Doe v. Wells Fargo Bank, N.A.
CourtCalifornia Court of Appeal
Date FiledOctober 5, 2026
DocketB344642
StatusPublished
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Full Opinion
Filed 10/5/26
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION FOUR
JANE DOE, B344642
Plaintiff and Appellant. Los Angeles County
Super. Ct. No.
v. 23STCV02273
WELLS FARGO BANK, N.A.,
Defendant and Respondent.
APPEAL from a judgment of the Superior Court of Los
Angeles County, Tony L. Richardson, Judge. Affirmed.
Singleton Schreiber, Benjamin I. Siminou; West Coast
Employment Lawyers, Ronald L. Zambrano, and Crystal F.
Mohsin for Appellant.
Munger, Tolles & Olson, Erin J. Cox, Malcolm A. Heinicke,
and Aditi Ghatlia for Respondent.
In this Fair Employment and Housing Act case, we must
decide whether the strict liability or negligence standard applies
to an employer when a sexual harassment claim is based on the
conduct of a supervisor who is not the plaintiff’s supervisor.
Plaintiff Jane Doe contends the relationship between the
harassment victim and the alleged harasser is not determinative;
all that is required for strict liability to apply is that the alleged
harasser supervises other employees. Defendant Wells Fargo
Bank, N.A. (Wells Fargo) contends strict liability applies only if
the alleged harasser is the plaintiff’s supervisor. We conclude
that where the alleged harasser is not plaintiff’s supervisor and
only supervises other employees, strict liability does not apply.
BACKGROUND
I. Plaintiff’s Position and Her Alleged Harasser’s Position in
Wells Fargo’s Private Bank Division
Plaintiff first worked for Wells Fargo from 1994 to 2014.
She returned in 2018 as a “wealth advisor” in Wells Fargo’s
private bank division, which serves clients with assets in the
millions. Wealth advisors like plaintiff assemble teams of
specialists such as investment strategists, financial advisors, and
private bankers, to assist their clients. Before Wells Fargo hired
plaintiff for this position, she was interviewed by several people,
including Eric Pagel. Plaintiff would later accuse Pagel of sexual
harassment and assault.
Pagel is an investment strategist at Wells Fargo. In that
role, he manages clients’ investment portfolios. Of over 200
investment strategists across the country, Pagel regularly ranked
in the top three in sales. He was the investment strategist for
many of plaintiff’s clients. Some of her colleagues recommended
2
including him in her teams of specialists. Plaintiff considered
Pagel “a superior” with “power and influence.” Pagel was
classified as a senior vice president until 2019, when Wells Fargo
named him a managing director, with no change in pay or
responsibilities.
Employees in plaintiff’s and Pagel’s positions had support
staff known as associates. Wells Fargo assigned associates (also
known as “investment management specialists”) to specific
investment strategists, but associates sometimes supported
several strategists. These associates’ full-time duty was to
support the investment strategists. Associates’ tasks included
executing trades (as directed by investment strategists),
communicating with clients, scheduling meetings, and organizing
binders.
Pagel was not designated by Wells Fargo as a “supervisor”
of any associates or other employees. Rather, Pagel and the
associates supporting him reported directly to the same person,
the “regional fiduciary and investment manager.” Pagel had no
power to hire or fire employees or to approve their expenses or
requests for time off. Although Pagel did not review other
employees’ performance, he provided input to those who did.
II. Business Trip to Bakersfield in 2020
In January 2020, plaintiff, Pagel, and three other
employees (David Weitzel, Mark Peterson, and Meena Kotak)
went to Bakersfield for client meetings arranged by a local
employee, Brian Ray. After work, the six coworkers had drinks
and dinner at the hotel where the visitors were staying. During
dinner, plaintiff and Kotak went to the women’s restroom. Kotak
was concerned plaintiff was drunk and asked if she was done
3
drinking. Plaintiff later described herself as having “blacked out”
that night.
