United States v. Tovar-Duran
CourtCourt of Appeals for the Ninth Circuit
Date FiledSeptember 14, 2026
Docket24-2328
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 24-2328
D.C. No.
Plaintiff - Appellee,
3:19-mj-24405-
BLM-GPC-1
v.
JAIME TOVAR-DURAN, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the Southern District of California
Gonzalo P. Curiel, District Judge, Presiding
Argued and Submitted March 6, 2026
Pasadena, California
Filed September 14, 2026
Before: Kim McLane Wardlaw, Roopali H. Desai, and Ana
de Alba, Circuit Judges.
Opinion by Judge de Alba
2 USA V. TOVAR-DURAN
SUMMARY*
Criminal Law
The panel reversed a district judge’s order affirming
Jaime Tovar-Duran’s conviction, following a bench trial
before a magistrate judge, for improper entry into the United
States as a non-citizen; conditionally vacated the conviction;
and remanded for further proceedings.
Tovar-Duran argued that the magistrate judge
improperly determined that the government met its
obligations under Brady v. Maryland, 373 U.S. 83 (1963),
and Federal Rule of Criminal Procedure 16, in connection
with Tovar-Duran’s request for additional evidence of
witnesses’ membership and activity in a Facebook group in
which United States Border Patrol agents shared patently
offensive material, including jokes about migrant deaths and
racist and sexist slurs. The panel held that the magistrate
judge abused her discretion in denying the request. The
government was obligated to disclose the evidence under
Brady and Rule 16. When a defendant shows that the
government may be in possession of undisclosed Brady and
Rule 16 evidence and requests further discovery, courts must
require the government to review evidence in its possession
and disclose the Brady and Rule 16 material. Because the
government failed to disclose this evidence, the panel could
not determine whether its failure to disclose it prejudiced
Tovar-Duran. The panel thus conditionally vacated the
conviction and remanded for further proceedings on whether
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. TOVAR-DURAN 3
the government’s documents in fact contain, or would have
led to, information that might have altered the verdict.
Tovar-Duran also argued that the magistrate judge
abused her discretion by admitting prior warrants of removal
and written warnings to prove Tovar-Duran’s citizenship
status under the public records exception to hearsay. The
panel agreed. The government relied on these documents,
which contain multiple layers of hearsay, to prove alienage
without providing any exception under which they are
admissible. The magistrate judge did not examine the
admissibility of the specific statements pertaining to Tovar-
Duran’s citizenship status and instead generally concluded
that the warrants of removal and written warrants were
admissible. This was an abuse of discretion, and the error
was not harmless.
COUNSEL
Peter S. Horn (argued) and Andrew Sherwood, Assistant
United States Attorneys; Daniel E. Zipp, Chief, Appellate
Section; Criminal Division; Adam Gordon, United States
Attorney; Civil Division, Office of the United States
Attorney, United States Department of Justice, San Diego,
California; for Plaintiff-Appellee.
Jessica Agatstein (argued), Federal Defenders of San Diego
Inc., San Diego, California, for Defendant-Appellant.
4 USA V. TOVAR-DURAN
OPINION
DE ALBA, Circuit Judge:
Jaime Tovar-Duran was convicted of improper
attempted entry into the United States as a non-citizen under
8 U.S.C. § 1325(a)(1), and sentenced to time served,
following a bench trial before a magistrate judge. 1 Mr.
Tovar-Duran appealed his conviction to a district court judge
pursuant to Federal Rule of Criminal Procedure 58(g)(2)(B).
The district court judge affirmed. Mr. Tovar-Duran now
appeals his conviction to our court. We have jurisdiction
under 28 U.S.C. § 1291.
Mr. Tovar-Duran argues that the magistrate judge
improperly determined that the government met its
obligations under Brady v. Maryland, 373 U.S. 83 (1963),
and Federal Rule of Criminal Procedure 16. He also argues
that the magistrate judge improperly admitted hearsay
statements included in warrants of removal and written
warnings to prove Mr. Tovar-Duran’s non-citizenship. We
agree.
