United States v. Miguel Rosario
CourtCourt of Appeals for the Third Circuit
Date FiledJuly 1, 2026
Docket23-1242
StatusPublished
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Full Opinion
PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
________________
No. 23-1242
________________
UNITED STATES OF AMERICA
v.
MIGUEL EDUARDO ROSARIO
also known as Deuce,
Appellant
________________
Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Criminal Action No. 3:21-cr-00206-001)
District Judge: Honorable Robert D. Mariani
________________
Argued on November 3, 2025
Before: PHIPPS, ROTH and RENDELL, Circuit Judges
(Opinion filed: July 1, 2026)
Jason F Ullman (ARGUED)
Office of Federal Public Defender
100 Chestnut Street
Suite 306
Harrisburg, PA 17101
Counsel for Appellant
Christian T. Haugsby (ARGUED)
Office of United States Attorney
Middle District of Pennsylvania
Sylvia H. Rambo United States Courthouse
1501 N 6th Street, 2nd Floor
P.O. Box 202
Harrisburg, PA 17102
Counsel for Appellee
________________
OPINION
________________
ROTH, Circuit Judge.
A jury convicted Miguel Rosario for drug offenses,
which resulted in the serious bodily injury and death of
Nicholas Correa, and for accepting an assault rifle and a
shotgun as payment for drugs from another customer. Rosario
now challenges the constitutionality of the search warrant used
to seize and search his Facebook communications, the
sufficiency of evidence presented during trial, his conviction
for possessing firearms in furtherance of drug trafficking, the
2
District Court’s evidentiary rulings, and the District Court’s
imposition of a statutorily mandated life sentence.
For the following reasons, we will affirm Rosario’s
convictions. However, we will vacate his sentence and remand
to the District Court for resentencing.
I. BACKGROUND
Around midnight on March 24, 2019, Rosario, a parolee
with prior convictions for heroin and cocaine distribution,1 sold
drugs to Correa in the parking lot of a Wawa gas station in
Hamburg, Pennsylvania. Later that morning, Correa’s
girlfriend found Correa dead in his car while parked in his
mother’s driveway in the Poconos and called 911. Toxicology
reports later confirmed the presence of fentanyl-laced heroin
and cocaine in Correa’s system. A postmortem review of
Correa’s cell phone and GPS history revealed he had driven
over an hour from his mother’s house in the Poconos to the
Wawa gas station after coordinating a drug transaction with a
“Deuce Rosario” by text message and Facebook Messenger.
In April 2019, state law enforcement, led by Trooper
Jonathan Bailey, launched an investigation into Correa’s death.
During that investigation, Rosario admitted that he had
supplied Correa with cocaine on the night of Correa’s death
and on previous occasions.2 With this information, Trooper
1
In 2007, the Berks County Court of Common Pleas convicted
Rosario for manufacture, delivery, or possession with intent to
manufacture or deliver cocaine. In 2014, the same court
convicted Rosario for the same offense involving heroin.
2
Rosario denied ever selling heroin to Correa.
3
Bailey sought a warrant to search Rosario’s Facebook records;
he received authorization from a Pennsylvania state judge to
obtain the following:
Any and all text messages/posts, photos,
video/audio messages, and phone calls made
to/from Miguel ROSARIO and Nicholas
CORREA through the Facebook, Inc. accounts
of https://www.facebook.com/deuce.dr212,
https://facebook.com/Rdgpapi,
https://wwwfacebook.com/nick.correa.96
between 12/01/18 to [June 27, 2019] related to
this death investigation. The associated IP
addresses that were utilized to post these
messages, posts, photos, and video/audio
messages on the above listed accounts.3
The warrant application included a probable cause
affidavit, in which Trooper Bailey specified the known facts
surrounding Correa’s death, including that Correa’s cell phone
contained Facebook messages exchanged with an account
called “Deuce Rosario;” Wawa security camera footage
showed Rosario and Correa meeting and sitting in Correa’s car;
and, after Correa’s death, Rosario deleted his Facebook
account and activated another account, leading police to
believe that Rosario was still “conducting drug transactions
through this updated Facebook account.”4
In response to the warrant, Facebook produced over
1,000 files and approximately 2,700 pages of communications,
3
Appx. 213.
4
Appx. 75, 215.
