State of Tennessee v. Joseph Lumley
CourtCourt of Criminal Appeals of Tennessee
Date FiledJune 26, 2026
DocketW2025-00067-CCA-R3-CD
JudgeJudge Tom Greenholtz
StatusPublished
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Full Opinion
06/26/2026
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs May 6, 2026
STATE OF TENNESSEE v. JOSEPH LUMLEY
Appeal from the Criminal Court for Shelby County
No. 21-00037 Paula L. Skahan, Judge
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No. W2025-00067-CCA-R3-CD
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A Shelby County jury convicted the Defendant, Joseph Lumley, of one count of aggravated
sexual battery and one count of assault. The trial court subsequently imposed an effective
sentence of ten years’ imprisonment. On appeal, the Defendant raises four issues: (1)
whether the evidence is legally sufficient to convict him of aggravated sexual battery; (2)
whether the trial court erred in denying the Defendant’s motion in limine to admit evidence
related to the victim’s history; (3) whether the trial court erred in allowing testimony
regarding the victim’s demeanor on the night of the offense; and (4) whether the cumulative
effect of the errors deprived him of a fair trial. Upon our review, we respectfully affirm
the judgments of the trial court.
Tenn. R. App. P. 3 Appeal as of Right;
Judgments of the Criminal Court Affirmed
TOM GREENHOLTZ, J., delivered the opinion of the court, in which J. ROSS DYER and
JOHN W. CAMPBELL, SR., JJ., joined.
William D. Massey (on appeal) and Blake D. Ballin (at trial), Memphis, Tennessee, for the
appellant, Joseph Lumley.
Jonathan Skrmetti, Attorney General and Reporter; Courtney N. Orr, Deputy Attorney
General and Park Huff, Assistant Attorney General; Steven J. Mulroy, District Attorney
General; and Dru Carpenter, Assistant District Attorney General, for the appellee, State of
Tennessee.
OPINION
FACTUAL BACKGROUND
A. U NDERLYING O FFENSE
In July 2020, the Defendant and his girlfriend lived together at a residence in Shelby
County. During that time, the victim stayed with them for several days. The victim was
close to the Defendant’s girlfriend and considered her to be like an aunt.
On July 24, the victim, the Defendant, and his girlfriend sat in the living room for a
while before the Defendant’s girlfriend went to sleep. In the early morning hours, the
Defendant and the victim watched a movie together. During the movie, the Defendant was
lying on one end of the couch while the victim was lying on the other end. At some point
during the movie, the Defendant put his feet underneath the victim’s buttocks because “his
feet were cold.” He then began rubbing them back and forth. He eventually moved his
feet into her shorts.
The victim then saw a light out of the corner of her eye, which she believed to be
the camera flashlight from the Defendant’s phone, “like taking a picture.” After the victim
saw the light, the Defendant inserted his toe into her vaginal area. The Defendant also put
the victim’s foot on top of his groin over his clothes.
The victim, who had just turned twelve years old, pretended to be asleep during the
incident. Believing the victim to be asleep, the Defendant “woke [her] up” to put a pillow
under her head. The victim then asked to sleep in the bedroom where she had been staying
and called her mom. Her mom picked her up from the residence, and the victim left without
taking her bag or saying anything to the Defendant or his girlfriend. Once at home, the
victim told her mother what had happened, and law enforcement was then contacted.
After law enforcement reported to the victim’s apartment and the victim gave her
statement, Officer Alexander Vega transported her to the Rape Crisis Center. There, she
received a sexual assault examination. DNA swabs from the shorts indicated the presence
of “at least” two males, but the profile obtained was limited and thus inconclusive for
comparison purposes. The victim also went to the Child Advocacy Center a few weeks
later for a forensic interview.
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B. T RIAL , S ENTENCING , AND A PPEAL
On July 25, 2020, a Shelby County grand jury charged the Defendant with one count
of rape of a child for penetrating the victim with his toe. The grand jury also charged him
with one count of aggravated sexual battery for rubbing the outside of her clothing and
placing her foot on his groin. The case proceeded to trial in July 2024.
Before the trial, the Defendant filed a motion in limine, seeking to introduce
evidence that the victim was a “troubled teen who had a history of ‘acting out.’” The trial
court denied the motion and excluded the evidence, holding that any probative value was
outweighed by the danger of unfair prejudice.
During the trial, the State called witnesses who testified to the facts described above.