We hold that when a defendant shows that the
government may be in possession of undisclosed Brady and
Rule 16 evidence and requests further discovery, courts must
require the government to review evidence in its possession
and disclose the Brady and Rule 16 material. We also clarify
that all removal documents are not per se admissible as
1
Section 1325(a) provides, in relevant part, “Any alien who (1) enters or
attempts to enter the United States at any time or place other than as
designated by immigrations officers . . . shall, for the first commission
of any such offense, be fined under Title 18 or imprisoned not more than
6 months, or both.” 8 U.S.C. § 1325(a).
USA V. TOVAR-DURAN 5
public records. Because, like here, some removal documents
contain multiple levels of hearsay, courts must examine
whether the specific statements within the documents are
admissible.
Therefore, we reverse, conditionally vacate Mr. Tovar-
Duran’s conviction, and remand for further proceedings
consistent with this opinion.
I
A
In 2019, Agent Copenhaver, a United States Border
Patrol agent, encountered Mr. Tovar-Duran on a
mountainside within a mile from the U.S.-Mexico border.
Agent Copenhaver followed footprints in the mountainside
before encountering Mr. Tovar-Duran. Agent Copenhaver
handcuffed Mr. Tovar-Duran and asked his “country of
citizenship” and “if [he] had any documents . . . to enter the
country legally.” According to Agent Copenhaver, Mr.
Tovar-Duran responded that he was from Mexico, did not
have papers to enter the country legally, and “had crossed
illegally.” The agent transported Mr. Tovar-Duran to a
nearby Border Patrol station, and the next day, the
government charged Mr. Tovar-Duran with one count of
misdemeanor attempted illegal entry. See 8 U.S.C.
§ 1325(a). Mr. Tovar-Duran proceeded to trial before a
magistrate judge.
Before trial, Mr. Tovar-Duran requested that the
government provide him exculpatory evidence and
impeachment material pursuant to its obligations under
Brady; Giglio v. United States, 405 U.S. 150 (1972); and
United States v. Henthorn, 931 F.2d 29 (9th Cir. 1991). Mr.
Tovar-Duran specifically requested information regarding
6 USA V. TOVAR-DURAN
the government’s witnesses’ membership and activity in the
“I’m 10-15” Facebook group, in which United States Border
Patrol agents shared patently offensive material, including
jokes about migrant deaths and racist and sexist slurs.
The government initially represented that none of its
likely witnesses were members of the Facebook group. At a
hearing before trial, Mr. Tovar-Duran renewed his request,
asking the magistrate judge to “order the Government to
make specific inquiries as to whether any of the agents
involved in this case were part of that group.” The
government stated that, after speaking to both “likely
witnesses” in the case, it was its “understanding [that]
neither of them were a part of those groups.” The judge
responded, “There we go.”
Yet on the eve of trial, the government notified Mr.
Tovar-Duran that two of its now three witnesses, all of
whom were Border Patrol agents, were, in fact, members of
the Facebook group. But the government did not specify
which of its three witnesses were members of the group.
According to the government, the two witnesses who were
members of the Facebook group reported that they did not
“post” or “like” anything in the group. Based on these
representations, Mr. Tovar-Duran “renew[ed] [his] request
for more complete discovery on this issue.” The magistrate
judge denied the request, and the trial proceeded.
Over Mr. Tovar-Duran’s hearsay objection, the
magistrate judge admitted four immigration documents into
evidence. First, the judge admitted two warrants of removal,
which stated that Mr. Tovar-Duran was subject to removal
or deportation from the United States based upon a final
order by a designated official. Second, the judge admitted
two documents entitled “Warning to Alien Ordered
USA V. TOVAR-DURAN 7
Removed or Deported,” which notified Mr. Tovar-Duran
that he was prohibited from reentering the United States for
a period of 20 years from the date of his departure from the
United States because he had “been found . . . to have
reentered the United States illegally.”
The first witness, Agent Copenhaver, testified about his
encounter with Mr. Tovar-Duran and Mr. Tovar-Duran’s
statements to him. The second witness, Agent Artiles,
interviewed Mr. Tovar-Duran at the Border Patrol station.
He testified that Mr. Tovar-Duran told him he entered the
United States through the mountains, that he was a citizen of
Mexico, and that he “didn’t have any papers.” And the third
witness, Agent Hernandez, testified that he reviewed
immigration databases and the databases did not have any
records of Mr. Tovar-Duran applying for permission to enter
the United States.
