Commonwealth v. Taitano
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledDecember 17, 2018
Docket2016-SCC-0021-CRM
JudgeCastro
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
HANK TAITANO,
Defendant-Appellant.
Supreme Court No. 2016-SCC-0021-CRM
Superior Court No. 14-0143
OPINION
Cite as: 2018 MP 12
Decided December 17, 2018
Matthew Baisley, Assistant Attorney General, Office of the Attorney
General, Saipan, MP, for Plaintiff-Appellee.
Cong Nie, Saipan, MP, for Defendant-Appellant.
Commonwealth v. Taitano, 2018 MP 12
BEFORE: ALEXANDRO C. CASTRO, Chief Justice; JOHN A. MANGLOÑA, Associate
Justice; PERRY B. INOS, Associate Justice.
CASTRO, C.J.:
¶1 Defendant-Appellant Hank Taitano (“Taitano”) appeals his conviction and
sentence for Sexual Abuse of a Minor in the First Degree (“SAM 1”) in violation
of 6 CMC § 1306 on the grounds that: (1) the court conducted an incomplete
Daubert hearing; (2) the prosecution engaged in prosecutorial misconduct; (3)
the court’s errors were cumulative; (4) Taitano received ineffective assistance of
counsel; and (5) the court failed to properly individualize his sentence. For the
following reasons, we AFFIRM Taitano’s conviction and sentence.
I. FACTS AND PROCEDURAL HISTORY
¶2 In December 2014, Taitano was charged with one count of SAM 1. The
charging document alleged Taitano engaged in sexual intercourse with B.L., his
twelve-year-old daughter.
¶3 B.L. was primarily raised by her mother and stepfather and had not seen
Taitano in four to five years. On two occasions, B.L. visited Taitano at his
apartment. B.L. testified that on the second occasion, in July 2014, Taitano began
nonconsensual sexual intercourse with her in the shower. According to B.L., she
asked him to stop and leave, at which point he complied. B.L. then left the shower
and went into another room, after which Taitano followed her and resumed
nonconsensual sexual intercourse. At trial, B.L. stated she did not tell anyone
what occurred because Taitano said that if she told anyone, he would hurt her.
¶4 In November 2014, B.L.’s stepfather took her to the hospital, where it was
discovered B.L. was pregnant. Later that day, a Department of Public Safety
detective interviewed B.L.. In the interview, she stated that during the July 2014
visit to Taitano’s apartment, she woke up from a nap to find Taitano pulling her
pants off and then engaging in nonconsensual sexual intercourse with her. In
March 2015, B.L. gave birth to a son, P..
¶5 A jury trial was held where the court conducted two hearings in
accordance with NMI Rule of Evidence 702 (“Rule 702”) and Daubert v. Merrell
Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993) (“Daubert”) for Dr. Gary M.
Stuhlmiller (“Dr. Stuhlmiller”), a director of the DNA Identity Testing Division
at Laboratory Corporation of America. These Daubert hearings were conducted
to determine whether the court would permit Dr. Stuhlmiller to testify as an
expert witness with respect to the DNA analysis determining the paternity of P..
After some argument, the court did not permit Dr. Stuhlmiller to testify as an
expert witness, determining the methodology underlying his DNA analysis for
the paternity results was unreliable.
¶6 At closing argument, the Commonwealth of the Northern Mariana Islands
(“Commonwealth”) made several remarks. The Commonwealth suggested the
math in calculating the time between P.’s conception and P.’s birth is
straightforward, the jury was required to figure out what was a reasonable way
Commonwealth v. Taitano, 2018 MP 12
for B.L. to respond to the sexual assault, the Commonwealth was not required to
put on all available evidence, and it was beyond a reasonable doubt that B.L. was
sure Taitano had sexually assaulted her and that he was the father of P.. Taitano
did not object to the Commonwealth’s remarks.
¶7 The jury found Taitano guilty of SAM 1. The court sentenced him to the
maximum of thirty years’ imprisonment without the possibility of parole. Taitano
appeals.
II. JURISDICTION
¶8 We have jurisdiction over all final judgments and orders issued by the
Superior Court. NMI CONST. art. IV, § 3.
III. STANDARDS OF REVIEW
¶9 There are five issues on appeal. First, whether the court conducted a
complete Daubert hearing in accordance with Rule 702 and appropriately found
Dr. Stuhlmiller’s methodology unreliable. We review whether to exclude or
admit expert testimony under Rule 702 for an abuse of discretion.
