State v. Avina
CourtCourt of Appeals of Utah
Date FiledSeptember 11, 2026
DocketCase No. 20240906-CA
StatusPublished
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Full Opinion
2026 UT App 135
THE UTAH COURT OF APPEALS
STATE OF UTAH,
Appellee,
v.
ZACHARIAH LEE AVINA,
Appellant.
Opinion
No. 20240906-CA
Filed September 11, 2026
Fifth District Court, St. George Department
The Honorable Jay Winward
No. 231501538
K. Andrew Fitzgerald, Attorney for Appellant
Derek E. Brown and Jonathan S. Bauer,
Attorneys for Appellee
JUDGE RYAN M. HARRIS authored this Opinion, in which
JUDGES MICHELE M. CHRISTIANSEN FORSTER and JOHN D. LUTHY
concurred.
HARRIS, Judge:
¶1 A jury convicted Zachariah Lee Avina of various sex-
related crimes—object rape, forcible sexual abuse, and
lewdness—for acts he engaged in with his niece (Mary), 1 who is
eleven years his junior. Those acts occurred between 2010 and
2013, when Mary was fourteen to sixteen years old. With regard
to the object rape and forcible sexual abuse charges, the State’s
theory of non-consent was that Avina—as Mary’s uncle—
occupied a “position of special trust.”
1. A pseudonym.
State v. Avina
¶2 Avina appeals his convictions, and he first asserts that the
trial court erred when it denied his motion to dismiss the object
rape and forcible sexual abuse counts; in that motion, Avina had
argued that the statutes governing the State’s “position of special
trust” theory of non-consent were unconstitutional, at least as
applied to him. Second, he asserts that the court erred again when
it denied a subsequent motion to dismiss, this one invoking rule
16 of the Utah Rules of Criminal Procedure and alleging discovery
violations by the State.
¶3 We are not persuaded by Avina’s arguments. We reject his
constitutional argument because in his opening brief, he assails
only the current version of the applicable statutes, rather than the
version that was in effect at the time he committed the acts in
question. The version applicable to Avina’s case does not suffer
from the potential infirmities Avina identifies, and Avina has not
otherwise carried his burden of demonstrating
unconstitutionality. And we reject his discovery argument
because he has not demonstrated that the trial court abused its
discretion in concluding that no discovery violation occurred.
Thus, we affirm Avina’s convictions.
BACKGROUND 2
¶4 Avina and Mary are related: Avina and Mary’s father are
brothers, which makes Avina Mary’s uncle. Avina is eleven years
older than Mary. The family relationship was relatively close, and
Mary remembers that Avina was always “a part of [her] life,”
even when she was a small child. Throughout her youth, Mary
“loved [her] uncle,” “looked up to him,” and even had “a big
2. “We recite the facts in a light most favorable to the jury verdict.
We present conflicting evidence only when necessary to
understand issues raised on appeal.” State v. Elton, 2026 UT App
7, n.1, 586 P.3d 491 (cleaned up).
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State v. Avina
crush on him.” As Mary grew older, Avina would “favor[]” Mary
over her brothers and cousins and would sometimes buy her gifts.
Then, starting when Mary was about ten years old, and
continuing off and on through her teenage years and into
adulthood, Avina engaged in sexual activity with Mary; the
specifics of that activity are set forth in more detail below, in
connection with our description of Mary’s trial testimony. As
adults, Avina and Mary exchanged emails in which they
discussed their earlier sexual activity, including the events that
occurred while Mary was a minor. The activity ceased only after
Mary—as an adult—reported it to the police in response to Avina
sending “roses to [her] home for [her] husband to see” and
showing “all of [her] messages and [her] images to [her] dad and
to [her] husband.”
¶5 In 2023, after the activity came to light, the State charged
Avina with two counts of object rape (charged as first-degree
felonies), two counts of forcible sexual abuse (charged as second-
degree felonies), and one count of lewdness (charged as a class B
misdemeanor).