The magistrate judge convicted Mr. Tovar-Duran of
violating Section 1325(a)(1) and sentenced Mr. Tovar-
Duran to time served.
B
Mr. Tovar-Duran appealed his conviction to the district
court, arguing that the magistrate judge erred by (1) denying
repeated requests for Brady and Rule 16 material, and
(2) admitting the prior warrants of removal and written
warnings because they contained inadmissible hearsay. In its
briefing, the government represented for the first time that
Agent Artiles and Agent Hernandez were the two witnesses
who were members of the Facebook group but that its third
and only other witness, Agent Copenhaver, was not a
member of the group. The district court affirmed Mr. Tovar-
Duran’s conviction, concluding that the magistrate judge
abused her discretion by denying Mr. Tovar-Duran’s request
8 USA V. TOVAR-DURAN
for material about the witnesses’ involvement in the
Facebook group, but that the error was harmless. The district
court determined that, even if it discounted the testimony of
Agent Artiles and Agent Hernandez, Agent Copenhaver’s
testimony—together with the prior warrants of removal—
sufficiently proved each element of the offense. The district
court also held that the warrants were admissible under the
public records exception to hearsay.2 Mr. Tovar-Duran now
appeals his conviction to this court.
II
On appeal from a district court order affirming a
conviction, we conduct the same appellate review as the
district court and do not defer to the district court’s
conclusions. See United States v. Stanton, 501 F.3d 1093,
1099 (9th Cir. 2007); Fed. R. Crim. P. 58(g). We review a
district court’s ruling on a prosecutor’s duty to produce
evidence under Brady de novo, United States v. Liew, 856
F.3d 585, 596 (9th Cir. 2017), Rule 16 discovery rulings for
abuse of discretion, United States v. Gonzalez-Rincon, 36
F.3d 859, 865 (9th Cir. 1994), and the decision to admit
evidence under an exception to the hearsay rule for abuse of
discretion. United States v. Johnson, 875 F.3d 1265, 1278
(9th Cir. 2017).
III
A
The magistrate judge abused her discretion by denying
Mr. Tovar-Duran’s request for additional evidence of the
witnesses’ membership and activity in the Facebook group
2
The district court judge focused on the warrants, rather than on the
warnings, in addressing Mr. Tovar-Duran’s arguments regarding the
admissibility of the warrants and warnings.
USA V. TOVAR-DURAN 9
because the government was obligated to disclose the
evidence under Brady and Rule 16. 3 And because the
government failed to disclose this evidence, we cannot yet
determine whether its failure to disclose it prejudiced Mr.
Tovar-Duran. We thus must vacate his conviction and
remand for further proceedings on “whether the
government’s documents in fact contain, or would have led
to, information that might have altered the verdict.” United
States v. Doe, 705 F.3d 1134, 1152 (9th Cir. 2013) (citation
modified).
Under Brady and its progeny, the government must
“disclose exculpatory evidence to a defendant if it is
‘material’ to guilt or punishment.” United States v. Doe, 705
F.3d 1134, 1152 (9th Cir. 2013). This rule applies equally
to impeachment evidence. Milke v. Ryan, 711 F.3d 998,
1005 (9th Cir. 2013) (citing Giglio, 405 U.S. at 154–55). To
succeed on a Brady claim, a defendant must show that
“(1) the evidence at issue was favorable to him, either
because it was exculpatory or impeaching; (2) the evidence
was suppressed by the State, either willfully or
inadvertently; and (3) that he was prejudiced.” United States
v. Bruce, 984 F.3d 884, 894–95 (9th Cir. 2021). Under
Brady, prejudice exists if “there is a reasonable probability
that, had the evidence been disclosed to the defense, the
result of the proceeding would have been different.” Doe,
705 F.3d at 1152 (citation modified).
Rule 16 “grants defendants a broad right to discovery.”
Doe, 705 F.3d at 1150. Under Rule 16, the government
3
The parties dispute whether we review for abuse of discretion or de
novo. We review discovery rulings for an abuse of discretion, but Brady
violations de novo. See United States v. Doe, 705 F.3d 1134, 1149–50
(9th Cir. 2013).
