Commonwealth v. Peters
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledJanuary 8, 1991
Docket90-026
JudgeBorja
StatusPublished
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Full Opinion
"\�-t CLERK OF COURT
SUPREME COURT. CNMI
FILED
9 I JAN 8 P2 : 33
FOR PUBLICATI00:
BY: S�0a-�'\J� : �
IN THE SUPREME COURT OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COZ.IMONWEALTH OF THE ) APPEAL NO. 90-026
NORTHERN MARIANA ISLANDS, ) CRIMINAL CASE NO. 88-0124
Plaintiff/Appellee, )
)
vs. ) OPINION
)
ANTHONY S. PETERS, )
Defendant/Appellant. )
____ )
Argued November 6, 1990
Counsel for Plaintiff/Appellee: James E. Hollman
Assistant Attorney General
Commonwealth of the
Northern Mariana Islands
Saipan, MP 96950
Counsel for Defendant/Appellant: William M. Fitzgerald
P. o. Box 909
Saipan, MP 96950
BEFORE: DELA CRUZ, Chief Justice, BORJA, Justice, and ATALIG,
Special Judge.
BORJA, Justice:
FACTS
On the night of January 16, 1988, a Police Officer observed a
silver sedan being driven at an excessive rate of speed. It was
traveling in the center lane of the road. The Officer stopped the
vehicle. He observed that the face of the driver, the
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defendant/appellant, Anthony s. Peters (hereafter Peters), was
flushed and his eyes were bloodshot. He also detected a strong
odor of alcohol coming from Peters' breath.
Based on the above observations, the Officer asked Peters to
perform two field sobriety tests. He failed both the coordination
and the balance tests. The Officer then arrested Peters for
driving under the influence of alcohol.
He took Peters to the Garapan police sub-station. The Officer
asked Peters again to perform a second set of coordination and
balance tests. Again, he failed both tests. The Officer informed
Peters both of his implied consent sanctions and his constitutional
rights, which he waived. Peters' speech was slurred.
A different Police Officer at the sub-station administered the
breathalyzer test. Such Officer is a certified operator of the
Alcotest 7010 breathalyzer instrument. He tested the instr"..lment to
make sure that it was functioning properly. After determining that
it was in proper working condition, he administered the test to
Peters� The result of the test was that Peters had a .181 alcohol
concentration in his breath.1
19 CMC § 7105(a) {1) and (2) states that
(a) A person shall not drive, operate or be in actual
physical control of any vehicle while:
(1) Having a Blood Alcohol Concentration (BAC) of
0.10 or more as measured by a breath or blood test; or
(2) Under the influence of alcohol • • • •
469
After Peters was charged with Driving under the Influence of
Alcohol in violation of 9 CMC § 7105, he made a pre-trial motion
for a jury trial. The trial court denied the motion. A bench
trial was held on December 7, 1988. At trial, Peters renewed his
motion for a jury trial and it was again denied.
Two witnesses testified on behalf of the CNMI. The CNMI
provided no foundational evidence that the breathalyzer machine was
properly calibrated before the test was administered to Peters.
The defense did not present any evidence.
Peters was convicted on December 7, 1988. The court concluded
that, "the defendant was impaired and that he is guilty of DUI."
ISSUES PRESENTED
1. Whether a defendant in a criminal proceeding in the
Commonwealth has a constitutional right to a jury trial when
charged under a statute authorizing a sentence of imprisonment in
excess of six months.
2. Whether the trial court erred in admitting the breathalyzer
test result into evidence when no objection was made to its
admission.
STANDARD OF REVIEW
The standard of review for the first issue is de novo since it
is a question involving the application of the constitution.
Carreras v. City of Anaheim, 768 F.2d 103 9 (9th Cir. 1985) .
With regard to the second issue, the standard of review is the
470
plain error. rule. Rule 103 , Commonwealth Rules of Evidence, and
Rule 52(b), Commonwealth Rules of Criminal Procedure.