When she and Kotak went to the bathroom, plaintiff left
her purse, wallet, and phone at the table. The four men used her
phone to take photos of themselves, including photos of Peterson
holding her wallet. Plaintiff stated the men also used her phone
to take photos of pornography displayed on another phone. The
men denied taking any pornographic photos.
After dinner, the group walked to a bar. Later, plaintiff,
Weitzel, and Kotak walked back to the hotel together. At about
11:00 p.m., Pagel sent plaintiff a text message asking which room
she was in. She told him her room number, and Pagel came over.
Plaintiff cannot fully remember what happened but recalls Pagel
“barged in” and kissed her. They had sex. Plaintiff asserts she
was too intoxicated to consent, possibly because she had been
drugged.
Pagel claims plaintiff invited him to the room and
instigated their sexual encounter. He maintains that she
consented.
III. Plaintiff’s Complaints and Wells Fargo’s Investigation
About one month after the Bakersfield trip, plaintiff told
Weitzel that Pagel had sexually harassed her. Plaintiff reported
Pagel had commented about her body and was “becoming more
and more aggressive” over time, but she did not tell Weitzel that
Pagel sexually assaulted her in Bakersfield. Plaintiff testified
that Weitzel generally dismissed her concerns and said Pagel was
“harmless.” Weitzel did not escalate plaintiff’s complaint against
Pagel, and Wells Fargo did not investigate it.
On November 9, 2020, plaintiff reported to Wells Fargo’s
ethics hotline that Pagel had sexually harassed and assaulted
4
her. She also complained to her direct supervisor. Additionally,
around the same time, plaintiff reported the alleged assault to
law enforcement.
On November 17, 2020, Wells Fargo flagged plaintiff’s
complaint for expedited investigation. Wells Fargo assigned the
case to an internal investigator, Kimberlee Whitman. Soon after,
Pagel was placed on paid administrative leave.
Over the next 10 months, Whitman interviewed the
employees involved and gathered evidence including text
messages and photos. Whitman then wrote a 28-page report on
her findings. She concluded plaintiff’s allegations regarding the
sexual assault at Bakersfield and Pagel’s other alleged sexual
harassment were unsubstantiated.
Whitman did, however, conclude the men on the
Bakersfield trip used plaintiff’s phone without her consent.
Based on her findings, Whitman could not determine any
employee violated Wells Fargo’s sexual harassment policy. But
she did conclude that everyone at the dinner in Bakersfield
(including plaintiff) violated the workplace conduct policy and
Pagel violated the company’s professionalism policy.
After Whitman’s investigation, Wells Fargo issued Pagel a
“final notice.” The notice states it may affect Pagel’s performance
evaluation, as well as his eligibility for raises, bonuses, and
promotions. It further states he could be “terminated
immediately” for future policy violations.
IV. Proceedings Below
In February 2023, plaintiff filed this action against Wells
Fargo, Pagel, and the other three men present at the dinner in
Bakersfield (Weitzel, Peterson, and Ray). Against all defendants,
she brought a cause of action for sexual harassment in violation
5
of the Fair Employment and Housing Act (Gov. Code, § 12900 et
seq.) (FEHA). 1 Against Wells Fargo, she also brought causes of
action for failing to prevent harassment and retaliating against
her for reporting harassment. We do not discuss the latter
causes of action because plaintiff’s briefs address only her first
cause of action for sexual harassment against Wells Fargo.
Wells Fargo moved for summary judgment. It argued
plaintiff could not establish her claim for sexual harassment for
two reasons. First, Wells Fargo argued it could not be strictly
liable for any harassment by Pagel because it was undisputed
that he never supervised plaintiff. Second, Wells Fargo argued it
could not be liable under the alternative negligence standard
because it immediately and appropriately responded to plaintiff’s
complaints of sexual harassment.