10 USA V. TOVAR-DURAN
must, upon a defendant’s request, “permit the defendant to
inspect and to copy . . . documents [and] data . . . if the item
is within the government’s possession, custody, or control
and . . . the item is material to preparing the defense.” Fed.
R. Crim. P 16(a)(1)(E). Even if the government violates
Rule 16, “reversal is only appropriate if the defendant shows
a likelihood that the verdict would have been different had
the government complied with the discovery rules.” Doe,
705 F.3d at 1152 (citation modified).
Mr. Tovar-Duran argues that Brady and Rule 16 required
the government to disclose which witnesses were involved
in the “I’m 10-15” group before trial and to provide
documentation of their membership and activity in the
group. We agree.
To start, evidence of the witnesses’ involvement in the
Facebook group is Brady material because Mr. Tovar-Duran
could have used it to impeach the witnesses’ credibility. In
light of the derogatory material posted in the group, the
witnesses’ activity on the page could be strong evidence of
bias against noncitizens. Similarly, the evidence falls under
Rule 16(a)(1)(E)(i), which requires the government to turn
over documents “material to preparing the defense.”
Materiality is a low threshold, and any document that “would
have helped” the defendant prepare his defense satisfies the
standard. United States v. Hernandez-Meza, 720 F.3d 760,
768 (9th Cir. 2013). Here, at a minimum, evidence of the
witnesses’ involvement in the Facebook group would have
helped Mr. Tovar-Duran “impeach the . . . agent at trial.”
Doe, 705 F.3d at 1151.
Brady and Rule 16 only require disclosure of evidence in
the government’s possession. United States v. Cano, 934
F.3d 1002, 1023 (9th Cir. 2019) (“Under both Brady and
USA V. TOVAR-DURAN 11
Rule 16, the government has no obligation to produce
information which it does not possess or of which it is
unaware.”) (citation modified). The government argues that
the magistrate judge did not abuse her discretion by denying
the discovery request because the “prosecution team was not
aware of and had no additional information about the agents’
‘10-15’ activity in its possession.” But Mr. Tovar-Duran
pointed to “facts which would tend to show that the
Government is in possession of information helpful to the
defense.” See Doe, 705 F.3d at 1150 (citation modified).
For example, the government originally represented that
none of its witnesses were in the group and—for an
unexplained reason—later confirmed that two witnesses
were in the group. The government’s contradictory
disclosures alone suggest that it is in possession of evidence
about the witnesses’ involvement in the Facebook page and,
thus, “helpful to the defense.” See id. (citation modified).
Moreover, Mr. Tovar-Duran notes that when he requested
the evidence, it was widely reported that the Facebook group
prompted Congressional and internal investigations. In a
similar case decided by our court, we observed that the
government conducted many investigations relating to the
group. See United States v. Bernal-Sanchez, No. 21-50276,
2023 WL 7179469, at *1 (9th Cir. Nov. 1, 2023)
(unpublished). Because Mr. Tovar-Duran shows that the
government is in possession of some evidence of the
witnesses’ involvement in the Facebook group, the
magistrate judge should have ordered the government to
review and disclose any Brady or Rule 16 evidence relating
to the witnesses’ membership and activity in the Facebook
group.
Next, we turn to prejudice. Both Brady and Rule 16
violations require the defendant to show prejudice. Doe, 705
12 USA V. TOVAR-DURAN
F.3d at 1152–53 (explaining that prejudice under Brady
means “there is a reasonable probability of a different
result,” and prejudice under Rule 16 means a “likelihood that
the verdict would have been different” (citation modified)).
But we have held that when the government has never
disclosed Brady or Rule 16 evidence, remand is required for
disclosure because a prejudice analysis is “impossible.”
Doe, 705 F.3d at 1151; see also United States v. Alvarez, 358
F.3d 1194, 1209 (9th Cir. 2004) (“Because neither we nor
the trial court know what it is we are attempting to
review . . . [t]he appropriate step is to vacate the defendant’s
conviction and remand to the district court for an evidentiary
hearing.” (citation modified)). Indeed, in Doe, we remanded
after finding Brady and Rule 16 violations without analyzing
prejudice because “the documents [had] yet to be turned
over, if they even exist at all.” Doe, 705 F.3d at 1151; see
also United States v. Bernal-Obeso, 989 F.2d 331, 333 (9th
Cir. 1993) (“[R]esolution of this matter is best served by the
light of a hearing, not the darkness of an assumption on
appeal.”).