¶6 The following year, before trial was set to begin, Avina
filed a motion to dismiss the object rape and forcible sexual abuse
counts. The basis for his motion was his contention that the non-
consent portions of the relevant statutes were unconstitutional as
applied to him because—as he saw it—those statutes allowed the
State to prove non-consent simply by proving that he was Mary’s
uncle. Specifically, Avina argued that, with regard to non-consent
in this situation, the statutes do “not require acts to be proven, but
rather direct[] the finder of fact to conclude that the fact of
‘without the consent of the victim’ is proved merely if the
defendant is a member of any of the[] legally disfavored classes”
listed in the statutory text. The provisions Avina was referencing
are found in the current version of the relevant statutes. See Utah
Code §§ 76-5-404.1(1)(a)(v), 76-5-406(2)(j).
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State v. Avina
¶7 In his motion, Avina made no attempt to explain why the
2013 version of the relevant statutes—the version in effect at the
time of the acts giving rise to the charged crimes—might be
unconstitutional. That previous version of the statutes had been
the subject of a Utah Supreme Court opinion—State v. Watkins—
in which the court held, given the text of that version of the
statute, that simply occupying “one of the positions listed in [the
statute] . . . is insufficient, standing alone,” to constitute occupying
a “position of special trust” and that “to establish that a defendant
occupies a ‘position of special trust in relation to the victim,’ the
State must establish that the defendant occupies ‘a position of
authority’ in relation to the victim and must further establish that
‘by reason of that position [the defendant] is able to exercise
undue influence over the victim.’” See 2013 UT 28, ¶ 2, 309 P.3d
209 (final alteration in original) (quoting Utah Code § 76-5-
404.1(4)(h) (2013)), superseded by statute as stated in Christensen v.
Juab School Dist., 2017 UT 47, ¶ 14, 424 P.3d 108. Avina did cite
Watkins in the memorandum supporting his motion, but he did
not discuss the fact that Watkins was construing a previous
version of the statute that contained language that was materially
different from the (inapplicable) version he was challenging.
¶8 In response, the State resisted Avina’s assertion that the
non-consent provisions were unconstitutional, and it noted that—
by his citation to Watkins—Avina should be “well aware” that the
State couldn’t prove non-consent simply by proving that Avina
was Mary’s uncle and that, instead, the State had an “additional
burden to show that, by virtue of [Avina’s] position as an uncle to
[Mary], he was able to exercise undue influence over her.” After
hearing oral argument on the matter, the trial court denied
Avina’s motion to dismiss.
¶9 After that, the case proceeded to trial, where the State
called as witnesses Mary, a police detective, and Mary’s father.
During its presentation, the State submitted numerous emails
between Mary and Avina, which were admitted into evidence and
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State v. Avina
given to the jury during its deliberations. The facts we describe in
the next several paragraphs come from Mary’s testimony, Mary’s
father’s testimony, and the emails.
¶10 When Mary was ten years old, she and her immediate
family were “living in the basement of [her] great-grandparents,”
who were also Avina’s grandparents. From time to time, Avina
would come to visit. During that summer, Mary, “[her] brothers[,]
and some of [her] cousins . . . would sleep on the tramp[oline]” at
night, and Avina “would sleep right next to [her].” On these
occasions, Avina would “hold onto [Mary] and spoon [her] all
night long.” In an email written in 2023, in reference to these
nights on the trampoline, Avina said to Mary, “[I] would always
try and be next to you so i could cuddle with you. i loved you so
much. i still do � it was my fav too.” 3 He further explained that
he had been “nervous to lay with” Mary out of fear someone
might notice.
¶11 Eventually, Mary’s family moved out of her great-
grandparents’ house and into a new house, where Avina would
also sometimes come to visit. When Mary was “around 12 or 13”
years old, Avina came to visit the family, “with his then wife,”
over Christmas. During that visit, Avina went into Mary’s room
“and he kissed [her] in there.” During her trial testimony, Mary
described Avina “breathing all on [her].” In a later email between
the two, Mary described the kissing incident, stating, “[Y]ou came
into my room while everyone was sleeping and you got super . . .
close to kissing me. I think you were drinking. I remember
smelling it on your breath when we finally did kiss each other.”
Avina responded, “[I] can’t believe we’ve done stuff either ��
we are so bad ��� . . . iv loved everything we’ve done. i
vaguely remember that night. i think i was drinking a lot.”