Commonwealth v. Crisostomo, 2018 MP 5 ¶ 12. Second, whether the
Commonwealth engaged in prosecutorial misconduct. Where a contemporaneous
objection is not raised, we review prosecutorial misconduct issues for plain error.
Commonwealth v. Xiao, 2013 MP 12 ¶ 16; see also United States v. Necoechea,
986 F.2d 1273, 1276 (9th Cir. 1993) (applying plain error review where no
objection was raised to prosecutorial misconduct issues concerning vouching).
Third, if the court erred as to the first two issues, whether the errors were
cumulative. We review claims of cumulative error de novo. Commonwealth v.
Cepeda, 2014 MP 12 ¶ 10. Fourth, whether Taitano received ineffective
assistance of counsel due to his counsel’s failure to object to alleged prosecutorial
misconduct. We review ineffective assistance of counsel claims de novo.
Commonwealth v. Taivero, 2009 MP 10 ¶ 7. Finally, whether the court properly
individualized Taitano’s sentence. A court’s sentencing decisions are reviewed
under an abuse of discretion standard. Commonwealth v. Jin Song Lin, 2016 MP
11 ¶ 6.
IV. DISCUSSION
A. Expert Testimony
¶ 10 Taitano argues the court did not conduct a complete or “full” Daubert
hearing in the absence of the jury because it did not make the requisite Rule 702
findings for Dr. Stuhlmiller’s DNA methodology at the end of the first Daubert
hearing. 1 He contends that there is nothing in the NMI Rules of Criminal
1
Rule 702, which mirrors Federal Rule of Evidence 702 (“FRE 702”), states:
A witness who is qualified as an expert by knowledge, skill, experience,
training, or education may testify in the form of an opinion or otherwise
if:
(a) the expert’s scientific, technical, or other specialized knowledge will
help the trier of fact to understand the evidence or to determine a fact in
issue;
Commonwealth v. Taitano, 2018 MP 12
Procedure or Rules of Evidence permitting a postponement of part of the Rule
702 inquiry. Therefore, Taitano concludes that when the court explicitly delayed
its ruling in response to Taitano’s objection on reliability it performed an
incomplete Daubert hearing and abused its discretion. The Commonwealth
argues that a complete Daubert hearing was conducted because the parties
sufficiently explored Rule 702’s four requirements and the court rendered
complete findings on reliability. It contends that if there was any error, it is the
exclusion of Dr. Stuhlmiller’s expert testimony on the DNA report.
¶ 11 In Commonwealth v. Crisostomo, we determined that the United States
Supreme Court’s Rule 702 interpretation in Daubert would be applicable in the
Commonwealth. 2018 MP 5 ¶ 19 (“While we have never explicitly held Daubert
and its progeny applicable in the Commonwealth, we do so now.”). We held
courts responsible for monitoring the admission of expert testimony based on the
four Rule 702 requirements, thus delegating a gatekeeping duty to trial judges.
See generally id. ¶¶ 20–25 (discussing and applying requirements of the
gatekeeping function to the Commonwealth). We carefully balanced the need to
relax barriers to expert testimony with the need to ensure such testimony did in
fact meet the requirements of Rule 702. See Crisostomo, 2018 MP 5 ¶ 20
(balancing the “broad discretion” afforded and duty to maintain gatekeeping
function). Whether a court properly conducted its gatekeeping duty and properly
admitted or excluded expert testimony is reviewed for an abuse of discretion,
determining whether it “based its ruling on an erroneous view of the law or on a
clearly erroneous assessment of the evidence.” Id. ¶ 19 (citation omitted).
¶ 12 In defining the contours of the gatekeeping functions, we outlined two
requirements. First, courts must “allow presentation of evidence as to the
relevance and reliability of the expert’s proffered testimony,” so as not to
abandon the gatekeeping function Id. ¶ 21. Parties must be allowed “the
opportunity to explore the proposed testimony’s relevance and reliability.” Id.
Thus, when a court does not allow parties to question experts, nor independently
inquire with experts, it abdicates its gatekeeping duty and abuses its discretion.
Id. ¶¶ 21, 28. Second, to properly perform their gatekeeping responsibilities,
courts must “make specific findings regarding its evaluation of the expert . . . .”
