United States v. Barrett
CourtCourt of Appeals for the Tenth Circuit
Date FiledOctober 27, 2026
Docket23-7086
StatusPublished
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Full Opinion
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FILED
United States Court of Appeals
Tenth Circuit
PUBLISH
October 27, 2026
UNITED STATES COURT OF APPEALS
Christopher M. Wolpert
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 23-7086
KENNETH EUGENE BARRETT,
Defendant - Appellant.
_________________________________
Appeal from the United States District Court
for the Eastern District of Oklahoma
(D.C. No. 6:04-CR-00115-RAW-1)
_________________________________
Howard A. Pincus, Assistant Federal Public Defender (Virginia L. Grady,
Federal Public Defender, with him on the briefs), Office of the Colorado
Federal Public Defender, Denver, Colorado, for Defendant-Appellant.
Scott A.C. Meisler, Deputy Chief, Appellate Section, Criminal Division,
United States Department of Justice, Washington, District of Columbia
(Nicole M. Argentieri, Principal Deputy Assistant Attorney General; David
Rody, Acting Deputy Assistant Attorney General; and Jeffrey B. Kahan,
Deputy Chief, Capital Case Section, United States Department of Justice,
Washington, District of Columbia; Christopher J. Wilson, United States
Attorney, and Linda Epperley, Assistant United States Attorney, Office of the
United States Attorney for the Eastern District of Oklahoma, Muskogee,
Oklahoma, on the brief), for Plaintiff-Appellee.
_________________________________
Before HOLMES, Chief Judge, EBEL, and CARSON, Circuit Judges.
_________________________________
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HOLMES, Chief Judge.
_________________________________
Kenneth Barrett seeks to have his conviction for using a firearm in
relation to a crime of violence, in violation of 18 U.S.C. § 924(c)(1)(A) and
(j), vacated. He contends that the predicate offense—21 U.S.C.
§ 848(e)(1)(B), causing the intentional killing of a state law enforcement
officer in furtherance of a drug-trafficking crime—does not categorically
constitute a crime of violence under the plain text of the statute.
We disagree. Exercising jurisdiction under 28 U.S.C. §§ 1291 and
2253, we conclude that a § 848(e)(1)(B) offense constitutes a crime of
violence under § 924(c)(3)’s elements clause. More specifically, we hold
that a § 848(e)(1)(B) offense can only be committed with an intentional
mens rea. 1 We therefore affirm the district court’s denial of Mr. Barrett’s
28 U.S.C. § 2255 motion and his related motion to alter or amend the
district court’s order and judgment.
I
In January 1999, an Oklahoma court issued a warrant for Mr.
Barrett’s arrest. United States v. Barrett (Barrett I), 496 F.3d 1079, 1082
1 See, e.g., Mens Rea, BLACK’S LAW DICTIONARY (12th ed. 2024)
(defining term to mean, inter alia, the “state of mind that the prosecution,
to secure a conviction, must prove that a defendant had when committing
a crime”).
2
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(10th Cir. 2007). The Oklahoma court issued the warrant because Mr.
Barrett, a methamphetamine dealer, failed to appear at his trial on
charges of unlawful delivery of a controlled drug. Although Mr. Barrett
eluded arrest for the next eight months, state law enforcement officials
continued to investigate his role in the eastern Oklahoma meth trade. In
September 1999, local law enforcement learned from a confidential
informant that Mr. Barrett was manufacturing meth at his residence.
State police used that tip to obtain a search warrant for Mr. Barrett’s
home. In light of Mr. Barrett’s “violent and unstable nature,” the warrant
dispensed with any knock-and-announce requirement. Id.
State police served the no-knock warrant on Mr. Barrett’s residence
in the early hours of September 24, 1999. Mr. Barrett met the officers
with a hail of rifle fire, killing Trooper David Eales and wounding Trooper
John Hamilton. The remaining officers’ search of Mr. Barrett’s residence
yielded “a variety of other firearms” and “materials related to the
production and use of methamphetamine.” Id. at 1085. On Mr. Barrett’s
person, the officers found “a plastic baggie containing red phosphorous, a
lighter, and approximately $2100 in cash.” Id.
II
The litigation history following these tragic events is lengthy and
tortuous. We have detailed this history in a previous decision. See United
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States v. Barrett (Barrett III), 985 F.3d 1203, 1209–21 (10th Cir. 2021).
