Baughman v. Secretary of Health and Human Services
CourtUnited States Court of Federal Claims
Date FiledSeptember 25, 2026
Docket18-591
JudgeRobin Meriweather
StatusPublished
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Full Opinion
In the United States Court of Federal Claims
BRENDA BAUGHMAN,
Petitioner,
v. No. 18-vv-0591
(Filed Under Seal: September 8, 2026
SECRETARY OF HEALTH AND HUMAN Reissued for Publication: September 25,
SERVICES, 2026) 1
Respondent.
Mark Theodore Sadaka, Law Offices of Sadaka Associates, LLC, Englewood, NJ, for Petitioner.
Lauren Kells, Torts Branch, Civil Division, United States Department of Justice, Washington,
DC, for Respondent. Also on the briefs were Brett A. Shumate, Assistant Attorney General,
Jonathan D. Guynn, Acting Director, Heather L. Pearlman, Deputy Director, and Julia M.
Collison, Assistant Director.
OPINION AND ORDER
Meriweather, Judge.
Petitioner, Ms. Brenda Baughman (“Ms. Baughman”), seeks review of Special Master
Horner’s Entitlement Decision (“Decision”), denying her entitlement to compensation pursuant
to the National Childhood Vaccine Injury Act of 1986, 42 U.S.C. §§ 300aa-1–aa-34 (“Vaccine
Act”). See Decision at 1, ECF No. 99. Ms. Baughman filed a Petition under the Vaccine
Program of the Vaccine Act, alleging she suffered vaccine-induced polyneuropathy—a condition
in which the core fibers (axons) of multiple peripheral nerves are damaged. See Petition at 1–3,
ECF No. 1. The Special Master determined that Ms. Baughman failed to prove causation-in-fact
because she could not establish, by a preponderance of the evidence, “that the Tdap vaccine can
cause autoimmune axonal polyneuropathy” and that her “own polyneuropathy is autoimmune.”
Decision at 29, 31. He therefore denied her Petition. Id. at 33.
Ms. Baughman now seeks review of the Special Master’s Decision in this Court, alleging
he unduly raised the burden of proof, made other errors of law, and irrationally weighed the
evidence. See Pet’r’s Mot. for Review (“Mot.”), ECF No. 100; see also 42 U.S.C. § 300aa-
12(e)(1). Respondent, the Secretary of Health and Human Services (“the Secretary”), counters
1
Pursuant to Vaccine Rule 18(b)(1)–(2), (d), this Opinion was initially filed under seal on
September 8, 2026, and the parties were afforded fourteen days to propose redactions. The
parties did not propose any redactions and, accordingly, this Opinion is reissued in its original
form for publication.
that Ms. Baughman has not shown that the Special Master’s Decision was arbitrary, capricious,
an abuse of discretion, or otherwise not in accordance with law. See Resp’t’s Resp. to Mot. for
Review (“Resp.”) at 1, ECF No. 102. Having reviewed the record, the parties’ legal filings, 2 and
the relevant law, the Court DENIES Ms. Baughman’s Motion for Review and SUSTAINS the
Special Master’s Decision. The Special Master did not commit an error of law or arbitrarily or
capriciously weigh the evidence when he determined that Ms. Baughman failed to carry her
burden of proof.
BACKGROUND
I. Legal Framework
The Vaccine Act, enacted in 1986, created the National Vaccine Injury Compensation
Program, through which claimants can petition to receive compensation for vaccine-related
injuries or death. See generally 42 U.S.C. § 300aa-10(a). The Act identifies two ways for a
petitioner to establish causation and thus qualify for compensation. First, a petitioner may
establish that she, after receiving a designated vaccine, suffered an injury listed on the Vaccine
Injury Table within the requisite time-period—commonly called a “Table Injury,” see 42 C.F.R.
§ 100.3(a)—in which case causation is presumed, see 42 U.S.C. § 300aa-11(c)(1). Alternatively,
where—as here—a petitioner claims entitlement for an injury not listed on the Vaccine Injury
Table, i.e., an “Off-Table case,” the petitioner must instead prove that the vaccination was the
cause-in-fact (“actual causation” or “causation-in-fact”) of the vaccinee’s asserted injury. See id.
§ 300aa-11(c)(1)(C)(ii)(I), (II). To prove causation-in-fact for an Off-Table case, a petitioner
must by a preponderance of the evidence demonstrate: “(1) a medical theory causally connecting
the vaccination and the injury; (2) a logical sequence of cause and effect showing that the
vaccination was the reason for the injury; and (3) a showing of a proximate temporal relationship
between vaccination and injury.” Althen v. Sec’y of Health & Hum. Servs., 418 F.3d 1274, 1278
(Fed. Cir. 2005). Those three elements are commonly referred to as the “Althen prongs.” See,
e.g., Gamboa-Avila v. Sec'y of Health & Hum. Servs., 166 F.4th 1318, 1320 (Fed. Cir. 2026);
White v. Sec'y of Health & Hum. Servs., 163 F.4th 1356, 1363 (Fed. Cir. 2025); Trollinger v.