4
although only 90 of those pages included communications
between Rosario and Correa. The records also contained
correspondence between Rosario and third-party drug
customers, which law enforcement relied on to identify trial
witnesses, who later testified that they either purchased drugs
from Rosario or assisted with his drug distribution. The
records revealed that in September 2018, Correa crashed his
car after overdosing on drugs he had bought from Rosario; also
in June 2019, Rosario traded 1.5 ounces of methamphetamine
for an assault-style rifle with another customer, Joshua
Stevens, who arranged for hand-delivery by a middleman.
On July 27, 2021, a federal grand jury indicted Rosario
on five counts: conspiracy to possess with the intent to
distribute narcotics, resulting in death and serious bodily
injury, in violation of 21 U.S.C. § 846 (Count 1); possession
with the intent to distribute heroin and methamphetamine, in
violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C) (Counts 2
and 3); possession of a firearm in furtherance of drug
trafficking, in violation of 18 U.S.C. § 924(c)(1)(A) (Count 4);
and conspiracy to possess a firearm in furtherance of drug
trafficking, in violation of 18 U.S.C. § 924(o) (Count 5). The
jury convicted him on all counts.
Before trial, Rosario moved to suppress the Facebook
evidence, arguing that the search warrant violated the Fourth
Amendment because it was overbroad and lacked particularity.
He also moved for a hearing pursuant to Franks v. Delaware5
based on his belief that Trooper Bailey’s affidavit
misidentified Facebook as the source of quoted
communications between Rosario and Correa and intentionally
5
438 U.S. 154 (1978).
5
omitted that those communications originated from cell phone
text messages. Finding no deficiencies with the warrant nor
any reckless or grossly negligent conduct by Trooper Bailey,
the District Court denied both the motion to suppress and the
Franks hearing request.
The District Court sentenced Rosario pursuant to 21
U.S.C. § 841(b)(1)(C), which mandates a life sentence when a
defendant with a prior felony drug offense conviction is later
convicted of distributing drugs that result in death or serious
bodily injury.6 Rosario appeals his judgments of conviction
and sentence.
II. DISCUSSION7
A. Fourth Amendment Search and Seizure
The Fourth Amendment requires that a search warrant
be supported by probable cause and that it “particularly
describ[e] the place to be searched, and the persons or things
to be seized.”8 Probable cause exists where there is a “fair
probability that contraband or evidence of a crime will be
found in a particular place.”9 However, even where law
enforcement has seized evidence in a search that violated an
individual’s Fourth Amendment rights, suppression of that
6
21 U.S.C. § 841(b)(1)(C).
7
The District Court had jurisdiction under 18 U.S.C. § 3231.
We have jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. §
3742(a).
8
U.S. Const. amend IV.
9
United States v. Burton, 288 F.3d 91, 103 (3d Cir. 2002)
(quoting Illinois v. Gates, 462 U.S. 213, 238 (1983)).
6
evidence is not a guaranteed consequence.10 Indeed, “there is
no constitutional right to have the evidentiary fruits of an
illegal search or seizure suppressed at trial.”11 Suppression
“has always been our last resort, not our first impulse.”12
Recognizing this principle, the Supreme Court in
United States v. Leon established the “good faith exception” to
the exclusionary rule: The exception provides that the
exclusionary rule will not necessarily apply to evidence
obtained through an illegal search or seizure.13 The rule will
only apply in those “unusual cases” where there is a need to
appreciably deter governmental violations of the Fourth
Amendment.14
1. Franks Hearing15
The first of Rosario’s challenges to his drug convictions
is that Trooper Bailey both misstated and omitted relevant
information in the probable cause affidavit. Based on this, he
contends that the District Court should have granted him an
10
United States v. Caesar, 2 F.4th 160, 167 (3d Cir. 2021).
11
United States v. Katzin, 769 F.3d 163, 170 (3d Cir. 2014).
12
Hudson v. Michigan, 547 U.S. 586, 591 (2006).
13
468 U.S. 897, 922 (1984).
14
Katzin, 769 F.3d at 170 (quoting Leon, 468 U.S. at 918).
15
We review for clear error a district court’s determination
regarding whether false statements in a warrant application
were made with reckless disregard for the truth. United States
v. Desu, 23 F.4th 224, 235 (3d Cir. 2022). Then, “after putting
aside any false statements made with reckless disregard for the
truth, we review de novo a district court’s substantial-basis
review of a magistrate judge’s probable cause determination.”
Id.
7
evidentiary hearing, pursuant to Franks v. Delaware,16 to
support his motion to suppress.