We provide only a summary of that history here, to set the stage for our
consideration of the district court’s disposition of the second or successive
§ 2255 motion at issue.
A
Mr. Barrett was first tried in Oklahoma state court. In 2002, his
first trial ended with a hung jury. In 2004, a second Oklahoma jury
acquitted Mr. Barrett of first-degree murder and other charges, but it
convicted him of the lesser-included offenses of first-degree manslaughter
and assault and battery with a dangerous weapon. For these offenses, an
Oklahoma court sentenced Mr. Barrett to a combined prison term of 30
years.
Less than six months after the Oklahoma court sentenced Mr.
Barrett for his 2004 convictions, the United States filed a criminal
complaint against Mr. Barrett in the Eastern District of Oklahoma. The
federal government subsequently indicted Mr. Barrett on three counts:
Count 1 – using and carrying a firearm during and in relation to drug
trafficking crimes and possessing a firearm in furtherance of such drug
trafficking offenses, resulting in death, in violation of 18
U.S.C. § 924(c)(1)(A) and (j); Count 2 – using and carrying a firearm in
relation to a crime of violence, in violation of 18 U.S.C. § 924(c)(1)(A) and
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(j); and Count 3 – intentionally killing a state law enforcement officer
during the commission of a drug trafficking crime, in violation of 21
U.S.C. § 848(e)(1)(B). The grand jury charged the offense listed at Count 3
as the predicate “crime of violence” for Count 2.
The federal jury convicted Mr. Barrett of all three counts. At the
second stage (i.e., penalty phase) proceedings, the jury recommended that
the district court impose sentences of life imprisonment on the two
§ 924(c) counts and a sentence of death on the § 848(e)(1)(B) count. The
district court imposed the sentences that the jury recommended and
entered judgment. We affirmed Mr. Barrett’s convictions and death
sentence on direct appeal.
B
Mr. Barrett subsequently launched a collateral attack on his
convictions and sentence, seeking relief under 28 U.S.C. § 2255. United
States v. Barrett (Barrett II), 797 F.3d 1207, 1211 (10th Cir. 2015). After
the district court denied Mr. Barrett’s § 2255 motion, we granted a
certificate of appealability (“COA”) permitting Mr. Barrett to appeal from
the denial of several ineffective assistance of counsel (“IAC”) claims. We
affirmed the district court’s denial of § 2255 relief “on all but one” of Mr.
Barrett’s IAC claims. Id. Holding that Mr. Barrett’s trial attorneys may
have been “ineffective by failing to investigate and present evidence of his
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background and mental health for the trial’s penalty phase,” we reversed
and remanded for the district court to conduct an evidentiary hearing. Id.
The district court referred the evidentiary hearing to a magistrate
judge. After hearing the testimony of fourteen witnesses over seven days,
the magistrate judge “recommended the district court find that Mr.
Barrett’s counsel performed deficiently under the Sixth Amendment and
that such performance prejudiced Mr. Barrett at sentencing.” Barrett III,
985 F.3d at 1207. Unconvinced, the district court rejected the
recommendation, finding that Mr. Barrett could not establish the
prejudice element of his Sixth Amendment IAC claim. The district court
nonetheless issued a COA, and Mr. Barrett appealed.
We reversed, adopting the magistrate judge’s finding that certain
evidence—specifically, evidence available to Mr. Barrett’s penalty phase
counsel but not presented by counsel to the jury at that phase—“would
likely have softened the edge of the aggravating evidence the jury heard at
trial and sentencing.” Id. at 1232. Thus, we determined there was a
reasonable probability that at least one juror would have recommended a
life sentence—rather than the death penalty—at sentencing.
Consequently, we vacated Mr. Barrett’s death sentence and
remanded for resentencing on his § 848(e)(1)(B) count (i.e., Count 3). The
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government subsequently withdrew its notice of intent to seek the death
penalty on Mr. Barrett’s § 848(e)(1)(B) conviction.
C
Meanwhile, as most relevant here, while post-conviction litigation
was playing out at the trial and appellate levels concerning Mr. Barrett’s
first § 2255 challenge to his Count 3 conviction for violating 21 U.S.C.
