Brandon E. Banks v. State of Tennessee
CourtCourt of Criminal Appeals of Tennessee
Date FiledOctober 29, 2026
DocketM2025-01134-CCA-R3-PC
JudgeJudge Tom Greenholtz
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
10/29/2026
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
July 15, 2026 Session
BRANDON E. BANKS v. STATE OF TENNESSEE
Appeal from the Criminal Court for Davidson County
No. 2015-C-1517 Cynthia Chappell, Judge
___________________________________
No. M2025-01134-CCA-R3-PC
___________________________________
In 2017, a Davidson County jury convicted the Petitioner, Brandon E. Banks, of aggravated
rape and aggravated sexual battery. Before trial, the trial court denied the Petitioner’s
motion to suppress evidence obtained from his cell phone. The State then made two plea
offers, which the Petitioner rejected before proceeding to trial. On direct appeal, this court
held that the trial court erred in denying the motion to suppress but concluded that the error
was harmless. The Petitioner later sought post-conviction relief, which the post-conviction
court denied after a hearing. On appeal, the Petitioner raises three claims of ineffective
assistance of counsel. He argues that trial counsel failed to communicate adequately with
him during the plea negotiations that followed the suppression ruling. He also argues that
trial counsel should have sought interlocutory review of that ruling or advised him to
preserve the issue as a certified question of law. Finally, he argues that trial counsel should
have called an expert witness to support his duress defense at trial. Upon our review, we
respectfully affirm the judgment of the post-conviction court.
Tenn. R. App. P. 3 Appeal as of Right;
Judgment of the Criminal Court Affirmed
TOM GREENHOLTZ, J., delivered the opinion of the court, in which CAMILLE R. MCMULLEN
and JILL BARTEE AYERS, JJ., joined.
Eileen M. Parrish, Nashville, Tennessee, and Alfredo Parrish (pro hac vice), Des Moines,
Iowa, for the appellant, Brandon E. Banks.
Jonathan Skrmetti, Attorney General and Reporter; Benjamin A. Ball, Senior Assistant
Attorney General; Glenn R. Funk, District Attorney General; Roger D. Moore, Deputy
District Attorney General; and Janice Norman, Assistant District Attorney General, for the
appellee, State of Tennessee.
OPINION
FACTUAL BACKGROUND
A. T HE P ETITIONER ’ S C ONVICTIONS
In a previous appeal of this case, we summarized the facts underlying the
Petitioner’s convictions, which we recount here in abbreviated form. See State v. Banks,
No. M2018-00264-CCA-R3-CD, 2019 WL 4917164 (Tenn. Crim. App. Oct. 4, 2019),
perm. app. denied (Tenn. Mar. 26, 2020).
On June 23, 2013, the Petitioner, along with three other Vanderbilt University
student-athletes, brought an unconscious victim to a dormitory room and participated in a
thirty-two-minute sexual assault of her. See id. at *1. At the end of an interview a few
days later, law enforcement seized the Petitioner’s cell phone. See id. The next day,
officers executed a search warrant for the Petitioner’s electronic devices found on his
person or in his dorm room. See id. A detective later searched the Petitioner’s cell phone
and recovered images of the assault. See id. at *7.
Trial counsel began plea discussions with the State after the last co-defendant’s trial.
Before the Petitioner’s trial, however, he moved to suppress the evidence obtained from
his cell phone. He argued that the phone was already in law enforcement’s possession
when officers executed the search warrant. See Banks, 2019 WL 4917164, at *1. The trial
court denied the motion.
After that ruling, the State made two alternative plea offers on May 31, 2017. Under
the first, the Petitioner would plead guilty to one count of rape and one count of aggravated
sexual battery and serve twelve years. Under the second, he would plead guilty to five
counts of rape and one count of aggravated sexual battery and serve ten years. The
Petitioner rejected both offers and proceeded to trial.