A Franks hearing allows a defendant to challenge facts
contained in or omitted from a probable cause affidavit after he
(1) makes a “substantial preliminary showing” that the affiant
knowingly and intentionally, or with reckless disregard for the
truth, omitted information or included false statements in the
affidavit, and (2) demonstrates that those falsities or omissions
were material to a probable cause finding.17 An officer acted
with “reckless disregard” for the truth when the officer
“actually entertained serious doubts[,] or obvious reasons
existed” for him to doubt the omission of relevant information
from the affidavit.18 If, at the suppression hearing, the
defendant has established intentionality and materiality by a
preponderance of the evidence, the motion to suppress should
be granted.
Rosario contends that Trooper Bailey recklessly
disregarded the truth by representing to the state judge who
issued the warrant that Wawa surveillance footage showed a
hand-to-hand transaction during Rosario’s meeting with
Correa. In support, Rosario cites Trooper Bailey’s testimony
from the suppression hearing, where the Trooper stated that he
did not observe any hand-to-hand exchange.
Rosario’s assertion misses the mark. We discern no
clear error from the District Court’s factual findings,
16
438 U.S. 154 (1978).
17
United States v. Yusuf, 461 F.3d 374, 383–84 (3d Cir. 2006).
18
United States v. Brown, 631 F.3d 638, 645 (3d Cir. 2011)
(cleaned up).
8
particularly its conclusions that Wawa surveillance footage
supported Trooper Bailey’s observation of a hand-to-hand
transaction, and that the hearing testimony referred to a
separate interaction that took place before the exchange
described in the affidavit.
Rosario further contends that Trooper Bailey
misinformed the court when referring in the affidavit to his and
Correa’s communications. He argues that Trooper Bailey
misidentified Facebook as the source of his cell phone
messages and misquoted the contents of said messages. Yet,
here too, we are satisfied with the District Court’s conclusion
that Rosario failed to substantially show that the affidavit’s
alleged misquotes and omissions bore any materiality to the
state judge’s probable cause assessment. Rosario’s argument
hinges on the notion that Trooper Bailey by no means could
have viewed the messages described in the affidavit through
Facebook Messenger, but the District Court correctly noted
that such a conclusion rests on multiple unproven
technological assumptions about Correa’s Facebook user
settings.
The medium through which Trooper Bailey viewed the
communications—whether Facebook Messenger or cell phone
text messages—does nothing to advance Rosario’s assertion
that Trooper Bailey fabricated or misrepresented the
9
messages.19 Nor does it vitiate the undisputed fact that Rosario
and Correa used Facebook to communicate about drugs long
before and leading up to Correa’s death.
Though we recognize that Franks allows multiple
avenues by which Rosario could have satisfied his burden of
“substantial[ly] . . . showing” the affidavit’s falsehood and
materiality,20 each one demands far more than pointing to
speculative technological distinctions. The District Court
therefore properly denied Rosario’s request for a Franks
hearing.
2. The Good Faith Exception21
19
For example, the affidavit notes Trooper Bailey observed
communications where, prior to the relevant drug transaction,
Correa stated: “[D]o you have that jaunt?” and “I got cash on
me.” Appx. 214. The record reveals that Correa indeed sent
nearly identical messages: “I need those jawns” and “[c]ash in
hand bro.” Appx. 155. We have no indication from Rosario
or otherwise that these text messages did not appear in Correa’s
Facebook Messenger application. Rather, we are aware—as
was the District Court—that at the time, Facebook users could
enable a feature allowing cell phone texts to appear in
Facebook Messenger. Josh Constine, To Beat SMS, Facebook
Messenger Eats SMS, TechCrunch (June 14, 2016),
https://techcrunch.com/2016/06/14/facebook-messenger-
texting/.
20
Franks, 438 U.S. at 171.
21
When reviewing a district’s court order on a motion to
suppress, we review factual determinations for clear error and
legal determinations de novo. United States v. Wright, 777
F.3d 635, 638 n.1 (3d Cir. 2015).
10
Ordinarily, we would turn next to a probable cause
analysis to determine the search warrant’s validity under the
Fourth Amendment.22 However, we need not do so because
regardless of any conclusion to be drawn from the inquiry, we
22
United States v. Jones, 994 F.2d 1051, 1055 (3d Cir. 1993).
