Oba v. ERC Trade CA2/3
CourtCalifornia Court of Appeal
Date FiledOctober 26, 2026
DocketB343494
StatusUnpublished
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Full Opinion
Filed 10/26/26 Oba v. ERC Trade CA2/3
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
CHRIS M. OBA, B343494
Plaintiff and Appellant, (Los Angeles County
Super. Ct. No. 23TRCV00502)
v.
ERC TRADE, LP,
Defendant and Respondent.
APPEAL from an order of the Superior Court of
Los Angeles County, Douglas W. Stern and Patricia A. Young,
Judges. Affirmed.
Panish | Shea | Ravipudi, Thomas A. Schultz, Andrew L.
Schrader, Tyler R. Paboojian, and Bernadette M. Bolan for
Plaintiff and Appellant.
Horvitz & Levy, Eric S. Boorstin, Jason Y. Siu; Hawkins
Parnell & Young, Elaine Fresch and Mikhail Mdinaradze for
Defendant and Respondent.
‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗
Plaintiff Chris Oba (Oba) was catastrophically injured
when a forklift he was operating fell and crushed him. At the
time of the accident, Oba was employed by Apollo Freight, Inc.
(Apollo Freight) and was working in a warehouse owned by HPL-
Apollo, LLC (HPL-Apollo). Oba was loading pallets of garlic
consigned to defendant/respondent ERC Trade, LP (ERC) onto a
tractor-trailer owned by Martinez Transport, LLC (Martinez).
Leonel Zavala (Zavala), a Martinez employee, was driving the
tractor-trailer.
Oba sued HPL-Apollo, ERC, Martinez, and Zavala, alleging
that Zavala was negligent, and HPL-Apollo, ERC, and Martinez
were directly or vicariously liable for Zavala’s negligence. Oba
recovered worker’s compensation benefits from Apollo Freight
and settled with all defendants except ERC. ERC then moved for
summary judgment, urging it was not liable for Oba’s injuries
because it was not Zavala’s employer or principal, did not own
the tractor-trailer that caused Oba’s injuries, and was not liable
for the negligence of its independent contractor’s employee. The
trial court granted summary judgment for ERC.
We affirm. As a matter of law, Martinez was ERC’s
independent contractor, not its agent. ERC therefore was not
liable for Oba’s injuries unless it negligently hired Martinez,
negligently exercised control over Zavala’s work, owed Oba a
nondelegable duty, or was vicariously liable for Zavala’s
negligence under a theory of peculiar risk. Because there are no
2
triable issues of fact as to any of these theories of liability, the
trial court properly granted summary judgment for ERC.
FACTUAL AND PROCEDURAL BACKGROUND
The Accident and Present Action
ERC is a limited partnership that sells produce on
consignment. It contracts with Latin American growers who
supply produce and with American companies who buy it. ERC
also contracts with trucking companies to transport produce from
farms to storage facilities in the United States, and then to
buyers.
Martinez is a licensed motor carrier. In April 2022,
Martinez owned 19 trucks and drove for ERC on a regular basis.
ERC jobs accounted for about 75 percent of Martinez’s total
business. ERC would contact Martinez’s dispatcher, who would
dispatch the trucks to where they were needed.
In April 2022, ERC acquired garlic on consignment. The
garlic was stored at a refrigerated warehouse in Los Angeles
operated by HPL-Apollo. Apollo Freight provided cargo-handling
services at the warehouse.
On April 22, 2022, ERC asked Martinez to pick up
40 pallets of garlic from HPL-Apollo’s warehouse and truck it to a
warehouse in Arizona. Martinez dispatched Zavala, one of its
drivers, to the warehouse. When Zavala arrived, he said he was
picking up for ERC and was directed into a loading dock. He
remained in his truck for about 40 minutes while Oba, an Apollo
Freight employee, loaded pallets of garlic into the trailer using a
forklift. Before Oba had finished loading, Zavala began to pull
his tractor-trailer away from the loading dock, causing Oba’s
3
forklift to fall into the gap between the trailer and the dock. Oba
was severely injured.
At the time of the accident, Zavala had a Mexican Class B
driver’s license and had driven trucks for 20 years. A Martinez
principal testified that Martinez did not have written docking
procedures, but it instructed each of its drivers, including Zavala,
about safe docking procedures when it hired them. It was
undisputed that Zavala was not provided docking procedures
specific to HPL-Apollo’s warehouse.