At trial, the State presented forty-two thumbnail images and three videos depicting
the sexual assault. See Banks, 2019 WL 4917164, at *3. Twenty-three of the images came
from the Petitioner’s cell phone, and the rest of the evidence came from other devices. See
-2-
id. at *7. Trial counsel pursued a duress defense, arguing that the Petitioner’s teammates
pressured him into participating in the assault. Trial counsel did not call a defense expert,
Dr. Malcolm Spica, because he feared that the State would replay the video evidence during
cross-examination.
The jury found the Petitioner guilty of one count of aggravated rape and one count
of aggravated sexual battery. See Banks, 2019 WL 4917164, at *20. The trial court
imposed concurrent sentences of fifteen years for aggravated rape and eight years for
aggravated sexual battery, for an effective sentence of fifteen years.
On direct appeal, the Petitioner challenged, among other issues, the trial court’s
denial of his motion to suppress the cell phone evidence. See Banks, 2019 WL 4917164,
at *20. This court agreed that the trial court erred in denying the motion, but we concluded
that the error was harmless beyond a reasonable doubt. See id. at *21, *26. A video sent
from one co-defendant’s cell phone and an image recovered from another co-defendant’s
cell phone independently showed the Petitioner’s conduct. Id. at *22. Both the Petitioner
and a co-defendant who testified for the State also identified that conduct at trial. Id.
Accordingly, we concluded that “nothing in the record suggests the images recovered from
the defendant’s cell phone contributed to the verdict returned by the jury.” Id.
B. P OST-C ONVICTION P ROCEEDINGS
On March 16, 2021, the Petitioner filed a petition for post-conviction relief raising
several grounds for relief. As relevant here, he alleged that he was denied the effective
assistance of counsel. Specifically, the Petitioner asserted that trial counsel failed to advise
and communicate with the Petitioner, particularly during plea negotiations; failed to advise
the Petitioner regarding interlocutory appeals for the denial of the motion to suppress; and
failed to call an expert witness at trial.
The post-conviction court conducted an evidentiary hearing at which four witnesses
testified: trial counsel, the Petitioner, the Petitioner’s father, and a legal standard-of-care
expert. After taking the matter under advisement, the post-conviction court denied relief
in a written order filed on July 24, 2025. The court found that trial counsel was not
ineffective in his communications with the Petitioner, crediting his testimony that he went
directly to the Petitioner for any substantive discussion about the case and that he explained
the plea offers to the Petitioner.
-3-
The court further found that the Petitioner did not establish prejudice for trial
counsel’s decision to forgo an interlocutory appeal on the denial of the motion to suppress
because significant video and photographic evidence from other devices independently
depicted the conduct underlying the convictions. Finally, the court found that trial counsel
made a strategic decision not to call Dr. Spica because of the risk of replaying the video
evidence to the jury. The Petitioner filed a timely notice of appeal three days later. See
Tenn. R. App. P. 4(a).
STANDARD OF APPELLATE REVIEW
Our supreme court has recognized that a reviewing court must first identify the
appropriate standard of review for each issue presented. State v. Enix, 653 S.W.3d 692,
698 (Tenn. 2022). In this case, the principal issue is whether the post-conviction court
properly concluded that the Petitioner failed to establish his claim of ineffective assistance
of counsel. As our supreme court has made clear,
[a]ppellate review of an ineffective assistance of counsel claim is a mixed
question of law and fact that this [c]ourt reviews de novo. Witness
credibility, the weight and value of witness testimony, and the resolution of
other factual issues brought about by the evidence are entitled to a
presumption of correctness, which is overcome only when the preponderance
of the evidence is otherwise. On the other hand, we accord no presumption
of correctness to the post-conviction court’s conclusions of law, which are
subject to purely de novo review.
Phillips v. State, 647 S.W.3d 389, 400 (Tenn. 2022) (citations omitted).
ANALYSIS
The Petitioner in this case argues that the post-conviction court should have granted
relief because he was denied the effective assistance of counsel in three respects. More
specifically, he asserts that trial counsel failed to (1) adequately advise and communicate
with him during plea negotiations; (2) advise him about, or pursue, interlocutory review of
the trial court’s denial of his motion to suppress; and (3) call an expert witness at trial in
support of his duress defense.
