State v. Shay
CourtCourt of Appeals of Utah
Date FiledMay 21, 2026
DocketCase No. 20240257-CA
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
2026 UT App 83
THE UTAH COURT OF APPEALS
STATE OF UTAH,
Appellee,
v.
RAYMOND SHAY,
Appellant.
Opinion
No. 20240257-CA
Filed May 21, 2026
Third District Court, Salt Lake Department
The Honorable Elizabeth A. Hruby-Mills
No. 181904439
Emily Adams, Freyja Johnson, and
Rachel Phillips Ainscough, Attorneys for Appellant
Derek E. Brown and Daniel L. Day,
Attorneys for Appellee
JUDGE MICHELE M. CHRISTIANSEN FORSTER authored this Opinion,
in which JUDGE AMY J. OLIVER concurred. JUDGE RYAN M. HARRIS
concurred in part and in the result, with opinion.
CHRISTIANSEN FORSTER, Judge:
¶1 Raymond Shay appeals his convictions on seven counts of
aggravated sexual abuse of a child and one count of rape. He
argues that the trial court abused its discretion in allowing the
State to present testimony regarding sexual abuse allegations
asserted by a sibling of the victims in this case. We conclude,
however, that the trial court did not abuse its discretion in
determining both that this evidence had a proper, non-character
purpose and that the probative value of the evidence was not
substantially outweighed by a risk of unfair prejudice. We further
conclude that even were the evidence improperly admitted, the
State v. Shay
admission would have been only harmless error. We therefore
affirm Shay’s convictions.
BACKGROUND 1
¶2 In the summer of 2010, Shay became romantically involved
with a single mother (Mother) and moved in with her and her five
children in their house. Among Mother’s children were three
daughters: Ashley (age sixteen), Beth (age nine), and Clara (age
six or seven). 2
¶3 The following year, when Ashley was seventeen years old,
she alleged that Shay sexually abused her. According to Ashley,
the abuse occurred one afternoon when Shay called her into his
bedroom and began telling her he was proud of her for certain
recent accomplishments and behaviors. Ashley related that Shay
“pushed [her] down on the bed,” “reached under [her] shirt,” and
then “put his hands down [her] pants” and touched her vagina.
¶4 The next day, Ashley told Mother about the abuse.
Although Ashley initially thought Mother believed her
allegations, Mother’s subsequent actions and comments
suggested otherwise. Mother made Ashley move out of the house
that same day, and Mother never took Ashley to the police to
report the alleged touching. Mother not only “wouldn’t talk to”
Ashley, but Ashley was “no longer welcomed in the home,” and
from Ashley’s perspective, “[i]t was basically like [she] never
existed.” Ashley did, however, report the touching to the police
1. “We recite the facts in the light most favorable to the jury’s
verdict, and we present conflicting evidence as necessary to
understand issues raised on appeal.” State v. Black, 2015 UT App
30, ¶ 2, 344 P.3d 644.
2. We use pseudonyms to refer to the three children.
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State v. Shay
herself, which eventually resulted in Shay pleading no contest to
one count of sexual battery.
¶5 In 2013, Mother and the remaining children moved to an
apartment, with Beth and Clara sharing a bedroom. Toward the
end of the year, Shay again moved in with the family, and Shay
and Mother married the following year. During the years at the
apartment, Shay would sometimes, while Mother was away at
work, watch scary movies with the children in the dark, and
when Beth (then twelve years old) would sit by Shay, he “would
lay his hand flat on the couch and then would grab [her]
butt[ocks].”
¶6 Also during this same period of time, Beth was diagnosed
with arthritis and could find relief from her joint pain only by
being massaged. Shay would often massage Beth’s legs and hips
when Mother was away at work, but he “would also go lower to
[her] hips and [her] thighs and get closer to [her] vagina.”
“Occasionally” during these massages, Shay touched Beth’s
vagina, sometimes over clothing and sometimes under it. Beth
“tried pushing his hand away” because she knew “it was wrong,”
but Shay “kept pushing his hand even closer.” On one occasion,
Mother observed Shay massaging Beth’s legs and noticed “he was
trying to get a little closer to [Beth’s] vaginal area,” resulting in
Beth looking “like she was uncomfortable.”
¶7 Shay additionally began asking Beth to “sit on his lap.”
And when she would do so, he would “move [Beth’s] hips around
over his penis” such that she could “feel his erection through his
pants.”
