State of Tennessee v. Teresa Kay Nolan
CourtCourt of Criminal Appeals of Tennessee
Date FiledJuly 9, 2026
DocketM2025-00562-CCA-R3-CD
JudgeJudge Robert L. Holloway, Jr.
StatusPublished
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Full Opinion
07/09/2026
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs June 16, 2026
STATE OF TENNESSEE v. TERESA KAY NOLAN
Appeal from the Circuit Court for Maury County
No. 29512 David L. Allen, Judge
___________________________________
No. M2025-00562-CCA-R3-CD
___________________________________
Following a jury trial, Defendant, Teresa Kay Nolan, was convicted of two counts of
aggravated assault and one count of reckless endangerment with a deadly weapon, for
which she received a total effective sentence of four years. On appeal, Defendant contends
that: (1) the evidence is insufficient to support her convictions for aggravated assault; (2)
the trial court committed plain error by failing to provide a jury instruction on self-defense;
(3) the trial court abused its discretion by allowing the State to cross-examine Defendant
regarding her prior conviction for attempted impersonation of a licensed professional; and
(4) the trial court abused its discretion when it permitted the State to cross-examine her
regarding her violation of bond conditions. Upon review, we affirm the conviction in count
2 but remand for entry of a corrected judgment, reflecting Defendant’s conviction for
reckless endangerment with a deadly weapon and imposing a concurrent one-year
sentence. We affirm the judgments of conviction in counts 1 and 3 in all respects.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed;
Case Remanded
ROBERT L. HOLLOWAY, JR., J., delivered the opinion of the court, in which J. ROSS DYER
and MATTHEW J. WILSON, JJ., joined.
Larry Samuel Patterson, Jr., Columbia, Tennessee, for the appellant, Teresa Kay Nolan.
Jonathan Skrmetti, Attorney General and Reporter; Benjamin A. Ball, Senior Assistant
Attorney General; Michael J. Hurst,1 Qualified Law Student; Brent Cooper, District
Attorney General; and Ross Boudreaux, Assistant District Attorney General, for the
appellee, State of Tennessee.
1
Mr. Hurst participated in this case as a qualified law student pursuant to authority granted by
Tennessee Supreme Court Rule 7, section 10.03.
OPINION
I. Factual and Procedural Background
On September 28, 2021, Defendant was arrested by the Columbia Police
Department for an incident in which she allegedly pointed a loaded gun at three occupants
of an SUV that she was following. The Maury County Grand Jury subsequently indicted
Defendant on three counts of aggravated assault. Prior to trial, the State filed a Notice of
Intent to Introduce Prior Bad Acts, which listed Defendant’s prior convictions for
attempted impersonation of a licensed professional and violation of conditional release.
The case proceeded to trial in April 2024. At the start of trial, the State reduced the
charge in count 2 to the lesser-included offense of reckless endangerment with a deadly
weapon.
State’s proof
Lynn Thompson, the assistant director of Maury County 9-1-1, testified that
dispatch received two 9-1-1 calls on the afternoon of September 28, 2021. The first call
was made by Defendant at 2:02 p.m. and was followed by a call from C.B.2 at 2:07 p.m.
Mr. Thompson identified recordings of the two calls.
C.B. testified that he was seventeen years old on September 28, 2021. That
afternoon, he picked up two friends, W.P. and I.S., from an apartment in Maury County.
C.B. was driving his mother’s brand-new black Jeep Cherokee. As C.B. drove towards his
home, he realized a white vehicle3 was following him “very, very closely.” C.B. turned
into a neighborhood, and the other vehicle continued closely behind him. At that time, I.S.,
who was sitting in the back seat of his SUV, “flicked off” the driver of the vehicle tailgating
them.
C.B. testified that he had “no idea” why the driver of the white vehicle was
following him. He said he had not been driving in a dangerous manner but, instead, was
driving carefully because he was in his mother’s car.
When C.B. got to the top of a big hill in the neighborhood, he pulled over and turned
on his hazard lights because he wanted to see why he was being followed. The driver of
the white vehicle, whom he identified as Defendant, pulled up next to him with part of her
2
It is the policy of this court to refer to minor victims by their initials only.