Sec'y of Health & Hum. Servs., 167 Fed. Cl. 127, 133 (2023).
“When applying Althen, the special master must consider the degree to which each factor
is satisfied.” Cerrone v. Sec’y of Health & Hum. Servs., 146 F.4th 1113, 1122 (Fed. Cir. 2025).
However, a petitioner’s “failure to establish any one prong is dispositive.” Exum v. Sec’y of
Health & Hum. Servs., 175 Fed. Cl. 681, 702 (2025); see also Olsen v. Sec’y of Health & Hum.
Servs., 758 Fed. App’x 919, 925 n.8 (Fed. Cir. 2018) (affirming a Special Master’s finding that a
petitioner failed to establish Althen prong one and thus determining the Court “need not address
the Special Master’s findings with respect [to] the remaining two Althen prongs”).
2
The following filings are relevant to this Opinion: Petition, ECF No. 1; Mot., ECF No.
100; Resp., ECF No. 102. Throughout, page citations to documents in the record refer to the
document’s original pagination, unless the page is designated with an asterisk (e.g., *1), in which
case the reference is to the pagination assigned by PACER/ECF.
2
II. Factual Background
The Special Master summarized and evaluated Ms. Baughman’s medical history during
the relevant period, both parties’ expert reports, the medical literature submitted, the medical
theory of causation asserted by Ms. Baughman, and the relevant legal standards. See generally
Decision. This Opinion will briefly summarize the relevant undisputed facts, the expert reports,
and the Special Master’s determinations, focusing on the facts and reports relevant to the first
Althen prong.
A. Ms. Baughman’s Medical History
Ms. Baughman had a prior medical history of osteoporosis and hyperlipidemia at the time
of vaccination, regularly saw her physician for preventative care, and had been seeing a
chiropractor for pain in various areas. See Decision at 4–5. On May 2, 2016, a urinalysis
“showed trace amounts of blood, elevated white blood cells and bacteria, and the presence of
leukocyte esterase and nitrites.” Id. at 5 (citing Ex. 2 at 50–51, ECF No. 7-2). Ms. Baughman
had a follow-up appointment on May 10, 2016, and received the pneumococcal (“Prevnar 13”)
and tetanus, diphtheria, and acellular pertussis (“Tdap”) vaccines during this appointment. Id.
Ms. Baughman experienced worsening pain over the next several months, including numbness
and tingling in her extremities. Id. at 5–7. On July 1, 2016, Ms. Baughman underwent an
electromyography and a nerve conduction study (“EMG/NCS”). Id. at 8. Based on the study’s
results, Dr. Paulo Cancado, who performed the EMG/NCS, diagnosed Ms. Baughman with
“axonal sensory and an axonal and demyelinating motor polyneuropathy.” Id. (citing Ex. 1 at 1,
ECF No. 7-1).
Ms. Baughman underwent a neuromuscular evaluation on September 21, 2016. Id. at 10
(citing Ex. 3 at 12, ECF No. 7-3). The results noted that she developed “back pain and tingling
in her toes and finger tips as well as a diffuse rash of ‘red dots’ across her abdomen” within ten
days of her Tdap and Prevnar 13 vaccinations. Id. The treating physician, Dr. Carlson, noted
that Ms. Baughman suffered from “[a]cute onset distal [asymmetric] non-length dependent
polyneuropathy” and that the “most likely etiology is an acute autoimmune neuropathy
associated with tetanus vaccination.” Id. (alterations in original) (citing Ex. 3 at 14). He noted
that “post-vaccinal neuropathies can develop often related to a leukocytoclastic vasculitis,” and
that Ms. Baughman “had a truncal rash associated with peripheral nerve symptomatology early
in her presentation which is likely a dermatologic comorbid condition.” Id. Over the next
several years, Ms. Baughman continued to seek treatment. Id. at 10–13. Her condition
somewhat improved. Id. In October 2024, at the entitlement hearing, Ms. Baughman testified
that she continues to suffer from “cramps and pain in [her] feet and ankles” and has other
lifestyle impairments. Id. at 13 (alteration in original) (citing Ex. 11 ¶ 37, ECF No. 7-11).
B. Procedural History
On April 25, 2018, Ms. Baughman filed her Petition against the Secretary, alleging she
suffered vaccine-induced polyneuropathy. Petition at 1. After the parties submitted medical
records, medical literature, and medical expert reports, the Special Master held an entitlement
hearing in October 2024. See Transcript of Proceedings (“Tr.”), ECF Nos. 91–92. After the
3
hearing, the Special Master entered two scientific reports from the Institute of Medicine (“IOM”)
on adverse events associated with vaccines, one from 1994 and another from 2012, into the
record as Court Exhibits, noting that both parties’ medical literature referenced the publications.