¶8 When Beth was thirteen years old and “had started to
develop” breasts, she and Shay “would have tickle fights”
together when Mother was not home. During these fights, Shay
would squeeze her breasts over her clothing. Shay would also
sometimes squeeze Beth’s buttocks and breasts when he went into
the girls’ bedroom either to say goodnight or to say goodbye in
the morning.
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State v. Shay
¶9 Beth did not confront Shay about the inappropriate
touching or report it to Mother at this time because she “was
scared that [Mother] was not going to believe [her] like she did
with [Ashley].”
¶10 During the time that the family was living at the
apartment, Shay began to also inappropriately touch Clara, now
eleven years old. The abuse started one night when Shay came to
the girls’ room at bedtime and began rubbing Clara’s back but
then moved his hand down to rub her buttocks for “a couple
minutes.” A few nights later, this same activity happened a
second time, but this time Clara “tr[ied] to turn over so he would
stop” and Shay “started touching [her] vagina over [her] clothes.”
Then “maybe a week after that” second incident, the same pattern
recurred, with Shay rubbing Clara’s back and moving down to
her buttocks, but this time he “slipped his hand under [her]
clothes” and touched both her buttocks and vagina skin-to-skin.
Clara again “tr[ied] to turn over hoping he would stop,” and Shay
removed his hand. Clara remembers this kind of touching
happening “a couple times a week” while they lived in the
apartment.
¶11 For a few months when Clara was twelve years old, the
family moved to live with the girls’ grandfather. Shay’s
inappropriate touching of Clara at bedtime continued there, with
Shay sometimes putting “his hand . . . down [Clara’s] pants” and
“rubbing [her] vagina.” Clara did not tell anyone in her family
what was happening because she was “scared that no one would
believe [her],” similar to what had happened with Ashley.
¶12 Toward the end of 2015, the family then moved to another
house. Once they were “settled in” their new house, the pattern of
abuse with Clara continued, with Shay touching her under her
clothing when he came in at bedtime. But now, Shay additionally
“started shoving his fingers inside [Clara’s] vagina.” Clara
remembers this happening “[e]very night” that they lived in that
house with Shay.
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State v. Shay
¶13 One night, when Clara was fourteen years old, the abuse
escalated. Clara was in bed trying to fall asleep when Shay entered
her bedroom, “took off the blanket,” “put [Clara’s] legs up on his
shoulders,” “slid [her] bottoms down,” and put “some of his
penis” into her vagina. Shay then heard something, causing him
to leave, and Mother “caught him coming out of [Clara’s] room.”
Mother asked Shay why he was coming out of the girls’ bedroom,
and Shay responded that he had been “just checking on” the girls.
¶14 On a different night when Clara was fourteen years old,
Mother, who was growing suspicious of Shay, decided to sleep on
the floor in the girls’ room, with the door locked. During the
middle of the night, Shay tried to enter the room and “was
banging on the door trying to get in.” Mother responded that she
was in the room, and Shay eventually left.
¶15 Mother was also uncomfortable when she saw Shay hug
Beth and Clara from behind, because she knew that when Shay
hugged her that way, he would rub his penis against her, and she
was hoping he was not doing the same to the girls. Mother
additionally noticed that during this time, Beth and Clara “would
try to avoid [Shay] as much as possible.”
¶16 Mother eventually kicked Shay out in 2017. A few months
later, Beth and Clara started talking with each other about the
abuse Shay had been inflicting on them. At first, they “were kind
of iffy” about whether they should tell Mother; they were worried
that she would not believe them because she had not believed
Ashley. But they thought that “if there [were] two of [them],”
things might be different, and they wanted to make sure that
Mother would not take Shay back again. Beth and Clara told
Mother about the abuse, and Mother promptly reported the abuse
to the police and took the girls in to be interviewed regarding the
abuse.