3
The testimony at trial established only that Defendant’s vehicle was a white Kia; the record
contains no additional information about the model of the vehicle.
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vehicle in the oncoming lane of traffic. When C.B. looked at Defendant, he saw that she
was pointing a gun towards his head. C.B. described the weapon as “a black handgun” that
“wasn’t a revolver.” He estimated that Defendant had been following him for about two
minutes before he pulled over, and she pointed the gun at him.
C.B. testified that he was scared and “feared for [his] life” when Defendant pointed
the gun at him and that he immediately “hit the gas” and fled from Defendant, who
continued to follow him through the neighborhood. C.B. testified that, to get away from
Defendant, he ran a stop sign and pulled out in front of another car onto a main road as he
left the neighborhood. Defendant then crossed over a double yellow line and drove into
oncoming traffic to catch up to C.B. and get back behind him.
C.B. testified that, after Defendant pointed the gun at him, he called 9-1-1. He
identified recordings of his call and Defendant’s call to 9-1-1. During Defendant’s 9-1-1
call, she reported that C.B. hit her vehicle. C.B. testified, “That did not happen. I was in
my mom’s brand-new car. The car was brand new. There’s still no marks [on] it to this
date.” C.B. also denied Defendant’s report that he was swerving in and out of traffic.
Although C.B. agreed that, at one point in the recording, Defendant said, “Get out of the
car[,]” he testified that neither he nor his friends opened the doors or exited his SUV at any
time. Later in Defendant’s 9-1-1 call, she claimed that C.B. “swerved and hit her window”
and that he hit her vehicle twice; C.B. denied that this happened. He further denied
Defendant’s assertions that he was “brake checking” her and that someone threw
something out of his SUV.
While on the phone with 9-1-1, C.B. drove to a little league baseball field on Lion
Parkway and then stopped to wait for police. He testified that officers arrived about a
minute later, and he identified a photograph of his SUV taken after, which showed there
was no damage to his SUV.
On cross-examination, C.B. agreed that his SUV had a “pretty dark” tint to its
windows. He agreed that Defendant never got out of her vehicle during the incident. C.B.
denied that he “almost hit” Defendant’s vehicle and another vehicle during the incident.
He further denied that he opened his car door and hit Defendant’s passenger-side mirror,
and he disagreed that a sound on the recording of Defendant’s 9-1-1 call was that of a car
door opening.
W.P. testified that he was sixteen years old on September 28, 2019. That afternoon,
he was riding in the front passenger seat of C.B.’s car after C.B. picked him and I.S. up at
their apartment complex. At one point, they noticed a white vehicle following them; C.B.
took several turns, and it continued to follow them. C.B. then pulled over, and the driver
of the white vehicle, whom W.P. identified as Defendant, pulled up beside them. W.P.
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testified that Defendant pointed a gun directly towards C.B. and W.P., holding it with both
hands. W.P. initially said that he saw Defendant reach for her gun but then acknowledged
he was not sure, explaining, “[T]he first thing I [saw] was the gun pointed at me and my
friends[.]”
W.P. stated that he and his friends “ducked and drove off instantly[,]” and C.B.
called 9-1-1. He testified that neither he nor his friends opened the car doors. He said that
he did not see the gun again until Defendant got out of her vehicle at the baseball field with
the gun “[o]n the side of her hip.”
W.P. testified that he had no idea why Defendant began following them, but he
acknowledged that I.S. “shot her a bird[.]” W.P. said that he and his friends were scared
when Defendant pointed the gun at them. He testified that it was “the scariest thing that
ha[d] ever happened to [him] so far.” W.P. denied that C.B. hit Defendant’s vehicle at any
point or “almost ran anybody off the road[.]” He further denied Defendant’s claims that
someone threw a baggie from the SUV and that C.B. was “brake checking” her.
Kim Boyd, C.B.’s mother, testified that she was at work on September 28, 2021,
when she received a call from C.B. around 2:00 p.m. Based upon the call, she immediately
left work and went to the little league baseball field. Mrs. Boyd stated that she had recently
purchased a brand-new 2021 Jeep Cherokee, which she had allowed C.B. to drive that day.
She confirmed C.B.’s testimony that there was no damage to her car following the incident
with Defendant.