Id. ¶ 23. We emphasized that courts must “make specific determinations as to
whether the purported expert met the requisite standard. . . . [C]onclusory
findings are not sufficient.” Id. ¶ 40 (citations omitted). “[S]ome kind of
reliability determination” must be made, and “summarily admitting or excluding
testimony without assessing reliability is inadequate . . . .” Id. ¶ 23. Failing to
render specific determinations and thereby creating an incomplete record is an
inadequate performance of the gatekeeping function and, thus, an abuse of
(b) the testimony is based on sufficient facts or data;
(c) the testimony is the product of reliable principles and methods; and
(d) the expert has reliably applied the principles and methods to the facts of
the case.
Commonwealth v. Taitano, 2018 MP 12
discretion. See Crisostomo, 2018 MP 5 ¶ 23.
¶ 13 Although there is no explicit requirement that a court must make findings
as to all Rule 702 requirements where it determines one or more requirement is
not met, federal courts have frequently excluded an alleged expert’s testimony
on more than one Rule 702 requirement. Lutron Elec. Co. v. Crestron Elec. Inc.,
970 F. Supp. 2d 1229, 1241–1242 (D. Utah 2013) (holding both electrical
engineer expert is unqualified and methodology unreliable); Gallagher v.
Southern Source Packaging, LLC, 568 F. Supp. 2d 624, 633–36 (E.D.N.C. 2008)
(“Further, even if [the witness] somehow did qualify as an expert, his original
expert report and testimony would still be inadmissible as unreliable.”); Foster
v. City of Fresno, 392 F. Supp. 2d 1140, 1156 (E.D. Cal. 2005) (finding law
enforcement officer unqualified and methodology unreliable). We find this
consistent with the mandate to render a complete record. See Jahn v. Equine
Servs., PSC, 233 F.3d 382, 393 (6th Cir. 2000) (A [trial] court should not make
a Daubert ruling prematurely, but should only do so when the record is complete
enough to measure the proffered testimony against the proper standards of
reliability and relevance.”). We thus hold that in the Commonwealth, trial courts
must make findings on all four Rule 702 requirements so as to avoid unnecessary
expense and delay. With these principles in mind, we next assess the court’s
Daubert hearings and rulings and determine whether the court conducted a
complete and proper Daubert analysis.
¶ 14 We turn to the first discussion of Dr. Stuhlmiller’s admissibility as an
expert.2 This first Rule 702 ruling occurred outside the presence of the jury. Prior
to the court’s ruling, the parties had extensively questioned Dr. Stuhlmiller’s
qualifications and the reliability of his methodology underlying the paternity
results. Taitano persistently argued the court was required to act as the gatekeeper
of scientific testimony and to find the methodology unreliable. Despite this, the
court certified Dr. Stuhlmiller to testify as an expert on the basis of his
qualifications alone. The court took care to notify and permit Taitano to renew
his objection at a later time. Specifically, the judge stated:
[T]he court is not making a ruling . . . whether or not the actual
2
We take note of the deficiencies in the way the court conducted its Daubert hearing(s).
In determining whether it conducted a complete Daubert hearing, we must ascertain at
what point the judge rendered its Rule 702 findings. It appears to render three separate
Rule 702 findings as to Dr. Stuhlmiller’s expert testimony—that is, the court made a
ruling regarding one or several of the Rule 702 requirements for a single expert three
times.
A court has “an independent responsibility to properly manage the case.” Crisostomo,
2018 MP 5 ¶ 22 (citing Padillas v. Stork-Gamco, Inc., 186 F.3d 412, 417 (3d Cir.
1999)). Overseeing a trial thus requires judges to ensure some level of management and
organization. To do otherwise compromises the hearing and risks reversal. Therefore,
when the court rendered multiple findings, first skirting the issue on reliability and then
changing its mind on reliability by its third ruling, it was improperly managing the case,
which reinforces our disposition to find an abuse of discretion.
Commonwealth v. Taitano, 2018 MP 12
results are reliable or not. We’ve deferred and state our decision.
What we are ruling on is whether or not Dr. Stuh[l]miller has the
experience and education to testify as to DNA paternity testing and
the court finds that the government has met that burden.
Tr. 341.
¶ 15 First, the court abandoned its gatekeeping duty because it did not allow
sufficient opportunity “to explore the proposed testimony’s relevance and
reliability.” Crisostomo, 2018 MP ¶ 21. Although Taitano asked some questions
regarding the reliability of the proffered scientific methodology, the court did not
direct the parties to inquire as to the methodology’s relevance and reliable
application, in accordance with 702(b) and (d), respectively. It found Dr.