Rosario also asserts that the government “waived any Good-
Faith argument on the particularity error” because it raised the
good faith exception only as to probable cause and overbreadth
errors, and particularity is a “separate doctrinal inquiry than
probable-cause and overbreadth.” Br. at 25–26. The
Government counters that its inadvertent omission of the word
“particularity” from its good faith exception argument should
not preclude our consideration of the issue. We agree. First,
Rosario’s argument implicates a potentially forfeited issue,
which, unlike a waived argument, we may resurrect. United
States v. Dowdell, 70 F.4th 134, 140 (3d Cir. 2023) (internal
citation and quotations omitted). Second, the government’s
brief before the District Court argues that Rosario “failed to
meet the [ ] four circumstances” that bar the good faith
exception, including when the warrant “was so facially
deficient that it failed to particularize the place to be searched
or the things to be seized.” Appx. 209 (citation omitted). In
any event, though we do not blindly excuse forfeitures by the
government, we also recognize that “enforcing forfeiture in
suppression hearings does not promote the exclusionary rule’s
‘sole purpose’ of deter[ring] misconduct by law enforcement.”
Dowdell, 70 F.4th at 140 (internal citations and quotations
omitted). We will therefore consider the government’s
argument.
11
find the good faith exception shields the seized Facebook
evidence from suppression.23
In considering the good faith exception, our task is to
determine whether a well-trained officer would reasonably
believe the search was legal, which does not occur when there
has been “deliberate, reckless, or grossly negligent conduct” or
when an officer’s conduct exemplifies “recurring or systemic
negligence” that justifies deterrence.24 The good faith
exception is applicable except in the following circumstances:
(1) where the magistrate judge issued the warrant
in reliance on a deliberately or recklessly
false affidavit;
(2) where the magistrate judge abandoned his or
her judicial role and failed to perform his or
her neutral and detached function;
(3) where the warrant was based on an affidavit
so lacking in indicia of probable cause as to
render official belief in its existence entirely
unreasonable; or
23
United States v. Caesar, 2 F.4th 160, 168 (3d Cir. 2021)
(declining to engage in probable cause analysis where good
faith exception applied to resolve the Fourth Amendment
challenge); see also United States v. Ninety-Two Thousand
Four Hundred Twenty-Two Dollars & Fifty-Seven Cents, 307
F.3d 137, 145 (3d Cir. 2002) (“turn[ing] immediately to a
consideration of the officers’ good faith” instead of analyzing
probable cause) (cleaned up)).
24
Herring v. United States, 555 U.S. 135, 144 (2009).
12
(4) where the warrant was so facially deficient
that it failed to particularize the place to be
searched or the things to be seized.25
Rosario relies on the first, third, and fourth circumstances to
oppose an application of the good faith exception. None are
applicable here.
Regarding the first circumstance, a substantial gap
exists between Rosario’s allegations and the evidence required
to establish deliberate or reckless falsity. But even if we found
that Trooper Bailey negligently drafted the warrant and
affidavit, mere negligence is not the standard when assessing
whether an officer deliberately violated a defendant’s Fourth
Amendment rights. Moreover, the Supreme Court cautions
against attempting to deter incidents of “isolated negligence”
by evidentiary suppression.26
Regarding the third circumstance, we have identified
very few situations in which an affidavit is “so lacking in
probable cause as to render official belief in its existence
entirely unreasonable.”27 This is not one of them. To the
contrary, the affidavit here was based on information from
25
United States v. Zimmerman, 277 F.3d 426, 436–37 (3d Cir.
2002); see also United States v. Hodge, 246 F.3d 301, 308 (3d
Cir. 2001).
26
Wright, 777 F.3d at 642 (citing Herring, 555 U.S. at 144 n.4).
27
These circumstances include when the affidavit: is a “bare
bones” document lacking factual detail, relies on pieces of
“stale evidence,” or relies on an “uncorroborated or unreliable
anonymous tip. United States v. Pavulak, 700 F.3d 651, 664
(3d Cir. 2012) (collecting cases).
13
Trooper Bailey’s investigation, including his observation of
messages between Correa and Rosario referring to drug
transactions and the Wawa meeting before Correa’s death.
Thus, on these facts, and without deciding probable cause as to
the warrant itself, it is plain to us that the officers’ reliance on
the affidavit was not unreasonable.
Rosario’s reliance on the fourth circumstance fares no
better. “Facial deficiency” requires that we “consider not only
any defects in the warrant but also the officer’s conduct in
obtaining and executing the warrant”: What did the officer
know; what should he have known.28 Thus, regardless of
whether we conclude that Trooper Bailey’s warrant lacked
particularity, we cannot conclude that the warrant was “so
facially deficient” as to preclude any reasonable reliance.
