Downs v. Trias
CourtSupreme Court of Connecticut
Date FiledAugust 21, 2012
DocketSC18755
JudgeRogers; Norcott; Zarella; McLachlan; Harper; Vertefeuille
StatusPublished
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Full Opinion
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ALLISON DOWNS ET AL. v. ORLITO A. TRIAS ET AL.
(SC 18755)
Rogers, C. J., and Norcott, Zarella, McLachlan, Harper and Vertefeuille, Js.*
Argued April 19—officially released August 21, 2012
David J. Robertson, with whom was Madonna A.
Sacco, for the appellants (defendants).
Peter M. Dreyer, with whom were Richard A. Silver
and, on the brief, Jonathan M. Levine and Amanda R.
Whitman, for the appellees (plaintiffs).
Opinion
HARPER, J. The defendant, Orlito A. Trias,1 an obste-
trician and gynecologist, appeals2 from the judgment of
the trial court, after a jury trial, in favor of the plaintiff,
Allison Downs,3 with respect to the allegations that the
defendant’s negligence resulted in the plaintiff devel-
oping ovarian cancer. The defendant contends that,
because the plaintiff’s complaint turned on the defen-
dant’s failure to advise her that she should have her
ovaries removed due to a family history of cancer, the
trial court improperly construed the plaintiff’s com-
plaint as arising out of medical negligence rather than
a failure to obtain informed consent and that the court
consequently improperly admitted certain expert testi-
mony and improperly instructed the jury. The defendant
also raises claims with respect to the adequacy of the
plaintiff’s proof and the propriety of various rulings by
the trial court. We conclude that the judgment of the
trial court should be affirmed in all respects.
The record reveals the following facts that the jury
reasonably could have found. The plaintiff has an exten-
sive family history of breast cancer; prior to 1981, her
mother, maternal grandmother and two maternal aunts
all had died from that disease. In 1981, although she
had not been diagnosed with breast cancer, the plaintiff,
who was then twenty-two, acted to reduce her cancer
risk by undergoing a bilateral mastectomy. In 2005, the
plaintiff underwent an elective partial hysterectomy to
remedy a uterine fibroid condition caused by painful,
but ordinarily noncancerous, tumors. The defendant,
who had treated the plaintiff for the prior twenty years,
performed the surgery, which entailed removing the
plaintiff’s uterus but not her cervix or ovaries. At a
preoperative consultation, the defendant explained to
the plaintiff that, although she had a significant family
history of breast cancer, that history, unless supple-
mented by genetic testing, which the plaintiff had not
undergone,4 did not point to an increased risk of ovarian
cancer. The defendant further indicated that the plain-
tiff’s ovaries were healthy, that there was no reason to
remove them and that removal would result in unpleas-
ant side effects including early menopause and interfer-
ence with sexual intercourse. No complications
resulted from the hysterectomy that followed this con-
sultation. Approximately one year after the surgery,
however, the plaintiff was diagnosed with late stage,
terminal, ovarian cancer, which had spread to her abdo-
men. At the time of her hysterectomy, the plaintiff did
not have ovarian cancer, and, had her ovaries been
prophylacticly removed at that time, she would not have
developed the cancer.
The record reveals the following procedural history.
The plaintiff brought the present action alleging that
her cancer and related injuries were caused by the
defendant’s negligence. Specifically, the plaintiff
alleged that the defendant negligently had: failed to
provide proper gynecological care; failed to properly
treat her; failed to strongly advise her to have her ova-
ries removed during the hysterectomy; failed to remove
her ovaries; and failed to instruct her that her family
history of cancer greatly increased her risk of devel-
oping ovarian cancer. Before trial, the defendant moved
to exclude expert testimony regarding the professional
standards governing the defendant’s duty to inform the
plaintiff of her cancer risk and to give related advice,
contending that such expert testimony was inadmissi-
ble because the case solely involved the duty to obtain
informed consent, which is governed by a lay standard
of care. The trial court denied the motion and subse-
quently permitted the plaintiff’s experts to testify that
the defendant had failed to adhere to the applicable
medical professional standard of care, which required
him to appreciate the plaintiff’s elevated risk of ovarian
cancer, to warn her of this risk and to recommend that
she have her ovaries removed to mitigate this risk, and
to document that he had done so. At the close of evi-
dence, the trial court instructed the jury, inter alia,
that ‘‘the plaintiff has the burden of proving by a fair
preponderance of the evidence that [the defendant’s]
conduct represented a breach of the prevailing profes-
sional standard of care.’’ The jury returned a verdict in
favor of the plaintiff, awarding her $4 million in dam-
ages. This appeal followed.