Oba filed the present action for negligence against ERC,
Martinez, Zavala, and HPL-Apollo. As against ERC, Oba alleged
that ERC breached its duty to “use reasonable care to own, lease,
manage, maintain, inspect, control, select, drive, operate,
manage, repair, entrust[,] and maintain their vehicles and their
component parts in a safe, reasonable, proper and lawful
manner,” and that Zavala “was an agent, servant, and/or
employee of [Martinez] and [ERC], and was acting within the
course, scope, purpose, and authority of such agency and
employment with the full knowledge, permission, and consent of
[Martinez] and [ERC].”
Oba settled with all defendants except ERC for a total of
$12 million. Oba also received approximately $1.23 million in
workers’ compensation benefits.
ERC’s Motion for Summary Judgment
ERC moved for summary judgment in May 2024. ERC
contended it was not liable for Oba’s injuries because it did not
own or operate the tractor-trailer that injured Oba; it was not
Zavala’s employer; neither Zavala nor Martinez were ERC’s
agents or joint-venturers; the contracted work did not involve a
peculiar risk; ERC was not a motor carrier and, thus, did not owe
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Oba a nondelegable duty; and ERC was not negligent in hiring
Martinez. In support of the motion, ERC introduced evidence
that it is not in business as a motor carrier; does not have a
motor carrier license from the Department of Transportation or
any similar licensing authority; has never owned, leased, rented,
or operated any tractors or trailers; and has never employed any
drivers to operate tractor-trailers. ERC hired Martinez, a
licensed motor carrier, to ship the garlic to a warehouse in
Arizona in a tractor-trailer Martinez owned. ERC did not own or
select the forklift that Oba was driving, did not tell Apollo-
Freight or its employees how to load the garlic onto Zavala’s
tractor-trailer, and did not direct Martinez or Zavala on how to
transport the garlic. According to ERC, when it asked Martinez
to pick up and deliver the garlic, it provided Martinez “with only
two pieces of information: where to pick up the shipment and
where to take it. ERC Trade did not direct how Martinez
Transport transports the freight or have any control over the
driver.” Further, ERC “never had any input in hiring, training,
or supervising Zavala or other Martinez Transport employees.”
Oba opposed the motion for summary judgment. He
contended there were triable issues of material fact as to whether
(1) ERC was a motor carrier, and thus had a nondelegable duty to
operate its trucks safely; (2) Zavala was ERC’s agent; and
(3) ERC breached its own duty to properly train and supervise
Zavala. Oba urged that ERC was “acting as” a federally licensed
motor carrier because it was identified as the shipper on the bill
of lading, shipping documents, and import documents. Oba also
asserted that Martinez drivers were directly under ERC’s control
because ERC dispatched them to specific jobs, but failed to
provide Zavala with the applicable docking procedures.
5
The trial court granted the motion, finding that Oba’s
evidence, even if credited, did not establish a basis for liability.
The court explained: “The evidence permits only the conclusion
that ERC Trade, LP had no duty with regard to the events giving
rise to Plaintiff’s claims. The vast material submitted by
Plaintiff, even when properly credited under the standard this
Court must apply, fails to establish a basis for imposing liability.”
The trial court entered judgment on February 25, 2025.
Oba timely appealed.1
DISCUSSION
Oba contends the trial court abused its discretion by ruling
on hundreds of evidentiary objections “en masse” and granting
summary judgment even though ERC’s motion did not address
all of Oba’s theories of liability. On the merits, Oba urges that
there are triable issues of material fact as to whether (1) ERC
failed to exercise due care in hiring Martinez, (2) ERC failed to
adequately train and supervise Zavala, (3) Zavala was ERC’s
agent, (4) ERC had a nondelegable duty as a motor carrier, and
(5) the job for which Zavala was hired involved a peculiar risk.
These claims lack merit.
I. Standard of Review
Summary judgment is properly granted when there is no
triable issue of material fact and the moving party is entitled to
judgment as a matter of law. (Code Civ. Proc., § 437c, subds. (c),
(f)(1).) A defendant moving for summary judgment bears the
1 Oba filed his notice of appeal before the trial court entered
judgment. We construe his premature notice of appeal as having
been taken from the judgment. (See Mukthar v. Latin American
Security Service (2006) 139 Cal.App.4th 284, 288.)
6
initial burden of showing that one or more elements of the
plaintiff’s cause of action cannot be established or there is a
complete defense. (Id., subd. (p)(2).) If the defendant meets this
burden, the plaintiff must demonstrate a triable issue of material
fact. (Ibid.)