§ 848(e)(1)(B), Mr. Barrett sought permission from our court to file a
successive § 2255 motion in the district court in light of the Supreme
Court’s decisions in Johnson v. United States, 576 U.S. 591 (2015), and
Welch v. United States, 578 U.S. 120 (2016). See 28 U.S.C. § 2255(h)
(noting that a “second or successive motion must be certified as provided
in section 2244 by a panel of the appropriate court of appeals”); id.
§ 2244(b)(3)(A) (“Before a second or successive application permitted by
this section is filed in the district court, the applicant shall move in the
appropriate court of appeals for an order authorizing the district court to
consider the application.”). Mr. Barrett sought to challenge his Count 2
conviction for violating 18 U.S.C. § 924(c)(1)(A) and (j). While Mr.
Barrett’s application remained pending (that is, abated), the Supreme
Court decided Sessions v. Dimaya, 584 U.S. 148 (2018), and, of greater
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importance to Mr. Barrett’s § 2255 motion, United States v. Davis, 588
U.S. 445 (2019). 2
In Davis, the Supreme Court held that the residual clause of the
crime-of-violence definition for § 924(c) offenses—contained in 18 U.S.C.
§ 924(c)(3)(B)—was unconstitutionally vague. 588 U.S. at 470. Thus,
after Davis, an individual can only commit a § 924(c) offense predicated on
a crime of violence if that predicate offense satisfies the statute’s elements
clause, contained in 18 U.S.C. § 924(c)(3)(A). See id. at 449–50, 452, 456,
467.
We subsequently determined that “Davis announced a new rule of
constitutional law and that the Supreme Court has made Davis
retroactively applicable to cases on collateral review.” In re Mullins, 942
F.3d 975, 979 (10th Cir. 2019). Accordingly, we granted Mr. Barrett
“authorization to file a second or successive § 2255 motion in district court
challenging his § 924(c) conviction and sentence under Davis,” finding that
his motion satisfied the gatekeeping requirements of § 2255(h). Aplt.’s
App., Vol. II, at 3049–50 (Order, In re Barrett, No. 16-7039, at *1–2 (10th
Cir., filed Nov. 29, 2019)).
2 Mr. Barrett moved to supplement his Johnson and Welch
application with the Supreme Court’s subsequent decisions in Dimaya and
Davis, and we approved his request.
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D
Mr. Barrett returned to the district court, where he filed his § 2255
motion to vacate, set aside, and correct conviction and sentence pursuant
to United States v. Davis. Aplt.’s App., Vol. II, at 3052–79 (28 U.S.C.
§ 2255 Mot., filed Dec. 13, 2019). Mr. Barrett argued not only that his
Count 2 conviction under § 924(c) should be vacated and the charge
dismissed with prejudice, but also that he should “be resentenced by a jury
on Counts 1 and 3” in view of “the likelihood that the invalid Count 2
§ 924(c) conviction influenced the jury’s sentencing verdict on the
remaining counts.” Id. at 3057, 3071–72 (citing United States v. Smith,
756 F.3d 1179, 1189 (10th Cir. 2014)).
The district court denied Mr. Barrett’s successive § 2255 motion.
Identifying the “core question presented” as whether a § 848(e)(1)(B)
offense constitutes a crime of violence under § 924(c)(3)’s elements clause,
the district court assigned Mr. Barrett the burden of “showing that his
conviction or sentence as to Count Two rested on the residual clause
invalidated by Davis.” Aplt.’s App., Vol. II, at 3244–45 (Dist. Ct. Order,
filed Dec. 6, 2021). Finding no mention of the residual clause in Mr.
Barrett’s presentence report, the district court proceeded to consider
“whether it would have been necessary to rely on the residual clause to
sustain [Mr. Barrett’s] §[ ]924(c) conviction as to Count Two.” Id. at 3245.
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In answering that question in the negative, the district court first
observed that the jury was instructed that one element of Count 2 was
that Mr. Barrett “intentionally killed” or “caused the intentional killing”
of Trooper Eales. Id. at 3246 (emphasis removed).
