James E. Pumphrey, Sr. v. Department of Children and Families
CourtDistrict Court of Appeal of Florida
Date FiledApril 7, 2020
Docket1D19-1361
StatusPublished
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Full Opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
_____________________________
No. 1D19-1361
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JAMES E. PUMPHREY, SR., CORRECTED PAGES: pg 2
CORRECTION IS UNDERLINED IN RED
Appellant, MAILED: January 8, 2021
BY: FTA
v.
DEPARTMENT OF CHILDREN AND
FAMILIES,
Appellee.
_____________________________
On appeal from the Department of Children and Families.
Susan Dixon, Hearing Officer.
April 7, 2020
B.L. THOMAS, J.
In this administrative appeal, Appellant challenges the
Hearing Officer’s final order granting the Department of Children
and Families’ “Motion to Dismiss.” Appellant applied for
Institutional Care Program Medicaid benefits. The Department
denied the application and Appellant requested a hearing. Before
conducting the hearing, the Department filed a motion to dismiss,
arguing that the matter was previously litigated in a prior
application.
Appellant failed to respond to the Department’s motion to
dismiss. Without conducting a hearing, the Hearing Officer
entered a final order granting the Department’s order and
dismissing the case. Appellant then filed a “Motion for Rehearing,
or, in the alternative, Motion to Set Aside Final Order to Dismiss,”
arguing the Hearing Officer misrepresented the primary issue in
the prior application and improperly applied the doctrines of
administrative finality, res judicata, and collateral estoppel.
Only Appellant’s argument concerning the doctrines of
administrative finality, res judicata, and collateral estoppel was
properly preserved for appellate review. However, we also address
whether Appellant’s due process rights were violated, because a
denial of due process constitutes fundamental error. See Verizon
Bus. Network Servs., Inc. v. Dep’t of Corr., 988 So. 2d 1148, 1150–
51 (Fla. 1st DCA 2008).
First, Appellant argues that the doctrines of administrative
finality, res judicata, and collateral estoppel do not preclude the
filing of his current Medicaid application. Appellant’s argument is
incorrect. “A trial court’s ruling that relief is barred on the grounds
of res judicata or collateral estoppel is reviewed de novo.” Felder v.
Dep’t of Mgmt. Servs., 993 So. 2d 1031, 1034 (Fla. 1st DCA 2008).
The doctrine of administrative finality is based on principles
similar to those supporting res judicata and collateral estoppel. Id.
at 1035.
The doctrine of res judicata applies and bars Appellant from
filing his current petition. “The proper rule in a case where a
previous permit application has been denied is that res judicata
will apply only if the second application is not supported by new
facts, changed conditions, or additional submissions by the
applicant.” Thomson v. DEP, 511 So. 2d 989, 991 (Fla. 1987).
Although Appellant provided additional information in his motion
for rehearing, the Hearing Officer was not able to consider that
information. See Fla. Admin. Code R. 65-2.057(10); Sys. Mgmt.
Assocs., Inc. v. HRS, 391 So. 2d 688, 689–90 (Fla. 1st DCA 1980)
(holding that a motion for rehearing does not suspend rendition of
an administrative order because rehearing is not authorized in
administrative proceedings). As a result, the Hearing Officer did
not err in applying the doctrine of res judicata based on the
information provided in the Department’s motion to dismiss.
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The doctrine of collateral estoppel also applies. Collateral
estoppel bars subsequent causes of action when the following five
factors are met:
(1) an identical issue must have been presented in the
prior proceeding; (2) the issue must have been a critical
and necessary part of the prior determination; (3) there
must have been a full and fair opportunity to litigate that
issue; (4) the parties in the two proceedings must be
identical; and (5) the issue[ ]must have been actually
litigated.
Felder, 993 So. 2d at 1034–35. Appellant’s application meets all
five factors. The issue presented in both proceedings was
Appellant’s eligibility for Medicaid benefits. The inability to verify
Appellant’s assets was critical and necessary in determining
whether he could receive benefits. The parties in both proceedings
were identical. Finally, Appellant was afforded an opportunity to
fully and fairly litigate this issue through the administrative
appeals process, and the issue was fully litigated with the issuance
of a final order by a Hearing Officer.
Finally, because res judicata and collateral estoppel apply, the
doctrine of administrative finality also applies. “Florida courts do
not apply the doctrine of administrative finality when there has
been a significant change in circumstances or there is a
demonstrated public interest.” Delray Med. Ctr., Inc. v. Ag. for
Healthcare Admin., 5 So. 3d 26, 29 (Fla. 4th DCA 2009). As
previously discussed, both the prior final order and Appellant’s
current application denial were based on Appellant’s failure to
verify his assets. As a result, there was no significant change in
Appellant’s circumstances.
The Hearing Officer did not err in finding the doctrines of res
judicata, collateral estoppel, and administrative finality apply to
bar Appellant’s present application for Medicaid benefits. Neither
were Appellant’s due process rights violated. “Procedural due
process requires both fair notice and a real opportunity to be
heard.” Keys Citizens for Responsible Gov’t, Inc. v. Fla. Keys
Aqueduct Auth., 795 So. 2d 940, 948 (Fla. 2001); Henderson v. Dep’t
of Health, Bd. of Nursing, 954 So. 2d 77, 80 (Fla. 5th DCA 2007).
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Although conducting a hearing is favored, dismissing a petition is
permitted. § 120.569(2)(c), Fla. Stat. (2018); see also City of Winter
Park v. Metro. Planning Org. for Orlando Urban Area, 765 So. 2d
797, 798 (Fla. 1st DCA 2000).
Appellant was given notice and an opportunity to be heard.
The Department properly filed its motion to dismiss under Fla.
Admin. Code R. 65-2.057(7). Appellant does not contend that he
was not on notice of the motion. Appellant could have filed a
response to the Department’s motion to dismiss within seven days.
See id. Appellant chose not to respond, waiving his right to be
heard on the motion. Because Appellant’s due process rights were
not violated, the Hearing Officer did not commit fundamental error
in granting the Department’s motion to dismiss.
AFFIRMED.
WOLF and MAKAR, JJ., concur.
_____________________________
Not final until disposition of any timely and
authorized motion under Fla. R. App. P. 9.330 or
9.331.
_____________________________
Mary L. Wakeman and Max J. Solomon of Heuler-Wakeman Law
Group, P.L., Tallahassee, for Appellant.
Camille Larson, Assistant Regional Counsel, Department of
Children and Families, Tallahassee, for Appellee.
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