¶17 For his actions related to Beth and Clara, Shay was
ultimately charged with seven counts of aggravated sexual abuse
of a child and one count of rape. Before trial, the State provided
20240257-CA 5 2026 UT App 83
State v. Shay
notice that it intended to present evidence of “other bad acts”
committed by Shay, namely, the “prior sexual offense towards
[Ashley].” The State argued that evidence of this conduct was
being offered “not in an attempt to portray [Shay] as an individual
with a propensity to assault” but, rather, “to establish that [Shay]
had a continuing intent and a common scheme to sexually assault
these three siblings with whom he had a step-father relationship,”
that he “knew his behavior with [Beth and Clara] was illegal,” and
that he had an “intent to commit the crime with which he [was
then] charged.” Over Shay’s objection, the trial court granted the
State’s motion, concluding that the evidence was “relevant and
probative to show intent and a common plan or scheme to engage
in sexual contact with three minor siblings” to whom he had been
a parental figure. The court also determined that the probative
value of the evidence was “not outweighed by any risk of unfair
prejudice.”
¶18 The case proceeded to trial, with Shay choosing to
represent himself with the assistance of standby counsel. The
State presented its case largely through the testimony of Beth,
Clara, Mother, and Ashley. Shay presented no opening statement,
did not cross-examine Mother or the three girls, and did not call
any defense witnesses.
¶19 At several points throughout the proceedings, the jury was
reminded of the limited purposes for which it could use the
evidence regarding Ashley’s accusations of abuse. First, during
the State’s opening statement, the prosecutor previewed Ashley’s
expected testimony and said,
Now, you’re going to hear from [Ashley] not
because the conduct that [Shay] engaged in towards
her, the abuse he engaged in towards her isn’t
charged in this case, but because it shows that this
was not a mistake, that this was not an accident, that
this was the plan of [Shay], . . . to repeatedly sexually
abuse his stepdaughters.
20240257-CA 6 2026 UT App 83
State v. Shay
¶20 Second, the trial court provided a specific jury instruction
addressing the matter:
You have heard evidence that the defendant
committed an offense against [Ashley] before the
acts charged in this case. You may consider this
evidence, if at all, for the limited purposes of the
defendant’s intent, knowledge, and common
scheme. Keep in mind that the defendant is on trial
for the crimes charged in this case, and for those
crimes only. You may not convict the defendant
simply because you believe he may have committed
some other act at another time.
¶21 Third, during closing argument, the prosecutor again
acknowledged, “[T]he conduct that [Shay] did with [Ashley],
that’s not at issue here. Those are not charged counts. Those are
specifically to show that this wasn’t an accident and that this was
what [Shay’s] plan was. This is how he did it.”
¶22 Finally, Shay’s standby counsel, who gave the majority of
Shay’s closing argument, told the jury,
You also heard from [Ashley], but . . . none of the
charges have anything to do with her. And to be
clear about this, you heard from [Ashley] for very
specific reasons; to determine whether there was
knowledge, intent, or a common scheme in this case.
Our law is very clear that we don’t allow
evidence for what’s called propensity. We don’t
allow evidence of some other act to say, well,
because this person did that other act, they probably
did this similar act on this occasion. You cannot use
what [Ashley] said for that reason.
20240257-CA 7 2026 UT App 83
State v. Shay
What it came in for was to show that basically
because some of these things could have been sort
of incidental, touching, . . . tickle fights that resulted
in touching a buttocks or touching a breast or that
sort of thing, that this evidence of this other event
was intended to show that this wasn’t an accident,
if it happened. But you cannot say, well, because
something similar happened with [Ashley], that
makes . . . what [Beth and Clara] said more likely to
be true; that you can’t do.
¶23 The jury ultimately convicted Shay as charged. He
thereafter timely appealed.
ISSUE AND STANDARD OF REVIEW
¶24 Shay argues that the trial court abused its discretion in
allowing the State to present testimony of Ashley’s sexual abuse
allegations under rule 404(b) of the Utah Rules of Evidence. “We
review a [trial] court’s evidentiary rulings for abuse of discretion.
When a [trial] court applies the correct legal standard, its decision
to admit or exclude evidence is only an abuse of discretion if it is
beyond the limits of reasonability.” State v. Blackwing, 2025 UT 60,
¶ 16, 582 P.3d 829 (quotation simplified).
ANALYSIS
¶25 Rule 404(b) of the Utah Rules of Evidence provides that
“[e]vidence of a crime, wrong, or other act is not admissible to
prove a person’s character in order to show that on a particular
occasion the person acted in conformity with the character.” Utah
R. Evid. 404(b)(1). However, the rule also provides that this same
evidence “may be admissible for another purpose, such as
proving motive, opportunity, intent, preparation, plan,
knowledge, identity, absence of mistake, or lack of accident.” Id.