These witnesses included the victim, law enforcement officers, the forensic nurse, the
forensic interviewer, and the forensic scientist who reviewed the rape kit evidence. Officer
Alexander Vega, the responding officer, testified that the victim appeared to be in a state
of shock. He explained that her demeanor was “very stand-still, very straight line mono”
and that it was obvious that she had “just experienced something very traumatic.” The
Defendant objected to this testimony as being speculative, but the trial court overruled the
objection.
Forensic Nurse Diary Prater, who worked at the Rape Crisis Center, also testified
regarding the victim’s sexual assault examination. She noted that it was uncommon for
victims in similar situations to have visible injuries. She was, therefore, not surprised that
the victim showed no signs of injury.
Special Agent Carrie Schmittgen with the Tennessee Bureau of Investigation tested
the rape kit evidence. She confirmed that the DNA results were not inconsistent with the
victim’s testimony. However, the DNA profile obtained was limited and, therefore,
inconclusive for comparison.
After the State concluded its case-in-chief, the Defendant moved for a judgment of
acquittal, which the court denied. The Defendant did not present any further proof.
The jury ultimately found the Defendant guilty of one count of aggravated sexual
battery, a lesser-included offense of rape of a child. The jury also found him guilty of one
count of assault, a lesser-included offense of aggravated sexual battery. The trial court
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imposed an effective sentence of ten years’ imprisonment, with both counts running
concurrently.
The Defendant filed a timely motion for a new trial. The trial court denied his
motion by written order on December 16, 2024, and the Defendant filed a timely notice of
appeal thirty days later. See Tenn. R. App. P. 4(a).
ANALYSIS
In this appeal, the Defendant raises four issues. He first challenges the legal
sufficiency of his conviction for aggravated sexual battery. He next argues that the trial
court erred in denying his motion in limine to admit evidence of the victim’s history. Third,
he asserts that the trial court erred in allowing lay opinion testimony about the victim’s
demeanor on the night of the offense. Finally, he contends that the cumulative effect of
any errors denied him a fair trial.
We address each of these issues in turn.
A. L EGAL S UFFICIENCY OF THE E VIDENCE
The Defendant first argues that the evidence is legally insufficient to sustain his
conviction for aggravated sexual battery. Specifically, he contends that no rational juror
could have credited the victim’s testimony, which was contradicted by the victim’s prior
statements and the absence of physical evidence. The State responds that the evidence is
legally sufficient to support the Defendant’s conviction for aggravated sexual battery. We
agree with the State.
1. Standard of Appellate Review
“The standard for appellate review of a claim challenging the sufficiency of the
State’s evidence is ‘whether, after viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.’” State v. Miller, 638 S.W.3d 136, 157 (Tenn. 2021) (quoting
Jackson v. Virginia, 443 U.S. 307, 319 (1979)). This standard of review is “highly
deferential” in favor of the jury’s verdict. See State v. Lyons, 669 S.W.3d 775, 791 (Tenn.
2023). Indeed, when making that determination, the State “is entitled to the strongest
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legitimate view of the evidence and any reasonable inferences that may be drawn from it.”
State v. Rimmel, 710 S.W.3d 640, 645 (Tenn. 2025) (citation and internal quotation marks
omitted).
To that end, “[w]e do not reweigh the evidence, because questions regarding witness
credibility, the weight to be given the evidence, and factual issues raised by the evidence
are resolved by the jury as the trier of fact.” State v. Curry, 705 S.W.3d 176, 183 (Tenn.
2025) (citations omitted). “The standard of review is the same whether the conviction is
based upon direct or circumstantial evidence.” State v. Dorantes, 331 S.W.3d 370, 379
(Tenn. 2011) (citation and internal quotation marks omitted).
2. Aggravated Sexual Battery
The first step in evaluating the sufficiency of the evidence is to identify the elements
of the offense. See Rimmel, 710 S.W.3d at 646. In this case, Count 1 of the indictment
charged the Defendant with the offense of rape of a child. The jury convicted him instead
of the lesser-included offense of aggravated sexual battery. To sustain a conviction for a
lesser-included offense, the proof must be sufficient to support each and every element of
the conviction offense. State v. Parker, 350 S.W.3d 883, 909 (Tenn. 2011); State v.
Garrens, No. W2024-00258-CCA-R3-CD, 2025 WL 1307696, at *3 (Tenn. Crim. App.
May 6, 2025) (same), no perm. app. filed.