The Tennessee Post-Conviction Procedure Act provides an avenue for relief “when
the conviction or sentence is void or voidable because of the abridgment of any right
-4-
guaranteed by the Constitution of Tennessee or the Constitution of the United States.”
Tenn. Code Ann. § 40-30-103 (2025). A post-conviction petitioner has the burden of
proving his or her allegations of fact with clear and convincing evidence. Tenn. Code
Ann. § 40-30-110(f) (2025). For evidence to be clear and convincing, “it must eliminate
any ‘serious or substantial doubt about the correctness of the conclusions drawn from the
evidence.’” Arroyo v. State, 434 S.W.3d 555, 559 (Tenn. 2014) (quoting State v. Sexton,
368 S.W.3d 371, 404 (Tenn. 2012)).
The Petitioner alleges in this appeal that he was denied the effective assistance of
counsel during trial counsel’s representation. Article I, section 9 of the Tennessee
Constitution establishes that every criminal defendant has “the right to be heard by himself
and his counsel.” Similarly, the Sixth Amendment to the United States Constitution, made
applicable to the states by the Fourteenth Amendment, guarantees that “[i]n all criminal
prosecutions, the accused shall enjoy the right . . . to have the Assistance of Counsel for his
defence.” Indeed, “[t]hese constitutional provisions guarantee not simply the assistance of
counsel, but rather the reasonably effective assistance of counsel.” Nesbit v. State, 452
S.W.3d 779, 786 (Tenn. 2014). Accordingly, a petitioner’s claim that he or she has been
deprived “of effective assistance of counsel is a constitutional claim cognizable under the
Post-Conviction Procedure Act.” Moore v. State, 485 S.W.3d 411, 418 (Tenn. 2016); see
also Howard v. State, 604 S.W.3d 53, 57 (Tenn. 2020).
“To prevail on a claim of ineffective assistance of counsel, a petitioner must
establish both that counsel’s performance was deficient and that counsel’s deficiency
prejudiced the defense.” Moore v. State, 485 S.W.3d 411, 418-19 (Tenn. 2016) (citing
Strickland v. Washington, 466 U.S. 668, 687 (1984); Goad v. State, 938 S.W.2d 363, 369
(Tenn. 1996)). A petitioner may establish deficient performance by showing that
“counsel’s representation fell below an objective standard of reasonableness.” Garcia v.
State, 425 S.W.3d 248, 256 (Tenn. 2013) (quoting Strickland, 466 U.S. at 688). In making
this determination, we consider “all the circumstances” and objectively measure counsel’s
performance against the professional norms prevailing at the time of the representation.
Kendrick v. State, 454 S.W.3d 450, 457 (Tenn. 2015) (quoting Strickland, 466 U.S. at 688).
“If the advice given or services rendered by counsel are ‘within the range of competence
demanded of attorneys in criminal cases,’ counsel’s performance is not deficient.” Phillips,
647 S.W.3d at 407 (quoting Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975)).
A petitioner must also establish prejudice by showing “a reasonable probability that,
but for counsel’s unprofessional errors, the result of the proceeding would have been
different.” Davidson v. State, 453 S.W.3d 386, 393-94 (Tenn. 2014) (quoting Strickland,
466 U.S. at 694). “A reasonable probability is a probability sufficient to undermine
-5-
confidence in the outcome.” Howard v. State, 604 S.W.3d 53, 58 (Tenn. 2020) (quoting
Strickland, 466 U.S. at 694).
A. T RIAL C OUNSEL’ S C OMMUNICATION W ITH T HE P ETITIONER
The Petitioner first argues that trial counsel did not adequately communicate with
him during plea negotiations. He advances two related theories. First, he contends that
trial counsel did not communicate directly with him about the State’s May 31 plea offers,
including through an in-person meeting. Second, he contends that trial counsel relied
improperly on his father as an intermediary.