The district court then concluded that “an ‘intentional killing’ under
[§ 848(e)(1)(B)] is a crime of violence” under § 924(c)(3)’s elements clause,
stating that “it is impossible to cause death without applying physical
force.” Id. (citations omitted). Consequently, the district court held that a
§ 848(e)(1)(B) homicide requires “a mens rea beyond recklessness.” Id. at
3247. 3 And the district court rejected Mr. Barrett’s “broader argument,”
that vacatur and/or resentencing was warranted with respect to Counts 1
and 3, as “beyond what the Tenth Circuit authorized in a second or
successive §[ ]2255 motion.” Id. at 3248.
3 On appeal, Mr. Barrett deems this line “an obvious reference
to the holding of Borden v. United States, 59[3] U.S. 420 (20[21])
[(plurality opinion)].” Aplt.’s Opening Br. at 9. In Borden, a four-Justice
plurality concluded that an offense that can be committed with a mens rea
of recklessness does not satisfy 18 U.S.C. § 924(e)’s elements clause,
which, like § 924(c)(3)’s elements clause, requires as an element the use,
attempted use, or threatened use of physical force against the person of
another. 593 U.S. at 423–24, 445 (plurality opinion). Justice Thomas
concurred in the judgment, agreeing that recklessness is insufficient but
relying instead on the phrase “use of physical force,” rather than “against
the person of another.” See id. at 446 (Thomas, J., concurring in the
judgment) (“The plurality focuses on the latter part of the operative
language: ‘against the person of another.’ I rest my analysis instead on a
separate phrase: ‘use of physical force.’”).
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The district court “decline[d] to issue a certificate of appealability as
to any issue raised” in Mr. Barrett’s successive § 2255 motion, id., and
entered a judgment of dismissal. Less than one month after the district
court’s dismissal of his successive § 2255 motion, Mr. Barrett moved under
Federal Rule of Civil Procedure 59(e) to alter or amend the judgment, and
requested, inter alia, that the district court issue a COA.
In resolving Mr. Barrett’s Rule 59(e) motion, the district court
upheld its denial of his successive § 2255 motion, but it agreed that Mr.
Barrett had done enough to justify a COA. The district court ultimately
granted Mr. Barrett a limited COA permitting him to challenge his
conviction on Count 2, but excluding from the scope of the COA his
contentions that vacatur of his Count 2 conviction also required vacatur
and/or resentencing on Counts 1 and 3.
Mr. Barrett timely appealed from the district court’s denial of both
his successive § 2255 motion and his Rule 59(e) motion. 4
4 Mr. Barrett timely filed his motion to alter or amend the
district court’s judgment within the twenty-eight days allowed by Rule
59(e). Because his Rule 59 motion was timely filed, Mr. Barrett’s time to
appeal did not begin to run until the district court disposed of his Rule 59
motion. See Fed. R. App. P. 4(a)(4)(A)(iv). And Mr. Barrett properly filed
his notice of appeal within sixty days of the district court’s order disposing
of his Rule 59 motion. So, Mr. Barrett’s appeal is timely under Federal
Rule of Appellate Procedure 4(a)(1)(B). See United States v. Cruz, 774
F.3d 1278, 1284 (10th Cir. 2014).
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III
“On appeal from the denial of a § 2255 motion, ordinarily ‘we review
the district court’s findings of fact for clear error and its conclusions of law
de novo.’” United States v. Snyder, 871 F.3d 1122, 1125 (10th Cir. 2017)
(quoting Barrett II, 797 F.3d at 1213). More specifically, we “review de
novo the district court’s interpretation of § 924(c) and its legal conclusion
that a particular offense constitutes a crime of violence.” United States v.
Melgar-Cabrera, 892 F.3d 1053, 1060 (10th Cir. 2018). “When, as here,
‘the district court does not hold an evidentiary hearing, but rather denies
the motion as a matter of law upon an uncontested trial record, our review
is strictly de novo.’” United States v. Bowen, 936 F.3d 1091, 1097 (10th
Cir. 2019) (quoting Barrett II, 797 F.3d at 1213).
A
Mr. Barrett contends that the district court’s crime-of-violence
judgment rested on § 924(c)(3)’s unconstitutional residual clause. Thus,
he contends, “the question becomes whether the constitutional error was
harmless.” Aplt.’s Opening Br. at 21. And Mr. Barrett argues that “the
government will not be able to meet[] its burden of showing harmlessness,
as the killing of a law-enforcement officer criminalized in 21 U.S.C.