Stuhlmiller fit to “testify as to DNA paternity testing,” tr. 341, despite its failure
to allow Taitano to demonstrate otherwise and the Commonwealth to rebut this
demonstration. At this juncture, the court abandoned its gatekeeping duties
because it did not allow the parties to sufficiently inquire into, or explore on its
own, Dr. Stuhlmiller’s methodology. Secondly, the court performed its duty
inadequately because it did not make any determination as to reliability, let alone
relevance and the reliable application of the methodology, and still found Dr.
Stuhlmiller fit to testify. In intentionally and explicitly refusing to make a ruling
as to the methodology’s reliability, the court failed to make any determination at
all, and contravened the Daubert mandate. At this point it had not conducted a
complete and proper Daubert hearing because it abdicated its gatekeeping duties
and performed such duties inadequately, thereby abusing its discretion.
¶ 16 The second Rule 702 ruling occurred shortly after this initial ruling, and
still outside the presence of the jury. Taitano once again urged the court to make
a ruling consistent with Rule 702 and Daubert. The court made a second ruling
in response:
The doctor has extensive education and technical experience. The
testimony is based on sufficient facts or data. He received various
samples, he’s run those samples. The testimony is the product of
reliable principles and methods I did not hear from the various
arguments and questioning from the attorneys that the testing of a
DNA is established in right. Other case[s] have established that the
principle in order to take the samples of the DNA are reliable. And
then the expert has reliably applied those principles and methods to
the facts of the case. That’s what they did as to Mr. Taitano’s sample
and the alleged victim as well as the child.
Tr. 343. Taitano then argued the 702(c) requirement was not met. The court
answered: “you’re welcome to argue [reliability] to the jury [later].” Tr. 345.
¶ 17 Although all four Rule 702 requirements were recited, the court’s language
shows its deficiencies. First, it did not receive additional testimony between the
first and second rulings because the parties did not further question the witness.
Without further examination by the parties, the court still abandoned its
Commonwealth v. Taitano, 2018 MP 12
gatekeeping duties. Moreover, its cursory statements do not fulfill the mandate
to make “some” kind of determination as to each requirement. The court provided
mere conclusory statements, which without any meaningful analysis or
explanation manifest an inadequate performance of its gatekeeping duties. It still
had not conducted a complete or proper Daubert hearing in its second ruling as
it performed its gatekeeping duties inadequately. Because the court’s second
ruling demonstrates an erroneous view of the law, we find an abuse of its
discretion.
¶ 18 The second Daubert hearing occurred when Taitano objected to the
admission of the DNA paternity results into evidence. He additionally renewed
his objection on the reliability of the methodology and consequently, Dr.
Stuhlmiller’s expert testimony on the paternity results. After hearing the parties’
arguments, the court made a third and final Daubert ruling on Dr. Stuhlmiller’s
methodology:
[R]elying both on 702 as well as 403, the court is very concerned
in part notwithstanding that the database, the DNA database that
was in the FBI lab to the tune about 5,000 samples did not include
any Pacific Islanders here in the Lab Corp. they have a much
broader, wider number of samples including some Pacific Islanders.
What is not clear is that how many of those samples of Pacific
Islanders are actually from the Northern Marianas. . . . In this
specific case we have an alleged, a defendant who’s alleged to have
fathered his own grandchild because the CNMI is a closed
community . . . and because there is no specific information that
says people who are from the CNMI whether Chamorro or
Carolinian or other Pacific Islanders. . . . In order to flesh out the
difference between a grandparent and a grandchild . . . here in a
closed community he would have to do a very specific testing within
the commonwealth. The court is very concerned that the database
itself is fraud in a sense that it will not give the kind of information
that would give the jurors the ability to assess the information.
Tr. 381.
¶ 19 Although the court’s language could ostensibly satisfy the requirements of
Rule 702 (a)–(c), it nonetheless failed to review the fourth requirement on the
reliable application of the methodology, encompassed in Rule 702(d). Neither
the parties nor the court inquired into the fourth requirement. Taitano, throughout
the Daubert hearings, focused primarily on rebutting the Commonwealth’s
assertion that reliability could be established. Thus, when Taitano’s objection on
reliability was sustained, and Dr. Stuhlmiller was not permitted to testify on the
paternity results, the court prematurely rendered a decision. As a result, the court
abandoned its gatekeeping duties. But it also performed its gatekeeping
responsibility inadequately because it rendered an incomplete Daubert ruling.