On appeal, the defendant has marshaled a host of
grievances into a list of no less than seven separate
issues. We begin, therefore, with what appears to be
the primary dispute in this case, which turns on the
proper characterization of the plaintiff’s cause of action,
and we address the defendant’s additional claims in
turn.
I
The defendant contends that the trial court improp-
erly permitted expert testimony and instructed the jury
in a manner consistent with a claim of traditional medi-
cal negligence. Both claims arise from the defendant’s
foundational assertion that the plaintiff’s complaint nec-
essarily sounded exclusively in informed consent,
rather than in medical malpractice. The plaintiff
responds that the trial court’s decisions were proper
because her complaint properly alleged medical negli-
gence. We agree with the plaintiff.
We begin by addressing the standard of our review.
Although the defendant’s specific complaints concern
the admission of expert testimony and instructions to
the jury, the propriety of the trial court’s actions
depends upon the proper interpretation of the case as
pleaded by the plaintiff. ‘‘[T]he interpretation of plead-
ings is always a question of law for the court . . . .
Our review of the trial court’s interpretation of the
pleadings therefore is plenary.’’ (Internal quotation
marks omitted.) Boone v. William W. Backus Hospital,
272 Conn. 551, 559, 864 A.2d 1 (2005).
For purposes of this case, the chief salient distinction
between a claim based on lack of informed consent and
one based on medical negligence may be summarized as
follows: ‘‘In order to prevail on a cause of action for
lack of informed consent, a plaintiff must prove both
that there was a failure to disclose a known material
risk of a proposed procedure and that such failure was
a proximate cause of his injury. Unlike a medical mal-
practice claim, a claim for lack of informed consent is
determined by a lay standard of materiality, rather than
an expert medical standard of care which guides the
trier of fact in its determination.’’ Shortell v. Cavanagh,
300 Conn. 383, 388, 15 A.3d 1042 (2011). Under this lay
standard, ‘‘material’’ information that must be disclosed
refers to ‘‘that information which a reasonable patient
would have found material for making a decision
whether to embark upon a contemplated course of ther-
apy.’’ (Internal quotation marks omitted.) Duffy v.
Flagg, 279 Conn. 682, 692, 905 A.2d 15 (2006). By con-
trast, to find for the plaintiff in a medical negligence
claim, the jury must determine that the defendant fell
short of the prevailing professional standard of care.
Boone v. William W. Backus Hospital, supra, 272 Conn.
567; see General Statutes § 52-184c (a). As a result of
these differing standards, expert testimony establishing
the professional standard of care is ordinarily required
to prove medical negligence, but such testimony regard-
ing professional norms is not relevant to the question
of whether a physician’s disclosure satisfies the lay
‘‘materiality’’ test.5 Shortell v. Cavanagh, supra, 390–91.
As recitation of these two potential sources of liability
indicates, a physician has both a duty to exercise medi-
cal care in accordance with prevailing professional stan-
dards and a duty to provide patients with material
information concerning a proposed course of treat-
ment. The issue in the present case concerns the rela-
tionship between these two obligations. Specifically,
may a physician, in failing to provide a patient with
information, incur liability for falling short of the profes-
sional standard of care? The answer to this question
plainly is yes. In such a case, a physician has a profes-
sional duty to possess or obtain certain medical knowl-
edge as well as an additional ‘‘lay’’ duty to communicate
a subset of that information to the patient. A physician
who fails to apprise a patient of a certain fact may
therefore, in appropriate circumstances, be held liable
for failing to know the fact in the first place (medical
negligence) and for failing to convey the fact to the
patient for his or her consideration in making medical
treatment decisions (lack of informed consent).6
A review of this court’s prior cases illustrates the fact
that although medical negligence and lack of informed
consent are clearly distinct causes of action with differ-
ent elements that must be proven; see Shortell v. Cava-
nagh, supra, 300 Conn. 388; the same set of facts may
give rise to both causes of action. In DiLieto v. County
Obstetrics & Gynecology Group, P.C., 297 Conn. 105,
998 A.2d 730 (2010), for example, we recently rejected
a contention that medical negligence and informed con-
sent were necessarily mutually exclusive causes of
action.7 In DiLieto, testimony supported a conclusion
that ‘‘but for [the defendant physician’s] negligent fail-
ure to obtain the [Yale] tumor board’s findings with
respect to the results of the analysis of [the plaintiff’s]
tissue specimens, [the physician] would have learned
that [the plaintiff] may not have had cancer, and, upon
so informing [the plaintiff], who would have opted
against surgery, [the physician] would have pursued a
treatment plan that did not include surgery.’’ Id., 128–29.