3. For the most part, we have retained the original spelling and
grammar found in the emails.
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State v. Avina
¶12 Around the same time, Avina was living with his parents
(Mary’s grandparents) in Las Vegas, Nevada. On occasion, Mary’s
family would visit and help her grandparents “fix up their home.”
When Mary was there, she “would pal around with” Avina. One
“night when everybody was asleep,” Mary “was in [Avina’s]
room and he licked [her] vagina.” Years later, in an email, Avina
described the incident. He said, “[S]haved reminds me of when
you were young and couldn’t grow hair down there yet � like
when i went down on you when you were 12 or 13 �.” 4
¶13 By the time Mary was fourteen, her family had moved to
St. George, Utah; Mary recalls that Avina “came and helped
[them] move in.” During this time period, Avina sometimes
“would stay over” at their house and “sle[ep] on the chaise in the
living room.” Mary remembered a time “late at night” when she
and Avina “had been on the chaise kissing, and he put his finger
up [her] butthole.” Later, as adults, Avina reminisced about this
incident in an email, and he said, “[H]ave i licked your booty
before. i know iv stuck a finger in it.” And he confirmed that this
had occurred at Mary’s “first house in st george” when Mary was
“young” and that Avina had been “a bad bad boy.”
¶14 After Mary’s family was settled in their new home, Avina
sometimes “would come visit [them].” During these visits, he
would drive Mary around in his “big lifted black truck.” Mary
testified that, on one such occasion, she and Avina “went in the
truck alone to go get some” fast food and “on the way home,”
Avina “pulled over and instructed [her] to get into the [rear cab]
of the truck.” She remembered that Avina told her “to turn
around and [that] he had pulled down [her] pants and [her]
panties.” And she remembered “him unbuckling his belt and
pulling down his [pants], and then getting right up behind [her].”
But before anything further occurred, Avina “pulled back up his
4. This event was not the basis for any of the charges in this case,
presumably because it occurred in Nevada.
20240906-CA 6 2026 UT App 135
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pants” and said, “Oh, I’m not doing this.” Mary thought that
Avina “was going to insert his penis into [her] vagina.” She was
about fourteen to fifteen years old then. Avina and Mary later
emailed about this event as well. In those emails, Avina recalled
“pull[ing] [Mary’s] pants down” and that he had “wanted to”
insert his penis into Mary “so bad that time.”
¶15 Another incident occurred at a movie theater when Mary
was sixteen. That night, Mary’s family went to see a movie, Avina
accompanied them, and she and Avina sat “right next to” each
other. During the movie, Avina “pulled his penis out of his pants
and let it just sit out exposed, and told [her] to grab it.” Mary
stated that she “grabbed it” “[b]ecause [she] felt pressured.” In
two later emails, Avina referred to a time “[w]hen [Mary]
grabbed” his penis in the movie theater with her family around.
¶16 After the movie ended, Avina returned with Mary’s family
to their house, where he had been sleeping on the couch. Of that
night, Mary testified, “He was dry humping me and he had pulled
up my shirt and was sucking on my breasts and he was holding
me, one hand down the front of my pants and in my vagina, and
the other one down the back in my butthole.” She explained that
“he position[ed] his hands” so that “[h]e was almost cradling [her]
to where one of his fingers was in [her] vagina and the other one
was in [her] butthole.” At trial, the prosecutor asked Mary if she
“recall[ed] how far [Avina’s finger] went into [her] vagina.” Mary
responded, “It was all the way in.” In a corresponding later email,
Avina said to Mary, “[R]emember when you were grinding me
hardcore on the couch, and i was [grabbing] your boobs and
sucking them real good.” And in two other emails referencing this
incident, Avina admitted that he had inserted his fingers into
Mary’s vagina and anus.
¶17 In another email written after Mary was an adult, Avina
told her, “[I] don’t feel guilty about anything with you anymore.
[A]nd i’ll be honest. [I] did feel bad about the things we did when
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you were too young. . . . [I] didn’t do that stuff with you because
i’m a weirdo and i like little girls. [I] did it with you cuz i was in
love with you.” And in a separate email, Avina wrote, “[W]hat if
i would’ve tried something or told you how i felt and it scared
you and you ran and told your dad and my parents found out.