This third ruling was a determination in response to Taitano’s argument on the
reliability of the methodology. But, whether Dr. Stuhlmiller’s scientific
Commonwealth v. Taitano, 2018 MP 12
methodology could be reliably applied to the facts of the case, we cannot say a
conclusion was made either way. In abdicating its gatekeeping duties and
performing them inadequately in its third Daubert ruling, the court therefore
abused its discretion, basing its ruling on an erroneous view of the law.
¶ 20 At no point in the court’s three separate Daubert rulings did it make a
complete and proper determination. First, the parties did not question Dr.
Stuhlmiller as to all four requirements of Rule 702. Second, the court did not
make complete findings on Rule 702(a)–(d). The procedure by which Dr.
Stuhlmiller’s methodology was assessed was based on an erroneous view of the
law and therefore an abuse of discretion.
i. Reliability
¶ 21 Although we find the court inadequately performed an incomplete
Daubert hearing, the parties also dispute its findings on reliability. 3 Taitano
asserts that choosing a Pacific Islander database to assess the likelihood of a
match between Taitano and B.L., without any certainty as to the number of
persons from the CNMI included in the database, renders the entire methodology
unreliable. Because the database is unreliable, he argues that distinguishing
between a grandfather’s DNA sample and a father’s DNA sample is not possible,
and calculating the probability of a match via the “product rule” becomes skewed.
The Commonwealth maintains that Dr. Stuhlmiller’s methodology fulfills
Daubert’s mandate in establishing reliability, and consequently Dr. Stuhlmiller’s
expert testimony should have been admitted.
¶ 22 Rule 702(c) provides that an expert’s testimony is reliable if it is “the
product of reliable principles and methods.” NMI R. EVID. 702. Daubert
recognized that “testing, peer review, error rates and ‘acceptability’ in the
relevant scientific community . . . might prove helpful in determining the
reliability of a particular scientific ‘theory or technique.’” Kumho Tire Co. v.
Carmichael, 526 U.S. 137, 141 (1999). But “these factors are ‘meant to be
helpful, not definitive, and the trial court has discretion to decide how to test an
expert’s reliability as well as whether the testimony is reliable, based on the
particular circumstances of the particular case.’” Pyramid Techs., Inc. v. Hartford
Cas. Ins. Co., 752 F.3d 807, 814 (9th Cir. 2014) (quoting Primiano v. Cook, 598
F.3d 558, 564 (9th Cir. 2010)). The absence of one or more of these factors is not
definitive of admissibility and peer-reviewed publication does not “necessarily
correlate with reliability.” Daubert, 509 U.S. at 593; see also United Fire & Cas.
Co. v. Whirlpool Corp., 704 F.3d 1338, 1342 (11th Cir. 2013) (finding
publications unnecessary to demonstrate scientific reliability). “Rule 702 does
not require scientific evidence to be based on perfect, or even the best available,
methodologies.” Clark v. Edison, 881 F. Supp. 2d 192, 215 (D. Mass. 2012); see
also United States v. Mallory, 902 F.3d 584, 594 (6th Cir. 2018) (expert
3
Although the Commonwealth’s brief discusses all four requirements of Rule 702,
Taitano’s brief only disputes reliability. Thus, we do not address whether Dr.
Stuhlmiller meets the requirements of Rule 702(a), (b), and (d).
Commonwealth v. Taitano, 2018 MP 12
testimony need not be “perfect to be admissible.”); Bitler v. A.O. Smith Corp.,
400 F.3d 1227, 1234 (10th Cir. 2004) (“[I]t is the specific relation between an
expert’s method, the proffered conclusions, and the particular factual
circumstances of the dispute, and not asymptotic perfection, that renders
testimony both reliable and relevant.”). Accordingly, we interpret Daubert as a
liberal standard and “rejection of expert testimony is the exception rather than
the rule.” FED. R. EVID. 702 advisory committee note to 2000 amendment.
¶ 23 Daubert also cautioned against being “overly pessimistic” about a jury’s
capabilities and the adversary system in general. Daubert, 509 U.S. at 596. Thus,
“vigorous cross-examination, presentation of contrary evidence, and careful
instruction on the burden of proof are the traditional and appropriate means of
attacking shaky but admissible evidence.” Id.; see also Jahn, 233 F.3d at 393
(concluding shaky expert opinions were admissible because the opinions were
“clearly not, as the [trial] court apparently believed, ‘guesses’ or ‘assumptions’”).