In opposition, plaintiff asserted there were triable issues of
material fact on whether Pagel was a supervisor. She further
argued Wells Fargo was strictly liable for sexual harassment by
any supervisor regardless of whether the harasser supervised
her. Plaintiff’s opposition did not address the alternative basis
for liability under the negligence standard.
The court granted summary judgment. It ruled Wells
Fargo could not be strictly liable for harassment by Pagel because
he did not supervise plaintiff. It further found that Wells Fargo
was not liable under the negligence standard because it took
prompt and appropriate corrective action. The court entered
judgment for Wells Fargo.
1 All undesignated references to statutes are to the Government
Code.
6
DISCUSSION
We review summary judgment de novo. (Conroy v. Regents
of University of California (2009) 45 Cal.4th 1244, 1249 (Conroy).)
Summary judgment should be granted “ ‘where no triable issue of
material fact exists and the moving party is entitled to judgment
as a matter of law.’ ” (Id. at p. 1250.) A defendant moving for
summary judgment meets its initial burden on a cause of action
by showing that the plaintiff cannot establish “one or more
elements of the cause of action . . . or that there is a complete
defense to the cause of action.” (Code Civ. Proc., § 437c, subd.
(p)(2).) If the defendant does so, the burden shifts to the plaintiff
to show a triable issue of at least one material fact. (Aguilar v.
Atlantic Richfield Co. (2001) 25 Cal.4th 826, 849.) We “ ‘liberally
construe the evidence in support of the party opposing summary
judgment and resolve doubts concerning the evidence in favor of
that party.’ ” (Conroy, at pp. 1249–1250.)
I. Employer Liability for Sexual Harassment
Under the FEHA, an employer can be liable for sexual
harassment in two ways, “depending on whether the person
engaging in the harassment is the victim’s supervisor or a
nonsupervisory coemployee.” (State Dept. of Health Services v.
Superior Court (2003) 31 Cal.4th 1026, 1040–1041 (Health
Services).) Employers are “strictly liable for harassment by a
supervisor.” (Id. at p. 1041.) For harassment by nonsupervisory
employees, the employer is liable only if it was negligent in that
it “(a) knew or should have known of the harassing conduct and
7
(b) failed to take immediate and appropriate corrective action.”
(Ibid.) 2
The FEHA does not use the term “strict liability” for sexual
harassment claims. That standard was created by courts after
reviewing the language and legislative history of the relevant
statute. (Health Services, supra, 31 Cal.4th at pp. 1041–1042.)
“Because the FEHA imposes [a] negligence standard only for
harassment ‘by an employee other than an agent or supervisor’
(§ 12940, subd. (j)(1)), by implication the FEHA makes the
employer strictly liable for harassment by a supervisor.” (Health
Services, at p. 1041.)
II. Strict Liability Does Not Apply
Wells Fargo is not strictly liable for harassment by Pagel
because the undisputed evidence established Pagel held no
supervisory authority over plaintiff and he did not abuse his
authority as an alleged supervisor in his actions toward plaintiff.
Plaintiff concedes Pagel was not her supervisor. She instead
relies on evidence purportedly showing Pagel supervised support
staff known as associates or investment management specialists.
Assuming Pagel was a “supervisor” of other, lower-level
employees, 3 Wells Fargo cannot be strictly liable for Pagel’s
conduct under the facts of this case.
2 The FEHA also makes an employer strictly liable for workplace
harassment by its “agent.” (§ 12940, subd. (j)(4)(A); Health Services,
supra, 31 Cal.4th at pp. 1040, 1041.) Plaintiff does not contend that
Pagel was an agent of Wells Fargo and we have no occasion to discuss
liability for sexual harassment caused by an employer’s agent.