[M]aybe they got the police involved. [I] would literally be in jail.
[S]o i had to be careful. [I] did take chances.”
¶18 When Mary was seventeen, she and her family had “a
falling out” with Avina, and she had no contact with him for
about four years. During that time, Mary got married and started
a family of her own. Later, though, when Mary was about twenty-
one, she and Avina reconnected at a family gathering at her
grandparents’ house, and that night Mary and Avina had sexual
intercourse. A few years after that, when Mary was twenty-five,
the two saw each other again at a family funeral, and at that point
they began the email contact that resulted in the trial exhibits
quoted above. This correspondence—which included “thousands
of emails”—went on for about a “year and a half,” until Avina
“sent roses to [Mary’s] home for [her] husband to see” and “sent
all of [her] messages . . . to [her] dad and to [her] husband.” After
that, Mary reported the events to the police.
¶19 After the State rested its case, Avina’s counsel (Counsel)
made a motion to dismiss, pursuant to rule 16(a) of the Utah Rules
of Criminal Procedure, alleging that the State had committed
discovery violations. In particular, he argued that certain “witness
statements” that he believed had been made before trial to the
prosecution had not been provided to the defense and that the
defense “did not become aware of them . . . until court.” Further,
Counsel asserted that the State’s failure to disclose these
statements had “deprived [Avina] of the opportunity to prepare
his defense.” When making his motion, Counsel did not specify
which statements he believed had not been disclosed. But the
court asked about this, and in response Counsel said that what
had gone undisclosed was “essentially the level of detail”
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State v. Avina
involved in Mary’s description, during her trial testimony, of
some of the events in question. After further inquiry from the
court, Counsel identified these specific things that he believed
hadn’t been disclosed: (i) that Mary “felt heavy breathing on her”
during the Christmas incident, (ii) the “[c]radling of [Mary’s]
vagina with [Avina’s] hand[s]” during the couch incident,
(iii) “[t]he depth of penetration” during that same incident,
(iv) Mary’s “emotional state in one of the instances,” and
(v) “[t]he fact that [Mary] had moved from the front cab to the rear
cab” during the truck incident. Based on this, Counsel asked the
court to dismiss the case entirely, taking the position that no lesser
sanction would suffice. In particular, Counsel argued that “an
order compelling the discovery would be unavailing at this point,
as would a continuance,” because “the evidence ha[d] already
been presented to the jury.”
¶20 The court denied the motion. It offered its view that
“[t]hose types of things are all things within the purview of the
defendant” who “could tell that did or did not happen during the
course of trial,” and that “things are going to come out at trial, are
going to be fleshed out at trial.” The court also noted that the State
“cannot anticipate every word, and [it] can’t tell [Mary] what to
say.” In the end, the court found that there was not “anything
exculpatory or anything that wasn’t already previously provided
or could have been anticipated by the prosecution.”
¶21 Once the defense rested, the jury was given instructions,
including elements instructions for the object rape and forcible
sexual abuse charges. Those charges required the State to prove
that Avina had “acted without [Mary’s] consent.” Consent was
defined in a later instruction as follows:
An act of object rape or forcible sexual abuse is
without consent of the victim under the following
circumstances:
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State v. Avina
The victim is younger than 18 years of age and at the
time of the offense the actor was the victim’s parent,
stepparent, adoptive parent, or legal guardian or
occupied a position of special trust in relation to the
victim.
The prosecution must prove:
1. At the time of the act, [Mary] was younger than 18
years old; AND
2. [Avina] was [Mary’s] uncle.
Another instruction defined “[p]osition of special trust” as
meaning “an uncle or any individual in a position of authority
that enables the person to exercise undue influence over the
minor.”
¶22 After deliberation, the jury convicted Avina on all five
counts: two counts of object rape (for the digital penetration on
the chaise and on the couch); two counts of forcible sexual abuse
(for the movie theater incident and the breast touching on the
couch); and one count of lewdness (for the truck incident). Later,
the court sentenced Avina to consecutive prison sentences for the
felonies and a short jail sentence for the lewdness charge.