Under these facts—when a physician’s failure to dili-
gently inquire into the patient’s medical condition
caused the physician to fail to provide information to
that patient—we observed that either or both causes
of action could have been pursued. Id., 129 n.30.
Similarly, in Viera v. Cohen, 283 Conn. 412, 927 A.2d
843 (2007), in which the plaintiff pursued a medical
negligence claim but not a claim of lack of informed
consent, we held that testimony regarding a physician’s
failure to inform a patient about the risks of giving birth
vaginally after previously undergoing a cesarean section
‘‘undoubtedly would bear on informed consent if that
were an issue in the case,’’ but that such testimony was
also relevant to the claim of medical negligence the
plaintiff actually pursued. Id., 453. Specifically, we held
that ‘‘[i]f, as the plaintiff’s experts had testified, the
standard of care would have obligated the defendant
to discuss the risks of vaginal delivery with [the patient],
his failure to do so would provide evidence that he had
not in fact recognized that those risks were present.’’ Id.
Notably, in Viera we recognized not only that medical
negligence and lack of informed consent may provide
complementary causes of action, but also that our adop-
tion of a lay standard in claims alleging lack of informed
consent does not mean that a physician’s obligation to
live up to the professional standard of care is suspended
for the duration of a conversation dedicated to
informing a patient of medical risks. See id. Thus,
although a physician’s failure to adhere to the standard
of medical care with respect to communicating risks
to a patient does not ordinarily give rise to liability in
isolation,8 that professional failure may be relevant to
an underlying claim of medical negligence.
Consistent with a physician’s distinct but comple-
mentary responsibilities to act in accordance with the
professional standard of care and to provide material
information to patients, we have held that lack of
informed consent provides the sole theory of liability
only in a single circumstance, namely, where the plain-
tiff has failed to allege any deficiency of medical skill
or care. For example, in Sherwood v. Danbury Hospital,
278 Conn. 163, 169, 896 A.2d 777 (2006), in which the
plaintiff had contracted HIV after receiving a blood
transfusion during a medical procedure at the defendant
hospital, the court held that the plaintiff’s claim of negli-
gence sounded exclusively in informed consent because
the claim was ‘‘not founded on the defendant’s alleged
lack of skill or proficiency in its screening, handling
and dispensing of the blood in its blood bank but, rather
. . . [was] predicated entirely on the defendant’s
alleged failure to convey information to the plaintiff so
that she could make an informed decision with respect
to whether to proceed with the surgery as scheduled
. . . .’’ Id., 181.
In the present case, the plaintiff alleged not only that
the defendant had failed to inform her of her risk of
ovarian cancer, but also that he failed more generally
to properly treat her and to provide her with proper
gynecological care. Recognizing that ‘‘[t]he complaint
must be read in its entirety in such a way as to give
effect to the pleading with reference to the general
theory upon which it proceeded, and do substantial
justice between the parties’’; (internal quotation marks
omitted) Boone v. William W. Backus Hospital, supra,
272 Conn. 560; and that pleadings are to be construed
‘‘broadly and realistically, rather than narrowly and
technically’’; (internal quotation marks omitted) id.; it
seems clear that in light of the entire complaint, the
plaintiff’s allegations concerning the defendant’s failure
to provide information and recommendations concern-
ing ovarian cancer could properly be construed as
describing specific instances of a broader theory that
the defendant had failed to provide proper medical
treatment. The evidence offered at trial, in turn, was
consistent with an underlying claim of medical negli-
gence. The plaintiff elicited testimony from the defen-
dant indicating his limited understanding of her cancer
risk. She also presented expert testimony opining that
the defendant fell short of the medical standard of care
in failing to appreciate the heightened risk of ovarian
cancer associated with her family history of breast can-
cer and in subsequently failing to provide her with infor-
mation and advice as would have been appropriate had
the defendant appreciated the risk. Under the circum-
stances of the present case, we therefore conclude that
the trial court properly admitted testimony concerning
the professional medical standard of care applicable to
the defendant and properly instructed the jury on a
theory of medical negligence.