ANALYSIS
Peters argues that the right to a trial by jury is a
fundamental right guaranteed to all citizens within the
jurisdiction of the United States. He argues that the reasoning in
CNMI v. Atalig, 723 F.2d 682 (9th Cir. 1984), cert. denied, 104
s. Ct. 3518 (1984) (a reasoning �ollmving the Insular Cases) no
longer applies. He contends that its holding that Covenant Section
501 does not violate the Sixth or Fourteenth Amendments to the u.s.
Constitution must be reevaluated.2 He bases his argument on the
fact that Atalig was decided when the NMI was still a part of the
Trust Territory of the Pacific Islands. Since the NMI has
voluntarily joined the American political family through the
Covenant, he argues, reliance on the Insular Cases is no longer
2covenant Section 501, in pertinent part, states that:
To the extent that they are not applicable of their
own force, the following provisions of the Constitution
of the United States will be applicable within the
Northern Mariana Islands as if the Northern Mariana
Islands were one of the several States: . . . Amendments
1 through 9, inclusive; . . . Amendment 14 , Section 1;
• provided, however, that neither trial by jury nor
. .
indictment by grand jury shall be required in any civil
action or criminal prosecution based on local law, except
where required by local law.
Covenant to Establish a Commonwealth of the Northern Mariana
Islands in Political Union with the United States of America,
reprinted in CMC at B-101.
471
valid. He, therefore, concludes that the Sixth Amendment to the
U.s. Constitution now applies. Peters argues that the Sixth
Amendment applies of its own force and Covenant Section 501 is
subordinate to the U.S. Constitution and cannot stand.
Alternatively, he argues that a decision by this Court
declaring the right to a jury trial in the Commonwealth in
prosecutions involving a possible sentence of one year will not be
inconsistent with the Covenant. The Covenant, he contends, allows
jury trials where required by local law. He maintains that a
decision by this Court on what he advocates would satisfy the local
law requirement.
We agree with the government that the constitutionality of
covenant section 501 has been addressed and authoritatively
resolved in the Atalig case. Peters has not stated any argument
that persuades us to question the Atalig case on this issue. There
is no merit to Peters' argument that Atalig has to be reevaluated
because there has been a change in political status for the NIH.
The A tal ig court specifically noted that Covenant Section 501
became effective since January 9, 1978. 723 F.2d at 685. The
question of the constitutionality of covenant Section 501 is the
same now as it was in 1978, and in 1984 when Atalig was decided.
The fact that the NMI is no longer a trust territory and is now an
"undefined entity" within the American political family is a
distinction without a difference. We do not see how the
distinction would counteract a specific covenant provision,
472
especially a provision "without which the accession of the Northern
Mariana Islands to the United States would not have been possible."
Marianas Political Status Commission, Section by Section Analysis
of the Covenant to Establish a Commonwealth of the Northern Mariana
Islands at 48 (1975) (hereafter covenant Analysis).
We disagree with Peters on his interpretation of the Atalig
case. By adhering to the Ataliq case, we do not hold that the
territorial clause of the u.s. Constitution applies in the NMI.3
We need not reach the question of whether the territorial clause
applies in the NMI. We merely hold that, in conformity with the
Atalig case, Covenant section 501 does not violate the Sixth or
Fourteenth Amendments to the U. s. Constitution.
Peters' alternative argument is also without merit. The·term
"except where required by local law, 11 found in Covenant Section
501(a) does not, and cannot, mean a decision by this Court. It is
the NMI legislature that has the authority to make the right to a
jury trial the same as in the continental United States. In the
analysis to the Covenant, it is specifically stated that the right
to a jury trial is "left entirely to the local legislature and the
Northern Marianas Constitution.11 Covenant Analysis at 46 (emphasis
3The Atalig court specifically stated that "we do not reach
the argument that the Constitution applies with even less force in
the NMI than in an unincorporated territory." 723 F.2d at 691.
"Thus, there is merit to the argument that the NMI is different
from areas previously treated as unincorporated territories. We
need not decide this issue because the independent force of the
Constitution is certainly no greater in the NMI than in an·
unincorporated territory." Id., n.28.