The State responds that the post-conviction court properly rejected this claim. It
argues that the court credited trial counsel’s testimony that he discussed the alternative plea
offers directly with the Petitioner and urged him to accept one of them. The State asserts,
in part, that this credibility determination supports the post-conviction court’s finding that
trial counsel did not render deficient performance. We agree with the State.
1. Background
Because the Petitioner no longer lived in Nashville, trial counsel testified that the
Petitioner agreed his father would serve as counsel’s primary contact. Counsel also
testified that he discussed plea petitions, trial strategy, and other substantive matters
directly with the Petitioner. According to trial counsel, the Petitioner would plead guilty
only if he avoided lifetime registration as a sex offender and community supervision for
life.
After the State extended its plea offers, trial counsel recommended that the
Petitioner accept the twelve-year offer because the risks of trial and appeal outweighed the
possible rewards. On June 4, counsel emailed the Petitioner a plea petition for signature
as part of a defense counteroffer. The email explained that the State’s ten-year offer
required community supervision for life. The Petitioner signed the petition, which
proposed a fifteen-year sentence with 30% release eligibility.
The June 4 email conflicted with trial counsel’s recollection that he met with the
Petitioner in Jackson that day and that the Petitioner signed the plea petition in his presence.
Instead, the email instructed the Petitioner to sign and return the petition. Trial counsel
acknowledged the discrepancy but maintained that the meeting occurred and that he may
have mistaken its date. The Petitioner and his father denied that the Petitioner was in
-6-
Jackson on June 4, although the Petitioner acknowledged meeting with trial counsel during
the spring of 2017.
The parties also disputed trial counsel’s advice about whether the Petitioner should
proceed to trial. The Petitioner testified that counsel led him to believe that trial was the
only way to preserve his appeal, although he acknowledged that counsel advised him to
settle after the suppression ruling. The Petitioner’s father testified that counsel told him
that, if the Petitioner were his own son, he would go to trial to preserve the appeal.
The post-conviction court resolved these conflicts in trial counsel’s favor. It credited
his testimony that critical discussions about strategy, pleas, and trial decisions occurred
directly with the Petitioner or with both the Petitioner and his father. The court also found
that trial counsel was “clearly” in communication with the Petitioner both before the May
31 offers and between May 31 and June 5. It further found that the signed plea agreement
undercut the Petitioner’s account.
2. Trial Counsel’s Communications with the Petitioner
Counsel’s duty to provide reasonably effective assistance extends to the plea-
bargaining process, including the communication of formal plea offers from the
prosecution. Nesbit, 452 S.W.3d at 800. Nevertheless, an inadequate-communication
claim does not turn on the number of meetings between counsel and the petitioner. Instead,
the question is whether counsel and the petitioner were able to discuss “the facts of the
case, the application of the law, significant case developments, and the petitioner’s
objectives” so they could make informed decisions. Hall v. State, No. M2021-01555-CCA-
R3-PC, 2023 WL 2726780, at *7 (Tenn. Crim. App. Mar. 31, 2023), no perm. app. filed.
The Petitioner first argues that trial counsel did not adequately communicate with
him directly about the State’s plea offers, including through an in-person meeting. The
post-conviction court found otherwise, and the record supports that finding. In a
supplemental petition, the Petitioner acknowledged that he received the State’s May 31
offers by email. On June 4, 2017, trial counsel emailed the alternative offers directly to the
Petitioner and his father and gave them until the next day to decide whether to accept one
of them. The post-conviction court also found that the parties had discussed the terms of
the offers before these communications. The Petitioner acknowledged that trial counsel
advised him to settle after the trial court denied the motion to suppress.
-7-
The Petitioner nevertheless contends that these communications were inadequate
because trial counsel did not meet with him in person to discuss the offers. Although the
June 4 email contradicted trial counsel’s recollection that the Jackson meeting occurred on
that date, trial counsel maintained that the meeting occurred and that he had mistaken the
date. The Petitioner himself acknowledged that he met with trial counsel during the spring
of 2017 to discuss what the defense would seek from the State. The post-conviction court
considered the discrepancy but found that it did not undermine trial counsel’s account.
