Jose Gutierrez v. Thomas D. Sullivan
CourtDistrict Court of Appeal of Florida
Date FiledJanuary 26, 2022
Docket3D21-0301
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
Third District Court of Appeal
State of Florida
Opinion filed January 26, 2022.
Not final until disposition of timely filed motion for rehearing.
________________
No. 3D21-0301
Lower Tribunal Nos. 17-14299 CC, & 20-268 AP
________________
Jose Gutierrez,
Appellant,
vs.
Thomas D. Sullivan,
Appellee.
An appeal from the County Court for Miami-Dade County, Patricia
Marino Pedraza, Judge.
AM Law, LLC, and Gary M. Murphree, for appellant.
Damian & Valori LLP | Culmo Trial Attorneys, P.A., and Melanie E.
Damian, for appellee.
Before SCALES, LINDSEY, and MILLER, JJ.
MILLER, J.
In this dispute over arboricultural services, appellant, Jose Gutierrez,
challenges a final judgment rendered in favor of appellee, Thomas Sullivan,
following a bench trial. On appeal, Gutierrez contends the trial court was
required to accept evidence of apparent authority and mutual agreement.
Discerning no reversible error, we affirm.
BACKGROUND
The genesis of this dispute is an agreement entered into between
Gutierrez and an acquaintance, Jose Lima, for the provision of tree pruning
and trimming services. At Lima’s request, Gutierrez agreed to perform the
services on Sullivan’s Miami Beach property six days a week over a month-
long period in July and August of 2014. Lima paid Gutierrez $1,500.00, but
the parties did not reach an agreement as to the remaining balance. A
dispute ensued before the work was completed, and Gutierrez sent both an
invoice and demand letter to Sullivan, requesting payment in the amount of
$11,770.00.
Sullivan did not respond, and Gutierrez filed a four-count complaint in
the county court alleging breach of contract, account stated, unjust
enrichment, and equitable lien. In the complaint, Gutierrez alleged he
contracted directly with Sullivan for the provision of services in the month of
2
August of 2014. He did not raise agency. Sullivan answered and denied all
material allegations in the complaint.
Gutierrez withdrew his claim for equitable lien. The court then
convened a bench trial, at the conclusion of which Gutierrez sought entry of
judgment under an agency theory. The court rendered final judgment in
favor of Sullivan, and the instant appeal followed.
STANDARD OF REVIEW
“When a cause is tried without a jury, the trial judge’s findings of fact
are clothed with a presumption of correctness on appeal, and these findings
will not be disturbed unless the appellant can demonstrate that they are
clearly erroneous.” Universal Beverages Holdings, Inc. v. Merkin, 902 So.
2d 288, 290 (Fla. 3d DCA 2005).
ANALYSIS
The judgment in this case rests on the premise that Lima lacked actual
or apparent authority to bind Sullivan. We review this finding for competent,
substantial evidence. See Haas Automation, Inc. v. Fox, 243 So. 3d 1017,
1023 (Fla. 3d DCA 2018). In this regard, we do not consider the evidence
or inferences the trial court eschewed in rendering its finding. Instead, we
evaluate the sufficiency of the evidence supporting the decision of the trial
3
court. See Swanigan v. Dobbs House, 442 So. 2d 1026, 1027 (Fla. 1st DCA
1983).
An agency relationship based upon apparent authority arises where
the asserting party proves the following three elements: (1) a representation
by the purported principal; (2) reliance on that representation by a third party;
and (3) a change in position by the third party in reliance upon such
representation. Lensa Corp. v. Poinciana Gardens Ass’n, Inc., 765 So. 2d
296, 298 (Fla. 4th DCA 2000). A third-party’s reliance on the apparent
authority of a principal’s agent must “rest in the actions of or appearances
created by the principal, and ‘not by agents who often ingeniously create an
appearance of authority by their own acts.’” Id. (citation omitted) (quoting
Taco Bell of Cal. v. Zappone, 324 So. 2d 121, 124 (Fla. 2d DCA 1975)). In
this vein, apparent authority does not arise from the mere subjective belief
of the person dealing with the purported agent. Guadagno v. Lifemark
Hosps. of Fla., Inc., 972 So. 2d 214, 218 (Fla. 3d DCA 2007). Rather, any
such belief must be objectively reasonable. Id.