Aggravated sexual battery requires “unlawful sexual contact with a victim by the
defendant” when the victim is less than thirteen years old. Tenn. Code Ann. § 39-13-
504(a)(4) (2018). Sexual contact is defined as “the intentional touching of the
victim’s . . . intimate parts, or the intentional touching of the clothing covering the
immediate area of the victim’s . . . intimate parts, if that intentional touching can be
reasonably construed as being for the purpose of sexual arousal or gratification[.]”
Id. § 39-13-501(6) (2018). The legislature defined the term “intimate parts” as including,
among other things, “the primary genital area, groin, inner thigh, buttock or breast of a
human being[.]” Id. § 39-13-501(2).
Applying these principles, the record contains ample evidence from which a rational
trier of fact could find that the Defendant committed aggravated sexual battery. The victim
had just turned twelve years old at the time of the offense. She testified that the Defendant
put his feet underneath her buttocks and began rubbing them back and forth. He then
placed his foot inside her shorts and inserted his toe into her vaginal area, and the victim
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believed that he took a photograph during this interaction. See, e.g., State v. Thompkins,
No. E2023-00209-CCA-R3-CD, 2023 WL 8112826, at *3 (Tenn. Crim. App. Nov. 21,
2023) (sustaining an aggravated sexual battery conviction where the victim testified that
the defendant touched her “privates” over her clothes), no perm. app. filed; State v.
Vandenburg, No. M2017-01882-CCA-R3-CD, 2019 WL 3720892, at *60 (Tenn. Crim.
App. Aug. 8, 2019) (affirming conviction for aggravated sexual battery, in part, when the
defendant took pictures of the victim’s intimate parts during the encounter), perm. app.
denied (Tenn. Jan. 15, 2020); State v. Hobson, No. M2002-01462-CCA-R3-CD, 2003 WL
22970968, at *8 (Tenn. Crim. App. Dec. 18, 2003) (affirming conviction for aggravated
sexual battery when the “defendant penetrated her labia with his toe twice and that he
inserted his fingers into her vagina once”), no perm. app. filed. Accordingly, we conclude
that the evidence is legally sufficient to support the Defendant’s conviction for aggravated
sexual battery.
The Defendant does not contest the sufficiency of the proof establishing any specific
element of his conviction. Instead, the Defendant asserts generally that the victim’s trial
testimony was unreliable as it contradicted her previous statements made at the time of the
offense. He further contends that there was no physical proof that he committed the
offense. We respectfully disagree.
In the context of aggravated sexual battery convictions, we have observed that “it is
well-settled law in Tennessee that the testimony of a victim, by itself, is sufficient to support
a conviction.” Thompkins, 2023 WL 8112826, at *3 (citation and internal quotation marks
omitted). Indeed, a minor victim’s testimony requires no corroboration to sustain a
conviction. State v. Collier, 411 S.W.3d 886, 899 (Tenn. 2013) (“[I]t has long been the rule
in our state that the uncorroborated testimony of a minor victim may be sufficient to sustain
a conviction for forcible or coercive sex offenses such as simple rape.”). Thus, the victim’s
testimony alone is sufficient evidence to support the Defendant’s conviction for aggravated
sexual battery. See, e.g., State v. Ware, No. W2016-02082-CCA-R3-CD, 2018 WL 801624,
at *2 (Tenn. Crim. App. Feb. 8, 2018) (“Defendant does not challenge the proof to support
any specific element of the offense, but rather he argues that the evidence is insufficient to
sustain his conviction because the State did not provide independent evidence to
corroborate the victim’s testimony. However, the law does not require that a minor victim’s
testimony be corroborated to support a conviction.”), no perm. app. filed.
In essence, the Defendant’s argument is an invitation to reweigh the evidence or to
disturb the jury’s determinations on appeal. We respectfully decline to do so, particularly
in light of the standard of appellate review. When we review the legal sufficiency of the
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convicting evidence, the law requires us to consider all evidence and to accredit the
testimony of the State’s witnesses. Curry, 705 S.W.3d at 183. This standard is intentionally
deferential, as it seeks to “impinge[ ] upon ‘jury’ discretion only to the extent necessary to
guarantee the fundamental protection of due process of law.” Jackson, 443 U.S. at 319.
Thus, we take the victim’s testimony as true to give “full play to the responsibility
of the trier of fact fairly to resolve conflicts in the testimony, to weigh the evidence, and to
draw reasonable inferences from basic facts to ultimate facts.” Jackson, 443 U.S. at 319.