See Court Ex. I, ECF No. 87-1; Court Ex. II, ECF No. 87-2. The Special Master gave the parties
an opportunity to supplement the record with a response, but both parties confirmed that they did
not wish to do so. See Decision at 4. The Special Master denied Ms. Baughman’s Petition on
March 17, 2026. Id. at 1.
C. Expert Opinions and Medical Literature
1. Ms. Baughman’s Expert Dr. Alberto A. Martinez-Arizala
Dr. Alberto A. Martinez-Arizala, a neurologist, provided three export reports and
testified in support of Ms. Baughman at the entitlement hearing. Id. at 13. Dr. Martinez-Arizala
opined that “[Ms. Baughman]’s neuropathy, the onset of which began about two weeks post-
vaccination, can be associated with her tetanus vaccination.” Id. at 14 (citing Ex. 16 at 5, 7, ECF
No. 38-1; Tr. at 55, 71–72, 83–84). He also asserted that his opinion “is consistent with the
opinion of the treating physician, Dr. Carlson.” Id.
Dr. Martinez-Arizala posited that “where components of the vaccine possess sequence
similarities between it and specific human proteins that results in the cross-activation of
autoreactive T or B cells.” Id. (citing Ex. 16 at 5). He explained that such cross-reactivity
“causes a reaction of the immune system against the pathogenic antigens that may harm the
similar human proteins, essentially causing autoimmune disease.” Id. (citing Ex. 16 at 5). Dr.
Martinez-Arizala specifically cited the increase in Guillain-Barré Syndrome (“GBS”)—another
neurological disorder—following swine flu vaccination “as an example of autoimmune
peripheral neuropathy related to vaccination, where there is also additional evidence that
molecular mimicry was the link between the disease and vaccination.” Id. at 16 (citing Ex. 16 at
6; Ex. 18, ECF No. 39-1; Ex. 21, ECF No. 39-4).
2. The Secretary’s Experts
i. Dr. Peter D. Donofrio
Dr. Peter D. Donofrio, an expert in nerve and muscular disorders and electrodiagnostic
medicine, provided three expert reports and testified in support of the Secretary at the entitlement
hearing. Id. at 17. Dr. Donofrio opined that Ms. Baughman’s “expert did not discuss a medical
theory as to how the Tdap vaccine or the Prevnar vaccine or the combination of the two caused
her polyneuropathy.” Id. at 19 (citing Ex. A at 9, ECF No. 42-1). Dr. Donofrio also observed
that Ms. Baughman’s expert had offered “medical literature on the association between the
tetanus vaccine and GBS, and a single case report of radial nerve palsy and brachial plexopathy
after tetanus vaccination,” but concluded that Ms. Baughman had “not been diagnosed with
GBS.” Id. Dr. Donofrio also stated that the 2012 IOM report “does not have a section on tetanus
vaccination and peripheral neuropathy.” Id.
4
ii. Dr. Penelope Morel
Dr. Penelope Morel, an immunologist, also submitted three expert reports and testified in
support of the Secretary at the entitlement hearing. Id. at 19–20. Dr. Morel noted that “several
polyneuropathies have an immune etiology” and “such conditions are well defined,” but Ms.
Baughman “has not been diagnosed with any of them.” Id. at 20 (noting some association
between immune cells and the conditions GBS, Multiple Sclerosis (“MS”), and Chronic
Inflammatory Demyelinating Polyneuropathy (“CIDP”), none of which Ms. Baughman reported
as a diagnosis) (citing Ex. C at 3, ECF No. 43-1; Tr. at 169–71). Dr. Morel also “acknowledged
that there are case reports linking the GBS to vaccination,” but she “opined that only a causal
relationship with the flu vaccine has been documented” and that at least one “large study found
no association between GBS and the tetanus vaccine.” Id. at 22 (citing Ex. C at 4; Ex. F at 2,
ECF No. 50-2). Dr. Morel further noted that “case reports suggesting that GBS or CIDP
followed tetanus vaccination” were either from before 1985 or involved multiple vaccinations.
Id. (citing Ex. 24, ECF No. 39-7; Ex. 25, ECF No. 39-8; Ex. 26, ECF No. 39-9; Ex. 27, ECF No.
39-10).
Regarding the theory of molecular mimicry, Dr. Morel stated it “has been around for a
long time as a way to explain how infections may precipitate autoimmune diseases” but has been
difficult to prove. Id. (citing Ex. C at 5). Dr. Mortel stressed that “[t]emporal association with
vaccination does not prove that a vaccine caused a condition; evidence substantiating that an
immune process is responsible for the disease should also be present;” he opined that Ms.
Baughman failed to provide substantiating evidence. Id.