Our decision in United States v. Tracey guides our
analysis.29 There, we determined that an officer’s search
warrant for items bearing on the “possible exploitation of
children,” failed to particularize the items to be seized, and the
accompanying affidavit could not cure the deficiency because
the officer failed to clearly and expressly incorporate it into the
warrant application.30 Still, we found the good faith exception
28
United States v. Franz, 772 F.3d 134, 147 (3d Cir. 2014).
29
597 F.3d 140 (3d Cir. 2010).
30
Id. at 152–53. Tracey further held that courts may only
construe an affidavit alongside a warrant where the warrant
“expressly” incorporates the affidavit by reference. Id. at 147–
49. Because we need not reach the probable cause inquiry
here, we do not address the parties’ dispute regarding whether
the warrant sufficiently incorporated Trooper Bailey’s
affidavit.
14
applied because “a reasonable officer could rely on it” and
noted that no evidence indicated that the officer’s conduct was
“deliberate, reckless, or grossly negligent” or exemplary of
“recurring or systemic negligence.”31 Nor did the defendant
present such evidence. To the contrary, we found persuasive
that the officer consulted with the district attorney before
submitting the warrant application, explained the search
parameters to the defendant and his spouse when officers
arrived to conduct the search, and then led the search team.32
Here, even assuming without deciding that the
warrant’s request for evidence “related to [Correa’s] death
investigation”33 carried some degree of vagueness, Rosario’s
assertion that such vagueness rendered the warrant gravely
deficient does not follow. Instead, on review of the record, we
find that a reasonable officer would have believed the warrant
complied with the Fourth Amendment. Like the officer in
Tracey, Trooper Bailey consulted with a district attorney about
the application and presented the package to a neutral judge,
who then authorized the warrant and its scope. Only after
taking these steps did Trooper Bailey lead law enforcement’s
search of Rosario’s Facebook records, which revealed
Rosario’s drug trafficking activity with Correa.
We must resist the temptation to measure an officer’s
understanding of the law against the specialized legal
31
Id. at 154.
32
Id. at 152–54.
33
Appx. 213.
15
knowledge of attorneys and judges.34 This is not to suggest
that we impose little expectations of legal proficiency on law
enforcement officers whose duty is, after all, to enforce the
law. We do, however, echo previous decisions in which we
and our sister circuits reasoned that an objectively reasonable
officer would “have confidence in the validity of the warrant
after presenting it and having it approved by a district attorney
and the [judge], as occurred here.”35
To be sure, “[a] police officer may not put on blinders
and then claim ignorance.”36 But that is not what happened
here. Based on the record before us, excluding incriminating
Facebook evidence obtained through a challenged search
34
See Tracey, 597 F.3d at 152 (“[I]t must . . . be remembered
that the knowledge and understanding of law enforcement
officers and their appreciation for constitutional intricacies are
not to be judged by the standards applicable to lawyers.”)
(alterations in original) (quoting United States v. Cardall, 773
F.2d 1128, 1133 (10th Cir. 1985)).
35
Id. at 153; see also Caesar, 2 F.4th at 170 (“[P]olice officers
are not trained attorneys and generally cannot be expected to
second-guess a magistrate’s probable cause determination.”);
Arnsberg v. United States, 757 F.2d 971, 981 (9th Cir. 1985)
(noting the Constitution does not require officers to “second-
guess the legal assessments of trained lawyers”); Torchinsky v.
Siwinski, 942 F.2d 257, 262 (4th Cir. 1991) (explaining that
requiring officers to second-guess the “considered decisions”
of magistrate judges would “promote delay” in executing
warrants and “alter the proper allocation of law enforcement
functions”).
36
Pinkney v. Meadville, Pennsylvania, 95 F.4th 743, 749 (3d
Cir. 2024).
16
warrant would not deter police misconduct, particularly where
the record indicates none occurred. We are left to conclude that
Trooper Bailey authored and executed the warrant in objective
good faith. Accordingly, we affirm the District Court’s denial
of Rosario’s motion to suppress.