Importantly, the post-conviction court did not rest its ruling on the date of the
meeting. Instead, the court recognized that a face-to-face meeting “may be preferred, but
it is not required.” It also credited trial counsel’s testimony that critical discussions took
place directly with the Petitioner or with both the Petitioner and his father. The post-
conviction court determines witness credibility, including the effect that a witness’s mistake
on one point may have on the remainder of his testimony. We do not reweigh those
determinations on appeal. See Black v. State, 794 S.W.2d 752, 755 (Tenn. Crim. App.
1990); Arendall v. State, No. M2024-01190-CCA-R3-PC, 2025 WL 1430431, at *5, *8
(Tenn. Crim. App. May 19, 2025) (rejecting the petitioner’s claims of inadequate
communication where the post-conviction court credited trial counsel’s testimony about
his meetings and discussions with her and found that she offered no credible proof to the
contrary), no perm. app. filed.
Second, the Petitioner takes issue with how trial counsel communicated with him.
He contends that trial counsel improperly relied on the Petitioner’s father as an
intermediary during plea negotiations. He relies on the opinion of his standard-of-care
expert that this practice fell below the standard of care reflected in Tennessee Supreme
Court Rule 8, RPC 1.4. The post-conviction court credited the expert’s testimony and
respected his opinions, but it disagreed with his conclusion that trial counsel failed to meet
the standard of care.
Where properly admissible under Tennessee Rule of Evidence 702, a legal expert’s
opinion may inform a post-conviction court’s inquiry, but it does not, by itself, determine
whether trial counsel’s performance was constitutionally deficient. Cf. Howell v. State, 185
S.W.3d 319, 338 (Tenn. 2006) (affirming exclusion of legal expert testimony in a post-
conviction case where the testimony did not substantially assist the trier of fact).
Professional standards of this kind “are guides to determining what is reasonable, but they
are only guides.” Strickland, 466 U.S. at 688. The ultimate question is whether trial
counsel’s performance was reasonable considering all the circumstances. See id.
-8-
Considered in context, trial counsel’s use of the Petitioner’s father as a point of
contact did not render his representation constitutionally deficient. The post-conviction
court found that the Petitioner had moved away from Nashville and permitted his father to
serve as a point of contact. It also found that neither the Petitioner nor his father claimed
that trial counsel was unavailable or refused to meet with them. Although the court
recognized that a lawyer’s communications with a third party, “even an engaged parent,
cannot replace a lawyer’s duty to communicate with the client,” it credited trial counsel’s
testimony that the Petitioner and counsel discussed decisions critical to strategy and plea
negotiations directly. The evidence does not preponderate against those findings.
Considering those facts under the governing constitutional standard, the expert’s contrary
opinion does not establish deficient performance.
In summary, the record supports the post-conviction court’s findings that trial
counsel communicated directly with the Petitioner about the plea offers and that the
Petitioner permitted his father to serve as a point of contact. Taking these circumstances
together, we conclude that the Petitioner has not shown that trial counsel’s representation
fell below an objective standard of reasonableness.
B. A PPELLATE R EVIEW OF THE S UPPRESSION R ULING
The Petitioner next argues that trial counsel rendered ineffective assistance in
handling the adverse suppression ruling. He contends that trial counsel should have sought
interlocutory review under Tennessee Rules of Appellate Procedure 9 or 10. According to
the Petitioner, seeking immediate review would have changed the outcome regardless of
whether the appeal succeeded. If successful, he asserts that suppression of the cell phone
evidence would have led the State to offer more favorable plea terms. If unsuccessful, he
asserts that he would have accepted one of the State’s existing offers. He separately
contends that trial counsel should have advised him to plead guilty and reserve the
suppression issue as a certified question of law.
