Peterson v. Secretary of Health and Human Services
CourtUnited States Court of Federal Claims
Date FiledJuly 2, 2026
Docket21-1778V
JudgeChristian J. Moran
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
*************************
LYNN PETERSON, *
* No. 21-1778V
Petitioner, * Special Master Christian J. Moran
*
v. *
* Filed: June 5, 2026
SECRETARY OF HEALTH *
AND HUMAN SERVICES, *
*
Respondent. *
*************************
Jubaile Abila, Taylor Law Group Limited, Glendale, WI, for petitioner;
Nina Ren, U.S. Dep’t of Justice, Washington, DC, for respondent.
UNPUBLISHED DECISION DENYING COMPENSATION 1
Lynn Peterson alleged that the Pneumococcal 13-Valent Conjugate
(“Prevnar-13”) vaccine she received on February 1, 2019 caused her to develop
Guillain-Barre Syndrome. Pet., filed Aug. 31, 2021.
On June 1, 2026, the parties filed a joint stipulation for dismissal, stating,
“The parties hereby stipulate, pursuant to Vaccine Rule 21(b), that this action shall
be dismissed.” J. Stip. ¶ 2.
1
Because this Decision contains a reasoned explanation for the action taken in this case,
it must be made publicly accessible and will be posted on the United States Court of Federal
Claims' website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in
accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal
Management and Promotion of Electronic Government Services). This means the Decision will
be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), the
parties have 14 days to identify and move to redact medical or other information, the disclosure
of which would constitute an unwarranted invasion of privacy. Any changes will appear in the
document posted on the website.
Procedural History
Ms. Peterson alleges that a Prevnar-13 vaccine caused her to suffer Guillain-
Barré syndrome. Pet., filed Aug. 31, 2021, at preamble. She filed several medical
records over the next few months. The Secretary filed his Rule 4(c) Report on
April 14, 2022, recommending that compensation be denied and arguing that Ms.
Peterson had not met her burden under any of the Althen prongs.
The case moved on to the expert phase. In total, Ms. Peterson filed three
reports from Dr. Steinman. Exhibits 7, 43, and 55. The Secretary filed three
reports from Dr. Whitton (Exhibits A, E, and F) and one report from Dr. Jamieson
(Exhibit C). Following the submission of Dr. Whitton’s third report on January 24,
2024, Ms. Peterson declined to submit any additional reports. Pet’r’s Status Rep.,
filed Feb. 23, 2024.
Normally, the next step would be to advocate through briefs. However, at
this time, Gamboa-Avila was pending before the Federal Circuit. Gamboa-Avila
was also a Prevnar-GBS case, and involved the same experts (Dr. Steinman and
Dr. Whitton) as Ms. Peterson’s case. Additionally, the undersigned had other
Prevnar-GBS cases pending on his docket (one involving the same experts, and
one involving different experts). A status conference was held on July 1, 2024, to
discuss the possibility of staying Ms. Peterson’s case pending the resolution of
these cases. See Orders, issued June 13, 2024 and July 1, 2024.
The parties had differing views on whether to pause or continue litigating;
Ms. Peterson wished to stay her case, whereas the Secretary wanted to continue
litigation. Pet’r’s Status Rep., filed July 10, 2024; Resp’t’s Status Rep., filed July
24, 2024. The case was stayed for six months. Order, issued July 31, 2024. Over
the next approximately year and a half, the parties provided an update every six
months, and as Gamboa-Avila had not yet been decided, the case remained stayed.
On February 11, 2026, the Secretary filed a status report to advise that the
Federal Circuit had affirmed the denial of compensation in Gamboa-Avila.
Gamboa-Avila v. Sec'y of Health & Hum. Servs., 166 F.4th 1318 (Fed. Cir. 2026).
On March 13, 2026, the undersigned denied compensation in a Prevnar-GBS case
involving Dr. Whitton and Dr. Steinman. Romine v. Sec'y of Health & Hum.
Servs., No. 19-468V, 2026 WL 937898 (Fed. Cl. Mar. 13, 2026).
In Ms. Peterson’s case, an Order to Show Cause issued on May 6, 2026.
The order noted that the undersigned had recently found that Dr. Steinman’s
opinion was not persuasive in the Romine case, and that this decision was not
2
subject to a motion for review. The order also cited the Federal Circuit’s
determination in Gamboa-Avila that a special master’s denial of compensation was
not arbitrary. Ms. Peterson was given the opportunity to explain why her case
should continue to proceed. Ms. Peterson was advised that, to end her case, she
may file a motion to dismiss pursuant to Vaccine Rule 21. Alternatively, Ms.