We review the trial court’s summary judgment ruling
de novo, independently examining the record to determine
whether the moving and opposition papers show a triable issue of
material fact. (Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th
826, 860.) In performing our review, we view the evidence in the
light most favorable to the nonmoving party, Oba, liberally
construing his evidence while strictly scrutinizing ERC’s.
(Saelzler v. Advanced Group 400 (2001) 25 Cal.4th 763, 768–769.)
Nonetheless, Oba’s evidence “remains subject to careful scrutiny.
[Citation.] We can find a triable issue of material fact ‘if, and
only if, the evidence would allow a reasonable trier of fact to find
the underlying fact in favor of the party opposing the motion in
accordance with the applicable standard of proof.’ (Aguilar[, at
p. 850].)” (King v. United Parcel Service, Inc. (2007) 152
Cal.App.4th 426, 433.)
II. Preliminary Issues
A. The trial court did not abuse its discretion by
sustaining ERC’s objections to Oba’s evidence
ERC filed 85 objections to Oba’s evidence, which the trial
court sustained. Oba asserts the trial court abused its discretion
by sustaining the objections “en masse” and failing to give
reasons for sustaining each objection.
Oba is correct that a trial court abuses its discretion by
issuing a blanket ruling on evidentiary objections. (Serri v.
7
Santa Clara University (2014) 226 Cal.App.4th 830, 857.) We
find no such abuse of discretion here because although the trial
court’s tentative ruling addressed Oba’s objections in a single
sentence, the court subsequently issued a 134-page written order
ruling separately on each objection. In any event, “ ‘an erroneous
evidentiary ruling requires reversal only if “there is a reasonable
probability that a result more favorable to the appealing party
would have been reached in the absence of the error. [Citation.]” ’
[Citation.]” (Ibid.; see also Evid. Code, § 354 [“A verdict or
finding shall not be set aside, nor shall the judgment or decision
based thereon be reversed, by reason of the erroneous exclusion
of evidence unless the court which passes upon the effect of the
error or errors is of the opinion that the error or errors
complained of resulted in a miscarriage of justice”].) Oba makes
no showing that any of the trial court’s evidentiary rulings, even
if erroneous, were material—i.e., that any of the excluded
evidence created triable issues of material fact. Accordingly, any
evidentiary error is not a basis for reversal.
B. ERC’s motion for summary judgment did not
fail to address all of Oba’s theories of liability
Oba contends the trial court erred in shifting the burden of
production to him to demonstrate triable issues of material fact
because ERC’s summary judgment motion did not address all of
his theories of liability. Specifically, Oba urges that the
complaint asserted both direct and vicarious liability, but ERC’s
motion “failed to fully address its liability under a direct theory of
negligence, including failure to train or supervise.”
The claim lacks merit. Pleadings “set the boundaries of the
issues to be resolved at summary judgment.” (Oakland Raiders
v. National Football League (2005) 131 Cal.App.4th 621, 648.)
8
Thus, a defendant moving for summary judgment need only
“ ‘ “negate plaintiff’s theories of liability as alleged in the
complaint; . . . [it] need not refute liability on some theoretical
possibility not included in the pleadings.” ’ ” (De Meo v. Cooley
LLP (2025) 115 Cal.App.5th 17, 43.)
Here, the complaint did not allege that ERC failed to
properly train or supervise Zavala. Instead, it asserted a single
cause of action against ERC for negligence, alleging that ERC
failed “to use reasonable care to own, lease, manage, maintain,
inspect, control, select, drive, operate, manage, repair, entrust
and maintain their vehicles and their component parts in a safe,
reasonable, proper and lawful manner.” It further alleged that
Zavala “was an agent, servant, and/or employee of . . . [ERC],”
Zavala “was acting within the course, scope, purpose, and
authority of such agency and employment with the full
knowledge, permission, and consent of . . . [ERC],” and ERC was
“directly and/or vicariously, and/or for other reasons set forth
herein, liable for the actions, omissions and negligence of Zavala.”