R. 404(b)(2). “And rule 404(b)’s use of ‘such as’ indicates that the
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State v. Shay
list of non-character purposes is illustrative and not exclusive.”
State v. Green, 2023 UT 10, ¶ 70, 532 P.3d 930 (quotation
simplified). Thus, “under rule 404(b), the question is whether the
evidence has a plausible, avowed purpose beyond the propensity
purpose that the rule deems improper. If it does[,] then the
evidence is presumptively admissible (subject to rule 402 and 403
analysis).” Id. ¶ 63 (quotation simplified). See generally Utah R.
Evid. 402 (“Relevant evidence is admissible unless any of the
following provides otherwise: the United States Constitution; the
Utah Constitution; a statute; or rules applicable in courts of this
state.”); id. R. 403 (“The court may exclude relevant evidence if its
probative value is substantially outweighed by a danger of one or
more of the following: unfair prejudice, confusing the issues,
misleading the jury, undue delay, wasting time, or needlessly
presenting cumulative evidence.”). 3
¶26 “The difficulty in applying this simple rule, however,
springs from the fact that evidence of prior bad acts often will
yield dual inferences—and thus betray both a permissible
purpose and an improper one.” State v. Verde, 2012 UT 60, ¶ 16,
296 P.3d 673, abrogated on other grounds by State v. Thornton, 2017
UT 9, 391 P.3d 1016, and abrogated on other grounds by Green, 2023
UT 10. In circumstances “where the court concludes that the only
real effect of the evidence is to suggest likely action in conformity
with bad character,” the “avowed proper purpose may be rejected
3. Shay argued below that testimony regarding Ashley’s sexual
abuse allegations was not relevant under rule 402. But on appeal,
acknowledging that the rules of evidence “establish a very low
bar that deems even evidence with the slightest probative value
relevant and presumptively admissible,” State v. Richardson, 2013
UT 50, ¶ 24, 308 P.3d 526 (quotation simplified), he chose to not
develop a rule 402 argument; instead, he focused his appellate
argument on asserting that, even “assuming” relevance, this
evidence “was not used for a proper purpose” and “was unfairly
prejudicial.” We therefore do not separately address the trial
court’s determination as to relevance—a position that the separate
opinion also embraces, see infra ¶¶ 37–38.
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State v. Shay
as a pretext or ruse.” Thornton, 2017 UT 9, ¶ 59 (quotation
simplified). “Short of that, however, the court’s job under rule
404(b) is not to balance or weigh competing (proper and
improper) inferences. Such weighing comes in under rule 403.” Id.
(footnote omitted). Thus, “even if the evidence may sustain both
proper and improper inferences under rule 404(b), the court
should balance the two against each other under rule 403,
excluding the bad acts evidence if its tendency to sustain a proper
inference is outweighed by its propensity for an improper
inference or for jury confusion about its real purpose.” Verde, 2012
UT 60, ¶ 18; see also Green, 2023 UT 10, ¶ 64 (“In sum, the rules of
evidence provide that evidence of prior crimes, uncharged
misconduct, or bad acts is admissible if it (1) is relevant to, (2) a
proper, non-character purpose, and (3) does not pose a danger for
unfair prejudice that substantially outweighs its probative value.”
(quotation simplified)).
¶27 Applying these rules to the instant case, we do not see that
the trial court abused its discretion in determining that the
testimony regarding Ashley’s allegations was relevant to the
proper, non-character purpose of showing Shay’s intent, that is,
that his touching of Beth and Clara was done with the specific
intent to “arouse or gratify [his] sexual desire.” Utah Code § 76-5-
404.1(2)(a)(ii)(B). This court has previously determined that
showing this particular intent is a valid, non-character purpose
under rule 404(b).
¶28 One example is State v. Bair, 2012 UT App 106, 275 P.3d
1050, wherein the defendant was charged with aggravated sexual
abuse of a child after abusing his daughter. See id. ¶¶ 2, 4. Prior to
the abuse, the defendant had disclosed that he was “addicted to
the touchy/feely-play around part of sex,” and the State sought
admission of that statement under rule 404(b), arguing that the
defendant’s “admitted addiction demonstrated his intent in
touching” his daughter. Id. ¶¶ 15, 19 (quotation simplified). The
trial court permitted the evidence to be admitted, and the
defendant thereafter appealed that decision, “arguing that the
[evidence] ‘amounted to inadmissible propensity evidence in
20240257-CA 10 2026 UT App 83
State v. Shay
disguise.’” Id. ¶ 15. This court disagreed, concluding that the
defendant’s prior disclosure did “provide evidence of [his]
specific intent to arouse or gratify his sexual desires, which is a
proper, noncharacter purpose under rule 404(b).” Id. ¶ 20. And we
explained that “even if admission of the [evidence] prompted the
jury to infer [the defendant] acted in conformity with his
addiction, rule 404(b) permits admission of prior acts evidence so
long as the sole purpose is not to prove that a defendant acted in
conformity with a character trait.” Id. ¶ 19.