II
The defendant next asserts claims concerning the
admission of certain testimony by the plaintiff regarding
the connection between her development of ovarian
cancer and her failure to have her ovaries removed,
and the exclusion of testimony the defendant offered
in rebuttal. For the reasons that follow, we reject both
of these claims.
The following additional procedural history is rele-
vant to these claims. At trial, the plaintiff testified, over
the defendant’s hearsay objection, regarding the details
of a conversation she had had with another physician’s
assistant approximately one year after her hysterec-
tomy. Specifically, the plaintiff testified that the physi-
cian’s assistant had told her that she had late stage
ovarian cancer and that, if she had had her ovaries
removed the previous year, she would not have devel-
oped cancer. Subsequently, the defendant sought to call
the physician’s assistant as a witness to testify regarding
this conversation, but, upon the plaintiff’s objection
that the physician’s assistant had not been named on
the defendant’s witness list, the trial court precluded
her from testifying on the ground that any probative
value of the testimony would be outweighed by the
unfair prejudice or surprise to the plaintiff that the late
witness addition would cause. The trial court similarly
precluded an expert witness for the defendant from
offering a previously undisclosed opinion as to whether
the physician’s assistant would have been able to deter-
mine that the plaintiff’s cancer could have been avoided
by removing her ovaries the previous year.
The defendant contends that the trial court’s rulings
effectively allowed the plaintiff to covertly introduce
expert testimony regarding the causal relationship
between her ovaries not being removed in 2005 and
her subsequent development of ovarian cancer. He also
asserts that the trial court’s preclusion of rebuttal testi-
mony regarding what the physician’s assistant had said
prevented him from challenging the plaintiff’s credibil-
ity. Upon a review of the record, we conclude that
whatever the propriety of the trial court’s various evi-
dentiary rulings on these issues, the defendant has
failed to demonstrate that the rulings, even if improper,
were harmful. It is well established that ‘‘before a party
is entitled to a new trial because of an erroneous eviden-
tiary ruling, he or she has the burden of demonstrating
that the error was harmful. . . . The harmless error
standard in a civil case is whether the improper ruling
would likely affect the result.’’ (Internal quotation
marks omitted.) Urich v. Fish, 261 Conn. 575, 580–81,
804 A.2d 795 (2002).
The following facts demonstrate that the defendant
has not met this burden. First, with respect to the admis-
sion of the plaintiff’s account of what she had been told
by the physician’s assistant, it is abundantly clear that
the information conveyed—that the plaintiff had late
stage ovarian cancer and that it had developed in the
period following her hysterectomy—was merely cumu-
lative of the far more detailed and authoritative testi-
mony provided by the plaintiff’s expert witnesses
regarding the development of her cancer, testimony
that the defendant did not contest. Second, with respect
to the plaintiff’s credibility, although the defendant has
pointed cursorily to discrepancies in the plaintiff’s and
the defendant’s account of what was said during the
preoperative consultation at issue, his own testimony
supports the plaintiff’s claim that he did not inform her
of the heightened risk of ovarian cancer associated
with her family history of breast cancer. In sum, the
defendant has failed to show that the trial court’s rul-
ings, even if improper, likely affected the outcome of
the case.
III
The defendant next claims that the trial court improp-
erly permitted the plaintiff to testify that she would
have had her ovaries removed had she been informed
of her risk of developing ovarian cancer, asserting that
such testimony was speculative. The defendant further
contends that he was entitled to a directed verdict
because the plaintiff’s lay testimony was insufficient to
meet the requirement that causation be proven through
expert testimony in medical malpractice cases. The
defendant’s claims in this regard are wholly without
merit.