In determining whether to admit expert testimony under Rule 702(c), “the test ‘is
not the correctness of the expert’s conclusions but the soundness of his
methodology’ . . . .” Pyramid Techs., Inc., 752 F.3d at 814 (quoting Primiano,
598 F.3d at 564). Thus, when an expert’s methodology meets Rule 702’s
admissibility threshold, challenges going to the weight of the evidence “are
within the province of a fact finder, not a trial court judge,” and “credibility
determinations . . . are reserved for the jury.” Id.
[A] trial judge should exclude expert testimony if it is speculative
or conjectural or based on assumptions that are so unrealistic and
contradictory as to suggest bad faith or to be in essence an apples
and oranges comparison. By contrast, other contentions that the
assumptions are unfounded go to the weight, not the admissibility,
of the testimony. . . . Frequently, though, gaps or inconsistencies in
the reasoning leading to [the expert’s] opinion . . . go to the weight
of the evidence, not to its admissibility.
Restivo v. Hessemann, 846 F.3d 547, 577 (2d Cir. 2017) (citations and internal
quotation marks omitted); see also City of Pomona v. SQM N. Am. Corp., 750
F.3d 1036, 1046 (9th Cir. 2014) (excluding expert testimony was improper
because the methodology was tested by other laboratories, the procedures were
subject to retesting, and challenges to the results of the techniques go to the
weight of the evidence); Ambrosini v. Labarraque, 101 F.3d 129, 140 (D.C. Cir.
1996) (holding that the failure of a doctor to perform “a critical family history”
or order “a more state-of-the-art chromosomal study” went to the weight, rather
than the admissibility of the testimony); In re Paoli R.R. Yard Pcb Litig., 35 F.3d
717, 745 (3d Cir. 1994) (failing to use quality control measures may render a
methodology unreliable); United States v. McCluskey, 954 F. Supp. 2d 1224,
1272 (D.N.M. 2013) (finding quality control measures present in “every step” of
the testing process).
¶ 24 In United States v. Chischilly, 30 F.3d 1144 (9th Cir. 1994), the Ninth
Circuit confronted a similar issue. There, the court considered whether an
Commonwealth v. Taitano, 2018 MP 12
accurate statistical calculation using the product rule extrapolated from a specific
ethnic database (Navajo American Indian), was reliable.4 It considered whether
the database contained too few Navajo American Indians to be considered
reliable. Id. at 1155. Although there were “opposing academic camps,” id., as to
the reliability of the methodology, the court concluded this did not preclude the
admission of the expert’s testimony on the methodology. Two decades later, in
City of Pomona v. SQM N. Am. Corp., 750 F.3d 1036 (9th Cir. 2014), the Ninth
Circuit relied on Chischilly and further indicated that “[a] factual dispute is best
settled by a battle of the experts before the fact finder, not by judicial fiat. Where
two credible experts disagree, it is the job of the fact finder, not the [judge], to
determine which source is more credible and reliable.” Id. at 1049. Thus, in City
of Pomona, the Ninth Circuit concluded that where a reference database was
alleged to be too small, the trial court still abused its discretion in excluding
expert testimony because the effect of the database’s sampling on the outcome
was to be decided by the jury and not the trial judge. Id.
¶ 25 Our independent review of the record and case law reflects that there is
sufficient testimony establishing the reliability of Dr. Stuhlmiller’s methodology
on the basis that (1) quality control measures evince support for finding the
testing factor of Daubert satisfied; and (2) the general acceptance in the scientific
community of the product rule also supports finding reliability. First, Dr.
Stuhlmiller painstakingly explained the quality control process, as well as the
statistical analysis at some length. He indicated his training on a number of
published standards that a variety of agencies and laboratories adhere to, thereby
contributing to the quality control process enabling accurate results. More
specifically, Dr. Stuhlmiller testified, “[b]y putting a number of tests together . .
. we have built a very, very large measure of protection,” and thus implemented
preventative measures to avoid wrongful matching. Tr. 350. He additionally
emphasized that paternity tests are reproducible, thereby ensuring the same
results would occur even if a different lab performs the test, so long as it uses the
same technology, testing, and samples. We find the testimony supports the
methodology’s reliability precisely because the tests are reproducible and the
methodology implements a number of quality control measures.