ISSUES AND STANDARDS OF REVIEW
¶23 Avina now appeals, and he asks us to consider two issues.
First, he argues that the trial court erred when it denied his motion
to dismiss asserting the unconstitutionality of the non-consent
portion of the object rape and forcible sexual abuse statutes. “A
constitutional challenge to a statute presents a question of law,
and we review the district court’s decision on that question for
correctness.” Lehi City v. Rickabaugh, 2021 UT App 36, ¶ 11, 487
P.3d 453 (cleaned up). “Those who challenge a statute or
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State v. Avina
ordinance as unconstitutional bear the burden of demonstrating
its unconstitutionality.” Id. (cleaned up).
¶24 Second, Avina asserts that the court erred when it denied
his motion to dismiss alleging discovery violations, which motion
had been filed pursuant to rule 16 of the Utah Rules of Criminal
Procedure. “We review a trial court’s ruling on a rule 16 issue for
abuse of discretion.” State v. Miranda, 2017 UT App 203, ¶ 23, 407
P.3d 1033.
ANALYSIS
I. Motion to Dismiss: Constitutionality
¶25 First, Avina challenges the trial court’s denial of his motion
to dismiss in which he argued that the non-consent portions of the
statutes underlying his object rape and forcible sexual abuse
charges are unconstitutional. But as the State points out, Avina—
in his opening brief—assails only the constitutionality of the
current version of the relevant statutes rather than the materially
different version that was in effect at the time of the acts that
formed the basis for his charges. Because Avina—at least in his
opening brief—does not even assert that the relevant statute was
unconstitutional, he has fallen far short of surmounting his
burden of persuasion on appeal.
¶26 We start with the noncontroversial premise that the
relevant version of the statutes—when considering their
constitutionality—is the version that was in effect at the time
Avina committed the acts that led to the charges. As a general
matter, courts “apply the law in effect at the time of the occurrence
regulated by that law.” State v. Clark, 2011 UT 23, ¶ 11, 251 P.3d
829 (cleaned up). This is so because “the parties’ substantive rights
and liabilities are determined by the law in place at the time when
a cause of action arises, and not by a subsequently enacted
statute.” Id. ¶ 12 (cleaned up). And in this specific context, “[w]e
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State v. Avina
apply the version of the [criminal] statute that was in effect at the
time of the offense.” State v. Pontiff, 2026 UT App 117, ¶ 47 n.4; see
also Clark, 2011 UT 23, ¶ 14 (“On matters of substance the parties’
primary rights and duties are dictated by the law in effect at the
time of their underlying primary conduct (e.g., the conduct giving
rise to a criminal charge . . . ).”). Applying these principles here,
we conclude that the statutes that apply to Avina’s case are the
ones that were in effect from 2010 to 2013, when the acts
underlying the charged criminal conduct occurred.
¶27 With regard to constitutionality, then, the only relevant
question is whether that version of the statutes passes
constitutional muster. And Avina doesn’t even attempt to raise
that question. Instead, he asserts that the current version of the
statute is constitutionally infirm. But—at least to the extent that
the two versions of the statutes are materially different—
questions about whether a later-enacted version of the statutes
passes constitutional muster are not relevant, and our answering
them would simply result in an advisory opinion. See Farm Bureau
Mutual Ins. Co. v. Weston, 2025 UT 42, ¶ 54, 587 P.3d 936 (“Utah
courts do not issue advisory opinions . . . .” (cleaned up)).
¶28 Here, not only are the two versions of the statutes
materially different, but the alleged infirmities to which Avina
points are present only in the current version of the statutes and
not in the version in effect at the time of Avina’s crimes.
¶29 Avina’s grievance with the current version of the statutes
is that the State can prove non-consent simply by showing that the
defendant is the alleged victim’s uncle. Avina sees this as a
constitutional problem, asserting that the statutes violate equal
protection principles by creating “a separate category of
individuals for which no evidence is required other than to show
their ‘position’ in relation to the purported victim,” which puts
the focus on the defendant’s “status” rather than on the alleged
criminal activity. Indeed, Avina laments that, under the current
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State v. Avina
version of the statutes, if the defendant falls into one of several
specific categories (including “uncle”), the State doesn’t even
have to show that the defendant exercised “undue influence” over
the alleged victim in order to show that the defendant was in a
“position of special trust.” See Utah Code §§ 76-5-404.1(1)(a)(v),
76-5-406(2)(j). Avina even implicitly acknowledges that if the
statutes did require the State to prove more than just that he was
Mary’s uncle—for instance, that (in addition to being her uncle)
Avina also exercised “undue influence” over Mary—then the
statutes would not be unconstitutional.