This court has clearly held that, in the context of a
medical negligence claim, a lay witness may testify, on
the basis of personal knowledge and life experiences,
regarding the choices he or she would have made under
hypothetical circumstances. In Burns v. Hanson, 249
Conn. 809, 826, 734 A.2d 964 (1999), for example, the
court held that ‘‘the plaintiff’s testimony as to what
she would have done had the defendant [gynecologist]
advised her that she was pregnant was not speculative
but, rather, was based on her personal knowledge. The
plaintiff was not coming to the issue afresh on the
witness stand. She had personal experience with decid-
ing to terminate a pregnancy, having undergone an abor-
tion many years earlier when she was an unmarried
teenager. . . . The plaintiff’s life experiences made her
an appropriate witness to inform the jury about her
choices.’’ See also DiLieto v. County Obstetrics &
Gynecology Group, P.C., 265 Conn. 79, 105–108, 828
A.2d 31 (2003) (concluding that trial court improperly
excluded as speculative plaintiff’s proposed testimony
regarding different course of treatment she would have
pursued in lieu of hysterectomy had she been told that
her condition possibly was benign rather than rare uter-
ine malignancy). Under this standard, the plaintiff in
the present case, who had elected at the age of twenty-
two to take the radical prophylactic measure of under-
going a bilateral mastectomy in light of her family his-
tory of breast cancer, was clearly qualified to testify.
There is no doubt that she possessed sufficient life
experience to meaningfully testify as to what other pro-
phylactic measures she would have taken had she been
apprised of her risk of developing ovarian cancer. The
defendant’s passing effort to distinguish our prior case
law solely on the basis that ‘‘this case was not a misdiag-
nosis case’’ is unsupported by further argument and
borders on the frivolous.
This court’s holding in Burns further bears on the
defendant’s claim regarding the trial court’s denial of
his motion for a directed verdict, predicated on critical
evidence of causation coming solely from the plaintiff’s
own testimony. Although ordinarily a claim of medical
negligence cannot be proven without expert testimony
because issues of medical treatment are generally
beyond the common knowledge of laypersons, this rule
does not apply to matters of common experience. Boone
v. William W. Backus Hospital, supra, 272 Conn. 567.
In Burns v. Hanson, supra, 249 Conn. 827–28, we held
that a new trial was required to allow the plaintiff to
testify as to what decision regarding the termination of
her pregnancy she would have made if she had been
given appropriate information precisely because such
relevant lay testimony was the sole available evidence
on a critical aspect of causation. The situation is much
the same in the present case. Although the plaintiff was
required to—and did—provide expert medical testi-
mony establishing that if she had had her ovaries
removed at the time of her hysterectomy she would
not have developed cancer, the court properly permit-
ted the plaintiff to rely on well-informed and nonspecu-
lative lay testimony regarding the likely judgment that a
layperson (the plaintiff) would have made in a particular
context. The defendant has offered no reason why
expert testimony would provide indispensible insight
into this quintessentially lay decision.
IV
We turn next to the defendant’s claim that the trial
court made inconsistent rulings with respect to the
admissibility of testimony concerning a screening test
to detect a genetic mutation associated with ovarian
cancer that was never administered to the plaintiff. The
core of the defendant’s complaint is that the trial court
permitted the plaintiff to elicit testimony from the
defendant concerning his knowledge, or lack thereof,
with respect to information that could be obtained from
the screening test but subsequently precluded the
defendant from eliciting testimony showing that, had
the test been conducted on the plaintiff in 2005, the
results of that test would not have shown that she had
a genetic mutation that predisposed her to ovarian can-
cer. We conclude that the trial court acted within the
bounds of its discretion in precluding this line of ques-
tioning.
‘‘We have held generally that [t]he trial court has
broad discretion in ruling on the admissibility [and rele-
vancy] of evidence. . . . The trial court’s ruling on evi-
dentiary matters will be overturned only upon a
showing of a clear abuse of the court’s discretion.’’