¶29 Likewise, here the State’s use of evidence regarding
Ashley’s allegations of abuse was not an attempt to prove that
Shay acted in accordance with a general bad character but was,
instead, an effort to provide evidence of Shay’s specific intent to
seek sexual gratification through sexual contact with his minor
stepdaughters. The evidence shows that he targeted his minor
stepdaughters who lived in his household, exploited his parental
role, initiated abuse in private settings, and relied on secrecy and
authority—all as a means to gratify his sexual desires. This is a
proper, non-character purpose under rule 404(b), and the trial
court therefore did not abuse its discretion in so deciding. 4 See
4. The trial court did not view the State’s purported non-character
purpose of intent as a pretext or ruse. Both Shay and the separate
opinion argue that this was an abuse of the court’s discretion
because this case is, like State v. Verde, a case in which “intent is
uncontested and readily inferable from other evidence.” Verde,
2012 UT 60, ¶ 26, 296 P.3d 673, abrogated on other grounds by State
v. Thornton, 2017 UT 9, 391 P.3d 1016, and abrogated on other grounds
by State v. Green, 2023 UT 10, 532 P.3d 930. For two reasons, we
disagree.
First, it is not clear that intent was uncontested here. The
only record citation Shay provides for his assertion of uncontested
intent is to a statement made in closing wherein he explained that
he had been in prison for nine months during the time period
given for some of the charged offenses and then said, “For that, I
think my only defense would be, my argument would be it’s
(continued…)
20240257-CA 11 2026 UT App 83
State v. Shay
State v. Burke, 2011 UT App 168, ¶ 30, 256 P.3d 1102 (recognizing
that evidence of multiple acts “is offered for a proper,
noncharacter purpose if it is offered to prove intent,” and
concluding that multiple sexual offenses, “when considered
together with the circumstances that connect them, show[ed] that
[the defendant] possessed that specific sexual intent at the time
each offense was committed”). 5
fabricated.” (Emphasis added.) And Shay also made another
comment in closing that, while not very clear, could arguably be
interpreted as contesting intent: “My argument would be through
all from Count 1 to 8. Count 1 as it says, stated intentionally,
knowingly, recklessly, where No. 3, I touched my daughter. That
part I have not—I go against it too, Your Honor.” (Emphasis
added.)
Second, the situation in Verde was markedly different than
the situation here. There, the defendant not only “offered to
stipulate to his intent,” but his “intent [was] inferable from proof
that [he] groped [the victim’s] genitalia” because with such
groping, “it’s hard to imagine a jury that would conclude that [the
defendant] committed the actus reus but with an innocent intent.”
Id. ¶ 25. But here, Shay made no concession of intent, and at least
some of the alleged touching (i.e. those tied to the massaging and
tickle fights) commenced as welcome touching and then allegedly
included inappropriate touching—a situation in which there is a
possibility that a jury might conclude that the touching happened
without the requisite intent.
5. Although the trial court’s decision also found the evidence was
relevant to the additional non-character purpose of showing “a
common plan or scheme,” the State concedes on appeal that “the
approximate two-year gap between Shay’s sexual abuse of
[Ashley] and the beginning of the charged crimes likely fails the
temporal-proximity requirement necessary to establish a common
scheme or plan.” We therefore do not evaluate the applicability of
this alternate purpose further.