¶30 But the flaw in Avina’s argument is that the 2013 version
of the statutes—the one that governs this case—did require the
State to prove undue influence and did not consider all uncles—
simply by virtue of their status as such—to be individuals in a
“position of special trust” regarding their nieces and nephews.
Under that version of the statutes, a “position of special trust”
meant a “position occupied by a person in a position of authority,
who, by reason of that position [was] able to exercise undue
influence over the victim, and include[d], but [was] not limited to,
. . . [an] uncle.” Id. § 76-5-404.1(4)(h) (2013). Interpreting that
statutory language, our supreme court held that the State could
not prove that a defendant was someone in a “position of special
trust” simply by demonstrating that the defendant “occupied”
one of the “enumerated” categories. See State v. Watkins, 2013 UT
28, ¶ 17, 309 P.3d 209, superseded by statute as stated in Christensen
v. Juab School Dist., 2017 UT 47, ¶ 14, 424 P.3d 108. Instead, based
on the relevant statutory text, “[p]roof that a defendant occupie[d]
one of the . . . positions” enumerated in the statute, such as
“uncle,” “suffice[d] to establish only that the defendant occupied
a position of authority.” Id. ¶ 39. Thus, the State could not prove
that a defendant occupied a “position of special trust” merely by
showing that the defendant was a member of one of the
enumerated categories; instead, the State also had to show that,
under the facts of the particular case, the defendant’s “position of
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State v. Avina
authority”—for instance, as an uncle—“gave the defendant the
ability to ‘exercise undue influence’ over the victim.” Id.
¶31 After Watkins was issued, our legislature amended the
relevant statutes. As currently worded, any individual who falls
within one of twenty-two categories—including “uncle”—
occupies a “[p]osition of special trust,” simply by virtue of their
inclusion in one of those categories. See Utah Code § 76-5-
404.1(1)(a)(v)(U). The relevant statute includes a catch-all
category for “any individual in a position of authority . . . which
enables the individual to exercise undue influence over the child.”
Id. § 76-5-404.1(1)(a)(v)(W). But that catch-all category specifically
excludes “those individuals listed in” the other categories. Id. In
other words, the post-Watkins statutory changes eliminated any
necessity for the State to prove that an “uncle” (or a member of
any other of the twenty-two categories), in order to be considered
in a “position of special trust,” also exercises “undue influence
over” the alleged victim. Id.
¶32 Avina now assails this current statutory scheme as
unconstitutional because, now that it no longer requires the State
(in most cases) to prove undue influence, it “categorically
criminaliz[es] defendants [based] merely on ‘position’ rather than
on facts and evidence.” We need not grapple with Avina’s
argument here, however, because the version of the statutes that
Avina assails is not the version applicable to this case, and because
the applicable version—the one in effect when Avina committed
the acts giving rise to the charges—doesn’t contain the language
that Avina now assails as unconstitutional.
¶33 In order to carry his burden of demonstrating a
constitutional infirmity, Avina needed to focus the arguments
made in his opening brief on the version of the statutes that was
in effect at the time of his allegedly criminal acts. He failed to do
so; in his opening brief, Avina assailed only the current version of
the relevant statutes. After the State, in its response brief, pointed
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State v. Avina
out the problem, Avina made some effort to address the 2013
version of the statutes in his reply brief. But this is insufficient. “It
is well settled that issues raised in the reply brief that were not
presented in the opening brief are considered waived and will not
be considered by the appellate court.” Monticello Wind Farm, LLC
v. Public Service Comm’n, 2019 UT 43, ¶ 80, 449 P.3d 128 (cleaned
up); see also State v. Hatch, 2019 UT App 203, ¶ 47, 455 P.3d 1103
(“Because [the appellant] did not pursue this argument in his
principal brief, but only developed it in his reply brief, we do not
address it.”).