As such, it is not part of our role, properly conceived, to “reevaluate the credibility of the
witnesses or to revisit inconsistencies in the testimony.” State v. Murray, No. M2021-
00688-CCA-R3-CD, 2022 WL 17336522, at *5 (Tenn. Crim. App. Nov. 30, 2022), perm.
app. denied (Tenn. Mar. 8, 2023). Whatever inconsistencies that may exist do not render
her testimony incredible as a matter of law. State v. Elkins, 102 S.W.3d 578, 582-83 (Tenn.
2003) (“A jury’s verdict will not be overturned unless there are inaccuracies or
inconsistencies that are so improbable or unsatisfactory as to create a reasonable doubt of
the [defendant’s] guilt.” (citation and internal quotation marks omitted)).
Viewing the evidence in the light most favorable to the State, we conclude that a
rational trier of fact could find the essential elements of aggravated sexual battery beyond
a reasonable doubt. The Defendant is not entitled to relief on this ground.
B. D ENIAL OF M OTION IN L IMINE TO A DMIT E VIDENCE R ELATED TO
THE V ICTIM
The Defendant next argues that the trial court erred in denying his motion in limine
to admit multiple instances of the victim’s prior conduct. He sought to establish that the
victim was a “troubled teen with a history of self-harm, possible drug use, and attention
seeking behavior.” He further maintains that the trial court’s ruling deprived him of his
Sixth Amendment right to present a defense. The State responds that the Defendant is not
entitled to relief under Rules 404(a)(2) and 405 of the Tennessee Rules of Evidence. It also
argues that the trial court’s ruling did not violate the Defendant’s Sixth Amendment rights.
As we explain below, the Defendant’s claim appears to implicate four discrete
grounds: Tennessee Rules of Evidence 404(a)(2), 404(b), and 405(b), as well as his Sixth
Amendment right to present a defense. We agree with the State that the Defendant is not
entitled to relief on these grounds.
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1. Background
As background for these issues, the Defendant filed a pretrial motion in limine under
Tennessee Rules of Evidence 404(a)(2) and 405(a). He sought to admit evidence that the
victim was a “troubled teen who had a history of ‘acting out.’” The motion included
evidence of the victim’s history of self-harm, including a handwritten note by the victim
“demonstrat[ing] emotional instability and threaten[ing] self harm.” It also referenced an
incident in which an Amber Alert was issued for the victim after she ran away from home,
which occurred approximately two years after the incident with the Defendant. Finally, the
motion cited empty Swisher Sweets cigar wrappers found in the victim’s possession, which
the Defendant characterized as drug paraphernalia.
At the motion hearing, however, the Defendant described his motion as “a 404(b)
type motion.” He also stated that he was “not seeking to put on character evidence.” The
Defendant asserted that the evidence set forth in the motion in limine was probative of the
victim’s motive to fabricate allegations against him.
The trial court excluded the evidence. It held that any probative value was
outweighed by the danger of unfair prejudice from “making her out to be a drug addict, an
attention seeker.” The court further concluded that, while the victim had mental health
issues, the proffered evidence was not “probative to a motive to make up allegations”
against the Defendant.
In his motion for a new trial, the Defendant did not invoke any particular rules of
evidence. Instead, he claimed more generally that the trial court erred in denying his
motion in limine. He described his motion as “seeking to introduce proof that the alleged
victim in this matter was a troubled teen with a history of acting out.” At the hearing on
the motion for a new trial, the Defendant asserted that the evidence showed a pattern of
attention-seeking.
2. Nature of the Defendant’s Arguments
Before addressing the merits of this issue, we first identify the claims that are
properly before us. Tennessee Rule of Appellate Procedure 27(a)(4) requires an appellant
to include “[a] statement of the issues presented for review” in the appellate brief. This
requirement helps ensure that the appellate court knows “immediately what questions they
are supposed to answer” and need not “search[] for hidden questions.” Hodge v. Craig,
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382 S.W.3d 325, 334 (Tenn. 2012) (citations omitted). A broad or undifferentiated issue
statement may risk waiver when it leaves the court unable to discern the specific grounds
for relief. See Trezevant v. Trezevant, 696 S.W.3d 527, 531 (Tenn. 2024). Nevertheless, an
appellant’s argument may refine a broad issue statement when the “issues and argument
taken together clearly present the grounds for appellate relief.” Id.