(continued…)
20240257-CA 12 2026 UT App 83
State v. Shay
¶30 As to the required rule 403 balancing, “trial courts have
wide discretion in determining relevance, probative value, and
prejudice. This means that we will not reverse the trial court’s
[rule] 403 ruling unless we find it was beyond the limits of
reasonableness.” State v. Beverly, 2018 UT 60, ¶ 56, 435 P.3d 160
(quotation simplified); see also De La Cruz v. Ekstrom, 2024 UT App
18, ¶ 11, 545 P.3d 285 (“Ultimately, as long as the court’s decision
was within the broad range of discretion entrusted to trial judges,
even if we think the trial judge made the wrong call we will affirm
because it was, in its essence, a discretionary call.” (quotation
simplified)); Burke, 2011 UT App 168, ¶ 42 (“We must recognize
that trial courts are allowed considerable freedom in applying
rule 403 to the facts of a case, freedom to make decisions which
appellate judges might not make themselves ab initio but will not
reverse.” (quotation simplified)).
¶31 And we do not see that the trial court abused its wide
discretion here. The evidence regarding Ashley’s allegations
carried substantial probative value by corroborating Beth’s and
Clara’s testimony that Shay intentionally targeted them for sexual
gratification. Although there were, admittedly, differences
between the events alleged by Ashley and the events alleged by
We do, however, note that, although not a purpose
highlighted by the trial court, the evidence of Ashley’s allegations
and the fallout therefrom was relevant to the additional non-
character purpose of providing context. The evidence regarding
Ashley’s allegations explained why Beth and Clara endured
abuse for years without telling anyone and explained their fear
that they would not be believed—they were afraid that Mother
would, like with Ashley, not believe them and that she might react
in a similarly unsupportive manner to how she reacted after
Ashley’s disclosure. Thus, this was yet another non-character
purpose that could have been pursued under rule 404(b). See
Thornton, 2017 UT 9, ¶ 57 (allowing other acts evidence that
“presented a narrative of relevance to the prosecution’s case,”
including by “suggesting why [the victim] may have waited to
come forward with accusations against [the defendant]”).
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Beth and Clara, the trial court’s assessment was that “[t]here
[were] sufficient similarities in conduct between the charged
offenses [and] the prior bad acts.” Cf. State v. Green, 2023 UT 10,
¶ 78, 532 P.3d 930 (“[W]e cannot say that the [trial] court abused
its broad discretion in concluding that the similarities among the
[victims’] accounts reduced the tendency for the jury to decide
upon an improper basis and that the danger of unfair prejudice
did not substantially outweigh the evidence’s probative value.”).
Further, the trial court provided the jury with a limiting
instruction, specifically listing the reasons for which the jury
could consider the evidence regarding Ashley’s allegations and
also clearly stating, “You may not convict the defendant simply
because you believe he may have committed some other act at
another time.” See id. ¶ 80 (recognizing that issuing a limiting
instruction could have “a material impact on the rule 403
balancing” (quotation simplified)).
¶32 Based on all this, the trial court did not exceed its
wide discretion in determining that the probative value of
the other acts evidence was not substantially outweighed by a
danger that the jury would base its decision on an
improper propensity inference. See Bair, 2012 UT App 106, ¶ 22
(“Even if some level of unfair prejudice exists, the mere fact
that evidence possesses a tendency to suggest a decision upon
an improper basis does not require exclusion; evidence may
be excluded only if the danger of unfair prejudice
substantially outweighs the probative value of the proffered
evidence.” (quotation simplified)). Thus, the trial court did
not abuse its discretion in allowing the State to present
testimony regarding Ashley’s prior allegations of abuse.
¶33 Finally, we also agree with the State’s assertion that even if
the trial court abused its discretion in admitting evidence under
rule 404(b), any such error was ultimately harmless. “An
erroneous decision to admit or exclude evidence cannot result in
reversible error unless the error is harmful.” Green, 2023 UT 10,
¶ 101 (quotation simplified). “For an error to require reversal, the
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State v. Shay
likelihood of a different outcome must be sufficiently high to
undermine confidence in the verdict.” Id. (quotation simplified).
¶34 Beth and Clara each provided largely consistent, detailed
testimony of abuse spanning several years. Not only was their
testimony mutually corroborative, but it was additionally
corroborated by Mother’s testimony that Shay seemed to be
getting closer to the vaginal area when massaging Beth, that she
caught Shay trying to enter the girls’ room in the middle of the
night, that she was concerned about the manner in which Shay
hugged the girls, and that the girls increasingly tried to avoid
being around Shay. Further, this evidence went almost entirely
unchallenged; Shay chose to proceed pro se at trial and neither
offered an opening statement setting forth a defense nor engaged
in any cross-examination of Mother or the three girls. Under these
circumstances, we are not convinced that had the trial court
excluded all evidence regarding Ashley’s allegations, there is a
reasonable likelihood of a different outcome here. For this
additional reason, we affirm Shay’s convictions.