(Internal quotation marks omitted.) Urich v. Fish,
supra, 261 Conn. 580. Upon a review of the record, we
are not able to say that the trial court clearly abused
its discretion in precluding the defendant from eliciting
testimony regarding the probable results of a genetic
test that was never performed. Information regarding
genetic testing was relevant to this case only to the
extent that it provided a piece of background informa-
tion bearing on the defendant’s judgments regarding
the plaintiff’s risk of developing ovarian cancer and
the appropriate course of action in light of that risk.
Because the defendant in fact made these judgments
without knowing what the results of the genetic screen-
ing test might be, the medical reasonableness of his
judgments in the face of such uncertainty is the funda-
mental issue disputed in this case. A counterfactual,
retrospective analysis of what information actually
would have been obtained had the genetic test been
conducted thus would have had no bearing on whether
the defendant complied with the standard of care. More-
over, because the plaintiff did not allege that the defen-
dant negligently failed to recommend the genetic test,
the probable outcome of the unperformed test does not
bear on whether the defendant’s negligence was the
proximate cause of the plaintiff’s cancer.
V
The defendant finally alleges that he was deprived
of a fair trial ‘‘in multiple ways . . . .’’ Specifically,
the defendant claims that the trial court improperly
permitted the plaintiff to make a late amendment to the
complaint, improperly prevented both parties’ counsel
from stating the particular legal bases for their objec-
tions to trial rulings, improperly denied the defendant
an opportunity to make an offer of proof, and improp-
erly displayed a bias against defense counsel. None of
these claims is availing.
The defendant first claims that the trial court improp-
erly permitted the plaintiff to make a late amendment to
the complaint by changing references to ‘‘gynecological
cancer’’ to ‘‘breast cancer’’ the day the trial was sched-
uled to begin. This modification was prompted by the
defendant’s announced intention to object to any refer-
ence to the plaintiff’s family history of breast cancer
on the ground that breast cancer is not a ‘‘gynecological
cancer’’ as referenced in the complaint. The defendant
has pointed to no evidence that any family history of
cancer other than breast cancer was at issue in this
case, and it is abundantly clear from the complaint that
the term gynecological cancer was intended to include
breast cancer.9 The defendant’s effort to characterize
the amendment as a shift in the plaintiff’s theory of the
case is therefore wholly unsupportable, and the trial
court properly permitted the amendment.
We turn next to the defendant’s claim that the trial
court improperly refused to allow the parties to state the
legal basis for their evidentiary objections. The record
reveals the following facts. The trial protocols estab-
lished at the beginning of this case, consistent with
Practice Book § 5-5,10 called for counsel to ‘‘succinctly
state the legal basis for any objection’’ and ‘‘not argue
objections unless requested to do so by the court
. . . .’’ During the first two and one-half days of testi-
mony, following various objections, the trial court
repeatedly admonished the defendant’s counsel, in par-
ticular, for commenting on evidence to which an objec-
tion had been made and for arguing objections without
a request from the court. See Practice Book § 5-5
(‘‘[a]rgument upon such objection . . . shall not be
made by either party unless the judicial authority
requests it’’). The court also unsuccessfully attempted
to maintain order by requiring counsel to support objec-
tions by reference to a specific section of the rules of
evidence underlying the objection.11 On the afternoon
of the third day of testimony, the trial court issued the
order at issue, which required both counsel to state
only the word ‘‘objection’’ and not to further articulate
an argument or basis for the objection. The next morn-
ing, the court modified the order to permit citations to
the relevant section of the Code of Evidence.
The trial court possesses ‘‘inherent discretionary
powers to control proceedings, exclude evidence, and
prevent occurrences that might unnecessarily prejudice
the right of any party to a fair trial.’’ (Internal quotation
marks omitted.) Connecticut Light & Power Co. v. Gil-
more, 289 Conn. 88, 128, 956 A.2d 1145 (2008). In the
present case, the court employed an escalating series
of restrictions in order to prevent counsel, particularly
defense counsel, from disrupting the course of the trial
and giving unwarranted commentary in the presence
of the jury. The measure at issue—precluding counsel
from articulating any basis for their objections—was
taken only after more moderate measures failed to
achieve order and was modified the following day.