We must take the same approach here. Without knowing
whether and to what extent additional evidence of the
witnesses’ involvement in the Facebook group exists, we
cannot determine whether such evidence would have
undermined the witnesses’ credibility and impeached their
testimony. We thus have no way to determine whether the
evidence “might have altered the verdict.” Doe, 705 F.3d at
1152 (quoting United States v. Stever, 603 F.3d 747, 754 (9th
Cir. 2010)).
The government argues that we can analyze prejudice
because even if we completely discount the testimony of the
two witnesses that it says were members of the group, it
presented sufficient evidence to convict Mr. Tovar-Duran
USA V. TOVAR-DURAN 13
through Agent Copenhaver’s testimony and other
documents. We reject this argument for two reasons. First,
because the government has yet to search for and disclose
additional evidence relating to the witnesses’ membership
and activity in the group, we cannot know whether Agent
Copenhaver’s testimony, too, might have been tainted by
membership or activity in the group. And second, we
conclude below that the additional removal documents the
government relied on to prove Mr. Tovar-Duran’s alienage
were not admissible for that purpose. We thus cannot rely
on Agent Copenhaver’s testimony or the removal documents
to conclude that Mr. Tovar-Duran was not prejudiced.
The government also suggests that remand is
unnecessary because in Bernal-Sanchez, after we remanded
to the district court to review any of a witness’s “I’m 10-15
materials in the government’s possession,” the “United
States confirmed there was no material for the court to
review.” But, here, the government did not, for example, file
a declaration by an appropriate government official
confirming that the official reviewed all relevant material in
the government’s possession and that none of the material
demonstrated that the witnesses were involved in the
Facebook group. Indeed, the remand in Bernal-Sanchez
highlights that the government has the means to further
evaluate the agents’ involvement in the Facebook group and
failed to do so here.4
4
We also reject the government’s argument that Mr. Tovar-Duran
cannot show prejudice because he had the opportunity to cross-examine
the witnesses on their involvement in the group. At trial, Mr. Tovar-
Duran did not know which witnesses were members of the group. If the
witnesses denied their involvement in the group on cross-examination,
Mr. Tovar-Duran would have no way to impeach them.
14 USA V. TOVAR-DURAN
At bottom, the magistrate judge “committed a clear error
of judgment” by proceeding to trial before ordering the
government to review the evidence in its “possession,
custody, or control,” and produce any additional Rule 16
evidence. Doe, 705 F.3d at 1150 (citation modified). This
was an abuse of discretion. And the government’s failure to
produce the evidence likewise constituted a Brady violation.
We thus reverse the district court, conditionally vacate Mr.
Tovar-Duran’s conviction, and remand for further
proceedings.
B
We are now left with Mr. Tovar-Duran’s hearsay claims.
Mr. Tovar-Duran argues that the magistrate judge abused her
discretion by admitting the prior warrants of removal and
written warnings to prove Mr. Tovar-Duran’s citizenship
status under the public records exception to hearsay.5
“‘Hearsay’ means a statement that: (1) the declarant does
not make while testifying at the current trial or hearing; and
(2) a party offers in evidence to prove the truth of the matter
asserted in the statement.” Fed. R. Evid. 801(c). Federal
Rule of Evidence 803(8) sets out a public records exception
to the rule against hearsay. In relevant part, Rule 803(8)
excepts from the rule against hearsay a “record or statement
5
To the extent the government suggests that the warrants of removal and
written warnings fall under the business records exception to the rule
against hearsay, the government has forfeited any such argument. See
Martinez-Serrano v. I.N.S., 94 F.3d 1256, 1259 (9th Cir. 1996)
(concluding that issues “raised in a brief that are not supported by
argument are deemed abandoned”). In any case, the business records
exception “does not apply to records of government agencies.” United
States v. Morales, 720 F.3d 1194, 1201 (9th Cir. 2013).