¶ 26 Additionally, since Chischilly, the product rule has enjoyed increasing
acceptance. Cf. United States v. Pritchard, 993 F. Supp. 2d 1203, 1210–1211
(C.D. Cal. 2014) (finding the testing and error rate factors listed by Daubert are
satisfied by the product rule); Commonwealth v. Robinson, 864 A.2d 460, 459–
4
Dr. Stuhlmiller’s DNA analysis is twofold. After conducting Short Tandem Repeat
testing, he uses the product rule to compare two sets of DNA sequences and calculate
the probability of a DNA match. This probability statistical analysis requires DNA
analysts to examine the relative frequency of an individual’s genetic profile in a given
population. Erin Murphy, The New Forensics: Criminal Justice, False Certainty, and
the Second Generation of Scientific Evidence, 95 CAL. L. REV. 721, 781 (2007). Put
differently, DNA analysts assess the likelihood that the genetic material comes from
someone other than the defendant.
Commonwealth v. Taitano, 2018 MP 12
96 (Pa. 2004) (“[T]he controversy over the use of the product rule has been
sufficiently resolved . . . .”); People v. Soto, 981 P.2d 958, 968 (Cal. 1999)
(concluding use of the unmodified product rule to determine statistical
probabilities is admissible). Chischilly found no abuse of discretion where the
expert’s testimony was admitted despite the split in the scientific community.
Here, the split has substantially subsided, and this lends support to rendering the
methodology reliable. Under Daubert’s liberal standard, a general acceptance in
the scientific community is present; the case law is consistent with our
understanding that admission of expert testimony is the rule rather than the
exception, and thus reinforces our finding that Dr. Stuhlmiller’s methodology
should have been deemed reliable.
¶ 27 Subsequent to passing muster under Daubert’s liberal reliability standard,
any additional challenges to Dr. Stuhlmiller’s methodology go to the weight of
his testimony, rather than its admissibility. First, any further challenges to the
quality control measures of the methodology should have been evaluated through
cross-examination by Taitano or by an expert witness provided by Taitano
testifying to the methodology’s error rates and inability to be tested. Challenges
questioning whether the methodology is accurately tested or whether it contains
sufficient quality control measures are ultimately to be decided by the fact-finder.
We fail to see how Dr. Stuhlmiller’s methodology was completely void of any
testability or particularly skewed because of high error rates. Furthermore, that
Dr. Stuhlmiller’s testimony shows the methodology employed enjoys
widespread acceptance, as well as caselaw indicating the general acceptance of
the product rule, demonstrates that the testimony should have been considered
reliable. Any contrary conclusion should have been put forth by Taitano and
assessed by the fact-finder. Finally, failing to establish with certainty whether the
database contains a sufficient number of persons of Northern Marianas descent
is not fatal to the methodology.5 Rather, an imperfect database, or a database with
a small number of samples, is not grounds for dismissing its reliability and
thereby its admissibility. It is ultimately up to the factfinder to assess the results
generated by the database used in Dr. Stuhlmiller’s methodology, however shaky
they may be.
¶ 28 We cannot say Dr. Stuhlmiller’s methodology was so unreliable that it
should be excluded. Instead, Daubert’s liberal thrust and our findings indicate
Dr. Stuhlmiller’s methodology should have been judged reliable. The court’s
decision otherwise was based on a very narrow view of admissibility,
5
In fact, Dr. Stuhlmiller was transparent and indicated the methodology could not
establish the identity of a biological father with absolutely certainty. Even still, Dr.
Stuhlmiller explained “what we are able to show is a consistency between the type of
the child and the type of the alleged father,” but “one could ultimately find enough
individual[s] perhaps who could also express the same set of genetic markers.” Tr. 352.
He also noted it is “mathematically impossible to say 100% probability of paternity.”
Id. This is not unreasonable, and, in light of our adoption that the method need not be
perfect, we find this impossibility does not render the entire process unreliable.
Commonwealth v. Taitano, 2018 MP 12
manifesting an erroneous view of the law and thus an abuse of discretion.
ii. Harmless Error
¶ 29 Because we find the court abused its discretion in two ways, we next
consider whether the court’s error was harmless. First, we determine whether the
court committed prejudicial error in conducting an incomplete Daubert hearing.6
Then, we determine whether the court’s failure to find Dr. Stuhlmiller’s
methodology reliable was harmless error. With respect to the admissibility of
expert testimony, we find harmless error where “it is more probable than not that
the error did not materially affect the verdict.” Crisostomo, 2018 MP 5 ¶ 35
(quoting United States v. Cohen, 510 F.3d 1114, 1127 (9th Cir. 2007).