§ 848(e)(1)(B) does not categorically satisfy the elements clause.” Id. at
22.
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Mr. Barrett points to the plain text of § 848(e)(1)(B) and argues it
“shows that ‘causes’ does not mean ‘intentionally causes,’ and one can
cause another to intentionally kill with a mental state that does not
satisfy Borden.” Id. at 23; see Borden v. United States, 593 U.S. 420, 424–
25, 445 (2021) (plurality opinion) (holding that recklessness is an
insufficient mens rea to satisfy an offense—like a crime of violence as
defined by § 924(c)(3)’s elements clause—that “has as an element the use,
attempted use, or threatened use of physical force against the person of
another”). Mr. Barrett argues that the language of the federal accomplice
liability statute, 18 U.S.C. § 2, further supports his reading of
§ 848(e)(1)(B).
Notably, Mr. Barrett does not make a distinct argument for reversal
concerning the district court’s “related order on his motion to alter or
amend judgment.” Aplt.’s Opening Br. at 44; see Aplt.’s Reply Br. at 28.
Putting aside the question of whether Mr. Barrett, by his briefing
omission, has waived any arguments for reversal regarding this order, see,
e.g., United States v. Egli, 13 F.4th 1139, 1149 (10th Cir. 2021), the
success of his appeal as to this order must necessarily depend solely on the
arguments that he has advanced regarding the court’s denial of his § 2255
motion. And Mr. Barrett does not dispute this.
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As to Mr. Barrett’s arguments regarding the court’s denial of his
§ 2255 motion, not surprisingly, the government stands in opposition. It
states that “[n]either the record of [Mr.] Barrett’s trial nor the background
legal environment at the time establishes, as a matter of historical fact,
that the district court classified [Mr.] Barrett’s offense as a crime of
violence under the residual clause and not the elements clause.” Aplee.’s
Resp. Br. at 26.
Furthermore, in the alternative, the government contends that
§ 848(e)(1)(B) is a crime of violence under § 924(c)(3)’s elements clause,
and therefore, any error by the district court in relying on § 924(c)(3)’s
unconstitutional residual clause is harmless. More specifically, the
government asserts that “the intentional killing of [a] police officer during
a drug crime constitutes a crime of violence” because “[t]he text and
context of § 848(e)(1)(B) make clear that the statute’s intent requirement
applies to all of the various means of committing the offense.” Id. at 27
(emphasis added).
B
When reviewing the merits of a § 2255 motion, “we apply harmless-
error review.” United States v. Driscoll, 892 F.3d 1127, 1132 (10th Cir.
2018). Under harmless error review, we first “determine whether the
sentencing court erred.” Id. Then, “if the sentencing court erred, we
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determine whether that error ‘had substantial and injurious effect or
influence in determining’ [the defendant’s] sentence.” Id. (quoting Brecht
v. Abrahamson, 507 U.S. 619, 638 (1993)). “We apply current law at this
second stage because . . . harmless error review goes to the question of
remedies and resentencing. . . .” United States v. Lewis, 904 F.3d 867, 873
(10th Cir. 2018). In other words, we consider whether the movant is
“entitled to a reduced sentence” due to the error or whether “a sentencing
judge, applying current law,” would “re-sentence him to the same length of
imprisonment.” Id.
In this case, we assume arguendo that the first step of the harmless
error inquiry has been satisfied. More specifically, we assume that Mr.
Barrett’s conviction under Count 2 was erroneously based on 18
U.S.C. § 924(c)(3)(B) (i.e., the residual clause), which the Supreme Court
deemed unconstitutionally vague in Davis, 588 U.S. at 470. Based on this
assumption, we analyze whether, under current law, that error had a
substantial and injurious effect or influence in determining Mr. Barrett’s
sentence.
We conclude that it did not. That is because under § 924(c)(3)(A)
(i.e., the elements clause), a § 848(e)(1)(B) homicide is a crime of violence.
Therefore, Mr. Barrett is not entitled to resentencing because any error by
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the district court stemming from its assumed reliance on the residual
clause is harmless; Mr. Barrett’s conviction on Count 2 stands intact.
1
Count 2 of Mr. Barrett’s federal indictment—the count at issue
here—charged a violation of § 924(c)(1)(A) based on Mr. Barrett’s use of a
firearm with respect to the § 848(e)(1)(B) offense charged in Count 3.