D. The Special Master’s Conclusions
The Special Master noted that Ms. Baughman “contends that she suffered an autoimmune
axonal polyneuropathy caused by her vaccination.” Id. at 23. The Special Master summarized
Ms. Baughman’s medical theory of causation under Althen prong one as “a general causation
opinion based on the concept of molecular mimicry.” Id. The Special Master acknowledged Ms.
Baughman’s contention that “because molecular mimicry is generally accepted as a mechanism
of autoimmunity, most notably in the context of Guillain-Barré Syndrome, and because
polyneuropathy can likewise be autoimmune, she has therefore satisfied her preponderant burden
of proof.” Id. The Special Master also considered Ms. Baughman’s argument that “she is not
obligated to prove either an exact homology or a relevant host antigen to support her invocation
of molecular mimicry, and that her only obligation is to present a ‘plausible, biologically tenable
theory.’” Id. Nonetheless, the Special Master concluded that Ms. Baughman failed to carry her
burden of proof. Id.
The Special Master acknowledged that a “petitioner is not obligated to come forward
with a specific biologic mechanism to meet her burden of proof.” Id. (citing Kottenstette v. Sec’y
of Health & Human Servs., 861 F. App’x 433, 440–41 (Fed. Cir. 2021)). The Special Master
noted that Ms. Baughman sought “to meet her burden of proof under Althen prong one at least in
part via presentation of such a mechanism – in this case, molecular mimicry.” Id. The Special
Master then explained that “the soundness of that assertion must be assessed.” Id. at 23–24
(citing Howard v. Sec’y of Health & Hum. Servs., No. 16-1592V, 2022 WL 4869354, at *24
5
(Fed Cl. Spec. Mstr. Aug. 31, 2022), mot. for rev. denied, No. 16-1529, 2023 WL 4117370, (Fed.
Cl. May 18, 2023), aff’d per curiam, No. 2023-1816, 2024 WL 2873301 (Fed. Cir. June 7,
2024)).
The Special Master noted that “Dr. Martinez-Arizala’s theory of how vaccines cause
autoimmune disorders is based on molecular mimicry.” Id. at 16 (citing Ex. 16 at 5). The
Special Master reviewed that medical theory of causation and determined that it failed to provide
“any demonstration of either homology or a host antigen” or any other evidence “that suggests
that the Tdap vaccine can cause axonal polyneuropathy via molecular mimicry.” Id. at 24–25.
The Special Master observed that “Dr. Martinez-Arizala conceded during the hearing that he has
neither proposed a homology that would support molecular mimicry nor identified a component
of the vaccine that would cross-react within the body.” Id. at 25 (citing Tr. at 103–04). The
Special Master recognized that circumstantial evidence is permissible in vaccine cases and
relevant in this case. Id. (citing Althen, 418 F.3d at 1280). Nonetheless, the Special Master was
unpersuaded by Dr. Martinez-Arizala’s reliance on circumstantial evidence linking the tetanus
and flu vaccines to other neurological conditions, including GBS. Id. The Special Master noted
that “Dr. Martinez-Arizala acknowledged that [Ms. Baughman]’s own condition is not directly
analogous to GBS” and that the Secretary’s expert “Dr. Morel reasonably explained, those
peripheral neuropathies that are considered immune-mediated tend to be well-defined and have
identified immune processes.” Id. (citing Tr. at 58–59, 170–71; Ex. 29 at 3, ECF No. 47-1). The
Special Master concluded that Dr. Martinez-Arizala’s medical opinion and citations did “nothing
to implicate the specific components of the Tdap vaccine as potential molecular mimics” and did
not “demonstrate that the Tdap vaccine (or [] any component of the vaccine) elicits the anti-
ganglioside antibodies underlying [Ms. Baughman]’s theory.” Id. at 26.
The Special Master was unpersuaded by Dr. Martinez-Arizala’s citations to “a series of
case reports generally seeking to implicate tetanus vaccines in the manifestation of various
neuropathies.” Id. at 27. The Special Master found that “none of the publications provide any
useful data beyond a purported temporal association” and that “none of the four [non-GBS-
focused] publications [Ms. Baughman] presented regarding case reports of post tetanus-
vaccination neuropathies even invoke molecular mimicry generally.” Id. The Special Master
recounted that “Dr. Martinez-Arizala himself conceded that case reports at best ‘suggest’ a
potential causal link.” Id. (citing Tr. at 94).
The Special Master observed that Dr. Martinez-Arizala relied on “literature specifically
implicating structures in the flu vaccine with the induction of antiganglioside antibodies”—
immune proteins that mistakenly attack gangliosides (complex molecules in the nervous
system)—and “literature that in turn associates anti-ganglioside antibodies with the axonal
variant of GBS.” Id. at 26 (citing Ex. 53, ECF No. 64-11; Ex. 54, ECF No. 64-12). With respect
to his theory linking the Tdap vaccine to neurological disorders, the Special Master noted that
Dr. Martinez-Arizala cited several case reports “of peripheral neuropathies related to the
administration of the tetanus vaccine.” Id. (citing Ex. 16 at 6). 3
3
Although Ms. Baughman’s Petition also notes that she received the Prevnar 13 vaccine
on May 10, 2016, see Petition at 1, she did not offer any expert reports, literature, or testimony
claiming that the Prevnar 13 vaccine can cause the axonal neuropathy that she suffered.