Columbia Police Department Officer Matt Burns testified that he was dispatched to
the baseball field on Lion Parkway around 2:10 p.m. on September 28, 2021. Officer Burns
spoke to Defendant and the occupants of the black Jeep Cherokee. Defendant had a gun in
a holster on her right hip, which Officer Burns confiscated. Officer Burns testified that the
gun was loaded with a Ruger magazine containing fifteen 9mm rounds.
After speaking with Defendant, Officer Burns checked the passenger side of her
vehicle, including the passenger-side mirror, and found no damage. Defendant claimed
that the occupants of the SUV threw a plastic baggie from the driver’s side as she followed
them; Officer Burns testified, however, that another officer drove back through the
neighborhood and did not find anything.
Officer Burns acknowledged that he had previously pulled his service weapon while
seat-belted into the driver’s seat of his patrol car.
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Jury-out hearing
Prior to Defendant’s testimony, the trial court held a jury-out hearing regarding the
admissibility of her conviction for attempted impersonation of a licensed professional, a
Class A misdemeanor for which Defendant received a suspended sentence of eleven
months and twenty-nine days. During the hearing, the State introduced a certified copy of
the conviction, noted that the charge stemmed from an alleged forged document, and
argued that the conviction was admissible under Tennessee Rule of Evidence 609. Defense
counsel acknowledged that Defendant pleaded guilty to attempted impersonation of a
licensed professional in 2016 but argued that this was not a crime of dishonesty because
Defendant had not known that her license had expired. Defense counsel further asserted,
“And then I think you’ve also got to look at the probative value. If it involves dishonesty,
you know, what’s the . . . probative value versus unfair prejudice?” The trial court found
that the conviction involved a crime involving dishonesty or false statement and concluded
that the conviction was admissible.
The trial court also addressed the admissibility of evidence concerning Defendant’s
violating bond conditions in the instant case. The State explained that the incident involved
Defendant’s “telling an apparent false statement to a police officer” when she “was found
in public with a pistol on her hip[,]” in violation of her bond conditions. The State noted
that, when confronted about this by a police officer, Defendant told the officer she was
unaware that she was restricted from carrying a firearm, despite Defendant’s having signed
a document listing this prohibition as a condition of her bond.
In response, defense counsel argued that the probative value of the evidence did not
outweigh its prejudicial effect. Defense counsel agreed that Defendant had signed the
document setting out her bond conditions but that, according to Defendant, she did not read
the document and was thus unaware of the condition.
In ruling that the State could cross-examine Defendant regarding the incident, the
trial court found that there was a reasonable factual basis for the inquiry and that the
probative value of the evidence was not outweighed by its prejudicial effect. The court
noted that, “[h]ad this involved [Defendant’s] pulling a gun as opposed to merely
possessing it,” the court would have agreed with defense counsel that “the prejudicial effect
would outweigh the probative value [of the false statement].”
Defense proof
Defendant testified that she was previously employed as a transportation officer for
both state and federal inmates and as an armed security guard. She said that on September
28, 2021, she was driving on James Campbell Boulevard towards the mall. She was
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traveling in the fast lane when she saw a black SUV in her rearview mirror, “weaving in
and out of traffic.” She could not see who was inside the SUV because the windows were
tinted. She testified that the SUV “whipped over in front of [her,]” forcing her to drive
into the median. Defendant continued, “Then they whipped back over again, and there was
an older black gentleman in an old truck, ran [him] almost into the bridge right there . . . .
And then they took off[.]”
Defendant testified that she followed the SUV to get its tag number and that she was
going to call the Columbia Police Department and “have them handle it.” She said,
however, that she called 9-1-1 after the SUV almost hit a child riding a bicycle. She stated
that, as she followed the SUV through the neighborhood, it ran two stop signs. Defendant
estimated that she was “at least a car-and-a-half behind them” when the SUV stopped in
the middle of the road. She said that she pulled up beside the SUV, and C.B. partially
rolled down his window. Defendant told C.B. to “stay right there” and that she was on the
phone with 9-1-1.