3 The FEHA broadly defines “supervisor” to mean “any individual
having the authority, in the interest of the employer, to hire, transfer,
suspend, lay off, recall, promote, discharge, assign, reward, or
8
Section 12940, subdivision (j)(1) prohibits sexual
harassment in the workplace. Harassment by an employee
“other than an agent or supervisor, shall be unlawful if the
[employer], or its agents or supervisors, knows or should have
known of this conduct and fails to take immediate and
appropriate corrective action.” (Ibid.) The issue here is whether
strict liability is imposed on the employer when the alleged
harassment is committed by a supervisor who is not the
harassment victim’s supervisor.
We interpret the statute de novo. (Tufeld Corporation v.
Beverly Hills Gateway, L.P. (2022) 86 Cal.App.5th 12, 20.) Our
fundamental task is to determine the Legislature’s intent and to
effectuate the statute’s purpose. (Ibid.) “ ‘If the statute’s text
evinces an unmistakable plain meaning, we need go no further.’ ”
(Ibid.) If the statute is ambiguous, we may consider extrinsic
sources such as the legislative history and the public policy
underlying the statute. (Ibid.)
We may also “consider the consequences of each possible
construction and will reasonably infer that the enacting
legislative body intended an interpretation producing practical
and workable results rather than one producing mischief or
discipline other employees, or the responsibility to direct them, or to
adjust their grievances, or effectively to recommend that action, if, in
connection with the foregoing, the exercise of that authority is not of a
merely routine or clerical nature, but requires the use of independent
judgment.” (§ 12926, subd. (t).) While plaintiff concedes that Pagel
was not her supervisor under this definition, she contends he
supervised others. Wells Fargo contends that, as a matter of law,
Pagel supervised no employees. We do not decide the issue of whether
Pagel was a supervisor of other employees under the FEHA. Rather,
we affirm the judgment assuming, without deciding, that Pagel was a
supervisor of employees other than plaintiff.
9
absurdity.” (Gattuso v. Harte-Hanks Shoppers, Inc. (2007) 42
Cal.4th 554, 567.) This means giving the statute a reasonable
construction consistent with the Legislature’s apparent purpose.
(Ibid.) In other words, we must “avoid a construction that would
lead to unreasonable, impractical, or arbitrary results.” (Copley
Press, Inc. v. Superior Court (2006) 39 Cal.4th 1272, 1291.)
Contrary to plaintiff’s assertion, section 12940, subdivision
(j)(1) does not have an unmistakable plain meaning with respect
to the imposition of strict liability on an employer under the
circumstances of this case. As noted, section 12940, subdivision
(j)(1) does not mention “strict liability.” Only in cases where the
harasser is the plaintiff’s supervisor have the courts held that the
statute, “by implication,” makes the employer strictly liable. (See
Health Services, supra, 31 Cal.4th at p. 1041.)
Section 12940, subdivision (j)(1) can reasonably be
interpreted to support Wells Fargo’s position. The term
“supervisor” in section 12940, subdivision (j)(1) is defined by
section 12926, subdivision (t). Under this definition, whether an
employee is a supervisor depends on that person’s relationship
with other employees. When an employee supervises people
other than the plaintiff and has no supervisory authority over the
plaintiff, that employee’s role as a supervisor has no relevance to
his or her relationship with the plaintiff. As to the plaintiff, the
harasser is a coworker. Thus, when the two statutes are read
together, section 12940, subdivision (j)(1)’s reference to
“supervisor” can reasonably interpreted to mean the plaintiff’s
supervisor.
Because the text of section 12940, subdivision (j)(1) does
not clearly support either party’s position, we must look at other
sources. The parties have not cited and we have not found
10
legislative history that helps us interpret section 12940,
subdivision (j)(1). We must therefore interpret the statute in a
manner consistent with its purpose of protecting employees from
sexual harassment in the workplace, while avoiding a
construction that leads to unreasonable, impractical, or arbitrary
results. We must also consider the available case law, though we
have not found a case directly on point.