B. Sufficiency of the Evidence
Next, Rosario challenges the trial evidence that led to
his convictions. “We exercise plenary review over a district
court’s grant or denial of a motion for judgment of acquittal
based on the sufficiency of the evidence.”37 However, we
apply a “particularly deferential standard” when determining if
a jury’s verdict rests on sufficient evidence, because we “must
be ever vigilant . . . not to usurp the role of the jury by weighing
credibility and assigning weight to the evidence.”38 We
therefore “view the evidence in the light most favorable to the
prosecution and sustain the verdict unless it is clear that no
rational trier of fact could have found the essential elements of
the crime beyond a reasonable doubt.”39
1. Possession of a Firearm in Furtherance of Drug
Trafficking
Counts 4 and 5 rest on Rosario’s exchange of drugs for
an assault-style rifle and a shotgun. 18 U.S.C. § 924(c)(1)(A)
criminalizes “us[ing] or carr[ying] a firearm” “during and in
relation to any crime of violence or drug trafficking crime,” or
37
United States v. Starnes, 583 F.3d 196, 206 (3d Cir. 2009).
38
United States v. Boria, 592 F.3d 476, 480 (3d Cir. 2010)
(cleaned up).
39
United States v. Mercado, 610 F.3d 841, 845 (3d Cir. 2010).
17
“possess[ing] a firearm” “in furtherance of” such a crime.40
Rosario was convicted under § 924(c)(1)(A)’s second prong,
which he disputes on two grounds: (1) he did not “possess” the
firearms he received in exchange for drugs, and (2) assuming
he “possessed” the firearms, the evidence was insufficient to
support the jury’s conclusion that he did so “in furtherance of”
drug trafficking.41 We disagree.
First, we find that Rosario “possess[ed]” the firearms
when he received them as payment for methamphetamine.
Rosario points to the Supreme Court’s holding in Watson v.
United States that an individual “does not ‘use’ a firearm under
§ 924(c)(1)(A) when he receives it in trade for drugs.”42 But
here, Rosario elevates Watson’s holding from a molehill to a
mountain. While Watson analyzed the term “use,” our sole
focus is on the word “possess,” and “we do not read [these
terms] interchangeably.”43 Watson left as an open question
whether firearm possession includes guns-for-drugs trades,
40
18 U.S.C. § 924(c)(1)(A).
41
Rosario admits the assault-style rifle served as currency for
the drugs; however, he contends he “accidentally” received a
shotgun in the exchange because unbeknownst to him, the
shotgun was in the rifle case.
42
552 U.S. 74, 83 (2007).
43
United States v. Clark, 115 F.4th 245, 250 (3d Cir. 2024)
(emphasis added). Compare Merriam-Webster’s Collegiate
Dictionary 1301 (10th ed. 1993) (“use” means “to put into
action or service”), with id. at 909 (“possess” means “to have
and hold as property”).
18
which we previously had “no occasion to consider.”44 We now
affirmatively answer: a defendant who accepts a firearm in
exchange for drugs both “possesses” the firearm under § 924(c)
and does so “in furtherance of” drug trafficking. Nearly all our
sister circuits have confronted this issue and held the same.45
Second, even without the benefit of our holding that
gun-for-drug trades are per se violations of § 924(c), the
44
Holland v. Warden Canaan USP, 998 F.3d 70, 76 (3d Cir.
2021). In Holland, the defendant received a gun in exchange
for drugs; however, we declined to consider whether this
constituted “possession” under § 924(c) because the relevant
conviction centered on the defendant’s use of the gun rather
than his possession. Id. We accordingly held that it was “more
likely than not that no reasonable juror would have convicted
[the defendant] of possessing a gun in violation of § 924(c).”
Id.
45
See id. (recognizing that “[s]ome of our sister circuits have
held or assumed that a defendant possesses a gun under §
924(c) the moment that he accepts it in exchange for drugs.”);
see also United States v. Gurka, 605 F.3d 40, 45 (1st Cir.
2010); United States v. Gardner, 602 F.3d 97, 103 (2d Cir.
2010); United States v. Robinson, 627 F.3d 941, 955 (4th Cir.
2010); United States v. Sterling, 555 F.3d 452, 458 (5th Cir.
2009) (assuming without deciding that a guns-for-drugs
trade constitutes “possession in furtherance” of
a drug trafficking offense); United States v. Frederick, 406
F.3d 754, 764 (6th Cir. 2005); United States v. Doody, 600 F.3d
752, 755–56 (7th Cir. 2010); United States v. Mahan, 586 F.3d
1185, 1188–89 (9th Cir. 2009); United States v. Luke-Sanchez,
483 F.3d 703, 706 (10th Cir. 2007); United States v. Miranda,
666 F.3d 1280, 1283–84 (11th Cir. 2012).
19
government presented ample evidence to support the jury’s
determination that Rosario’s firearm possession occurred “in
furtherance of” his drug trafficking crimes. We examine “the
totality of the evidence, both direct and circumstantial” in
determining whether the government presented evidence
“specific to the particular defendant, showing that his or her
possession actually furthered the drug trafficking offense.”46
As guidance, we look to nonexclusive factors set forth in
United States v. Sparrow:
the type of drug activity that is
being conducted, accessibility of
the firearm, the type of the
weapon, whether the weapon is
stolen, the status of the possession
(legitimate or illegal), whether the
gun is loaded, proximity to drugs
or drug profits, and the time and
46
United States v. Walker, 657 F.3d 160, 172 (3d Cir. 2011).