Florida courts have repeatedly found that whether an agency
relationship exists is a question of fact. See Villazon v. Prudential Health
Care Plan, Inc., 843 So. 2d 842, 853 (Fla. 2003); S. Fla. Coastal Elec., Inc.
v. Treasures on Bay II Condo Ass’n, Inc., 89 So. 3d 264, 267 (Fla. 3d DCA
4
2012). However, “when the evidence presented by both parties is so
unequivocal that reasonable persons could reach but one conclusion, a
question that is ordinarily one of fact becomes a question of law to be
determined by the court.” U.S. v. Morrison, 28 So. 3d 94, 100 (Fla. 1st DCA
2009).
Here, the relevant facts were in dispute. Although Gutierrez did not
allege agency in the operative complaint, he testified that Lima lived in a
small apartment on Sullivan’s property and had keys to the front door of the
residence. He further stated that Lima informed him he was Sullivan’s
property manager and that he had a “big[,] huge job in the house, the big
house and he need[ed] somebody to do the job.” 1 Gutierrez agreed to trim
the trees, and Lima paid him $1,500.00 in three preliminary installments.
There was no further agreement as to the balance due. After Gutierrez
began working, a dispute arose concerning the trimming of two of the tallest
trees. Gutierrez abandoned the remaining tasks and then invoiced Sullivan
directly. The invoice, along with certain photographs purportedly depicting
the work performed, was admitted into evidence.
1
Our high court has determined that a defendant cannot “be found liable
under a theory of vicarious liability that was not specifically pled.”
Goldschmidt v. Holman, 571 So. 2d 422, 423 (Fla. 1990).
5
Conversely, Sullivan testified that Lima was not his property manager,
but rather a handyman living in an apartment located above his garage. He
paid Lima $2,000.00 a month to perform certain services, including
landscaping. Lima was assisted with tree trimming by another fully
compensated individual.
Sullivan denied ever authorizing Lima to engage anyone to perform
landscaping tasks. He further claimed he had never observed Gutierrez on
his property, and he did not recall that his trees appeared to have been
trimmed during the relevant time period. When viewing the photographs
introduced into evidence by Gutierrez, Sullivan contended some of the
depicted trees appeared untrimmed.
Given the conflicting testimony, the trial court acted within the bounds
of its discretion in concluding that the principal, Sullivan, did not knowingly
permit the purported agent, Lima, to assume apparent or ostensible
authority. Indeed, under these facts, the court could have equally concluded
that Lima was a renegade tree trimmer seeking to subcontract his own
duties, for which he was independently receiving compensation. See Smith
v. Sears, Roebuck & Co., 681 So. 2d 871 (Fla. 1st DCA 1996) (“The
conflicting evidence . . . might have supported a different conclusion by the
finder of fact. It is the function of the trial court, not the appellate court,
6
however, to evaluate and weigh the testimony and other evidence introduced
at trial to arrive at findings of fact.”). Accordingly, the trial court’s refusal to
impute agency is supported by competent, substantial evidence and the
claims for breach of contract and account stated fail. 2
We next examine the claim for unjust enrichment. The trial court found
$1,500.00 to be adequate compensation for the work performed. This
conclusion is not squarely supported by Sullivan’s testimony, as the record
is devoid of any indication as to the collective payments made to Lima and
Sullivan’s other worker. “Even when based on erroneous reasoning,”
however, “a conclusion or decision of a trial court will generally be affirmed
if the evidence or an alternative theory supports it.” Applegate v. Barnett
Bank of Tallahassee, 377 So. 2d 1150, 1152 (Fla. 1979); see also Dade
Cnty. Sch. Bd. v. Radio Station WQBA, 731 So. 2d 638, 644 (Fla. 1999).
Here, the same evidence relied upon by the trial court in rejecting agency
supports the conclusion Gutierrez is not entitled to recover damages for
unjust enrichment.