USA V. TOVAR-DURAN 15
of a public office if . . . it sets out . . . a matter observed while
under a legal duty to report.”6
When a public record contains additional layers of
hearsay statements, each statement must fall under a hearsay
exception to be admissible. Fed. R. Evid. 805. We have
explained that the “mere fact that a document qualifies as a
public record . . . does not ipso facto overcome the hearsay
objection unless the document relates to an event to which
the author could himself testify.” United States v. Chu Kong
Yin, 935 F.2d 990, 999 (9th Cir. 1991) (citation
modified). This is because “the public documents exception
to the hearsay rule is only the substitute for the appearance
of the public official who made the record.” Id. (citation
modified). For example, we have concluded that the public
records exception does not apply to a “rap sheet” or
conviction report because it contains inadmissible hearsay
when the government offers no evidence that “the person
who signed the conviction report . . . had first-hand
knowledge of the convictions.” United States v. Perlmuter,
693 F.2d 1290, 1293–94 (9th Cir. 1982).
Under a straightforward application of these rules, the
removal documents contain inadmissible hearsay
statements. The government introduced two types of
removal documents at trial. The first is a “Warrant of
6
While, in a criminal case, Rule 803(8) excludes from the public records
exception to hearsay “a matter observed by law-enforcement personnel,”
Fed. R. Evid. 803(8)(A)(ii), whether the statements at issue in this case
fall under this exception to the exception is not at issue. Notably, even
if law-enforcement personnel made the statements, statements in
removal documents do not typically trigger the law-enforcement
exception as they are normally “ministerial, objective observations.” See
United States v. Loyola-Dominguez, 125 F.3d 1315, 1317–18 (9th Cir.
1997) (citation modified).
16 USA V. TOVAR-DURAN
Removal/Deportation” or “I-205.” These forms say that Mr.
Tovar-Duran, “who entered the United States . . . on March
13, 2016[, and November 9, 2019,] . . . is subject to
removal/deportation from the United States, based upon a
final order by: . . . a designated official.” The warrants are
signed by an immigration officer but say nothing about the
official who issued the orders of removal. The second type
of document is a “Warning to Alien Ordered Removed or
Deported” or “I-294.” These forms had boxes checked
indicating that Mr. Tovar-Duran “ha[d] been found . . . to
have reentered the United States illegally.” The warning
forms were signed by the “officer serving [the] warning.”
To prove a violation of 8 U.S.C. § 1325(a), the
government must prove that the defendant is not a citizen or
national of the United States. See 8 U.S.C. § 1101(a)(3).
Here, the government relied on these documents, which
contain multiple layers of hearsay, to make that showing.
Each document references a prior removal order issued by
“a designated official” or a finding that Mr. Tovar-Duran
“reentered the United States illegally.” And the magistrate
judge relied on the truth of the statements—that Mr. Tovar-
Duran was subject to a final order of removal by a designated
official or had been found to have reentered the United States
illegally—to conclude that Mr. Tovar-Duran is not a United
States citizen. But the government failed to show that any
of the forms were prepared by someone with firsthand
knowledge of the removal order or finding of illegal reentry.
Cf. Fed. R. Evid. 805. The government thus relied on
hearsay statements to prove alienage without providing any
exception under which they are admissible. Cf. Chu Kong
Yin, 935 F.2d at 999 (holding that a criminal record sheet
contained inadmissible hearsay statements because “the
government offered no evidence [that] . . . [the document
USA V. TOVAR-DURAN 17
was] prepared or signed by persons with first-hand
knowledge of [the defendant’s] . . . convictions”); United
States v. Morales, 720 F.3d 1194, 1202 (9th Cir. 2013)
(holding that witness statements within Border Patrol field
encounter forms were inadmissible double hearsay where
the government failed to identify a “hearsay exception under
which the statements might be admitted”).
The government’s arguments to the contrary are
unavailing. First, the government relies on the broad
principle that “deportation documents are admissible to
prove alienage under the public records exception to the
hearsay rule.” See United States v. Hernandez-Herrera, 273
F.3d 1213, 1217–18 (9th Cir. 2001). We agree. But that
general principle does not replace the Rules of Evidence,
which require an exception for each hearsay statement—and
hearsay within hearsay—to be admissible. Fed. R. Evid.