6
The Special Master also acknowledged Dr. Martinez-Arizala’s attempts “to bolster [Ms.
Baughman]’s theory by discussing several articles pertaining to the validity of molecular
mimicry as a concept and the degree of homology that can support its invocation.” Id. at 29.
(citing Tr. at 239–42; Ex. 74, ECF No. 86-1; Ex. 75, ECF No. 86-2; Ex. 76, ECF No. 86-3). The
Special Master explained that “the issue here is not the general viability of molecular mimicry, it
is whether it is reasonably applied to this combination of vaccination and injury” and that
“parsing the degree of homology that could support molecular mimicry is essentially irrelevant
where there has been no presentation of a proposed homology in the first place.” Id. Thus,
“considering the record as a whole,” the Special Master concluded that Ms. Baughman “has not
preponderantly demonstrated that the Tdap vaccine can cause autoimmune axonal
polyneuropathy.” Id.
After determining that Ms. Baughman failed to carry her burden of proof under the first
Althen prong, the Special Master also considered whether Ms. Baughman satisfied the second
and third Althen prongs. Id. at 29–33; see also Cerrone, 146 F.4th at 1122. He “note[d] out of
an abundance of caution that the evidence relevant to Althen prong two is not so robust as to
otherwise influence the analysis under Althen prong one.” Decision at 29. The Special Master
determined that “[t]he only affirmative clinical evidence Dr. Martinez-Arizala cited to support an
autoimmune process was petitioner’s rash,” highlighting that even “Dr. Martinez-Arizala
ultimately conceded of the rash that it ‘could have been anything.’” Id. at 32 (citing Tr. at 63,
71–72, 252; Ex. 1 at 83). After weighing the evidence, the Special Master concluded that “the
evidence does not preponderate in favor of a finding that [Ms. Baughman]’s own polyneuropathy
is autoimmune.” Id. at 31. As to the third Althen prong, the Special Master stated that “there is
no apparent dispute that [Ms. Baughman]’s neuropathy arose about two-weeks post-vaccination”
and that the Secretary “contests that [Ms. Baughman] has met her burden of proof under Althen
prong three . . . only to the extent she has not met her burden under Althen prong one.” Id. at 30.
The Special Master explained that “temporal association alone is not enough to satisfy [Ms.
Baughman]’s burden of proof.” Id.
The Special Master ultimately denied Ms. Baughman’s Petition for compensation. Id. at
33. Ms. Baughman timely filed a Motion for Review on April 10, 2026. The Secretary filed a
response on May 11, 2026. This case is now ripe for review.
STANDARD OF REVIEW
“Under the Vaccine Act, the Court of Federal Claims reviews the decision of the special
master to determine if it is ‘arbitrary, capricious, an abuse of discretion, or otherwise not in
accordance with law.’” de Bazan v. Sec’y of Health & Hum. Servs., 539 F.3d 1347, 1350 (Fed.
Cir. 2008) (quoting 42 U.S.C. § 300aa-12(e)(2)(B) and citing Althen, 418 F.3d at 1277). In
Vaccine Act cases, this Court uses three distinct standards of review—factual findings are
reviewed under the “arbitrary and capricious” standard; legal conclusions are reviewed under the
“not in accordance with law” standard; and discretionary rulings are reviewed under the “abuse
of discretion” standard. Munn v. Sec’y of Health & Hum. Servs., 970 F.2d 863, 870 n.10 (Fed.
Cir. 1992).
7
This Court reviews de novo whether a special master acted “not in accordance with law.”
Althen, 418 F.3d at 1279. “‘Not in accordance with the law’ refers to the application of the
wrong legal standard.” Rodriguez v. Sec’y of Health & Hum. Servs., 632 F.3d 1381, 1384 (Fed.
Cir. 2011). The Court owes “no deference to the . . . special master on questions of law.”
Broekelschen v. Sec’y of Health & Hum. Servs., 618 F.3d 1339, 1345 (Fed. Cir. 2010).
The standard of review for factual findings is “the most deferential possible.” Munn, 970
F.2d at 870. The U.S. Court of Appeals for the Federal Circuit has warned against “second
guess[ing] the Special Master[’]s fact-intensive conclusions,” particularly in those cases “in
which the medical evidence of causation is in dispute.” Hodges v. Sec’y of Health & Hum.
Servs., 9 F.3d 958, 961 (Fed. Cir. 1993) (describing the standard of review as “uniquely
deferential for what is essentially a judicial process”). This Court cannot “substitute its judgment
for that of the special master merely because it might have reached a different conclusion.”