Defendant testified that C.B. opened the driver’s side door, and the door hit her
vehicle’s passenger-side mirror, causing it to “flex” and then “bounce back.” She
explained that was why she told the 9-1-1 operator, “He hit me; he hit me.” When asked
what she was thinking at the time, Defendant said, “Survive to protect myself. I mean, I
don’t know who else was in there.” She said that she automatically reached for her gun,
“as trained,” but that she was unable to pull it from the holster because she had on her seat
belt. She testified that C.B. then shut his car door and “took off[,]” and she continued to
follow him. She then saw someone throw a clear baggie from the driver’s side of the SUV.
Defendant agreed that, in 2016, she worked as a bartender, which required her to
have an ABC license. She further agreed that she pleaded guilty to attempted
impersonation of a licensed professional for serving alcohol after her license expired. She
explained, however, that the manager of the restaurant where she worked had not informed
her of the expired license.
Defendant also acknowledged that she was placed on bond following her arrest on
September 28, 2021, and that one of the conditions of her bond was that she could not carry
a firearm. She testified, however, that she had a job as a traffic officer that required her to
carry a gun. While working at an intersection on October 18, 2023, there was a wreck, and
Defendant called for police to respond to the scene. The officer who responded asked
Defendant for her identification and then informed her she was not allowed to carry a
firearm as a condition of her bond. Defendant agreed that she later pleaded guilty to
violating bond conditions.
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On cross-examination, when asked about pleading guilty to attempted
impersonation of a licensed professional, Defendant stated that she “really didn’t have a
choice.” The State then introduced, as an exhibit to her testimony, a certified copy of the
conviction.
Defendant acknowledged that she had signed the form containing the bond
conditions on September 28, 2021. She further acknowledged telling the officer who
responded to the wreck that she did not know she was violating her bond conditions by
carrying a firearm. She testified that this was because she had not read, or been otherwise
informed, of her bond conditions.
Defendant agreed that, before C.B. stopped the SUV in the middle of the road, she
had not seen him “make actual contact” with any person or vehicle. When asked how many
times the black SUV hit her vehicle, Defendant responded, “I thought that when I went
over into the median. I wasn’t aware if they hit me at the time or not. So we found out if
they didn’t. So the only contact was the mirror[.]” She agreed, however, that she told
Officer Burns that C.B. hit her vehicle “a couple of times[.]” Defendant acknowledged
that the 9-1-1 operator never told her to continue following the SUV; rather, she was
instructed to “keep a safe distance[.]”
Jury instructions
At the conclusion of proof, the trial court held a charge conference to discuss
defense counsel’s request that it instruct the jury on self-defense. The State argued against
the instruction, explaining:
Here’s what we don’t have . . . a gun being used by these victims. We don’t
have any testimony of a single word being uttered at this particular defendant
by the victims.
All we have is testimony from [Defendant], . . . that a [car]door was
opened. That’s not enough.
....
With respect to [C.B.’s] opening a car door, if you credit [Defendant],
it does not amount to an excuse to point a handgun at somebody[.]
Upon consideration, the trial court found that, when viewed in the light most
favorable to Defendant, the proof did not fairly raise the issue of self-defense and denied
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the requested instruction. The court noted that, according to Defendant’s testimony, she
never took any action in self-defense.
Following deliberations, the jury found Defendant guilty of aggravated assault in
counts 1 and 3 and reckless endangerment with a deadly weapon in count 2. At a
subsequent hearing, the court sentenced Defendant, as a Range I standard offender, to
concurrent four-year terms, which the court suspended to supervised probation.
Thereafter, Defendant filed a timely motion for new trial. Following a hearing, the
trial court entered a written order, denying the motion for new trial. This timely appeal
follows.
II. Analysis
A. Sufficiency of the evidence
Defendant challenges the sufficiency of the evidence as it relates to her convictions
for aggravated assault, asserting that the testimony from C.B. and W.P. was inconsistent
and that they were not credible. The State responds that sufficient evidence was presented
for any rational trier of fact to find Defendant guilty beyond a reasonable doubt.
Our standard of review for a sufficiency of the evidence challenge is “whether, after
viewing the evidence in the light most favorable to the prosecution, any rational trier of
fact could have found the essential elements of the crime beyond a reasonable doubt.”
Jackson v. Virginia, 443 U.S. 307, 319 (1979) (emphasis in original); see also Tenn. R.