Here, the Defendant’s brief identifies this issue as whether the trial court erred by
denying his “Motion In Limine Regarding Instances of [the Victim]’s Prior Conduct.” In
the argument section of his brief, he quotes Rules 404(a)(2) and 405(a), cites Rule 404
generally, refers to the victim’s alleged motive to lie about him, and invokes his
constitutional right to present a defense. Because these theories do not align neatly with
the theory pursued at the motion hearing, we address each discernible ground separately.
In doing so, we apply ordinary preservation and briefing principles to each claim.
a. Standard of Appellate Review
We generally review questions involving the admission or exclusion of evidence for
an abuse of discretion. State v. McCaleb, 582 S.W.3d 179, 185-86 (Tenn. 2019) (citations
omitted). “A court abuses its discretion when it causes an injustice to the party challenging
the decision by (1) applying an incorrect legal standard, (2) reaching an illogical or
unreasonable decision, or (3) basing its decision on a clearly erroneous assessment of the
evidence.” State v. Reynolds, 635 S.W.3d 893, 921 (Tenn. 2021) (citation and internal
quotation marks omitted). Rule 404(b) evidence is also reviewed for an abuse of discretion.
However, if the trial court did not substantially comply with Rule 404(b)’s procedures, the
trial court’s ruling is reviewed de novo. State v. Clark, 452 S.W.3d 268, 287 (Tenn. 2014).
b. Tennessee Rules of Evidence 404(a)(2) and 405
We first address what we understand to be the Defendant’s claims under Tennessee
Rules of Evidence 404(a)(2) and 405. Rule 404(a)(2) permits a defendant in a criminal
case to offer evidence concerning “a pertinent trait of character of the alleged victim of the
crime[.]” Tenn. R. Evid. 404(a)(2). When this type of evidence is admissible, Rule 405
governs the method of proving the character trait. See State v. Hicks, No. M2024-00505-
CCA-R3-CD, 2025 WL 3152284, at *15 (Tenn. Crim. App. Nov. 12, 2025) (citations
omitted), no perm. app. filed. Rule 405(a) permits inquiry on cross-examination into
relevant specific instances of conduct only if the court first holds a hearing outside the
jury’s presence, determines that a reasonable factual basis exists for the inquiry, and
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determines that the probative value of the specific instance of conduct on the character
witness’s credibility outweighs its prejudicial effect on substantive issues. Tenn. R. Evid.
405(a).
The Defendant’s written motion in limine invoked Rules 404(a)(2) and 405 as the
basis for relief. In that motion, he asserted that the victim’s alleged prior conduct was
character evidence that “goes to the victim’s credibility as a witness[.]” At the hearing,
however, the Defendant expressly changed course. He stated that his motion was “a 404(b)
type motion,” and he twice disclaimed any effort to introduce character evidence. Instead,
he sought to admit the evidence to show the victim’s alleged “motive” to fabricate the
allegations.
Later in the same hearing, the trial court again confirmed the Defendant’s theory. It
asked whether he was seeking to admit the evidence under Rule 404(b), and the Defendant
responded affirmatively. The court then asked whether the Defendant was seeking to
introduce character evidence—the same question he had twice answered in the negative at
the outset of the hearing—and the Defendant confirmed again that he was not attempting
to do so. The State responded to the Defendant’s Rule 404(b) argument, and the trial court
analyzed the issue as one involving motive and unfair prejudice rather than as one
involving a pertinent character trait of the victim.
This procedural history is dispositive. To preserve an issue for plenary appellate
review, a party must first present the issue to the trial court with sufficient specificity. See
Tenn. R. Evid. 103(a). The party must then raise the same issue in a timely motion for a
new trial. See Tenn. R. App. P. 3(e); State v. Ruiz, 716 S.W.3d 439, 453 (Tenn. Crim. App.
2024). A motion in limine preserves an evidentiary issue for appeal only when it “clearly
presents an evidentiary question and [when] the trial judge has clearly and definitively
ruled.” State v. McGhee, 746 S.W.2d 460, 462 (Tenn. 1988); see also Tenn. R. Evid.
103(a)(2). When an issue is only tentatively suggested or the record is incompletely
developed, the failure to raise the issue clearly in the trial court carries a substantial risk of
waiver. See State v. Walls, 537 S.W.3d 892, 900 (Tenn. 2017).