ERC’s motion for summary judgment addressed each theory of
liability reasonably apparent from the complaint’s allegations,
introducing evidence that ERC “did not own, lease, rent, operate,
or maintain the truck”; Zavala was not ERC’s employee, servant,
agent, or joint venturer; and ERC was not liable for the
negligence of its independent contractor’s employee under
theories of peculiar risk or nondelegable duty. No more was
required to shift the burden of proof to plaintiff to demonstrate a
triable issue of material fact. (De Meo v. Cooley LLP, supra,
115 Cal.App.5th at p. 43.)
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III. There Are No Triable Issues of Material Fact as to
ERC’s Liability for Oba’s Injuries
“ ‘It is a fundamental principle of tort law that defendants
are liable for injuries caused by their failure to exercise
reasonable care.’ (Myers v. Quesenberry (1983) 144 Cal.App.3d
888, 891.) However, ‘ “[t]here must be a legal duty to exercise
care under the circumstances, owed to the person injured, and a
breach of that duty must be the proximate cause of the resulting
injury. [Citations.] Thus, the determination that a duty of care
exists is an essential precondition to liability founded on
negligence.” ’ [Citations.]” (Ruckman v. Ag-Wise Enterprises, Inc.
(2025) 117 Cal.App.5th 571, 586–587 (Ruckman).)
As a general rule, a hirer is not liable for the negligent acts
of its independent contractors. (Ruckman, supra, 117
Cal.App.5th at p. 587; Secci v. United Independent Taxi Drivers,
Inc. (2017) 8 Cal.App.5th 846, 859–860; Millsap v. Federal
Express Corp. (1991) 227 Cal.App.3d 425, 430.) This is so
because “ ‘independent contractors by definition ordinarily
control the manner of their own work; and . . . hirers typically
hire independent contractors precisely for their greater ability to
perform the contracted work safely and successfully.’ [Citation.]”
(Ruckman, at p. 587.) There are many exceptions to this general
rule, however. (Ibid.; Secci, at pp. 859–860; Millsap, at p. 430.)
Oba relies on many of these exceptions, suggesting there are
triable issues of material fact regarding their application. None
applies here.
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A. Negligent hiring
Oba asserts there are triable issues as to ERC’s direct
liability for failing to exercise due care in hiring Martinez. We
disagree.
Section 411 of the Restatement Second of Torts provides
that an employer “is subject to liability for physical harm to third
persons caused by his failure to exercise reasonable care to
employ a competent and careful contractor.” This doctrine is not
well-developed in California, but courts of other states have held
that to prove liability, a plaintiff must demonstrate that the hirer
had actual or constructive knowledge of the contractor’s alleged
incompetence and the plaintiff’s injury resulted from this
incompetence. (See, e.g., Puckrein v. ATI Transport, Inc. (N.J.
2006) 897 A.2d 1034, 1042 [“to prevail against the principal for
hiring an incompetent contractor, a plaintiff must show that the
contractor was, in fact, incompetent or unskilled to perform the
job for which he/she was hired, [and] that the harm that resulted
arose out of that incompetence”], italics added; Davies v.
Commercial Metals Co. (Fla.Dist.Ct.App. 2010) 46 So.3d 71, 74
[summary judgment properly granted for defendant alleged to
have negligently hired trucking company; complaint alleged
trucking company violated federal “hours of service” regulations,
but the uncontroverted evidence was that driver did not drive
more hours than permitted by law the day before the accident];
Jones v. Beker (Ill.Dist.Ct.App. 1994) 632 N.E.2d 273, 278
[summary judgment properly granted for defendant on negligent
hiring claim; although plaintiff demonstrated that the
repossessor hired by defendant was unlicensed, plaintiff “failed to
establish any facts to show that not being licensed to repossess
was proximately related to [repossessor’s] negligent acts”].)
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In the present case, Oba introduced evidence that Zavala’s
commercial driver’s license was issued in Mexico, not California,
and Martinez did not maintain a written Injury and Illness
Prevention Program as OSHA required. Oba contends that these
facts required the trial court to deny the motion for summary
judgment because they would have permitted a jury to find that
ERC acted below the standard of care in hiring Martinez. But
the United States Department of Transportation has determined
that “the testing and licensing standards in Mexico for the
Licencia Federal de Conductor meet the standards contained in
49 CFR part 383,” so “all United States licensing jurisdictions are
required by statute and regulation to grant reciprocity to the
Mexican licenses.” (Commercial Driver’s License Reciprocity
With Mexico (57 Fed. Reg. 31454 (Jul. 16, 1992)).) That Zavala
was trained in Mexico and his driver’s license was issued there,
not California, therefore is not evidence of negligent hiring. In
any event, Oba cites no authority for the proposition that a hirer
has a duty to vet its independent contractor’s employees, and we
are not aware of any. (Contra, Estate of Fields v. Shaw
(Iowa Ct.App. 2020) 954 N.W.2d 451, 458 [hirer of motor carrier
not required to obtain driving record of each employee].)