Nonetheless, recognizing that preventing parties from
expressing the specific legal basis for their objections
can significantly impair the parties’ ability to provide
the court with a sufficient understanding of the nature
of each objection, we hesitate to place our imprimatur
on the unusual limitation briefly imposed by the trial
court in this case. That said, we cannot conclude that
the court’s decision likely affected the outcome of the
case, and the defendant is therefore not entitled to a
new trial on this ground. See Urich v. Fish, supra,
261 Conn. 580–81. The defendant has asserted only a
generalized claim of harm and has failed to provide
us with any specific examples of improper evidentiary
rulings that the trial court allegedly made during the
one afternoon of testimony while the order at issue was
in effect, and he has not indicated any other way in
which the trial court’s ruling allegedly impaired his right
to a fair trial.12
In his penultimate claim, the defendant asserts that
the trial court improperly precluded him from making
an offer of proof with respect to testimony he wanted
to elicit regarding a hypothetical negative result from
a genetic screening test the plaintiff did not undergo.
Even if the trial court’s decision in this respect were
improper, however, the defendant would not be able
to show that the error was harmful. Id. As we previously
have discussed in part IV of this opinion, testimony
concerning the counterfactual ‘‘results’’ of the unadmin-
istered test was properly excluded irrespective of the
specific content of the results, and the defendant has
not shown how testimony concerning a hypothetical
negative result could have influenced the determination
of admissibility. Moreover, although the defendant
claims that the trial court’s decision in this matter
deprived him of a fair trial, we note that portions of
the record the defendant has neglected to identify make
clear that he was permitted the same scope of ques-
tioning as the plaintiff on this topic.
Finally, the defendant claims that the trial court
treated defense counsel rudely and with disrespect,
thus evidencing bias. Our review of the record has
revealed this claim to be utterly unfounded. We are,
indeed, impressed by the equanimity displayed by the
trial court in the present case, and we caution that
counsel so willing to push the limits of acceptable attor-
ney conduct should be aware that appellate review of
the record is a double-edged sword.13
The judgment is affirmed.
In this opinion ROGERS, C. J., and NORCOTT and
VERTEFEUILLE, Js., concurred.
* The listing of justices reflects their seniority status on this court as of
the date of oral argument.
1
Both Orlito A. Trias, individually, and his medical practice, Orlito A.
Trias, M.D., P.C., were named as defendants in this case. For convenience,
we refer to Trias as the defendant.
2
The defendant appealed from the judgment of the trial court to the
Appellate Court, and we transferred the appeal to this court pursuant to
General Statutes § 51-199 (c) and Practice Book § 65-1.
3
Allison Downs’ husband, Michael Downs, also was a plaintiff in the
present action, prevailing on a claim of loss of consortium. Because the
loss of consortium claim is not directly at issue in this appeal and is derivative
of the negligence claim that is at issue, for convenience we refer to Allison
Downs as the plaintiff.
4
The parties dispute whether the defendant previously had recommended
that the plaintiff undergo genetic testing.
5
This is not to say that expert testimony must be excluded from informed
consent cases. As the seminal case adopting and elucidating the lay standard
of care for informed consent makes clear, ‘‘[t]here are obviously important
roles for medical testimony in such cases, and some roles which only medical
evidence can fill. Experts are ordinarily indispensable to identify and eluci-
date for the factfinder the risks of therapy and the consequences of leaving
existing maladies untreated. They are normally needed on issues as to the
cause of any injury or disability suffered by the patient and, where privileges
are asserted, as to the existence of any emergency claimed and the nature
and seriousness of any impact upon the patient from risk-disclosure. Save
for relative infrequent instances where questions of this type are resolvable
wholly within the realm of ordinary human knowledge and experience, the
need for the expert is clear.’’ Canterbury v. Spence, 464 F.2d 772, 791–92
(D.C. Cir.), cert. denied, 409 U.S. 1064, 93 S. Ct. 560, 34 L. Ed. 2d 518 (1972);
see also Logan v. Greenwich Hospital Assn., 191 Conn. 282, 293, 465 A.2d
294 (1983) (adopting reasoning of Canterbury).
6
We note that the question of whether the facts of the present case could
properly support a claim sounding in informed consent is not before the
court, and we therefore have no reason to express an opinion on that issue.