Snyder v. Sec’y of Health & Hum. Servs., 88 Fed. Cl. 706, 718 (2009). Further, a “special
master’s decision often times is based on the credibility of the experts and the relative
persuasiveness of their competing theories.” Broekelschen, 618 F.3d at 1347. These credibility
findings “are virtually unchallengeable on appeal.” Lampe v. Sec’y of Health & Hum. Servs.,
219 F.3d 1357, 1362 (2000).
A special master does not need to “discuss every item of evidence in the record” when
making a factual finding “so long as the decision makes clear that the special master fully
considered a party’s position and arguments on point.” Snyder v. Sec’y of Health & Hum. Servs.,
36 Fed. Cl. 461, 466 (1996), aff’d, 117 F.3d 545 (Fed. Cir. 1997); see also Hazlehurst v. Sec’y of
Health & Hum. Servs., 604 F.3d 1343, 1352 (Fed. Cir. 2010) (noting the Court should presume
the special master has considered all the material in the record, regardless of whether she
mentions it all). This Court does not “reweigh the factual evidence, . . . assess whether the
special master correctly evaluated the evidence[,] . . . [or] examine the probative value of the
evidence or the credibility of the witnesses.” Munn, 970 F.2d at 871.
“If the special master has considered the relevant evidence of record, drawn plausible
inferences and articulated a rational basis for the decision, reversible error will be extremely
difficult to demonstrate.” Hines ex rel. Sevier v. Sec’y of Health & Hum. Servs., 940 F.2d 1518,
1528 (Fed. Cir. 1991). Accordingly, this Court should not deem a special master’s factual
conclusions arbitrary and capricious unless they are “so implausible that [they] could not be
ascribed to a difference in view.” Id. at 1527 (quoting Motor Vehicle Mfrs. Ass’n v. State Farm
Mutal Automobile Ins. Co., 463 U.S. 29, 43 (1983)). Indeed, if a special master’s “conclusion
was based on evidence in the record that is not wholly implausible,” this Court must “uphold that
finding as not being arbitrary or capricious.” Lampe, 219 F.3d at 1363.
DISCUSSION
Ms. Baughman challenges the Special Master’s conclusion that she failed to satisfy the
first Althen prong. See Mot. at 1. Althen prong one focuses on general causation and requires
that petitioners provide a “reputable medical theory,” showing that the subject vaccine can
“cause the type of injury alleged.” Pafford v. Sec’y of Health & Hum. Servs., 451 F.3d 1352,
1355–56 (Fed. Cir. 2006). This medical theory must be “legally probable, not medically or
8
scientifically certain.” Knudsen v. Sec’y of Health & Hum. Servs., 35 F.3d 543, 548–49 (Fed.
Cir. 1994). Nonetheless, a petitioner “must provide a reputable medical or scientific
explanation” for the theory proffered. Boatmon v. Sec’y of Health & Hum. Servs., 941 F.3d
1351, 1359 (Fed. Cir. 2019) (quotation and quotation marks omitted). “[S]imply identifying a
‘plausible’ theory of causation” does not meet petitioners’ burden of proof. LaLonde v. Sec’y of
Health & Hum. Servs., 746 F.3d 1334, 1339 (Fed. Cir. 2014).
Specifically, Ms. Baughman contends that the Special Master unduly raised the burden of
proof and irrationally weighed the evidence. Mot. at 1. As discussed below, the Court has
considered these claims and sustains the Special Master’s finding that Ms. Baughman failed to
meet her burden of proof to provide a “reputable medical theory” showing that the Tdap vaccine
can cause axonal neuropathy under Althen prong one. See Pafford, 451 F.3d at 1355–56. It is
therefore unnecessary to reach the parties’ dispute about the Special Master’s findings under the
second Althen prong. 4 See Olsen, 758 Fed. App’x at 925 n.8.
I. The Special Master Applied the Appropriate Legal Standard When Assessing
the Medical Theory that Ms. Baughman Presented.
Ms. Baughman asserts that the Special Master committed an error of law because he
raised her burden of proof under the first Althen prong by “impos[ing] too exacting a burden.”
Mot. at 1–2. Specifically, Ms. Baugham contends she was not required to “identify a precise
antigenic sequence, exact host antigen, or fully mapped biochemical pathway.” Id. at 2 (citing
Knudsen, 35 F.3d at 549; Capizzano v. Sec’y of Health & Hum. Servs., 440 F.3d 1317, 1325–26
(Fed. Cir. 2006)). Rather, Ms. Baughman argues that she was only required to present “a sound
and reliable medical theory causally connecting the vaccine and the injury.” Id. at 2. She
summarizes her causation theory, which she describes as a “differential diagnosis methodology,”
as follows: “[Ms. Baughman] had no prior neurological illness, her timing was ‘perfect’ at two
weeks, the workup excluded known causes of peripheral neuropathy, and when those facts are
tied together with molecular mimicry, ‘that’s the smoking gun.’” Id. at 3 (citing Tr. at 63, 249).