CONCLUSION
¶35 The trial court did not abuse its discretion in allowing
evidence of prior acts under rule 404(b) of the Utah Rules of
Evidence. And even were there any error related to this
admission, we would determine it to be only harmless error. We
therefore affirm.
HARRIS, Judge (concurring in part and concurring in the result):
¶36 I join Paragraphs 33 and 34 of the lead opinion, and I
concur in the result reached by the majority: that Shay’s
convictions should be affirmed. But I reach that conclusion
largely by way of very different reasoning than the lead opinion
does, and I write separately to explain that reasoning, an
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State v. Shay
endeavor that requires me to set forth some concerns I have with
our supreme court’s decision in State v. Green, 2023 UT 10, 532
P.3d 930.
¶37 The issue in this case is whether the trial court erred by
overruling Shay’s objection to Ashley’s testimony that—when she
was seventeen, and several years before he sexually abused Beth
and Clara—Shay sexually abused her too. This testimony thus
constitutes “prior-bad-acts evidence,” the admissibility of which
is governed by rule 404(b) of the Utah Rules of Evidence. Under
Utah law, “such evidence is admissible if it (1) is relevant to, (2) a
proper, non-character purpose, and (3) does not pose a danger for
unfair prejudice that substantially outweighs its probative value.”
State v. Gallegos, 2020 UT App 162, ¶ 15, 479 P.3d 631 (quotation
simplified). The first step is not contested here: Shay at least tacitly
acknowledges that Ashley’s testimony is “relevant,” as that term
has been defined in our law. See id. ¶ 16 (noting that the relevance
inquiry “presents a low bar” (quotation simplified)); see also State
v. Murphy, 2019 UT App 64, ¶ 47, 441 P.3d 787 (Harris, J.,
concurring) (noting that prior-bad-acts evidence is presumptively
excluded by our rules “not because it has no appreciable
probative value, but because it has too much” (quotation
simplified)).
¶38 It is thus the final two steps that are contested here: that is,
Shay asserts that there is no proper non-character purpose for
admission of Ashley’s testimony and that (in any event) the
danger of unfair prejudice substantially outweighs any legitimate
probative value Ashley’s testimony might have. On these points,
I part ways with the lead opinion. In my view, no proper non-
character purpose was articulated to the trial court that would
justify admission of Ashley’s testimony in this case. And I also
believe, under the circumstances, that the bulk of Ashley’s
testimony had extremely low legitimate probative value and
that any such value was substantially outweighed by the risk of
unfair prejudice, namely, the risk that the jury would draw a
forbidden propensity inference. For these reasons, and as further
explained below, in my view the trial court exceeded its discretion
20240257-CA 16 2026 UT App 83
State v. Shay
by overruling Shay’s objection to the entirety of Ashley’s
testimony.
¶39 But I nevertheless agree that Shay’s convictions should be
affirmed because, on this record, the trial court’s error was
harmless. In a counterfactual trial in which Ashley did not testify,
Shay enjoys no reasonable likelihood of a different outcome. On
this basis, I join Paragraphs 33 and 34 of, and concur in the result
reached by, the lead opinion.
I. Non-Character Purpose
¶40 Under our evidentiary rules, “the admissibility of prior
misconduct evidence depends on its avowed purpose.” State v.
Verde, 2012 UT 60, ¶ 15, 296 P.3d 673, abrogated on other grounds by
State v. Thornton, 2017 UT 9, 391 P.3d 1016, and abrogated on other
grounds by State v. Green, 2023 UT 10, 532 P.3d 930. Our rules forbid
the introduction of prior-bad-acts evidence “to prove a person’s
character in order to show that on a particular occasion the person
acted in conformity with the character.” Utah R. Evid. 404(b)(1).
“This forbidden line of thinking is sometimes referred to as a
‘propensity inference’—that is, if jurors are told that a person has
acted in a certain way on previous occasions, they may conclude
that it is in that person’s character to act that way, and may
conclude that, due to this propensity, the person was much more
likely to have acted in conformity with that propensity on the
occasion in question.” Gallegos, 2020 UT App 162, ¶ 13; see also
Verde, 2012 UT 60, ¶ 15 (stating that, when prior-bad-acts evidence
“is offered to suggest action in conformity with a person’s alleged
bad character, it is inadmissible”).