¶34 For these reasons, we reject Avina’s assertion that the trial
court erred by denying his motion to dismiss regarding the
constitutionality of the statutory scheme. 5 Avina has simply not
carried his burden of demonstrating that the version of the
statutes applicable to this case suffers from any constitutional
infirmity or that the trial court made any error in denying the
motion he filed on this subject. Accordingly, we affirm the court’s
order denying that motion.
II. Motion to Dismiss: Discovery Violations
¶35 Next, Avina challenges the trial court’s denial of his motion
to dismiss that was grounded in rule 16 of the Utah Rules of
Criminal Procedure and in which he asserted that the State had
committed discovery violations that warranted dismissal of the
5. The challenge to the court’s order denying his motion to dismiss
is the only one Avina makes regarding this issue. In particular, he
makes no argument, in his opening brief, that the State’s evidence
was insufficient to support a conviction on the “undue influence”
question. Nor does he assert, in his opening brief, that the trial
court made any errors regarding its jury instructions on this issue,
some of which—see supra ¶ 21—appear to have referenced the
current version of the statutes rather than the 2013 version. We
therefore do not further address these issues.
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State v. Avina
entire case as a sanction. In response, the State defends the court’s
order by asserting, among other things, that there was no
discovery violation. We agree with the State.
¶36 Counsel raised this issue after the State had rested its case.
After listening to Mary’s trial testimony, Counsel asserted that
some of the things Mary had said on the witness stand had been
a surprise to him and had not been previously disclosed, and that
the State’s failure to disclose these things had “deprived [Avina]
of the opportunity to prepare his defense.” When the court
pressed for more specificity, Counsel asserted that the problem
was in “the level of detail” in Mary’s descriptions of some of the
events. In particular, Counsel pointed to these pieces of Mary’s
trial testimony: (i) that Mary “felt heavy breathing on her” during
the Christmas incident, (ii) the “[c]radling of [Mary’s] vagina with
[Avina’s] hand[s]” during the couch incident, (iii) “[t]he depth of
penetration” during the same incident, (iv) Mary’s “emotional
state in one of the instances,” and (v) “[t]he fact that [Mary] had
moved from the front cab to the rear cab” during the truck
incident. On appeal, Avina continues to maintain that the State
had an obligation to disclose these details prior to trial, and he
asserts that the State’s failure to do so was a discovery violation
severe enough to warrant dismissing the entire case. We disagree.
¶37 Rule 16 states that “[t]he prosecutor must disclose to the
defendant . . . material or information directly related to the case
of which the prosecution team has knowledge and control,”
including two different types of witness statements. See Utah R.
Crim. P. 16(a)(1)(A), (D). First, with regard to statements made by
the defendant or any codefendants, the rule requires the
prosecutor to disclose all “written or recorded statements” as well
as “the substance of any unrecorded oral statements made . . . to
law enforcement officials.” Id. R. 16(a)(1)(A). Second, with regard
to statements made by witnesses other than the defendant or any
codefendants, the rule requires the prosecutor to disclose all
“written or recorded statements.” Id. R. 16(a)(1)(D). In addition,
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State v. Avina
the rule requires the prosecutor to turn over all “evidence that
must be disclosed under the United States and Utah constitutions,
including all evidence favorable to the defendant that is material
to guilt or punishment.” Id. R. 16(a)(1)(F); see also State v. Alvarado,
2014 UT App 87, ¶ 17, 325 P.3d 116 (“The prosecution bears a
fundamental duty to disclose material, exculpatory evidence to
the defense in criminal cases.” (cleaned up)). And if the prosecutor
fails to comply with the rule’s disclosure requirements, the trial
court has the discretion to impose sanctions, including exclusion
of “evidence not disclosed” and including “such other relief as the
court deems just under the circumstances.” Utah R. Crim. P.
16(e)(1)(C)–(D).
¶38 In this case, rule 16 did not require the State to disclose any
of the things Avina identifies. None of those items are statements
made by Avina or any codefendant, and therefore subsection
(a)(1)(A) of rule 16—including its reference to “the substance of
any unrecorded oral statements”—is inapplicable here. See id. R.