The Secretary counters that the Special Master did not require “a specific biologic mechanism”
but instead applied the proper preponderance of the evidence standard when assessing the
medical causation theory that Ms. Baughman put forth regarding her injury. Resp. at 9 (citing
Broekelschen, 618 F.3d at 1345).
The Special Master did not, as Ms. Baughman claims, require her to provide proof of any
specific biological mechanism to satisfy the first Althen prong. In an Off-Table vaccine case, “it
is the petitioner’s burden to prove actual causation by a preponderance of the evidence” and to
“provide a ‘reputable medical or scientific explanation’ for [the petitioner’s] theory.” Boatmon,
941 F.3d at 1359 (quoting Moberly, 592 F.3d at 1322). The petitioner’s theory “must be
supported by a sound and reliable medical or scientific explanation” but “detailed medical and
4
If a petitioner does not meet her burden to show by a preponderance of the evidence
that the vaccine can cause the condition suffered under the first Althen prong, the petitioner
necessarily cannot show that the vaccine caused her injury in the specific case under the second
Althen prong or a causal temporal relationship under the third Althen prong. See Olsen, 758 Fed.
App’x at 925 n.8.
9
scientific exposition on the biological mechanisms” is not required. Simanski v. Sec’y of Health
& Hum. Servs., 671 F.3d 1368, 1384 (Fed. Cir. 2012) (quoting Knudsen, 35 F.3d at 548–49); see
generally Moberly, 592 F.3d at 1324 (noting that special masters are “entitled to require some
indicia of reliability to support the assertion of [an] expert witness” in a medical opinion”).
“[P]etitioners are never required to establish [a] mechanism—but they often attempt to do so,
and therefore it is reasonable to evaluate their success in the effort.” Howard, 2022 WL
4869354, at *24. Here, the Special Master recognized that Ms. Baughman was not “obligated to
come forward with a specific biologic mechanism.” Decision at 23 (citing Kottenstette, 861 Fed.
App’x at 440–41). Nevertheless, because Ms. Baughman based her causation theory on Dr.
Martinez-Arizala’s assertions about molecular mimicry, the Special Master was required to
assess whether those assertions were “sound and reliable.” Decision at 23–24.
Nor was it legal error, as Ms. Baughman claims, see Mot. at 2, for the Special Master to
consider whether Dr. Martinez-Arizala provided a reliable theory of how molecular mimicry
applies to the specific vaccine and injury combination in this case. The Federal Circuit explained
in Cerrone that when a petitioner has “identified a specific biological mechanism connecting
his vaccination to his injury—molecular mimicry” under the first Althen prong, a special master
must determine whether the evidence “preponderantly establish[es] that the vaccine(s) at issue
more likely than not can cause the relevant disease.” 146 F.4th at 1121–22 (emphasis in
original). Thus, the Special Master correctly differentiated evidence of the “general viability of
molecular mimicry” from evidence to support the theory that molecular mimicry can cause the
“combination of vaccination and injury” in Ms. Baughman’s case. See Decision at 29. The
Special Master also appropriately assessed whether there was sufficient evidentiary support for
Dr. Martinez-Arizala’s assertion that the Tdap vaccine can cause axonal polyneuropathy to
satisfy Ms. Baughman’s preponderant burden of proof. See id. at 27–29.
Ms. Baughman correctly notes that a petitioner may meet her burden of proof through
circumstantial evidence. See Althen, 418 F.3d at 1280. But the Special Master did not run afoul
of this legal standard. See Mot. at 7. It is not necessarily enough that a petitioner has “identified
circumstantial evidence to support [their] causal theory.” Cerrone, 146 F.4th at 1121. A special
master must still weigh that evidence against competing evidence to evaluate the proposed causal
link between the vaccine and the specific injury. Id. at 1122. The Special Master correctly noted
that Ms. Baughman could rely on circumstantial evidence of molecular mimicry, see Decision at
25 (citing Althen, 418 F.3d at 1280), and weighed whether this circumstantial evidence
preponderantly demonstrated that the Tdap vaccine could cause autoimmune axonal
polyneuropathy. Id. at 25–29.
Ms. Baughman further claims that the Special Master raised the burden of proof when he
discounted “evidence linking tetanus-containing vaccines to immune-mediated peripheral nerve
injur[ies]” such as GBS. Mot. at 7. Ms. Baughman argues that evidence “supports the
plausibility of a related immune-mediated neuropathic process” in her case. Id. (emphasis
added). But the Federal Circuit has “repeatedly stated that ‘simply identifying a “plausible”
theory of causation is insufficient for a petitioner to meet her burden of proof.” Cerrone, 146
F.4th at 1121 (quoting LaLonde, 746 F.3d at 1339). Thus, the Special Master appropriately
required more than a plausible causal link and rejected Ms. Baughman’s arguments to the
contrary. See Decision at 23, 25.