Under § 924(c)(1)(A), “any person who, during and in relation to any
crime of violence . . . uses or carries a firearm, or who, in furtherance
of any such crime, possesses a firearm, shall, in addition to the
punishment provided for such crime of violence” be sentenced to an
additional term of imprisonment as specified by the statute. Id. (emphasis
added). Section 848(e)(1)(B) criminalizes homicide against law
enforcement officers engaged in their official duties in the following terms:
[A]ny person, during the commission of, in furtherance of,
or while attempting to avoid apprehension, prosecution or
service of a prison sentence for, a felony violation of this
subchapter or subchapter II who intentionally kills or
counsels, commands, induces, procures, or causes
the intentional killing of any Federal, State, or local
law enforcement officer engaged in, or on account of, the
performance of such officer’s official duties and such
killing results, shall be sentenced to any term of
imprisonment, which shall not be less than 20 years, and
which may be up to life imprisonment, or may be
sentenced to death.
Id. (emphasis added).
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Section 924(c)(3) dictates that to qualify as a predicate “crime of
violence,” an offense must be a felony that either:
(A) has as an element the use, attempted use, or
threatened use of physical force against the person or
property of another, or
(B) that by its nature, involves a substantial risk that
physical force against the person or property of another
may be used in the course of committing the offense.
Id. Subsection (A) is known as the “elements clause,” and subsection (B)
is known as the “residual clause.” United States v. Taylor, 596 U.S. 845,
856 (2022) (“Next door to the elements clause Congress included the
residual clause.”). But in 2019, in Davis, the Supreme Court deemed
unconstitutionally vague the residual clause of subsection (B). See 588
U.S. at 470.
We subsequently recognized in Bowen that the Supreme Court’s
decision in Davis “created a new substantive rule [of constitutional law]
that is retroactively applicable on collateral review,” such that defendants
convicted of § 924(c) offenses based on ostensibly predicate “crimes of
violence” under § 924(c)(3)(B)’s unconstitutional residual clause can
pursue actual-innocence claims under 28 U.S.C. § 2255. 936 F.3d at 1095.
Accordingly, an offense does not qualify as a crime of violence under
§ 924(c)(3) unless it satisfies the elements clause in subsection (A). “To
determine whether a federal felony may serve as a predicate for a
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conviction and sentence under the elements clause, . . . we must apply a
‘categorical approach.’” Taylor, 596 U.S. at 850. This analysis precludes
“an inquiry into how any particular defendant may commit the crime. The
only relevant question is whether the federal felony at issue always
requires the government to prove—beyond a reasonable doubt, as an
element of its case—the use, attempted use, or threatened use of force.”
Id. (emphasis added).
If it is possible for a defendant to commit an offense with a mens rea
of recklessness or a lesser level of culpability, then that offense does not
always require the government to prove the use, attempted use, or
threatened use of force against the person of another. Borden, 593 U.S. at
423–24, 445. In other words, an offense categorically qualifies as a crime
of violence under the elements clause only if that crime requires a mens
rea of a higher level of culpability than recklessness. See id. So, Mr.
Barrett’s argument that the trial court’s Davis error was harmful relies on
his contention that § 848(e)(1)(B) can be violated with a mens rea of
recklessness or less.
2
Determining which mens rea applies to a statute is a matter of
statutory construction. United States v. Serawop, 410 F.3d 656, 660 (10th
Cir. 2005) (citing Staples v. United States, 511 U.S. 600, 605 (1994)).
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However, importantly, “as a general matter, our criminal law seeks to
punish the ‘vicious will.’” Ruan v. United States, 597 U.S. 450, 457 (2022)
(quoting Morissette v. United States, 342 U.S. 246, 251 (1952)). Thus, “we
must construe the statute in light of the background rules of the common
law, in which the requirement of some mens rea for a crime is firmly
embedded.” Staples, 511 U.S. at 605 (citation omitted).
The “four states of mind, as described in modern statutes and cases,
that may give rise to criminal liability” are—in descending order of
culpability—“purpose, knowledge, recklessness, and negligence.” Borden,
593 U.S. at 425–26. The parties do not dispute that, “when Congress uses
the word ‘intentional’ as a mens rea in a criminal statute, that equates at
least with purpose, and may also cover both purposeful and knowing
actions.” United States v. Smith, 104 F.4th 314, 327 (D.C. Cir. 2024), cert.
denied, 145 S. Ct. 1478 (2025).