Separately, Oba presented no evidence that Martinez’s failure to
maintain a written Injury and Illness Prevention Program
contributed to Oba’s injuries. The trial court thus properly
granted summary adjudication of Oba’s negligent hiring claim.
B. Negligent exercise of retained control
Oba next contends there were triable issues as to whether
ERC negligently trained or supervised Zavala. Specifically, Oba
urges there was evidence that ERC “undertook the role of
dispatching trucks to pick up and drop off produce,” but
12
negligently failed to provide Zavala with the facility’s specific
docking procedures. Oba suggests: “By not providing the
necessary information to Zavala when it dispatched him to the
facility, ERC Trade breached the standard duty of care.”
Oba’s assertion implicates the “retained control” exception
to the general principle of hirer nonliability for an independent
contractor’s negligence. The Court of Appeal recently explained
that a hirer may be liable to a bystander if it “retain[s] control
over the independent contractor’s work” and fails to exercise that
control with reasonable care. (Ruckman, supra, 117 Cal.App.5th
at p. 593.) This is consistent with section 414 of the Restatement
Second of Torts, which says: “One who entrusts work to an
independent contractor, but who retains the control of any part of
the work, is subject to liability for physical harm to others for
whose safety the employer owes a duty to exercise reasonable
care, which is caused by his failure to exercise his control with
reasonable care.” (Italics added.)
Our Supreme Court has explained that a hirer “ ‘retains
control’ ” when it “retains a sufficient degree of authority over the
manner of performance of the work entrusted to the contractor”—
that is, “if the hirer’s exercise of that authority would sufficiently
limit the contractor’s freedom to perform the contracted work in
the contractor’s own manner.” (Sandoval v. Qualcomm
Incorporated (2021) 12 Cal.5th 256, 274, 275, italics added; see
also Grahn v. Tosco Corp. (1997) 58 Cal.App.4th 1373, 1395 [“the
‘control’ necessary to give rise to a duty of care . . . [is] not simply
general control over the premises,” but control “over the methods
of the work or the manner in which the contractor’s employees
perform the operative details of their tasks”], italics added,
disapproved on other grounds in Hooker v. Department of
13
Transportation (2002) 27 Cal.4th 198, 214 and Camargo v.
Tjaarda Dairy (2001) 25 Cal.4th 1235, 1245.) However, a hirer
“ ‘may retain a broad general power of supervision and control as
to the results of the work so as to insure satisfactory performance
of the independent contract—including the right to inspect
[citation], the right to stop the work [citation], the right to make
suggestions or recommendations as to details of the work
[citation], [and] the right to prescribe alterations or deviations in
the work [citation]’ ” without incurring liability for retained
control. (Sandoval, at p. 275, quoting McDonald v. Shell Oil Co.
(1955) 44 Cal.2d 785, 790.)
Stated otherwise, the retained control exception applies
only if the employer “ ‘[has] retained at least some degree of
control over the manner in which the work is done. It is not
enough that [it] has merely a general right to order the work
stopped or resumed, to inspect its progress or to receive reports,
to make suggestions or recommendations which need not
necessarily be followed, or to prescribe alterations and deviations.
Such a general right is usually reserved to employers, but it does
not mean that the contractor is controlled as to his methods of
work, or as to operative detail. There must be such a retention of
a right of supervision that the contractor is not entirely free to do
the work in his own way.’ [Citation.]” (Ruckman, supra,
117 Cal.App.5th at p. 589, italics added.)
Oba contends that ERC’s control over the manner in which
Zavala carried out his work was sufficient to give rise to liability
because ERC “undertook the role of dispatching trucks to pick up
and drop off produce.” But the undisputed evidence was that it
was ERC’s practice to communicate with Martinez’s dispatcher,
who dispatched Martinez’s trucks and drivers to pickup/delivery
14
points. It also is undisputed that, in this case, ERC contacted
Martinez’s dispatcher, Daniel Toro, and asked Martinez to have a
truck pick up the garlic from HPL-Apollo’s warehouse in
Los Angeles and truck it to Arizona. Toro, not ERC, then
contacted Zavala, who was finishing a delivery in Salinas,
California, and asked him to drive to Los Angeles. There is no
evidence that ERC requested a particular driver, specified how
the produce was to be loaded or transported, or requested that
the driver take a particular route.