20
circumstances under which the
gun is found.47
We need not search far in the record to see that the
Sparrow factors weigh in favor of affirming Rosario’s
conviction. Rosario accepted an assault-style rifle and a
shotgun from Joshua Stevens as payment for 1.5 ounces of
methamphetamine. This fact alone persuades us that Rosario’s
receipt of the firearms was integral to the drug transaction.48 In
47
United States v. Sparrow, 371 F.3d 851, 853 (3d Cir. 2004)
(quoting United States v. Ceballos-Torres, 218 F.3d 409, 414–
15 (5th Cir.), amended on reh’g in part, 226 F.3d 651 (5th Cir.
2000)). Rosario also argues that the District Court failed to
instruct the jury on the Sparrow factors. Because Rosario did
not raise this issue before the District Court, we review it for
plain error, United States v. Dobson, 419 F.3d 231, 236 (3d Cir.
2005). We find that even if such error occurred, it does not
warrant corrective action here because it did not “seriously
affect the fairness, integrity or public reputation” of the trial;
rather, the evidence supported the conviction. United States v.
Olano, 507 U.S. 725, 736 (1993) (cleaned up).
48
See Gardner, 602 F.3d at 102–03 (“Whether a person who
acquires a gun with drugs does so in order to obtain the gun . .
. or to sell drugs, that person furthers the sale of the drugs by
possessing the gun . . . but for the possession of the gun, the
sale of drugs would not have occurred.”); Mahan, 586 F.3d at
1189 (“When a defendant accepts a gun as payment for his
drugs, his sale—and thus his crime—is incomplete until he
receives possession of the firearm.”); see also Frederick, 406
F.3d at 764 (“As a matter of logic, a defendant’s willingness to
accept possession of a gun as consideration for some drugs he
wishes to sell does ‘promote or facilitate’ that illegal sale.”).
21
addition, Stevens’ friend hand-delivered them to Rosario’s
home; they were immediately accessible to Rosario at all times
thereafter;49 and Rosario’s prior convictions prohibit him from
possessing a firearm under federal law.50 Accordingly, we will
affirm Rosario’s § 924(c) convictions.
2. Distribution of Narcotics Resulting in Death
Rosario also argues that the evidence was insufficient to
support the jury’s finding in Count 1 that his drug trafficking
resulted in Correa’s serious bodily injury in September 2018
and death in March 2019. Though he admits he previously sold
drugs to Correa, he maintains that he did not distribute the
drugs that caused Correa’s 2018 and 2019 overdoses. Instead,
he theorizes that Correa could have sourced drugs from his
drug-rehabilitation friend group, his family, or on “the street,”
where he says drugs are easily accessible. Rosario adds that
the packaging of the heroin found in Correa’s home after his
death was inconsistent with his typical heroin packaging, and
that he allegedly told Correa in January 2019 that he was
“done” selling narcotics.
Rosario’s argument ignores key evidence tying Rosario
to Correa’s overdoses, including expert testimony that mixed-
49
Even if the rifle had not been easily-accessible, immediate
accessibility is not a requirement for a conviction. See
Sparrow, 371 F.3d at 854 (affirming a § 924(c) conviction
where officers found a firearm hidden in a compartment
underneath floor tiles along with nine bags of marijuana and
$140 cash).
50
18 U.S.C. § 922(g)(1) (prohibiting individuals convicted of
a crime punishable by more than one year of imprisonment
from owning or possessing firearms).
22
drug toxicity caused the overdoses, testimony from multiple
individuals who confirmed that Rosario supplied Correa with
drugs before each overdose, Trooper Bailey’s testimony about
his investigation leading to Rosario, and Rosario’s own
admission that he gave Correa a “bump” of cocaine on the
night he died. Based on this evidence, the jury could have
reasonably reached the finding that Rosario’s drug trafficking
resulted in Correa’s serious bodily injury in September 2018
and his death in March 2019. We will not disturb it.