¶41 But while prior-bad-acts evidence is not admissible under
rule 404(b) to prove propensity, “that rule allows admission of
evidence of such acts for other purposes.” Gallegos, 2020 UT App
162, ¶ 14. Under the rule, prior-bad-acts evidence “may be
admissible” to prove “motive, opportunity, intent, preparation,
plan, knowledge, identity, absence of mistake, or lack of
accident.” Utah R. Evid. 404(b)(2). Thus, “when past misconduct
20240257-CA 17 2026 UT App 83
State v. Shay
evidence is offered for any other purpose—other than to suggest
action in conformity with the bad character suggested by [a
defendant’s] prior bad acts—such evidence is admissible so long
as it satisfies rules 402 and 403.” Thornton, 2017 UT 9, ¶ 36
(quotation simplified); see also Verde, 2012 UT 60, ¶ 15 (“So long as
the evidence is not aimed at suggesting action in conformity with
bad character, it is admissible under rule 404(b).”).
¶42 But “evidence of prior bad acts often will yield dual
inferences—and thus betray both a permissible purpose and an
improper one.” Verde, 2012 UT 60, ¶ 16. And in such cases, it may
be difficult for “the court to differentiate the two inferences or to
limit the impact of the evidence to the purpose permitted under
the rule.” Id. Accordingly, our supreme court has instructed lower
courts to look closely at whether the evidence at issue “is genuinely
being offered for a proper, non-character purpose, or whether it
might actually be aimed at sustaining an improper inference of
action in conformity with a person’s bad character.” Id. ¶ 18
(emphasis added). “If such evidence is really aimed at
establishing a defendant’s propensity to commit crime, it should
be excluded despite a proffered (but unpersuasive) legitimate
purpose.” Id. ¶ 17 (quotation simplified). We must therefore
examine the purposes proffered by the State (and by the lead
opinion) for admission of Ashley’s testimony and consider
whether those purposes are genuine.
¶43 When this issue first arose at the trial court level, the State’s
initial position was that there were many proper non-character
purposes for Ashley’s testimony. Specifically, it asserted that
Ashley’s testimony was admissible to show “motive, intent,
knowledge, absence of mistake, lack of accident and common
scheme.” During briefing and argument in the trial court, the
number of potential non-character purposes was whittled down,
with the court eventually settling on two, ruling that Ashley’s
“testimony [was] relevant and probative to show intent and a
common plan or scheme to engage in sexual contact with three
minor siblings with [Shay as] the step-father or step-father
figure.” (Emphasis added.)
20240257-CA 18 2026 UT App 83
State v. Shay
¶44 In defending against Shay’s appellate arguments,
however, the State has further refined its position, abandoning
any argument that “common plan or scheme” is a proper non-
character purpose in this case. It does, however, defend the trial
court’s ruling that intent functions as such in this case. And it also
argues, as an alternative ground for affirmance, that rebuttal of
Shay’s fabrication defense—Shay argued at trial that Beth and
Clara were untruthful or mistaken in accusing him of abuse—is a
proper non-character purpose justifying admission of Ashley’s
testimony. Then, on its own, the lead opinion suggests a third
proposed non-character purpose, one not mentioned by the trial
court or argued as such by the State on appeal: that Ashley’s
testimony is “relevant to the additional non-character purpose of
providing context.” Supra note 5.
¶45 In my view, none of these arguments is persuasive enough,
either as a matter of logic or as a matter of interpretation of our
rules of evidence, to justify admission of the entirety of Ashley’s
testimony. I discuss each in turn.
A. Intent
¶46 “Intent” is indeed one of the purposes listed in rule 404(b)
as a potentially proper non-character purpose. But to gain
admission of prior-bad-acts evidence on the basis of intent, it is
not enough for the proponent of the evidence to merely incant the
word “intent.” Rather, that party must demonstrate that the
evidence is truly being admitted to prove intent and is not being
offered merely as cover for a back-door propensity inference. As
our supreme court put it, “if proof of intent is merely a ruse, and
the real effect of prior misconduct evidence is to suggest a
defendant’s action in conformity with alleged bad character, the
ruse is insufficient and the evidence should not be admitted.”
Verde, 2012 UT 60, ¶ 22.
¶47 In particular, the Verde court repudiated the “not-guilty
rule,” under which it was thought that, a