In short, ERC directed what Martinez was to do, not how
Martinez was to do it. As a matter of law, that is insufficient to
support a claim for negligent exercise of retained control.
C. Agency
Next, Oba contends there are triable issues as to whether
Zavala was ERC’s agent. We disagree.
“ ‘ “Agency and independent contractorship are not
necessarily mutually exclusive legal categories . . . . In other
words, an agent may also be an independent contractor.” ’
(Jackson v. AEG Live, LLC (2015) 233 Cal.App.4th 1156, 1184.)
However, the party asserting that an independent contractor is
also an agent bears the burden of proving the existence of an
agency relationship.” (Olson v. La Jolla Neurological Associates
(2022) 85 Cal.App.5th 723, 738, italics omitted; Ralphs Grocery
Co. v. Victory Consultants, Inc. (2017) 17 Cal.App.5th 245, 262
[same].) “ ‘Whether a person is an employee or an independent
contractor is ordinarily a question of fact[,] but if from all the
facts only one inference may be drawn it is a question of law.’
(Brose v. Union-Tribune Publishing Co. (1986) 183 Cal.App.3d
1079, 1081.)” (Millsap v. Federal Express Corp., supra,
227 Cal.App.3d at p. 431.)
15
“The most important factor in distinguishing an agent from
an independent contractor is whether the principal has a right to
control the manner and means by which the work is to be
performed. (Wilson v. County of San Diego (2001) 91 Cal.App.4th
974, 983.) ‘The right to control the result is inherent in both
independent contractor relationships and principal-agency
relationships; it is the right to control the means and manner in
which the result is achieved that is significant in determining
whether a principal-agency relationship exists.’ (Wickham v.
Southland Corp. (1985) 168 Cal.App.3d 49, 59[, second italics
added].) If control may be exercised only as to the result of the
work, and not the means by which it is accomplished, the
relationship is an independent contractor relationship rather
than an agency.” (Olson v. La Jolla Neurological Associates,
supra, 85 Cal.App.5th at pp. 737–738; see also Ayala v. Antelope
Valley Newspapers, Inc. (2014) 59 Cal.4th 522, 531 [“ ‘ “[t]he
principal test of an employment relationship is whether the
person to whom service is rendered has the right to control the
manner and means of accomplishing the result desired” ’ ”].)
Courts may also consider “a range of secondary indicia,”
including “ ‘(a) whether the one performing services is engaged in
a distinct occupation or business; (b) the kind of occupation, with
reference to whether, in the locality, the work is usually done
under the direction of the principal or by a specialist without
supervision; (c) the skill required in the particular occupation;
(d) whether the principal or the worker supplies the
instrumentalities, tools, and the place of work for the person
doing the work; (e) the length of time for which the services are to
be performed; (f) the method of payment, whether by the time or
by the job; (g) whether or not the work is a part of the regular
16
business of the principal; and (h) whether or not the parties
believe they are creating the relationship of employer-employee.’
[Citations.]” (Ayala, at p. 532.)
None of Oba’s evidence supports a finding that Zavala was
acting as ERC’s agent. First, Oba contends that Martinez’s
tractor-trailers were not complex machines and did not require
“ ‘particular skill’ or artisanal mastery.” In fact, driving a
tractor-trailer in California requires a commercial driver’s
license, which in turn requires a 10-year history check, a medical
examination, and passing a knowledge and behind-the-wheel
test. (Dept. of Motor Vehicles, Commercial Driver’s Licenses
<https://www.dmv.ca.gov/portal/driver-licenses-identification-
cards/commercial-driver-licenses-cdl/> [as of Oct. 26, 2026],
archived at <https://perma.cc/VU5H-NP2N>.) Further, to
operate a commercial motor vehicle on a public highway, an
operator must obtain both a United States Department of
Transportation number and a state carrier identification number,
and hold a valid motor carrier permit. (Veh. Code, §§ 34601,
34620, 34507.5.) In short, commercial trucking is a highly
regulated industry that requires both special training and
licensing.
Second, Oba contends that Martinez drivers performed
work for ERC every day, and ERC’s business accounted for 75 to
80 percent of Martinez’s business and revenue. But Martinez
also worked for other clients—it was not ERC’s captive agent.
Martinez also specified the terms under which it would do
business with ERC—and, significantly, it ended its relationship
with ERC when ERC overextended its line of credit with
Martinez. In short, the evidence is undisputed that Martinez
17
controlled the terms of its relationship with ERC in significant
ways.