Rules 404(a)(2) and 405(a) apply when a party seeks to introduce character evidence
concerning a pertinent trait of the victim. Although the Defendant’s written motion
invoked those rules, he expressly disclaimed that theory at the motion hearing. Instead, he
confirmed that he was proceeding under Rule 404(b) and sought to admit the evidence to
show the victim’s alleged motive to fabricate. As a result, the trial court had no occasion
to decide whether the evidence was admissible as victim-character evidence under Rules
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404(a)(2) and 405(a). The Defendant may not disclaim that theory in the trial court and
then seek to reassert it here. See Tenn. R. Evid. 103(a); McGhee, 746 S.W.2d at 462; Walls,
537 S.W.3d at 900.
Nor would plain error review provide relief from this kind of affirmative waiver.
The plain error doctrine is a narrow corrective doctrine, not a means for a party to undo
deliberate trial choices. State v. Pewitte, __ S.W.3d __, 2025 WL 3510902, at *6 (Tenn.
Crim. App. Dec. 8, 2025). As we have recognized, “relief under the plain error doctrine is
unavailable when a defendant’s failure to object results from a trial choice that fits within
counsel’s broader defense strategy.” Id. (citing State v. Smith, 24 S.W.3d 274, 283 (Tenn.
2000)). Because the Defendant affirmatively chose to abandon relief under Rules 404(a)(2)
and 405(a) and litigate the motion under other grounds, any claim for plain error relief
would necessarily fail. In any event, because he has not requested plain error review or
attempted to satisfy its requirements, we respectfully decline to consider any issue further
sua sponte. See, e.g., State v. Gardner, 716 S.W.3d 388, 417 (Tenn. Crim. App. 2024).
Accordingly, we conclude that the Defendant is not entitled to relief under Rules 404(a)(2)
or 405(a).1
c. Tennessee Rule of Evidence 404(b)
We next address the Defendant’s possible claim under Tennessee Rule of Evidence
404(b). Rule 404(b) generally prohibits evidence of other crimes, wrongs, or acts when
offered to prove action in conformity with a character trait, but it permits such evidence for
other relevant purposes if the rule’s procedural and substantive requirements are satisfied.
See Tenn. R. Evid. 404(b); State v. Rimmer, 623 S.W.3d 235, 261 (Tenn. 2021). At the
motion hearing, the Defendant repeatedly identified Rule 404(b) as the basis for admitting
the victim’s prior conduct to show motive.
However, presenting an issue to the trial court does not, by itself, preserve it for
appellate review. Tennessee Rule of Appellate Procedure 27(a)(7)(A) requires an
appellant’s brief to set forth the contentions “with respect to the issues presented, and the
reasons therefor,” including citations to authorities and appropriate references to the record.
Likewise, Rule 10(b) of this court provides that “[i]ssues which are not supported by
1
The State also argues that the 1991 Advisory Comments to Rule 404(a)(2) route victim
character evidence of this kind to Rule 412 rather than Rule 404(a)(2), and that Rule 412 is inapplicable
because the evidence does not concern the victim’s sexual behavior. Because we resolve this issue on
waiver grounds, we do not reach the merits of that argument.
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argument, citation to authorities, or appropriate references to the record will be treated as
waived in this court.” Tenn. Ct. Crim. App. R. 10(b). “Simply raising an issue is not
sufficient to preserve it for appellate review.” State v. Cunningham, No. M2023-00909-
CCA-R3-CD, 2024 WL 3634259, at *2 (Tenn. Crim. App. Aug. 2, 2024) (citation omitted),
no perm. app. filed.
Assuming that Rule 404(b) applies in this situation, see State v. Moon, 644 S.W.3d
72, 82 n.10 (Tenn. 2022), we observe that the Defendant mentions only that the excluded
proof established the victim’s motive to lie about him. Apart from that passing reference
to a non-propensity purpose, the brief does not cite Rule 404(b). It does not discuss Rule
404(b)’s procedural requirements, identify the applicable standard of appellate review, cite
case law applying the rule, or explain how the trial court abused its discretion. The brief
also does not challenge the trial court’s procedure or engage the court’s findings regarding
probative value and unfair prejudice.
Thus, to resolve the Defendant’s issue, we would have to construct the nature and
extent of his arguments from his issue statement and the single reference in his brief. Next,
we would have to search the appellate record for testimony, evidence, and information
relevant to those arguments. We would then have to address (our own) constructed
arguments in light of the applicable law and standards of appellate review.