¶ 30 Although the court conducted incomplete and improper Daubert hearings,
this was harmless error. Any incompleteness or impropriety of the Daubert
hearing for Dr. Stuhlmiller would be detrimental to the Commonwealth, rather
than Taitano, because it is the Commonwealth’s expert that is being questioned.
However, despite the exclusion of Dr. Stuhlmiller as an expert on the basis of an
incomplete and improper Daubert hearing, the jury rendered a verdict favorable
to the Commonwealth. It is more probable than not the error did not materially
affect the verdict. For the same reason, the court’s finding the methodology
unreliable is also harmless error. The jury rendered a favorable verdict to the
Commonwealth, so the exclusion of Dr. Stuhlmiller’s expert testimony did not
materially affect the verdict. Thus, although we find impropriety in both
instances, both instances were harmless error.
B. Prosecutorial Misconduct
¶ 31 Taitano claims the Commonwealth made four remarks during its closing
statements which amounted, either individually or cumulatively, to prosecutorial
misconduct. He argues the prosecutor engaged in misconduct when he (1)
personally endorsed, or “vouched,” for a witness’ credibility; (2) diluted the
prosecutor’s burden of proof in two instances; and (3) referred to evidence not in
existence or available in the record.
¶ 32 We review Taitano’s constitutional claims of prosecutorial misconduct de
novo. Xiao, 2013 MP 12 ¶ 16. Because Taitano did not raise his objections at
trial, we review for plain error. Id.; see also Necoechea, 986 F.2d at 1276. Under
6
Taitano additionally asserts that permitting the jury to hear about the paternity results
as a consequence of the incomplete Daubert hearing was not harmless error. The Tenth
Circuit in United States v. Nichols, 169 F.3d 1255 (10th Cir. 1999) concluded that a
trial court did not abuse its discretion where it declined to hold a preliminary evidentiary
hearing outside the presence of the jury. See also United States v. Alatorre, 222 F.3d
1098, 1100 (9th Cir. 2000) (“[T]rial courts are not compelled to conduct pretrial
hearings in order to discharge the gatekeeping function.”). Rather, only when
questioning is too prolonged or includes “matters inappropriate for hearing by the jury
. . . [the questioning] may be done during a recess period.” Id. at 1263 (emphasis
added). Consequently, while we find the error is harmless, we recognize courts have
determined there is no error at all in similar circumstances.
Commonwealth v. Taitano, 2018 MP 12
plain error review, “[w]e examine whether: (1) there was error; (2) the error was
plain or obvious; [and] (3) the error affected the appellant’s substantial rights.”
Commonwealth v. Reyes, 2016 MP 3 ¶ 11 (citations omitted).
¶ 33 In Xiao, we articulated a two-step framework to determine whether a
prosecutor’s statement constitutes unconstitutional prosecutorial misconduct.
2013 MP 12 ¶ 18. To violate a defendant’s right to due process under the United
States Constitution’s Fourteenth Amendment, the misconduct “must be of
‘sufficient significance to result in the denial of the defendant’s right to a fair
trial.’” Id. (quoting Commonwealth v. Camacho, 2002 MP 6 ¶ 104). Under this
framework, we first determine whether the prosecutor’s conduct was improper.
Id. If the first step is satisfied, we determine whether the defendant suffered
prejudice as a result of the improper conduct. Id.; see also Commonwealth v.
Monkeya, 2017 MP 7 ¶ 23. In reviewing the second step, we consider: “(1) the
efficacy of any cautionary instruction by the judge, (2) the context’s effect upon
the prosecutor’s remarks; and (3) the strength of evidence supporting the
conviction.” Id. ¶ 19; see also Commonwealth v. Calvo, 2014 MP 7 ¶¶ 31–32.
¶ 34 Of the four statements at issue, we address the first individually and the
last three collectively.
i. Statement One
¶ 35 Taitano asserts the Commonwealth impermissibly “vouched,” or
personally endorsed B.L.’s statements in front of the jury regarding the
timeframe between P.’s birth and P’s conception. More specifically, during
closing arguments, the Commonwealth stated:
[B.L.] also told you what day [P.], her baby was born, March 22nd.
I’ll leave the math up to you. It’s fairly straight-forward. [B.L.]
testified that she had her baby one day befor