With this backdrop in mind, we conclude, for three salient reasons,
that 21 U.S.C. § 848(e)(1)(B) requires an intentional mens rea for all its
inculpatory actions. See Smith, 104 F.4th at 328–30.
First, § 848(e)(1)(B) is not silent as to what state of mind is required
under the statute. It contains purposeful mens rea language. Twice
§ 848(e)(1)(B) explicitly uses variants of the word “intentional.” The
statute applies to someone “who intentionally kills” a law enforcement
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officer. 21 U.S.C. § 848(e)(1)(B) (emphasis added). It also applies to
someone who “counsels, commands, induces, procures, or causes the
intentional killing” of a law enforcement officer. Id. (emphasis added).
Implicitly, the statute refers to intentionality a third time in the phrase
“and such killing results,” which is an incorporation of (and implicit cross-
reference to) the prior explicit references to an intentional killing. Id.
(emphasis added).
“Absent indication of contrary purpose in the language . . . of the
statute,” Liparota v. United States, 471 U.S. 419, 425 (1985), we are
inclined to apply Congress’s use of “intentional” in § 848(e)(1)(B) to all
material elements of the offense. See Rehaif v. United States, 588 U.S.
225, 229 (2019) (“[W]hen a statute ‘prescribes the kind of culpability that
is sufficient for the commission of an offense, without distinguishing
among the material elements thereof, such [a culpability] provision shall
apply to all the material elements of the offense, unless a contrary
purpose plainly appears.’” (quoting MODEL PENAL CODE § 2.02(4) (A.L.I.
1985))).
“In other words, when Congress explicitly provides a mens rea in a
criminal statute, the most faithful reading of statutory text, absent
contrary indicia, is to apply that mens rea to all relevant culpable acts,
rather than to divine a lesser mens rea that lacks any textual basis.”
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Smith, 104 F.4th at 329. Here, that means applying an intentional mens
rea to each inculpatory action: “intentionally kills or counsels,
commands, induces, procures, or causes the intentional killing.” 21
U.S.C. § 848(e)(1)(B) (emphasis added). Mr. Barrett’s argument that
§ 848(e)(1)(B) only requires a mens rea of recklessness or a lesser level of
culpability lacks any textual basis in the statute.
Second, § 848(e)(1)(B)’s terms “themselves connote intentionality.”
See Smith, 104 F.4th at 329. We examine the dictionary definition of each
inculpatory action in § 848(e)(1)(B), as the D.C. Circuit did in Smith for
the identical passage of § 848(e)(1)(A). See id. The parties do not dispute
that, as to the five-verb string following the phrase “intentionally kills or,”
the first four verbs imply intentional conduct. To “counsel” means “to
recommend esp[ecially] as the best or most expedient act, course, or
policy.” WEBSTER’S THIRD NEW INTERNATIONAL DICTIONARY 518 (1993)
(def. 2) [hereinafter WEBSTER’S THIRD]. To “command” means “to direct
authoritatively” or to “order.” Id. at 455 (def. 1). To “induce” means “to
prevail upon” or to “inspire, call forth, or bring about by influence or
stimulation.” Id. at 1154 (def. 1). And to “procure” means “to bring about
by particular care or effort.” Id. at 1809 (def. 2). 5
5 In its analysis of statutory-term definitions, Smith cited to
WEBSTER’S THIRD. See Smith, 104 F.4th at 329. It is worth noting that
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Where the parties disagree is on the interpretation of the word
“causes” in the statute. To “cause” means “to effect by command,
authority, or force.” Id. at 356 (def. 2).
Of course, viewed in isolation, we could interpret “cause” in a
broader sense—devoid of intentionality—especially given its numerous
meanings. See, e.g., id. (def. 1) (defining to “cause” as, for example,
“MAKE: . . . careless driving ~s accidents”). But “the canon of noscitur a
sociis teaches that a word is ‘given more precise content by the
neighboring words with which it is associated.’” Fischer v. United States,
603 U.S. 480, 487 (2024) (quoting United States v. Williams, 553 U.S. 285,
294 (2008)); see also Smith, 104 F.4th at 329 (“Settled statutory
construction principles require that ‘cause’ be read consonantly with the
verbs that surround it, each of which speaks to intentional actions.”).