App. P. 13(e). Questions of fact, the credibility of witnesses, and weight of the evidence
are resolved by the fact finder. State v. Bland, 958 S.W.2d 651, 659 (Tenn. 1997). This
court will not reweigh the evidence. Id. Our standard of review “is the same whether the
conviction is based upon direct or circumstantial evidence.” State v. Dorantes, 331 S.W.3d
370, 379 (Tenn. 2011) (quoting State v. Hanson, 279 S.W.3d 265, 275 (Tenn. 2009))
(internal quotation marks omitted).
A guilty verdict removes the presumption of innocence, replacing it with a
presumption of guilt. Bland, 958 S.W.2d at 659; State v. Tuggle, 639 S.W.2d 913, 914
(Tenn. 1982). The defendant bears the burden of proving why the evidence was
insufficient to support the conviction. Bland, 958 S.W.2d at 659; Tuggle, 639 S.W.2d at
914. On appeal, the “State must be afforded the strongest legitimate view of the evidence
and all reasonable inferences that may be drawn therefrom.” State v. Vasques, 221 S.W.3d
514, 521 (Tenn. 2007).
-8-
As relevant here, a person commits aggravated assault who intentionally or
knowingly commits an assault, and the assault involved the use or display of a deadly
weapon. See Tenn. Code Ann. § 39-13-102(a)(1)(A)(iii) (2021). Further, “[a] person
commits assault who . . . [i]ntentionally or knowingly causes another to reasonably fear
imminent bodily injury[.]” Tenn. Code Ann. § 39-13-101(a)(2). “‘Bodily injury’ includes
a cut, abrasion, bruise, burn or disfigurement, and physical pain or temporary illness or
impairment of the function of a bodily member, organ, or mental faculty[.]” Tenn. Code
Ann. § 39-11-106(a)(3) (2021). As applicable to the instant case, a “deadly weapon” is
“[a] firearm or anything manifestly designed, made or adapted for the purpose of inflicting
death or serious bodily injury[.]” Tenn. Code Ann. § 39-11-106(a)(6)(A) (2021).
When viewed in the light most favorable to the State, the evidence established that,
as C.B. drove towards his home, Defendant began following him “very closely” for several
minutes. When C.B. pulled to the side of the road and turned on his hazard lights,
Defendant pulled up beside him and pointed a black handgun, while holding it with both
hands, directly at C.B. and W.P. C.B. immediately “hit the gas” and fled from Defendant;
they testified that they were scared and feared for their lives when Defendant pointed the
gun at them. When Officer Burns responded to the little league baseball field to investigate,
he confiscated from Defendant a black handgun that was loaded with a Ruger magazine
containing fifteen 9mm rounds. Based upon this evidence, any rational trier of fact could
find that Defendant intentionally or knowingly caused C.B. and W.P. to reasonably fear
imminent bodily injury through the use or display of a deadly weapon. See Tenn. Code
Ann. §§ 39-13-101(a)(2), -102(a)(1)(A)(iii).
Defendant argues that the testimony from C.B. and W.P. was inconsistent and not
credible, and she essentially asks this court to accredit her testimony over that of C.B. and
W.P. However, questions of fact, the credibility of witnesses, and the weight to be given
the evidence were resolved by the jury, and this court cannot disturb those determinations
on appeal. See Bland, 958 S.W.2d at 659. Defendant is not entitled to relief.
B. Self-defense instruction
Defendant contends that the trial court committed plain error by failing to instruct
the jury on self-defense. Defendant argues that she was entitled to the instruction based
upon her testimony about “how she was feeling” when the door to the SUV hit her
passenger-side mirror. The State responds that Defendant is not entitled to plain error
relief.
Initially, we agree with the State that Defendant has waived plenary review of this
issue because she failed to raise it in her motion for new trial. See Tenn. R. App. P. 3(e)
(stating that “in all cases tried by a jury, no issue presented for review shall be predicated
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upon error in the admission or exclusion of evidence . . . unless the same was specifically
stated in a motion for a new trial; otherwise, such issues will be treated as waived”).
Defendant acknowledges this failure in her brief and requests plain error review.