Third, Oba contends that ERC “had direct control over
individual drivers” by “dispatch[ing] drivers directly to specific
jobs.” The record does not bear out Oba’s suggestion that ERC
chose the drivers who would pick up particular loads and
contacted those drivers directly. Instead, the evidence was that
ERC contacted Martinez’s dispatcher, who in turn selected the
drivers and dispatched them to ERC’s job sites.
Finally, Oba contends that the shipping paperwork listed
ERC, not Martinez, and the Martinez drivers identified
themselves as working with ERC when they picked up or dropped
off a load. As ERC notes, this fact is irrelevant. Plainly, the
drivers had to identify the shipper for whom they were working
when they arrived to pick up a load; otherwise, the warehouse
would not know what product to load. But the fact that they did
so says nothing about the degree of control ERC exercised over
the transaction.
In short, the undisputed evidence established
that Martinez’s drivers were independent contractors, not ERC
employees. The trial court did not err in so concluding.
D. Nondelegable duties
The Federal Motor Carrier Act (49 U.S.C. § 13101 et seq.)
provides that an entity may provide transportation as a “ ‘motor
carrier’ ”—i.e., “a person providing motor vehicle transportation
for compensation” (49 U.S.C. § 13102(14))—only if the entity is
“registered under this chapter . . . to provide such transportation
or service.” (49 U.S.C. § 13901(a); see also Veh. Code, § 34620,
subd. (a) [motor carrier shall not operate a commercial vehicle on
any public highway unless it has registered its carrier
18
identification number with the department and holds a valid
motor carrier permit].) To register as a motor carrier, the entity
must comply with a variety of requirements, including
conducting road tests of drivers, inspecting and repairing motor
vehicles subject to its control, permitting drivers to drive no more
than 14 consecutive hours, and obtaining insurance in an amount
prescribed by the Secretary of Transportation, which “ ‘must be
sufficient to pay . . . for each final judgment against the
registrant for bodily injury to, or death of, an individual resulting
from the negligent operation, maintenance, or use of motor
vehicles, or for loss or damage to property.’ ” (Vargas v. FMI, Inc.
(2015) 233 Cal.App.4th 638, 657; see id. at pp. 655–658.)
Under what is referred to as the “nondelegable duties
doctrine,” an individual or business carrying out an activity
“ ‘which can be lawfully carried on only under a franchise granted
by public authority and which involves an unreasonable risk of
harm to others’ ” may be held liable for harms to third parties
caused by the individual’s or business’s contractors. (Vargas v.
FMI, Inc., supra, 233 Cal.App.4th at p. 649, italics added; Eli v.
Murphy (1952) 39 Cal.2d 598, 599–601.) Our Supreme Court has
held that the nondelegable duties doctrine applies to federally
licensed motor carriers because otherwise, “members of the public
who are injured would be deprived of the financial responsibility
of those who had been granted the privilege of conducting their
business over the public highways. Accordingly, both to protect
the public from financially irresponsible contractors, and to
strengthen safety regulations, it is necessary to treat the carrier’s
duties as nondelegable.” (Eli, at p. 600; see also Vargas, at
pp. 649–650.)
19
In Hu v. XPO Logistics, LLC (2026) 117 Cal.App.5th 1197,
the Court of Appeal held that as a matter of law, a broker was
not liable under the nondelegable duty doctrine for the negligence
of a carrier the broker hired to transport cargo across state lines.
The court explained that the nondelegable duty doctrine applies
only to “licensed carriers”—that is, to hirers “actually licensed by
[a] public authority to engage in that activity.” (Id. at p. 1209,
italics added.) Thus, because the broker was not a licensed motor
carrier, the nondelegable duty did not apply. (Id. at pp. 1209–
1211.) Alternatively, the court found that even if a nondelegable
duty could arise without a motor carrier license if the hirer was
“acting like a carrier,” a duty to ensure workplace safety “would
apply to such a de facto unlicensed carrier only if it meets the
definition of a ‘carrier’—that is, if it is ‘providing motor vehicle
transportation for compensation’ in a way that makes it
responsible for the ‘considerable risk’ attendant to that
undertaking.” (Id. at p. 1210.) The court concluded that as a
matter of undisputed fact, the broker was not acting as a carrier
because it did not supply the trucks, perform the transport, train
or monitor the drivers, or maintain the requisite insurance. (Id.
at pp. 1210–1211.)