7
Although the defendant physician in DiLieto had raised this claim for
the first time in his reply brief and therefore was not entitled to review of
the claim, we nonetheless rejected the claim on its merits. DiLieto v. County
Obstetrics & Gynecology Group, P.C., supra, 297 Conn. 129 n.30.
8
But see Canterbury v. Spence, supra, 464 F.2d 783–84 (leaving open
possibility of liability for deviating from professional custom under certain
circumstances); id., 788–89 (articulating exceptions to lay standard of care
in emergency circumstances when patient is unconscious or otherwise inca-
pable of consenting and in cases when physician makes medical judgment
that disclosure would be harmful to patient’s mental or physical health).
9
Paragraph 8 of count one of the amended complaint, for example, alleged
that the defendant ‘‘was aware that [the plaintiff] was so concerned about
her genetic predisposition to gynecological cancers that she had undergone
prophylactic bilateral mastectomies in an attempt to avoid cancer.’’
10
Practice Book § 5-5 provides: ‘‘Whenever an objection to the admission
of evidence is made, counsel shall state the grounds upon which it is claimed
or upon which objection is made, succinctly and in such form as he or she
desires it to go upon the record, before any discussion or argument is had.
Argument upon such objection or upon any interlocutory question arising
during the trial of a case shall not be made by either party unless the judicial
authority requests it and, if made, must be brief and to the point.’’
11
The following excerpts from the first two and one-half days of testimony,
between the defendant’s counsel, Madonna Sacco, the plaintiff’s counsel,
Richard Silver, and the trial court informs our conclusion:
Day One
‘‘[Sacco]: Your Honor, if there’s going to be argument in front of the jury
this is a very sensitive area, I’m sorry, but I can’t have Mr. Silver speaking
in front of the jury about something that you’ve already ruled on. . . .
[The court dismisses the jury.]
‘‘The Court: All right. Let me—let me set some ground rules here. If I
haven’t made this clear I’ll try one more time. If there is an objection I need
to have the legal basis of the objection stated, if counsel wishes to have
the jury excused from the courtroom I need to have that statement made
without any additional commentary.
‘‘[Sacco]: And, Your Honor—
‘‘The Court: Is that clear?
‘‘[Sacco]: Your Honor, I can’t be—you can’t continue to give me a difficult
time on this issue when Mr. Silver, in front of the jury, Your Honor, violated
your rule. . . . [T]his was never on [the] plaintiff’s—
‘‘The Court: Counsel, all right, listen—
‘‘[Sacco]: You don’t—Your Honor—you just don’t want me to make an
argument for the appellate record. And it’s important that I do this.
***
‘‘[Sacco]: I’m going to object.
‘‘The Court: Okay. I think at this point the question has been asked, and
the witness’ answer is the witness’ answer. So let’s move on.
‘‘[Silver]: All right.
‘‘[Sacco]: Your Honor, just—
‘‘[Silver]: Thank you, Your Honor.
‘‘[Sacco]: —one other basis quickly, for the record.
‘‘[Silver]: I—
‘‘[Sacco]: A different basis.
‘‘The Court: Well, I’ve sustained—
‘‘[Sacco]: This whole line—
‘‘The Court: I’ve sustained your objection.
‘‘[Sacco]: I understand.
‘‘The Court: So—
‘‘[Sacco]: This whole line of questioning is an informed consent discussion
versus a standard of care discussion.
‘‘[Silver]: May we approach . . . .
[The jury subsequently is excused.]
‘‘The Court: The second part of your comment, Attorney Sacco, was not,
in my opinion, a legal objection. It was commentary on the question.
‘‘[Sacco]: No, no, no, no, Your Honor. Then I didn’t make myself clear. I
object to the use of the term, standard of care, at any point in time in this
case because this is not a standard of care case, in my opinion. It’s my
position this is an informed consent case, which does not require standard-
of-care-type questions.
‘‘The Court: Okay, well—
‘‘[Sacco]: That’s my—and so it—if I may, Your Honor?
‘‘The Court: Let me interrupt, if I might. That is not a legal objection.
‘‘[Sacco]: Of course it is, Your Honor. Absolutely it is.’’
Day Two
‘‘[Sacco]: Objection.
‘‘The Court: Basis?
‘‘