Peterson could file a short status report identifying differences between her case
and Romine that would suggest that the outcome would be different in her case.
Ms. Peterson was given a deadline of June 3, 2026, to respond. On June 1, 2026,
Ms. Peterson filed a joint stipulation to dismiss her case.
Discussion
To receive compensation under the National Childhood Vaccine Injury
Compensation Program (hereinafter “the Program”), a petitioner must prove either
1) that he suffered a “Table Injury”—i.e., an injury falling within the Vaccine
Injury Table—corresponding to one of her vaccinations, or 2) that he suffered an
injury that was actually caused by a vaccine. See 42 U.S.C. § 300aa–13(a)(1)(A)
and § 300aa-11(c)(1). An examination of the record did not uncover any evidence
that petitioner suffered a “Table Injury.” Thus, petitioner is necessarily pursuing a
causation-in-fact claim. As part of a causation-in-fact claim, a petitioner must
“show by preponderant evidence that the vaccination brought about [the] injury by
providing: (1) a medical theory causally connecting the vaccination and injury; (2)
a logical sequence of cause and effect showing that the vaccination was the reason
for the injury; and (3) a showing of proximate temporal relationship between
vaccination and injury.” Althen v. Sec’y of Health & Hum. Servs., 418 F.3d 1274,
1278 (Fed. Cir. 2005).
Under the Act, a petitioner may not be given a Program award based solely
on the petitioner’s claims alone. Rather, the petition must be supported by either
medical records or by the opinion of a competent physician. 42 U.S.C. § 300aa–
13(a)(1). In this case, Ms. Peterson filed medical records and relies upon the
opinion of Dr. Steinman. Nevertheless, Ms. Peterson wishes to have her claim
dismissed and judgment entered against her. Given Ms. Peterson’s clear intent that
a judgment issue in this case, the undersigned will construe this as a motion filed
pursuant to 42 U.S.C. § 300aa-21(b) (regarding involuntary dismissal).
To conform to § 12(d)(3), a decision must “include findings of fact and
conclusions of law.” For causation-in-fact cases, the Federal Circuit has defined
elements of a petitioner’s claim. Petitioners bear a burden to show by a
3
preponderance of the evidence that the vaccination brought about their injury by
providing:
(1) a medical theory causally connecting the vaccination and the injury;
(2) a logical sequence of cause and effect showing that the vaccination was
the reason for the injury; and
(3) a showing of a proximate temporal relationship between vaccination and
injury.
Althen v. Sec’y of Health & Hum. Servs., 418 F.3d 1274, 1278 (Fed. Cir. 2005).
Special masters have resolved whether Prevnar-13 can cause Guillain-Barré
syndrome differently. The Federal Circuit ruled that a special master’s denial of
compensation was not arbitrary. Gamboa-Avila v. Sec'y of Health & Hum. Servs.,
166 F.4th 1318 (Fed. Cir. 2026).
The analysis in Romine appears to control the outcome for Ms. Peterson’s
case. For example, Dr. Steinman asserts a theory based upon phospholipids. See
Exhibit 7 at 10-21. However, Romine found Dr. Steinman’s opinion about
phospholipids not persuasive.
For Ms. Peterson, Dr. Steinman also presented molecular mimicry based
upon proteins and a Blast search. See Exhibit 7 at 21-31. As to Dr. Steinman’s
methodology, Romine found that Dr. Steinman’s methodology was not reliable.
The undersigned recognizes that for Ms. Peterson, Dr. Steinman points to
contactin-1 as the tissue targeted by the cross-reacting antibodies. Romine,
admittedly, did not address contactin-1 largely because Dr. Steinman asserted that
he found a protein (P0) that fit better than contactin-1. But, the multiple
deficiencies in Dr. Steinman’s protein-based molecular mimicry theory did not
depend upon the target tissue.
Romine also addressed some issues common in Prevnar-GBS cases. For
instance, the decision considered epidemiological studies and determined that the
evidence weighs against a finding that there is an association between
pneumococcal vaccines and GBS.2 Moreover, the decision explained that there
appears to be no reports of a wild Streptococcus pneumoniae infection preceding
GBS.
2
The undersigned is aware of a study by Mayra Oliveira et al. analyzing VAERS reports
regarding Prevnar-20.
4
Ms. Peterson was given the opportunity to explain how the evidence in her
case might lead to a different outcome than Romine. However, Ms. Peterson has
not presented any such argument, and instead filed a joint stipulation of dismissal.
Accordingly, this case is dismissed for insufficient evidence. The Clerk shall
enter judgment accordingly. See Vaccine Rule 21(b).
IT IS SO ORDERED.
s/Christian J. Moran
Christian J. Moran
Special Master
5