Plain error relief is “limited to errors that had an unfair prejudicial impact which
undermined the fundamental fairness of the trial.” State v. Adkisson, 899 S.W.2d 626, 642
(Tenn. Crim. App. 1994). In order to be granted relief under plain error relief, five criteria
must be met: (1) the record must clearly establish what occurred in the trial court; (2) a
clear and unequivocal rule of law must have been breached; (3) a substantial right of the
accused must have been adversely affected; (4) the accused did not waive the issue for
tactical reasons; and (5) consideration of the error is “necessary to do substantial justice.”
Id. at 640-41; see also State v. Smith, 24 S.W.3d 274, 282-83 (Tenn. 2000) (Tennessee
Supreme Court formally adopting the Adkisson standard for plain error relief). When it is
clear from the record that at least one of the factors cannot be established, this court need
not consider the remaining factors. Smith, 24 S.W.3d at 283. The defendant bears the
burden of persuasion to show that he is entitled to plain error relief. State v. Bledsoe, 226
S.W.3d 349, 355 (Tenn. 2007).
“It is well-established in Tennessee that the trial court has the duty of giving a
correct and complete charge of the law applicable to the facts of the case and that the
defendant has the right to have every issue of fact raised by the evidence and material to
the defense submitted to the jury upon proper instructions by the trial court.” State v.
Green, 995 S.W.2d 591, 604-05 (Tenn. Crim. App. 1998) (citations omitted). “In
determining whether a defense instruction is raised by the evidence, the court must examine
the evidence in the light most favorable to the defendant to determine whether there is
evidence that reasonable minds could accept as to that defense.” State v. Sims, 45 S.W.3d
1, 9 (Tenn. 2001). “Once a general defense is fairly raised, it is incumbent upon the State
to negate, beyond a reasonable doubt, the application of a general defense.” State v. Cole-
Pugh, 588 S.W.3d 254, 264 (Tenn. 2019).
Tennessee’s self-defense statute provides, in relevant part:
Notwithstanding § 39-17-1322, a person who is not engaged in conduct that
would constitute a felony or Class A misdemeanor and is in a place where
the person has a right to be has no duty to retreat before threatening or using
force intended or likely to cause death or serious bodily injury, if:
(A) The person has a reasonable belief that there is an
imminent danger of death, serious bodily injury, or grave
sexual abuse;
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(B) The danger creating the belief of imminent death, serious
bodily injury, or grave sexual abuse is real, or honestly
believed to be real at the time; and
(C) The belief of danger is founded upon reasonable grounds.
Tenn. Code Ann. § 39-11-611(b)(2)(A)-(C) (2022). Acts committed in self-defense are
justified, and self-defense is a complete defense to crimes of violence. See Tenn. Code
Ann. § 39-11-601, -611 (2022); State v. Ivy, 868 S.W.2d 724, 727 (Tenn. Crim. App. 1993).
Our supreme court has explained that because self-defense is a general defense, it
“need not be submitted to the jury unless it is ‘fairly raised by the proof.’
Tenn. Code Ann. § 39-11-203(c) (2010). The quantum of proof necessary to
fairly raise a general defense is less than that required to establish a
proposition by a preponderance of the evidence. To determine whether a
general defense has been fairly raised by the proof, a court must consider the
evidence in the light most favorable to the defendant and draw all reasonable
inferences in the defendant’s favor. Whenever admissible evidence fairly
raises a general defense, the trial court is required to submit the general
defense to the jury. From that point, the burden shifts to the prosecution to
prove beyond a reasonable doubt that the defense does not apply.”
State v. Perrier, 536 S.W.3d 388, 403 (Tenn. 2017) (quoting State v. Hawkins, 406 S.W.3d
121, 129 (Tenn. 2013)).
Here, the trial court declined to instruct the jury on self-defense because it found
that the evidence, when viewed in the light most favorable to Defendant, did not fairly raise
the issue. We agree. Defendant testified that she attempted to draw her gun from its holster
when C.B. opened his door because she feared what C.B. was going to do. Defendant’s
belief of danger, however, must have been “founded upon reasonable grounds,” and there
was nothing in Defendant’s testimony to show that she had a reasonable belief that she
was in danger of death or serious bodily injury. See Tenn. Code Ann. § 39-11-611(b).