Plaintiff’s mechanical interpretation of section 12940,
subdivision (j)(1) disregards “a realistic assessment of the
dynamics of sexual harassment in the workplace.” (College-
Town, Div. of Interco, Inc. v. Massachusetts Commission Against
Discrimination (1987 Mass.) 508 N.E.2d 587, 593 (College-Town)
[interpreting Massachusetts law].) Sexual harassment by the
plaintiff’s supervisor is a more pernicious social problem than
harassment by a coworker and, as we shall explain, harassment
by supervisors (like Pagel) who do not supervise the plaintiff.
Harassment by the plaintiff’s supervisor is “qualitatively worse”
(Sangamon County Sheriff’s Dept. v. Illinois Human Rights Com.
(2009 Ill.) 908 N.E.2d 39, 49 (dis. opn.) (Sangamon)) because of
the power differential between the supervisor and the plaintiff
and the potential for abuse. (See Health Services, supra, 31
Cal.4th at p. 1048 [“reporting acts of harassment by a supervisor
carries risks that are both professional and economic”]; Faragher
v. City of Boca Raton (1998) 524 U.S. 775, 803 [“an employee
generally cannot check a supervisor’s abusive conduct the same
way that she might deal with abuse from a co-worker”]; College-
Town, at p. 593 [“harassment by a supervisor carries an implied
threat that the supervisor will punish resistance through
exercising supervisory powers”].) Additionally, when the
plaintiff’s supervisor, acting in the capacity of a supervisor,
11
sexually harasses the plaintiff, the harassment is imputed to the
employer because the supervisor is acting on behalf of and with
the authority of the employer. (See Meritor Savings Bank, FSB
v. Vinson (1986) 477 U.S. 57, 75−77 (conc. opn. of Marshall, J.)
[interpreting Title VII].)
In plaintiff’s view, whether the strict liability or negligence
standard applies does not turn on the relationship between the
harassment victim and the alleged harasser. If, as in this case,
the alleged harasser is not exercising supervisory authority over
the plaintiff and only supervises employees who are at a lower
level than the plaintiff, the strict liability standard would apply.
But such a supervisor’s relationship with the plaintiff is the same
as the plaintiff’s relationship with a nonsupervisory coworker.
The alleged harasser’s role as a supervisor does not, by itself,
create the power differential that exists between the plaintiff and
her supervisor. And the employer has not vested the alleged
harasser with authority to direct and manage the plaintiff on its
behalf.
Plaintiff’s interpretation of section 12940, subdivision (j)(1)
creates a rule that imposes strict liability based on irrelevant
facts and does not further the goals of the FEHA. This is because
whether the strict liability or negligence standard applies is
untethered to the alleged harasser’s relationship with the
plaintiff. Instead, the alleged harasser’s relationship with other
employees determines which standard applies. Thus, a different
standard would apply to two coworkers of equal rank in the same
profession if one colleague’s responsibilities included directing
subordinates, making her (“Pat”) a supervisor (see § 12926, subd.
(t)), and the other colleague (“Morgan”) had equally important
responsibilities but was not a supervisor. The strict liability
12
standard applies if Pat sexually harasses Morgan; the negligence
standard applies if Morgan sexually harasses Pat. The
relationship between Pat and Morgan (coworkers of equal rank)
is irrelevant. This is not a reasonable interpretation of section
12940, subdivision (j)(1).
We recognize that the FEHA must be “construed liberally
to accomplish its purposes.” (Health Services, supra, 31 Cal.4th
at p. 1040, citing § 12993, subd. (a).) But liberally construing the
FEHA does not mean interpreting it in a manner that would lead
to arbitrary results disconnected with the purposes of the
statutory scheme. If we were to adopt plaintiff’s position, an
employer would be strictly liable for a mid-level manager’s sexual
harassment of her own boss. Likewise, because “supervisor” is
defined broadly, an employer would be strictly liable for the
harassment of a high-level employee by a relatively low-level
supervisor (e.g., a shop foreman or assistant manager harasses
an executive). The alleged harassers are not acting as
“supervisors” in these scenarios. At the same time, if we adopt
plaintiff’s position, employers would still only face liability if they
act negligently when one nonsupervisory coworker harasses
another (e.g., the most senior salesperson harasses a
maintenance worker).