802; Fed. R. Evid. 805.
Second, the government argues that the documents were
properly authenticated. Authentication, a separate
requirement under the Rules of Evidence, requires that the
“proponent . . . produce evidence sufficient to support a
finding that the item is what the proponent claims it is.” Fed.
R. Evid. 901(a). Whether a document satisfies the
authentication requirement has no bearing on whether it
contains inadmissible hearsay. As we have explained, “a
document may be authentic, but still contain inadmissible
hearsay.” Chu Kong Yin, 935 F.2d at 1000.
And third, the government argues in its supplemental
brief that the statements were not offered for the truth of the
matter asserted. This argument is belied by the record. The
magistrate judge expressly concluded that the removal
documents “support [Mr. Tovar-Duran’s] statement that he
18 USA V. TOVAR-DURAN
is not a citizen of the United States and does not have a legal
right to enter the United States.” And at trial, the
government relied on the removal documents to argue “the
defendant was an [a]lien at the time of the defendant’s
attempted entry into the United States.”
In sum, the magistrate judge did not examine the
admissibility of the specific statements pertaining to Mr.
Tovar-Duran’s citizenship status and instead generally
concluded that the warrants of removal and written warnings
were admissible. This was an abuse of discretion. 7 See
United States v. Hinkson, 585 F.3d 1247, 1259 (9th Cir.
2009) (“A district court would necessarily abuse its
discretion if it based its ruling on an erroneous view of the
law.” (citation modified)).
This error was not harmless. “A non-constitutional error
requires reversal unless there is a fair assurance of
harmlessness, or stated another way, unless it is more
probable than not that the error did not materially affect the
verdict.” United States v. Lopez, 913 F.3d 807, 825 (9th Cir.
2019) (citation modified). It is more probable than not that
admitting the removal documents materially affected the
verdict. Had these statements been excluded as hearsay, the
7
Our holding is not novel nor a departure from precedent. The
government suggests that our court has never required that a declarant
have first-hand knowledge of statements within a removal document to
show that a document is admissible under Rule 803(8). But whether a
document or statement is hearsay depends entirely on what the statement
is offered to prove. The cases the government cites are illegal reentry
cases, in which the government is required to prove that a noncitizen was
previously deported. 8 U.S.C. § 1326. In those cases, the government
relies on the firsthand knowledge of the agent who filled out the form
attesting that he witnessed the defendant’s deportation. See, e.g., United
States v. Hernandez-Rojas, 617 F.2d 533, 535 (9th Cir. 1980).
USA V. TOVAR-DURAN 19
record would have contained minimal evidence of Mr.
Tovar-Duran’s citizenship status, given that at least two of
the witnesses’ testimony may be tainted by Brady and Rule
16 violations.
IV
For the reasons discussed above, we reverse the district
court, conditionally vacate Mr. Tovar-Duran’s conviction,
and remand for further proceedings (either an evidentiary
hearing or in camera review) to determine whether records
on the government’s witnesses’ membership and activity in
the Facebook group “in fact contain, or would have led to,
information that might have altered the verdict.” See Doe,
705 F.3d at 1139, 1151–52.8
REVERSED, CONVICTION CONDITIONALLY
VACATED, AND REMANDED for further proceedings
consistent with this opinion.
8
In a footnote in his reply brief, Mr. Tovar-Duran moved for judicial
notice of the contents of a declaration filed in another case. Assuming
the motion for judicial notice was properly made—cf. Estate of Saunders
v. C.I.R., 745 F.3d 953, 962 n.8 (9th Cir. 2014) (“Arguments raised only
in footnotes . . . are generally deemed waived.”); compare Fed. R. App.
P. 27 (providing rule related to motions) with Fed. R. App. P. 28
(providing rule related to briefs)—we DENY it. The contents of a
declaration “are not a matter of which the court can take judicial notice.”
See Hornish v. King County, 899 F.3d 680, 702–03 (9th Cir. 2018)
(“[W]e can take judicial notice only of the filing of the documents, and
not of the truth of the documents’ contents.”).