There was no evidence that C.B. (or C.B.’s friends) had a weapon or threatened Defendant
in any way or that Defendant was in danger. Therefore, the testimony failed to demonstrate
she had a reasonable belief that she was in danger of death or serious bodily injury. See
State v. Jackson, No. M2020-01098-CCA-R3-CD, 2022 WL 1836930, at *29 (Tenn. Crim.
App. Jun. 3, 2022) (concluding that the trial court properly determined that a self-defense
instruction was not warranted “because there was nothing from which it could be inferred
that the Defendant reasonably feared death or serious bodily injury”), perm. app denied
(Tenn. Oct. 19, 2022). As such, the trial court did not breach any clear and unequivocal
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rule of law, which a finding of plain error requires. See Adkisson, 899 S.W.2d at 641-42.
Defendant is not entitled to relief on this claim.
C. Cross-examination of Defendant regarding a prior conviction
Defendant contends that the trial court erred by allowing the State to cross-examine
her about “a prior bad act” of attempted impersonation of a licensed professional because
the court failed to consider the balancing test required by Tennessee Rule of Evidence 608.
Defendant further contends that the trial court erred in admitting a certified copy of her
conviction for that offense under Rule 608.
The State responds that the trial court did not abuse its discretion in admitting
Defendant’s prior conviction for attempted impersonation of a licensed professional. The
State insists that the conviction was highly probative of Defendant’s credibility as the
offense involved dishonesty and a false statement and that the danger of unfair prejudice
was low because of how dissimilar the prior conviction was to the charged offense of
aggravated assault.
Initially, we note Defendant’s reliance upon Rule 608 is misplaced; the admission
of her prior conviction is governed by Tennessee Rule of Evidence 609, as asserted by the
State at the jury-out hearing and on appeal. Rule 609(a) provides:
For the purpose of attacking the credibility of a witness, evidence that the
witness has been convicted of a crime may be admitted if the following
procedures and conditions are satisfied:
(1) The witness must be asked about the conviction on cross-
examination. If the witness denies having been convicted, the
conviction may be established by public record. If the witness
denies being the person named in the public record, identity
may be established by other evidence.
(2) The crime must be punishable by death or imprisonment in
excess of one year under the law under which the witness was
convicted or, if not so punishable, the crime must have
involved dishonesty or false statement.
(3) If the witness to be impeached is the accused in a criminal
prosecution, the State must give the accused reasonable written
notice of the impeaching conviction before trial, and the court
upon request must determine that the conviction’s probative
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value on credibility outweighs its unfair prejudicial effect on
the substantive issues. The court may rule on the admissibility
of such proof prior to the trial but in any event shall rule prior
to the testimony of the accused. If the court makes a final
determination that such proof is admissible for impeachment
purposes, the accused need not actually testify at the trial to
later challenge the propriety of the determination.
Tenn. R. Evid. 609(a)(1)-(3). Additionally, Rule 609(b) states in relevant part, “Evidence
of a conviction under this rule is not admissible if a period of more than ten years has
elapsed between the date of release from confinement and commencement of the action or
prosecution; if the witness was not confined, the ten-year period is measured from the date
of conviction rather than release.”
“The mere fact a prior conviction of the accused is identical or similar in nature to
the offense for which the accused is being tried does not, as a matter of law, bar the use of
the conviction to impeach the accused as a witness.” State v. Baker, 956 S.W.2d 8, 15
(Tenn. Crim. App. 1997) (citing State v. Miller, 737 S.W.2d 556, 560 (Tenn. Crim. App.
1987)). Two criteria are especially relevant in determining whether the probative value of
a conviction on the issue of credibility outweighs its unfair prejudicial effect upon the
substantive issues: (1) the impeaching conviction’s relevance as to credibility; and (2) the
impeaching conviction’s similarity to the charged offense. State v. Mixon, 983 S.W.2d
661, 674 (Tenn. 1999).
This court typically “review[s] a trial court’s ruling on the admissibility of prior
convictions for impeachment purposes under an abuse of discretion standard.” State v.