Plaintiff dismisses potential “absurd results” by presuming
a lower-level supervisor “will have no ability to control the
plaintiff’s working environment.” We are unpersuaded. An
employee can sexually harass his own supervisor or a higher-
level co-worker. (See Madsen v. City of Phoenix (D. Ariz. 2022)
635 F.Supp.3d 772, 783 [interpreting Title VII]; Lyles v. District
of Columbia (D.D.C. 2014) 17 F.Supp.3d 59, 70; Cronin v. United
Service Stations, Inc. (M.D. Ala. 1992) 809 F.Supp. 922, 931–932.)
13
But when that occurs, an employer is not strictly liable and is
only liable if it was negligent.
In Health Services, our Supreme Court stated strict
liability applies when the harasser is “the victim’s supervisor.”
(Health Services, supra, 31 Cal.4th at p. 1041, italics added.)
Importantly, the court cautioned its “analysis assumes the
supervisor is acting in the capacity of supervisor when the
harassment occurs. The employer is not strictly liable for a
supervisor’s acts of harassment resulting from a completely
private relationship unconnected with the employment and not
occurring at the workplace or during normal working hours.” (Id.
at p. 1041, fn. 3.) Following Health Services, the Courts of Appeal
have repeatedly made similar statements. (See, e.g., Chapman v.
Enos (2004) 116 Cal.App.4th 920, 922 [“The pivotal issue for [the
employer’s] liability was whether the alleged harasser . . . was
[plaintiff’s] supervisor”]; Atalla v. Rite Aid Corp. (2023) 89
Cal.App.5th 294, 309–310 [“an employer is only strictly liable
under FEHA for harassment by a supervisor if the supervisor is
acting in the capacity of a supervisor when the harassment
occurs”].)
Whether an alleged harasser is the plaintiff’s supervisor is
also relevant in determining whether the harasser’s conduct is
work related. Addressing this issue, Kruitbosch v. Bakersfield
Recovery Services, Inc. (2025) 114 Cal.App.5th 200 (Kruitbosch)
compared and contrasted cases involving harassment by
supervisors and harassment by coworkers. (Id. at pp. 213–219.)
The court concluded, “where the conduct at issue occurred offsite
and/or during nonworking hours, the question of whether the
employer is strictly liable for a supervisor’s conduct tends to
overlap with whether the conduct is sufficiently work related.
14
Specifically, if the supervisor is, in some fashion, acting in his or
her capacity as supervisor (or misusing his or her supervisory
powers) when the conduct occurs—necessary for imputability to
the employer [citing Health Services]—then the harassing
conduct is inevitably going to be work related.” (Kruitbosch, at p.
217, italics added.)
Quoting Health Services, Wells Fargo argues “an alleged
harasser who is not the alleged victim’s supervisor at all does not
and cannot act in the ‘capacity of supervisor’ of that victim ‘when
the harassment occurs,’ no matter how broadly supervisorial
capacity is defined.” We agree. An employer can only be strictly
liable for sexual harassment by a supervisor if the harasser is the
plaintiff’s supervisor acting in the capacity of a supervisor when
the harassment occurs.
To be clear, we are not holding that an employer can only
be strictly liable for sexual harassment by the plaintiff’s direct or
immediate supervisor or a supervisor successively higher in the
employer’s hierarchy. The broad definition of supervisor stated
in section 12926, subdivision (t) makes others, too, the plaintiff’s
supervisor. But where, as here, the alleged harasser is not the
plaintiff’s supervisor and only supervises other employees, strict
liability does not apply.
Plaintiff acknowledges there is no California case holding
an employer is strictly liable for sexual harassment by a
supervisor who is not the plaintiff’s supervisor. She asks that we
extend strict employer liability in this case. We decline to do so.