The present case is analogous to Hu. As in Hu, ERC is not
a federally licensed motor carrier, thus it was not transporting
goods pursuant to a franchise granted by public authority. There
also is no evidence that ERC assumed any of the duties the law
requires of a licensed motor carrier, such as inspecting the
trucks, monitoring the drivers, or maintaining the requisite
insurance. There also is no evidence that ERC “provid[ed] motor
vehicle transportation for compensation.” (49 U.S.C. § 13102(14),
italics added.) To the contrary, the undisputed evidence is that if
20
ERC arranged transportation, it passed the shipping costs on to
the grower without marking them up.
Oba contends that a jury could “consider” ERC a motor
carrier because its website says it is “ ‘ready to deliver directly to
our customers’ receiving locations.’ ” We are not aware of any
authority—and Oba cites none—for the proposition that a seller’s
offer to ship goods to a buyer transforms the seller into a motor
carrier.2 Oba also contends that a jury could conclude ERC is a
motor carrier because the bill of lading identified it as the
“shipper.” But a “shipper” is “a person who tenders property to a
motor carrier or driver of a commercial motor vehicle for
transportation in interstate commerce.” (49 C.F.R. § 390.5T
(2026), italics added.) In contrast, a “[f]or-hire motor carrier” is
“a person engaged in the transportation of goods or passengers
for compensation.” (Ibid.) The identification on the bill of lading
of ERC as the “shipper,” therefore, is not evidence that it is a
motor carrier.
2 Serna v. Pettey Leach Trucking, Inc. (2003) 110 Cal.App.4th
1475, on which Oba relies, does not support this proposition. In
Serna, the defendant, Pettey Leach Trucking, Inc., was a licensed
motor carrier; the question before the court was whether the
nondelegable duty doctrine applied even though the agricultural
cargo being transported was exempt from certain economic
regulations. (Id. at pp. 1477, 1488, fn. 11.) Serna held that a
“carrier, having undertaken an activity which can be lawfully
carried on only under a public franchise or authority and which
involves possible danger to the public, is liable to the plaintiffs for
harm caused by the negligence of the carrier’s independent
contractor—notwithstanding that the carrier’s cargo was exempt
from certain economic regulations.” (Id. at p. 1477.) Serna does
not suggest that a shipper which is not itself a motor carrier is
subject to the nondelegable duty doctrine.
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E. Peculiar risk
Oba contends that the work for which Martinez was hired
involved a “special” or “peculiar” risk of harm, thus ERC was
vicariously liable for his injuries. We disagree.
“At common law, a person who hired an independent
contractor generally was not liable to third parties for injuries
caused by the contractor’s negligence in performing the work for
which he or she was hired. Over time, the courts created
exceptions to this general rule of nonliability. One such exception
pertains to contracted work that poses an inherent risk of injury
to others, which is commonly referred to as the doctrine of
‘peculiar’ or ‘special’ risk. (Privette v. Superior Court (1993)
5 Cal.4th 689, 693.)” (Bowman v. Wyatt (2010) 186 Cal.App.4th
286, 305 (Bowman).)
The peculiar risk doctrine is discussed in sections 413 and
416 of the Restatement Second of Torts. As relevant here,
section 413 provides: “One who employs an independent
contractor to do work which the employer should recognize as
likely to create, during its progress, a peculiar unreasonable risk
of physical harm to others unless special precautions are taken,
is subject to liability for physical harm caused to them by the
absence of such precautions if the employer [¶] (a) fails to provide
in the contract that the contractor shall take such precautions, or
[¶] (b) fails to exercise reasonable care to provide in some other
manner for the taking of such precautions.”3
3 Section 416 of the Restatement Second of Torts is a
companion to section 413. It addresses peculiar risks where the
employer has provided for special precautions “in the contract or
otherwise.”
22
A comment to section 413 of the Restatement Second of
Torts explains: “It is obvious that an employer of an independent
contractor may always anticipate that if the contractor is in any
way negligent toward third persons, some harm to such persons
may result. Thus one who hires a trucker to transport his goods
must, as a reasonable man, always realize that if the truck is
driven at an excessive speed, or with defective brakes, some
collision or other harm to persons on the highway is likely to
occur. This Section has no reference to such a general
anticipation of the possibility that the contractor may in some
way be negligent. It is not concerned with the taking of routine
precautions, of a kind which any careful contractor could
reasonably be expected to take, against all of the ordinary and
customary dangers which may ari