Our role as an error-correction court does not permit us to undertake the efforts
required by the Defendant’s submission. See City of Memphis v. Edwards by & Through
Edwards, No. W2022-00087-SC-R11-CV, 2023 WL 4414598, at *2 (Tenn. July 5, 2023)
(Order) (“[D]ecades of caselaw and the very foundations of our adversarial justice system
dictate that courts cannot and should not shoulder the burden of fashioning the arguments
of the parties who have chosen not to do so for themselves.” (citation omitted)). After all,
the parties generally know what is best for them and are responsible for presenting the facts
and arguments that entitle them to relief. See State v. Kim, 716 S.W.3d 78, 91 (Tenn. Crim.
App. 2025); State v. Manning, No. E2022-01715-CCA-R3-CD, 2023 WL 7439203, at *5
(Tenn. Crim. App. Nov. 9, 2023) (citation omitted), perm. app. denied (Tenn. May 16,
2024).
Because the Defendant’s brief has not complied with Tennessee Rule of Appellate
Procedure 27(a)(7)(A) or Rule 10(b) of this court, he has waived appellate consideration
of any Rule 404(b) issue. See State v. Hamilton, No. W2023-01127-CCA-R3-CD, 2024
WL 4130757, at *5 (Tenn. Crim. App. Sept. 10, 2024), perm. app. denied (Tenn. Feb. 20,
2025). And because he has neither requested a plain error review nor attempted to satisfy
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the applicable factors, we respectfully decline to review the issue for plain error sua sponte.
See Gardner, 716 S.W.3d at 417. The Defendant is not entitled to relief on this ground.
3. Constitutional Right to Present a Defense
The Defendant also argues that the trial court’s denial of his motion in limine
interfered with his constitutional right to present a defense. The State responds that the
trial court did not violate that right and acted within its discretion in denying the motion.
We conclude that the Defendant has waived plenary review of this issue.
To preserve an issue for plenary appellate review, a party must first raise the issue
in the trial court and then raise the same issue in a timely, written motion for a new trial.
See Ruiz, 716 S.W.3d at 453. A party may not object on one ground in the trial court and
then pursue a different ground in the motion for a new trial or on appeal. See State v. Vance,
596 S.W.3d 229, 253 (Tenn. 2020) (concluding that the defendant waived his constitutional
challenge to an evidentiary ruling when he objected at trial on a non-constitutional ground
but later asserted a constitutional ground).
Here, the Defendant’s motion for a new trial did not raise a Sixth Amendment or
due process challenge to the exclusion of the evidence. Instead, the motion generally
asserted that the trial court erred in denying the motion in limine “seeking to introduce
proof that the alleged victim in this matter was a troubled teen with a history of acting out.”
At the hearing on his motion for a new trial, the Defendant argued that the evidence showed
a pattern of attention-seeking, but he did not frame the claim as a constitutional violation.
The motion for a new trial is a defendant’s final opportunity to give the trial court
notice of an alleged error and to seek correction before appellate review. See Tenn. R.
Crim. P. 33(c); Tenn. R. App. P. 3(e). Because the Defendant did not raise his Sixth
Amendment claim in his motion for a new trial, he has waived plenary review of that issue
on appeal. See State v. Hatcher, 310 S.W.3d 788, 808 (Tenn. 2010); State v. Funk, No.
E2022-01367-CCA-R3-CD, 2023 WL 7130289, at *2 (Tenn. Crim. App. Oct. 30, 2023),
no perm. app. filed. And because he has neither requested plain error review nor attempted
to satisfy its requirements, we respectfully decline to review the issue for plain error on our
own. See Gardner, 716 S.W.3d at 417. Accordingly, the Defendant is not entitled to relief
on this issue.
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C. A DMISSION OF L AY O PINION T ESTIMONY
Next, the Defendant argues that the trial court erred in allowing Officer Vega to
testify about the victim’s demeanor on the date of the offense. Specifically, he asserts that
the trial court erred by allowing Officer Vega to testify that the victim appeared to be in
shock and had “just experienced something very traumatic.” The State responds that the
trial court acted within its discretion because Officer Vega’s testimony was based on his
personal observations and satisfied Tennessee Rule of Evidence 701. We agree with the
State.
1. Background
As background for this issue, the State called Officer Vega to testify at trial about
his interaction with the victim on the date of the offense. Officer Vega testified that he
responded to the victim’s apartment after receiving a call about the incident. He stated that,
when he arrived, the victim appeared to be in a state of shock.
The State then asked Officer Vega why he believed that the victim was in shock.
Officer Vega responded, “She was very forthcoming with information, but her demeanor
just appeared very stand-still, very straight line mono, almost. You could tell she was
definitely, from my experience, you could tell that she had just experienced something very
traumatic[.]” The Defendant objected on the ground of speculation, and the trial court
overruled the objection. Officer Vega then stated, “From my experience I believe that she
was in a state of shock when I came into contact with her.”