10
Ms. Baughman’s argument that the Special Master made an error of law because he
failed to consider Dr. Martinez-Arizala’s “differential diagnosis methodology” is similarly
unconvincing. Ms. Baughman herself notes that Dr. Martinez-Arizala’s causation opinion relied
on circumstantial evidence “tied together with molecular mimicry.” Mot. at 3. Hence, it follows
that the Special Master was required to apply the preponderance of evidence standard to Ms.
Baughman’s causal theory linking the Tdap vaccine to her injury via molecular mimicry. The
Special Master did just that, including considering whether any circumstantial evidence of the
temporal connection and her specific symptoms under Althen prong two was “so robust as to
otherwise influence the analysis under Althen prong one.” Decision at 31. The Special Master
weighed the totality of the evidence to determine whether Ms. Baughman’s theory of causation
was adequate to meet her preponderant burden of proof under Althen prong one. See Cerrone,
146 F.4th at 1121–22. Thus, the Special Master applied the proper legal standard.
II. The Special Master Properly Weighed the Evidence and Made Factual
Determinations Under the First Althen Prong.
Ms. Baughman further contends that the Special Master improperly weighed the record
evidence and hearing testimony when assessing Ms. Baughman’s theory under the first Althen
prong. Mot. at 4–8. The Secretary argues that Ms. Baughman’s contentions amount to mere
disagreement with the Special Master’s reasoned weighing of the evidence, which is not a proper
basis for reversal. Resp. at 11. “If the special master has considered the relevant evidence of
record, drawn plausible inferences and articulated a rational basis for the decision, reversible
error will be extremely difficult to demonstrate.” Hines, 940 F.2d at 1528.
Ms. Baughman more specifically argues that the Special Master “understated” the
medical opinion that Dr. Martinez-Arizala provided on general causation by concluding that Dr.
Martinez-Arizalainitially treated the issue “very lightly” and only belatedly bolstered his opinion
“through rebuttal testimony.” Mot. at 4–5. But the Special Master thoroughly reviewed Dr.
Martinez-Arizala’s theory of causation regarding the Tdap vaccine and axonal polyneuropathy,
including his expert reports and his testimony at the hearing. See Decision at 25–29. The
Special Master noted that “Dr. Martinez-Arizala conceded during the hearing that he has neither
proposed a homology that would support molecular mimicry nor identified a component of the
vaccine that would cross-react within the body.” Id. at 25 (citing Tr. at 103–04). The Special
Master was unconvinced by Dr. Martinez-Arizala’s citations to circumstantial evidence linking
flu and tetanus vaccines with GBS via molecular mimicry, in particular because Dr. Martinez-
Arizala acknowledged GBS is a neurological condition that “is not directly analogous” to Ms.
Baughman’s condition. Id. (citing Tr. at 58–59, Ex. 16 at 5–6, Ex. 29 at 3). And the Special
Master determined that “mere analogy to GBS is not enough to support invocation of molecular
mimicry vis-à-vis other types of peripheral neuropathy.” Id. These findings were rational and
based on relevant evidence in the record. See Hines, 940 F.2d at 1528.
Further, the Special Master reasonably noted that none of the literature Dr. Martinez-
Arizala cited “demonstrate[s] that the Tdap vaccine (or an any component of the vaccine) elicits
the anti-ganglioside antibodies underlying [Ms. Baughman’s] theory” that vaccines can cause
axonal polyneuropathy. Decision at 26. The Special Master also reviewed the literature Dr.
Martinez-Arizla cited on rebuttal but determined that the studies only addressed “the validity of
11
molecular mimicry as a concept and the degree of homology that can support its invocation,”
which the Special Master appropriately determined did nothing to answer the specific question of
whether Tdap can cause axonal polyneuropathy via molecular mimicry. Id. at 29. This Court
cannot “second guess the Special Master[’]s fact-intensive conclusions,” particularly since “the
medical evidence of causation is in dispute.” Hodges, 9 F.3d at 961.
The Special Master also found Dr. Morel’s explanation that “peripheral neuropathies that
are considered immune-mediated tend to be well-defined and have identified immune processes”
to be more reasonable than Dr. Martinez-Arizala’s opinion. Decision at 25 (citing Tr. at 170–
71). 5 The Special Master was permitted to base his Decision “on the credibility of the experts
and the relative persuasiveness of their competing theories.” Broekelschen, 618 F.3d at 1347.
Those credibility determinations “are virtually unchallengeable on appeal.” Lampe, 219 F.3d at
1362.
Ms. Baughman further contends that the Special Master inappropriately weighed the case
reports that Dr. Martinez-Arizala provided, which implicated tetanus vaccines in the
manifestation of various neuropathies. Mot. at 4. Again, the Special Master did not err. The