16(a)(1)(A). With regard to statements made by witnesses other
than the defendant (or a codefendant), the rule requires disclosure
of only “written or recorded statements.” See id. R. 16(a)(1)(D).
And because none of the five items Avina identifies come from
written or recorded statements Mary made, that subsection
likewise has no application here. Finally, none of the items Avina
identifies can plausibly be described as exculpatory or otherwise
“favorable to” Avina. See id. R. 16(a)(1)(F). Thus, rule 16 simply
does not require the State to have disclosed, prior to trial, any of
the identified detail-level items Mary testified about during her
trial testimony. Witnesses sometimes use different words to
describe incidents than they used previously, and they sometimes
include a little more detail in their trial testimony than they
included in previous statements. Such matters are simply part of
the variability of trial, and—absent circumstances not present
here—the State need not trouble itself to disclose these kinds of
minor changes in a witness’s account of relevant events.
20240906-CA 17 2026 UT App 135
State v. Avina
¶39 Avina pushes back on this conclusion by making two
points. First, although his argument is somewhat unclear, he
appears to assert that even inculpatory evidence should be
disclosed under the rule. He cites State v. Kallin, a case in which
our supreme court stated that “[t]he practice in this state, at least
in some districts, is for the prosecutors to make all inculpatory
evidence available to the defense on request.” See 877 P.2d 138,
143 (Utah 1994). But by making this statement, the court was not
purporting to offer an interpretation of rule 16; instead, the court
was merely making an observation about how some prosecutorial
offices in Utah apparently operated. See id. Indeed, just prior to
the statement Avina cites, the court noted that “the State has two
independent obligations to provide evidence to the defense,” the
first being its constitutional obligation to disclose “all exculpatory
evidence” and the second being its obligation to “disclose
evidence pursuant to [r]ule 16.” See id. Stated another way, the
court did not hold that prosecutors have an obligation to disclose
inculpatory evidence beyond what rule 16 requires. See id.; see also
State v. Rugebregt, 965 P.2d 518, 522 (Utah Ct. App. 1998) (stating
that when evidence is “inculpatory rather than exculpatory,” “the
prosecutor’s discovery duty [i]s limited to disclosures under
[r]ule 16”); cf. State v. Suhail, 2023 UT App 15, ¶ 101 n.17, 525 P.3d
550 (stating that “the relevance of the Due Process Clause” was
indiscernible where the defendant’s claim was that the “evidence
was inculpatory, not exculpatory”).
¶40 Second, Avina argues that rule 16(a)(1)(A)—the subsection
that applies only to statements made by the “defendant or any
codefendants”—should also apply to Mary’s testimony, asserting
simply that this section “would presumably also apply to
witnesses, particularly purported victims.” We find no merit in
this argument. “When we interpret a procedural rule, we do so
according to our general rules of statutory construction. Thus we
read the plain language of the rule as a whole, and interpret its
provisions in harmony with other rules.” Gardiner v. Taufer, 2014
UT 56, ¶ 26, 342 P.3d 269 (cleaned up). The plain language of the
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State v. Avina
applicable subsection states that it applies only to statements
made by the “defendant or any codefendants.” See Utah R. Crim.
P. 16(a)(1)(A). We will not presume the rule’s application to other
witnesses—even to the State’s complaining witnesses—when its
plain text does not allow for that interpretation.
¶41 For these reasons, we reject Avina’s contention that the
State had an obligation to make a pretrial disclosure to Avina that
included the five items of detail that he identifies. Because the
State had no such disclosure obligation, the trial court did not
abuse its discretion in denying Avina’s motion to dismiss the case
for asserted discovery violations.
CONCLUSION
¶42 Avina has not carried his burden of demonstrating that the
non-consent statutes applicable to this case suffer from any
constitutional infirmity. Nor has he persuaded us that the State
had any obligation to disclose to him, prior to trial, any of the five
items of detail that he identifies. For these reasons, we affirm the
court’s orders denying both of Avina’s motions to dismiss, and
we accordingly affirm his convictions.
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