“That ‘avoid[s] ascribing to one word a meaning so broad that it is
inconsistent with’ ‘the company it keeps.’” Fischer, 603 U.S. at 487
(alteration in original) (quoting Gustafson v. Alloyd Co., 513 U.S. 561, 575
(1995)); see also Abramski v. United States, 573 U.S. 169, 179 (2014)
(noting that, when interpreting a statute, courts “must (as usual)
this dictionary is not alone—among contemporary dictionaries—in its
understanding of those terms. See, e.g., MERRIAM-WEBSTER’S COLLEGIATE
DICTIONARY 230, 264, 594, 930 (10th ed. 1993) (defining in a similar
fashion “command,” “counsel,” “induce,” and “procure”).
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interpret the relevant words not in a vacuum, but with reference to the
statutory context”). We thus should use the surrounding verbs to help
narrow which meaning of “cause” Congress most probably intended. And
here, the intentionality connoted by the surrounding verbs Congress used
in § 848(e)(1)(B) indicates that the statute’s term “cause” also implies
intentional conduct—that is, conduct with a mens rea higher than
recklessness.
Third, the punishment for violating the statute further supports a
determination that § 848(e)(1)(B) requires an intentional mens rea for all
its inculpatory actions. “[S]evere penalties counsel in favor of a strong
scienter requirement.” Ruan, 597 U.S. at 460. And here, Congress
prescribed that violators “shall be sentenced to any term of imprisonment,
which shall not be less than 20 years, and which may be up to life
imprisonment, or may be sentenced to death”—importantly, levying the
same range of punishment for those who intentionally kill and those who
cause an intentional killing of a law enforcement officer. 21 U.S.C.
§ 848(e)(1)(B). The presence of such severe penalties “militates against
interpreting” § 848(e)(1)(B) “to cover reckless conduct—especially given
Congress’s repeated textual requirement of intentional action.” Smith,
104 F.4th at 330; see also Borden, 593 U.S. at 439 (cautioning against
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interpreting a statute to cover reckless offenses where a conviction would
trigger “15-year minimums”).
One hypothetical Mr. Barrett presents in support of his argument
that § 848(e)(1)(B) does not require intentionality for all its inculpatory
actions is a situation in which a leader of a drug enterprise, upon seeing
police officers approaching, tells his underlings to “do something.” Aplt.’s
Opening Br. at 33. This instruction could be construed as an order to do
anything from destroying evidence of drugs to killing the officers. Thus,
Mr. Barrett contends if the underling killed one of the officers, the leader
would have caused an intentional killing under the meaning of the statute
even if he did not intend to do so. But (in addition to the reasons we have
already discussed) the possibility of receiving a death sentence if convicted
under § 848(e)(1)(B) counsels that, in Mr. Barrett’s hypothetical scenario,
the government would need to prove that the leader—through his
instruction—actually intended his underlings to kill one of the officers.
“Such severe penalties counsel in favor of a strong scienter requirement.”
Ruan, 597 U.S. at 460.
3
Lastly, Mr. Barrett contends that the language of the federal
accomplice liability statute, 18 U.S.C. § 2, provides support for his
argument that § 848(e)(1)(B) can be violated with a reckless state of mind.
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In subsection (a), that statute says, “Whoever commits an offense against
the United States or aids, abets, counsels, commands, induces or procures
its commission, is punishable as a principal.” 18 U.S.C. § 2(a). In
subsection (b), it says, “Whoever willfully causes an act to be done which if
directly performed by him or another would be an offense against the
United States, is punishable as a principal.” Id. § 2(b).
Mr. Barrett draws a connection between the two statutes—
§ 848(e)(1)(B) and § 2—succinctly:
Congress could hardly have been unaware that it was
using in § 848(e)(1)(B) the same verbs in § 2, and putting
them in the same order. And that being so, the use of the
unadorned “causes” in § 848(e)(1)(B), rather than the
“willfully causes” of § 2(b), cannot be chalked up to
accident. Rather, it bespeaks a congressional decision not
to limit “causes” in § 848(e)(1)(B), as it had in § 2. This
confirms, and adds to, the