473
added) . Article I, Section 8 of the NMI Constitution states that
11
(t]he legislature may provide .for trial by jury in criminal or
civil cases. " (Emphasis added. )
The parties disagree on the type of analysis to be given the
second issue regarding the admission of the breathalyzer test
result. The government contends that the proper analysis should be
the plain error rule since Peters did not object to the admission
of the test result.
Peters argues that he need not object to the introduction of
such evidance. There is a presumption of his innocence before
conviction. It is the govern�ent that has the burden of proving
beyond a reasonable doubt that he is guilty of the charge against
him.
Peters' argument lacks merit. 9 CMC § 7107 (a) and (b)
provides that
(a) Upon the trial of any civil or criminal action or
proceeding arising out of acts alleged to have been
committed by any person while driving or in actual
physical control of a vehicle while under the influence
of alcohol or drugs, evidence of the concentration of
alcohol or drug in a person's breath at the time alleged,
as determined by analysis of the person's breath, shall
be admissible.
(b) Upon the request of the person who submits to the
test at the request of a police officer, full information
concerning the test shall be made available to him or his
attorney.
(Emphases added.) The statute states definitively that the test
result is admissible. The statute also states that information
about the test is available to the defendant upon request. A
474
reasonable interpretation of this statute is that the result of
such test is admissible. A defendant, prior to trial, should
request information about the test, e.g., who administered it, the
qualifications of the officer administering it, maintenance
logbook, etc. This will enable him to question the credibility of
the test result. He will not be able to exclude the result as
evidence, but he will be able to argue the weight that such result
should be given.
Therefore, Rule 103 , Commom:ealth Rules of Evidence, governs
the resolution of the second issue.
Rule 103 (a) (1) states that
Error may not be predicated upon a ruling
which admits . . evidence unless a
substantial right of the party is affected,
and . . a timely objection or motion to
strike appears of record, stating the specific
ground of objection, if the specific ground
was not apparent from the context. . • .
(Emphasis added.) To claim error in the admission of evidence one
has to meet a two-prong test that is conjunctive. The first part
of the test is to determine if a substantial right of the party is
affected. The second part requires that a timely objection or
motion to strike be made. Since Peters did not make any objection,
one of the two requirements is not met and he cannot clai
. m error.
The only exception to the above rule is the plain error rule,
pronounced in Evidence Rule 103 (d), and Criminal Rule 52 (b).
Evidence Rule 103 (d) states that, "(n]othing in this rule precludes
taking notice of plain errors affecting substantial rights although
475
they were not brought to the attention of the court. " Criminal
Rule 52 (b) states that, "[p]lain errors or defects affecting
substantial rights may be noticed although they were not brought to
the attention of the court. "
A reversal under the plain error rule "is appropriate only
when necessary to safeguard the integrity and reputation of the
judicial process or to forestall a miscarriage of justice. "United
States v. Lancelloti, 761 F.2d 13 63 , 13 67 (9th Ci�. 1985)
(citations omitted). See also United States v. Greger, 716 F. 2d
1275 (9th Cir. 1983 ) .
A reversal under the plain error rule is proper only when two.
factors exist:
1. Substantial rights of the defendant are affected;
and
2. It is necessary to safeguard the integrity and
reputation of the judicial process, or to forestall a
miscarriage of justice.
Neither of the two elements is present. No substantial right of
Peters is affected. The integrity and reputation of the judicial
process ar� not at stake, and there has been no miscarriage of
justice. The reason none of these elements has been met is simply
because the finding of guilt was not based solely on the result of
the breathalyzer test. Other evidence existed that supported the
conviction. There is uncontradicted testimony that Peters' face
was flushed and his eyes were bloodshot. His speech was slurred.
476
A strong odor of alcohol was smelled. Finally, he failed certain
field sobriety tests twice. These facts are sufficient to support
a conviction of driving under the influence of alcohol. See Cffi1I
v. Kawai, No. 89�011, Order Denying Petition for Rehearing (N.M.I .
1990) .
CONCLUSIO�l
The judgment of the trial court is AFFI�'1ED.
·
Jose s. Dela Cruz
Chief Justice
v
Pedro M. Atalig
Special Judge
477