It is true, as plaintiff asserts, Health Services discussed
strict liability based on the conduct of “a supervisor.” (Health
Services, supra, 31 Cal.4th at p. 1041.) But the court used that
term immediately after specifying strict liability arose from acts
15
of “the victim’s” supervisor. (Ibid.) Further, the harasser in
Health Services was the victim’s supervisor. (Id. at p. 1035.)
When read in context, Health Services’ references to “a
supervisor” do not stand for the proposition that an employer
may be strictly liable for the conduct of any supervisor regardless
of whether he or she supervises the plaintiff.
Unable to persuasively cite any controlling California case
law, plaintiff relies on two decisions by the Fair Employment and
Housing Commission (FEHC), a body abolished in 2013. (Stats.
2012, ch. 46.) An administrative agency’s interpretation of a
statute is entitled to consideration and respect, though ultimately
statutory interpretation is a question of law the courts must
resolve. (Yamaha Corp. of America v. State Bd. of Equalization
(1998) 19 Cal.4th 1, 7.)
Both FEHC decisions cited by plaintiff ruled that strict
liability applies to all supervisors, regardless of their authority
over a plaintiff. (Dept. of Fair Employment and Housing v. Hart
& Starkey, Inc. (1984) FEHC Dec. No. 84-23 at p. 23 (Hart &
Starkey)4; Dept. of Fair Employment and Housing v. Community
Hospital of San Gabriel (1986) FEHC Dec. No. 86-08 at p. 7.)
When the FEHC rendered these decisions in the 1980s, however,
it did not have guidance from the many court decisions filed since
then, including Health Services. At that time, moreover, the
FEHA did not define “supervisor.” (Former § 12926, subd. (q),
added by Stats. 1999, ch. 591, § 5.) The FEHC thus did not and
could analyze whether the harassers were the complainants’
4 Plaintiff requests judicial notice of Hart & Starkey. Because the
decision may be cited as legal authority, judicial notice is unnecessary.
(Sharon S. v. Superior Court (2003) 31 Cal.4th 417, 440, fn. 18.) We
therefore deny plaintiff’s request.
16
supervisors under the current definition of that term. Although
we respectfully consider the FEHC’s rulings, we decline to follow
them, at least under the facts of this case.
Plaintiff also cites authority interpreting state law in
Massachusetts and Illinois. For the former jurisdiction, plaintiff
relies on two decisions. She first cites an unpublished two-page
memorandum and order from an intermediate appellate court.
(Gonsalves v. Bristol County Sheriff’s Dept. (Mass.App.Ct. 2010)
932 N.E.2d 311 (Gonsalves) [table].) There, the alleged harasser
was a sheriff department officer with “command authority” over
the plaintiff. (Ibid.) Here, by contrast, Pagel had no authority
over plaintiff. The Massachusetts court did not, of course,
analyze whether the alleged harasser was a supervisor under
California law. Gonsalves is distinguishable from this case.
Additionally, plaintiff cites Morehouse v. Berkshire Gas Co.
(D. Mass. 1997) 989 F.Supp. 54 (Morehouse). In Morehouse, the
district court distinguished sexual harassment committed by a
supervisor against a “ ‘non-subordinate co-worker’ ” from
harassment committed against “a rank-and-file employee” who
was “clearly subordinate in the company hierarchy.” (Id. at p.
64.) No similar facts exist here.
Similarly, in Sangamon, the harasser was a sergeant, while
plaintiff was “a records clerk.” (Sangamon, supra, 908 N.E.2d at
p. 40.) Among other reasons for holding strict liability applied,
the Illinois Supreme Court noted the harasser’s “higher status as
a supervisor in the Sheriff’s Department afforded him greater
power to harass a lower-level employee such as” the plaintiff. (Id.
at p. 47.) Here, as noted, plaintiff relies solely on evidence of
Pagel’s relationship with support staff who were at least one level
beneath plaintiff.