The essential elements of unjust enrichment are: (1) plaintiff has
conferred a benefit on the defendant, who has knowledge thereof; (2)
2
“There can be no liability on an account stated if there has been no mutual
agreement . . . .” Braun v. Noel, 188 So. 2d 564, 565 (Fla. 3d DCA 1966).
7
defendant voluntarily accepts and retains the benefit conferred; and (3) the
circumstances are such that it would be inequitable for the defendant to
retain the benefit without paying the value thereof to the plaintiff. Hillman
Const. Corp. v. Wainer, 636 So. 2d 576, 577 (Fla. 4th DCA 1994).
Here, while Gutierrez contended that he made valuable improvements
to Sullivan’s property by trimming and pruning several trees, Sullivan testified
he had no knowledge of the benefit and “[t]he record contains no evidence
to rebut [Sullivan]’s testimony regarding [his] lack of knowledge.” Cole Taylor
Bank v. Shannon, 772 So. 2d 546, 551 (Fla. 1st DCA 2000). Sullivan further
testified he did not authorize the provision of services and was completely
unaware of the work performed by Gutierrez until years later when he was
served with the complaint.
This testimony was sufficient to sustain the ultimate conclusion
reached by the trial court. See Coffee Pot Plaza P’ship v. Arrow Air
Conditioning & Refrigeration, Inc., 412 So. 2d 883, 884 (Fla. 2d DCA 1982)
(“Where unjust enrichment is asserted, a party is liable for services rendered
only when he requests the other party to perform the services or knowingly
and voluntarily accepts their benefits.”); Citicorp Real Est., Inc. v. Buchbinder
& Elegant, P.A., 503 So. 2d 385, 387 (Fla. 3d DCA 1987) (“There is little
question . . . that Citicorp reaped substantial benefits from the services of the
8
law firm . . . . However, not every person who may ultimately benefit from
another’s labors thereby becomes responsible to pay for those labors. It is
only when it can be fairly said that the benefiting party has knowingly and
voluntarily accepted the benefits that the benefiting party may be held to
have been unjustly enriched.”); Jackson-Jester v. Aziz, 48 So. 3d 88, 91 (Fla.
2d DCA 2010) (“[I]n order to prove that [appellants] were unjustly enriched
by the benefit, it must be shown that they either requested that [appellee]
confer the benefit or that they knowingly and voluntarily accepted the
benefit.”); CMH Homes, Inc. v. LSFC Co., LLC, 118 So. 3d 964, 966 (Fla. 1st
DCA 2013) (“[T]here is no evidence that any benefit was either requested or
knowingly and voluntarily accepted by LSFC or its predecessor.”); see also
E & M Marine Corp. v. First Union Nat. Bank, 783 So. 2d 311, 312–13 (Fla.
3d DCA 2001) (finding lender was not unjustly enriched by marina’s repairs
on vessel, where lender did not request marina make repairs, repairs were
made before borrower’s default gave lender right to seek possession, and
lender did not learn of vessel’s whereabouts until after repairs were
completed); Flatirons Bank v. Alan W. Steinberg Ltd. P’ship, 233 So. 3d
1207, 1212 (Fla. 3d DCA 2017) (finding partnership was not unjustly
enriched by bank, even though bank’s former board chairman gave
partnership stolen bank funds, because partnership had no knowledge funds
9
were tainted in any way or originated from bank). Consequently, there is “an
alternative basis to justify affirming the decision.” Malu v. Sec. Nat. Ins. Co.,
898 So. 2d 69, 73 (Fla. 2005).
Declining to “substitute [our] judgment for that of the trial court on
questions of fact, likewise of the credibility of the witnesses as well as the
weight to be given to the evidence by the trial court,” Goldfarb v. Robertson,
82 So. 2d 504, 506 (Fla. 1955), as this “is not the function of the appellate
court,” we therefore affirm the final judgment in all respects. Shaw v. Shaw,
334 So. 2d 13, 16 (Fla. 1976).
Affirmed.
10