2. Tennessee Rule of Evidence 602
The Defendant first relies on Tennessee Rule of Evidence 602 in asserting that
Officer Vega’s testimony was improperly admitted. Rule 602 provides that “[a] witness
may not testify to a matter unless evidence is introduced sufficient to support a finding that
the witness has personal knowledge of the matter.” Tenn. R. Evid. 602. In general, Rule
602 requires a witness to have perceived the relevant facts through one or more of the five
senses. See State v. Boling, 840 S.W.2d 944, 949 (Tenn. Crim. App. 1992).
Here, Officer Vega’s testimony describing the victim’s demeanor was proper under
Rule 602. He personally responded to the victim’s apartment, spoke with the victim, and
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observed her appearance, responsiveness, tone, and affect. His testimony about what he
saw and heard, therefore, rested on firsthand knowledge. To the extent the Defendant
challenges Officer Vega’s inference from those observations, such a challenge is better
addressed under Rule 701. Accordingly, the Defendant is not entitled to relief under Rule
602.
3. Tennessee Rule of Evidence 701
The Defendant next argues that the trial court failed to make appropriate findings
under Rule 701 before allowing Officer Vega to testify about the victim’s demeanor. He
contends that Officer Vega improperly offered a lay opinion about the victim’s state of
mind after meeting her for the first time. The State responds that the testimony was
admissible because it was rationally based on Officer Vega’s own perceptions and helped
the jury understand his testimony and the circumstances of the report. We agree with the
State.
a. Standard of Appellate Review
Challenges to the admission of lay opinion evidence are reviewed on appeal for an
abuse of discretion. See State v. McCloud, 310 S.W.3d 851, 865 (Tenn. Crim. App. 2009)
(“When the admission or exclusion of opinion evidence is challenged on appeal, it is
reviewable only for abuse of discretion.”). “A trial court abuses its discretion when it
applies an incorrect legal standard or reaches a decision that is against logic or reasoning
that causes an injustice to the party complaining.” State v. Russell, 382 S.W.3d 312, 317
(Tenn. 2012).
b. Admissibility of Officer Vega’s Testimony
Tennessee Rule of Evidence 701(a) provides that, “[i]f a witness is not testifying as
an expert, the witness’s testimony in the form of opinions or inferences is limited to those
opinions or inferences which are (1) rationally based on the perception of the witness and
(2) helpful to a clear understanding of the witness’s testimony or the determination of a
fact in issue.” Tenn. R. Evid. 701(a). Generally, lay opinions must be based on the
witness’s own observations, should require no expertise, and should fall within the range
of common experience. See State v. Cheatham, No. E2021-01241-CCA-R3-CD, 2023 WL
3025199, at *12 (Tenn. Crim. App. Jan. 6, 2023) (quoting State v. Samuel, 243 S.W.3d 592,
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603 (Tenn. Crim. App. 2007)), perm. app. denied (Tenn. June 13, 2023). Lay opinion
testimony is not inadmissible simply because it embraces an ultimate issue. See State v.
Schiefelbein, 230 S.W.3d 88, 130 (Tenn. Crim. App. 2007) (citing Tenn. R. Evid. 704).
The types of lay opinion testimony that may be admissible under Rule 701 include
opinions that a person appeared “angry, frightened, upset, aroused or shocked[.]” Neil P.
Cohen et al., Tennessee Law of Evidence § 7.01[4][c] (7th ed. 2024) (citation omitted).
Similarly, this court has recognized that trauma-related observations may, in some
circumstances, fall within the realm of permissible lay opinion when the testimony rests on
the witness’s personal perceptions rather than specialized knowledge. See State v. Spencer,
No. E2022-01276-CCA-R3-CD, 2024 WL 228412, at *20 (Tenn. Crim. App. Jan. 22,
2024), perm. app. denied (Tenn. June 20, 2024). Other courts have drawn a similar
distinction between testimony based on a witness’s perception of body language and
testimony based on specialized training. Cf. People v. Brown, 926 N.W.2d 879, 887 (Mich.
Ct. App. 2018), amended, 996 N.W.2d 492 (Mich. Ct. App. 2019). By contrast, expert
testimony that a victim exhibits behavior consistent with a condition requiring clinical
diagnosis may present a different concern. See State v. Ballard, 855 S.W.2d 557, 561 (Tenn.
1993) (holding t