Waller, 118 S.W.3d 368, 371 (Tenn. 2003). “A trial court abuses its discretion when it
applies an incorrect legal standard or reaches a decision that is against logic or reasoning
that causes an injustice to the party complaining.” State v. Russell, 382 S.W.3d 312, 317
(Tenn. 2012). However, this court’s review is de novo when a trial court fails to
substantially comply with Rule 609’s procedural requirements. State v. Lankford, 298
S.W.3d 176, 181-82 (Tenn. Crim. App. 2008). Trial courts should “explicitly state their
reasons for allowing or disallowing the admission of prior conviction evidence for the
purpose of impeachment so the appellate courts may properly determine the rule has been
followed in reaching the decision.” Id. at 181 (quoting Long v. State, 607 S.W.2d 482, 485
(Tenn. Crim. App. 1980)).
At the jury-out hearing, defense counsel raised the issue of whether the probative
value of the conviction on Defendant’s credibility outweighed its unfair prejudicial effect,
but the trial court failed to engage in an explicit analysis weighing the probative value of
Defendant’s conviction against any unfair prejudicial effect. See Lankford, 298 S.W.3d at
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181. In any event, our de novo review demonstrates that the trial court did not err in
allowing the State to cross-examine Defendant regarding the prior conviction under Rule
609 of the Tennessee Rules of Evidence.
The record shows that less than ten years elapsed between Defendant’s prior
conviction for attempted impersonation of a licensed professional and the commencement
of the prosecution in this case, and the State provided reasonable pre-trial written notice of
the impeaching conviction. See Tenn. R. Evid. 609(a)-(b). Moreover, Defendant’s prior
conviction was highly probative of her credibility because the offense involved dishonesty.
Waller, 118 S.W.3d at 371. Tennessee Code Annotated section 39-16-302 states that “[i]t
is unlawful for any person who is not licensed to do so, to practice or pretend to be licensed
to practice a profession for which a license certifying the qualifications of the licensee to
practice the profession is required.” Tenn. Code Ann. § 39-16-302. The element of the
offense of a person practicing or pretending to be licensed when that person is not licensed
involves dishonesty and, thus, is probative of credibility. See Waller, 118 S.W.3d at 372
(finding that the statutory elements of the prior convictions should involve dishonesty or
false statement for the prior convictions to be probative of credibility). Additionally, the
risk of unfair prejudice was low, as Defendant’s prior conviction was substantially
dissimilar to the charges in this case, see Mixon, 983 S.W.2d at 674, and thus, the danger
that jurors would “improperly consider the impeaching conviction as evidence of the
propensity” of Defendant to commit the crime was low. See Waller, 118 S.W.3d at 373.
As such, we conclude that the trial court did not err in allowing the State to cross-examine
Defendant regarding her prior conviction for attempted impersonation of a licensed
professional.
Regarding Defendant’s claim that the trial court erred by admitting the certified
copy of the judgment of conviction for attempted impersonation of a licensed professional,
we note that Defendant did not raise an objection to the admission of the certified copy of
the judgment at the jury-out hearing or during trial and did not specifically address the
issue in her motion for new trial; rather, defense counsel argued at the jury-out hearing that
the State should not be allowed to introduce the warrant upon which the conviction was
based, and the trial court agreed.
To preserve an issue for plenary review, a defendant must raise a timely and specific
objection in the trial court and later present the same ground in a timely, written motion for
a new trial. State v. Ruiz, 716 S.W.3d 439, 453 (Tenn. Crim. App. 2024); see also Tenn.
R. App. P. 36(a); Tenn. R. App. P. 3(e). However, under the plain error doctrine, “[w]hen
necessary to do substantial justice, an appellate court may consider an error that has
affected the substantial rights of a party at any time, even though the error was not raised
in the motion for a new trial[.]” Tenn. R. App. P. 36(b). Because Defendant did not raise
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this issue in the court below, we will examine it only for plain error. See Adkisson, 899
S.W.2d at 642.
Here, we conclude that consideration of the alleged error is not necessary to do
substantial justice. See id. Prior to the admission of the certified copy of the judgment of
conviction, Defendant testified on direct examination that she pleaded guilty to attempted
impersonation of a licensed professional in 2016. She was then able to testify about the
facts underlying the conviction, explaining that she had served alcohol after her license had
expired but that the manager of the restaurant had failed to inform her of the expired
license. As we have already determined, the trial court properly allowed the State to cross-
examine Defendant regarding the conviction under Rule 609, and we note that the State’s
cross-examination on the subject was limited, that the j