17
We acknowledge the majority opinion in Sangamon stated
that whether the harasser has “direct supervisory authority” over
the victim is “irrelevant under the plain text” of the Illinois
statute prohibiting workplace sexual harassment. (Sangamon,
supra, 908 N.E.2d at p. 137.) To the extent the Illinois statute is
analogous to section 12940, subdivision (j)(i), we respectfully
disagree with Sangamon.
Applying our holding to this case, we conclude Wells Fargo
met its initial burden on summary judgment by presenting
evidence Pagel did not supervise any employees, including
plaintiff. In response, plaintiff submitted only evidence
purportedly showing Pagel supervised a class of employees below
her; she produced no evidence that Pagel was her supervisor.
Accordingly, the undisputed evidence demonstrates the strict
liability standard does not apply here.
III. Plaintiff Forfeited Her Negligence/Ratification Theory
Although plaintiff’s operative complaint asserted Wells
Fargo was liable for sexual harassment based on negligence, she
did not argue on appeal that there was a triable issue of material
fact on that theory. Plaintiff thus forfeited the issue. (County of
Los Angeles v. Niblett (2025) 116 Cal.App.5th 454, 474–475.)
In her opening brief, plaintiff argues for the first time that
Wells Fargo’s motion for summary judgment should have been
denied for another reason. She contends there are triable issues
of material fact on whether Wells Fargo is liable for Pagel’s
alleged harassment because it “ratified” his conduct. 5 But
5 Plaintiff contends “ratification and the failure to take immediate
and appropriate corrective action are effectively one [and] the same.”
18
plaintiff forfeited this argument, too, because she did not raise it
below. (Bitner v. Dept. of Corrections & Rehabilitation (2023) 87
Cal.App.5th 1048, 1065.)
Plaintiff contends she was not required to raise her
ratification theory below because Wells Fargo did not meet its
initial burden of showing there was no triable issue of material
fact on that theory. 6 (See Y.K.A. Industries, Inc. v.
Redevelopment Agency of City of San Jose (2009) 174 Cal.App.4th
339, 366–367.) But where a plaintiff’s trial court opposition does
not argue that the defendant failed to meet its initial burden on
summary judgment on a specific theory of liability, the plaintiff
cannot make the argument for the first time on appeal. (DiCola
v. White Brothers Performance Products, Inc. (2008) 158
Cal.App.4th 666, 677; Saville v. Sierra College (2005) 133
Cal.App.4th 857, 872–873.)
Finally, plaintiff urges us to consider, as a question of law,
her forfeited ratification argument. We have discretion to
address pure questions of law not raised in the trial court. (W.
Bradley Electric, Inc. v. Mitchell Engineering (2024) 100
Cal.App.5th 1, 11–12.) But “ ‘[m]erely because an issue is one of
law, does not give a party license to raise it for the first time on
appeal.’ ” (Meridian Financial Services, Inc. v. Phan (2021) 67
Cal.App.5th 657, 699–700.) Plaintiff gives no convincing reason
We do not reach this issue. We also do not reach the issue of whether a
FEHA plaintiff can base a claim on common law ratification.
6 Wells Fargo’s motion did not address the ratification theory. In
her reply brief on appeal, plaintiff contends her pleadings raised this
theory. We need not decide whether plaintiff’s ratification theory was
adequately framed by the pleadings.
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to depart from the general principles of forfeiture here. We thus
decline to consider plaintiff’s forfeited ratification argument.
DISPOSITION
The judgment is affirmed. Neither party shall recover costs
on appeal.
CERTIFIED FOR PUBLICATION
TAMZARIAN, Acting P. J.
We concur:
DAUM, J.
KIM (D.), J. *
* Justice of the Court of Appeal, Second Appellate District,
Division Five, assigned to Division Four, by the Chief Justice pursuant
to article VI, section 6 of the California Constitution.
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