C. Evidentiary Rulings
Rosario next questions several of the District Court’s
evidentiary rulings, arguing the court allowed unfavorable
witness testimony that resulted in an unfair trial. He contends
that the District Court improperly allowed hearsay statements
from Correa’s girlfriend, mother, and long-time friend, all of
whom testified that Correa said he had purchased drugs from
Rosario after his first overdose. The court admitted these
statements as declarations against Correa’s penal interest under
Federal Rule of Evidence 804(b)(3).51 For the same reason, the
court granted the government’s motion in limine to admit
testimony regarding a phone call Correa made on the night he
died, during which Correa said that he had met with Rosario,
51
An out-of-court statement is admissible when it is contrary
to the declarant’s pecuniary or proprietary interest or tends to
expose the declarant to civil or criminal liability, thus
indicating that the declarant would not have made the
statement unless he believed it to be true. Fed. R. Evid.
804(b)(3). The statement must be made by a declarant who is
unavailable to testify. Fed. R. Evid. 804(a)(4).
23
obtained and used drugs, and was not feeling well.52 Nothing
in the record suggests error.53
Rosario relies on the Supreme Court’s holding in
Williamson v. United States that Rule 804(b)(3) does not
permit “admission of non-self-inculpatory statements, even if
they are made within a broader narrative that is generally self-
inculpatory.”54 However, Williamson’s holding “is not a per
se rule.”55 We instead “examine the circumstances” to
determine whether statements are genuinely self-inculpatory or
merely self-serving.56 We find that Correa spoke candidly to
people with whom he had close, personal relationships—his
girlfriend, mother, and long-time friend—to describe the
aftermath of his drug purchase and use, not to avoid culpability
52
Appx. 318–20; 535–36.
53
Because Rosario did not previously object to the testimony
of Correa’s girlfriend, mother, and long-time friend, we review
for plain error. United States v. Flores, 454 F.3d 149, 157 (3d
Cir. 2006). We review his challenge to the motion in limine
ruling for abuse of discretion. See United States v. Friedman,
658 F.3d 342, 352 (3d Cir. 2011). Neither standard affects our
result.
54
512 U.S. 594, 600–01 (1994).
55
United States v. Moses, 148 F.3d 277, 280 (3d Cir. 1998).
56
Id.
24
or shift blame to Rosario.57 Rosario’s arguments do not move
the needle on the substantial deference we afford the District
Court. We therefore leave the court’s evidentiary rulings
intact.58
D. Sentencing
Finally, we conduct our de novo review of Rosario’s life
sentence, imposed pursuant to 21 U.S.C. § 841(b)(1)(C).59
Section 841(b)(1)(C) mandates a sentence of life imprisonment
if the defendant has a prior “felony drug offense” conviction
57
The Advisory Committee Notes to Rule 804(b)(3) support
this view: “[A] statement admitting guilt and implicating
another person, made while in custody, may well be motivated
by a desire to curry favor with the authorities and hence fail to
qualify as against interest. . . . On the other hand, the same
words spoken under different circumstances, e.g., to an
acquaintance, would have no difficulty in qualifying.”
58
Rosario also cites testimony from three other government
witnesses to exemplify the alleged prejudice he faced during
trial. None provides a basis for relief. One witness invoked
his Fifth Amendment privilege against self-incrimination when
asked whether Rosario supplied him drugs; another testified
that during a 2018 visit to Rosario’s home, Rosario told her
that he provided Xanax to a woman who the witness found
asleep; and the third testified that her daughter struggled with
addiction and later died. Upon review of the testimony, we do
not see how the “probative value [of the witness testimony
was] substantially outweighed by the danger of . . . unfair
prejudice.” Fed. R. Evid. 403.
59
See United States v. Henderson, 841 F.3d 623, 626 (3d Cir.
2016) (reviewing legal challenge to mandatory minimum
sentence de novo).
25
and his instant drug trafficking offense resulted in another
individual’s death or serious bodily injury. Rosario urges us to
vacate his sentence because, in his view, § 841(b)(1)(C)’s
sentencing scheme is inherently unconstitutional and
inconsistent with Congressional intent, and because the
District Court failed to apply the categorical approach as
required to determine whether Rosario’s prior state drug
convictions constitute “felony drug offenses.” Rosario is
correct only as to his latter argument.
1. § 841(b)(1)(C) Statutory Interpretation and
Constitutionality
Because this is our first precedential treatment of §
841(b)(1