies to “sale, lease, gift, inheritance or other means.” Id., § 2
(emphasis added). Section 4 requires that, to qualify as an NMD, one must be a “citizen or
national of the United States.” Id., § 4. Since the Appellants here are citizens of Japan, they
do not qualify as NMDs and thus cannot take “permanent or long-term interests in real
property within the Commonwealth,” defined in Article XII, § 3 as “freehold interests and
leasehold interests of more than fifty-five years including renewal rights.” Id., § 3. Finally,
under the terms of § 6, any “transaction made in violation” of Article XII “shall be void ab
initio.” Id., § 6.
I believe the framers of Article XII intended to allow non-NMDs to acquire and hold
impermanent and short-term interests in land. As stated in the Analysis of the Constitution,
“the Convention spent a great deal of time and effort to find the least restrictive means of
accomplishing its purpose.” Analysis of the Constitution of the Commonwealth of the
Northern Mariana Islands, 164 (Dec. 6, 1976). Our prior cases have upheld leasehold
acquisitions by non-NMDs of up to fifty-five years. See, e.g., Diamond Hotel Co., Ltd. v.
Matsunaga, No. 93-023 (N.M.I. Jan. 19, 1995) slip op. at 17-18. There is nothing in Article
XII or the Analysis which leads me to believe the framers intended to prevent non-NMDs from
acquiring impermanent or short-term interests in property by intestate succession when they
are plainly allowed to do so by commercial transaction, gift or testate inheritance.
The discussion of § 6 in the Analysis bolsters this view:
[Section 6] provides that any transaction made in violation of section 1 is void
from the beginning and has no force or effect. This means that if a person sells
8
land to a person who is not of Northern Marianas descent, that transaction never takes
effect and never has any consequence with respect to the title of the land. The title
remains in the person who tried to sell it. This section affects only title in land. It does
not affect the cause of action that the buyer may have if the seller takes his money and
then does not part with the title because the buyer is not a person of Northern Marianas
descent. These causes of action would be governed by the general law of contracts.
This commentary makes clear that, rather than intending for § 6 to broaden the scope of
prohibitions on transfers by intestate succession beyond those which governed commercial
transactions, the framers intended for this provision simply to enforce the prohibitions of § 1 in
the commercial context itself.
This language in the Analysis also suggests the minds of the framers were focused on
intentional, purposeful transactions, not involuntary transfers by operation of law. The
language employed in § 6 itself corroborates this reading: it refers to “transactions made” in
violation of § 1. The term transaction has a broad and flexible meaning in numerous legal
contexts. See Manglona v. Kaipat, 3 N.M.I. 322, 334 (1992). However, it generally refers to
some form of purposeful, intentional interchange between persons. Cf Shaneybrook v.
Blizzard, 121 A.2d 218, 221-22 (Md. 1956) (“transaction” does not include fortuitous and
involuntary act for purposes of dead man’s statute); Franklin National Bank v. Krakow, 295 F.
Supp. 910, 917-18 (D.D.C.1969) (“transaction of business” under long-arm statute requires
“purposeful activity” within forum state). Given this connotation of intentional activity, I
suggest the framers did not intend for the remedy of § 6 to expand the sweep of Article XII
beyond the “least restrictive means” delineated in §§ 1 through 4 in the special case of
involuntary transfers by operation of law.13
13
Further support in the Analysis for this understanding of the framers' intent comes from the statement that
implementation of Article XII was intended to err, if at all, on the side of allowing a few ineligib