The State responds, among other things, that the Petitioner failed to establish
prejudice because he did not show that an interlocutory appeal would have been granted
and because trial counsel urged him to accept the State’s offer. We agree that the Petitioner
has not established prejudice. As we explain below, the record does not establish a
reasonable probability that seeking immediate review of the suppression ruling would have
produced a different result.
-9-
1. Background
After the trial court denied the motion to suppress, trial counsel did not seek
interlocutory review. Both of the State’s May 31 plea offers required the Petitioner to plead
guilty to rape and aggravated sexual battery, and both contemplated community
supervision for life. The Petitioner proposed instead that he plead guilty to three counts of
the lesser-included offense of sexual battery. After consulting the victim, the State declined
the counteroffer, reiterated its May 31 offers, and advised that those offers would be
revoked after June 9, 2017. Trial counsel then informed the State that the Petitioner “would
rather take his chances.”
At the post-conviction hearing, the Petitioner’s standard-of-care expert opined that
this court would have accepted an interlocutory appeal because it later agreed that the cell
phone evidence should have been suppressed. He acknowledged, however, that he had
never pursued such an appeal and had not researched what it takes to obtain one.
The post-conviction court denied relief on this ground. It found that trial counsel’s
decision not to seek an interlocutory appeal did not fall below the standard of competent
representation. The court also found no prejudice because the suppression issue was not
dispositive and significant video and image evidence from other devices remained. Finally,
the court found that the Petitioner “received good advice but did not take it and decided
instead to proceed to trial.”
2. Interlocutory Review
Because a petitioner must establish both deficient performance and prejudice, a
court need not address both prongs if the petitioner fails to establish either one. See Garcia,
425 S.W.3d at 257. We therefore begin with prejudice, which requires the Petitioner to
show a reasonable probability that, but for trial counsel’s failure to seek an interlocutory
appeal, the result of the proceeding would have been different. See Davidson, 453 S.W.3d
at 393-94.
The Petitioner’s theory that a successful interlocutory appeal would have resulted
in a more favorable plea depends on several events occurring in sequence. First, he had to
show a reasonable probability that he would have obtained permission for interlocutory
review under Rule 9 or Rule 10. Second, he had to show that this court would have reversed
the denial of his motion to suppress. Third, he had to show that the State, without the cell
phone evidence, would have extended a more favorable offer involving an offense that did
- 10 -
not require community supervision for life. Finally, he had to show a reasonable
probability that he would have accepted that offer and that the trial court would have
approved its terms, resulting in a less severe conviction or sentence. See Stevens v. State,
No. M2018-00530-CCA-R3-PC, 2020 WL 91837, at *9 (Tenn. Crim. App. Jan. 8, 2020),
perm. app. denied (Tenn. Apr. 15, 2020). If any link in this chain fails, the Petitioner cannot
establish a reasonable probability that the result of the proceeding would have been
different. See id.
The Petitioner’s theory fails at the first and third links. We address those links in
turn before considering his alternative argument, which rests on the offers the State actually
made.
a. Permission for Interlocutory Appeal
The first link requires the Petitioner to show that he would have obtained permission
for interlocutory review. An interlocutory appeal “is an exception to the general rule that
requires a final judgment before a party may appeal as of right.” State v. Gilley, 173 S.W.3d
1, 5 (Tenn. 2005) (citing Tenn. R. App. P. 3(d)). Because “interlocutory review of pretrial
rulings can create piecemeal appellate litigation and the encouragement of delay [that] is
fatal to the vindications of the criminal law,” such appeals are “disfavored.” Id. (citations
and internal quotation marks omitted). Indeed, this court has recognized that the denial of
a motion to suppress ordinarily is not appropriate for interlocutory review because the
defendant retains the right to a direct appeal and thus suffers no irreparable injury. See
State v. Williams, No. E2025-01399-CCA-R9-CD, 2025 WL 2888039, at *3 (Tenn. Crim.
App. Oct. 10, 2025) (Order Denying Tenn. R. App. P. 9 Application), no perm. app. filed.
A Rule 9 interlocutory appeal requires approval from both the trial court and the
appellate court. Gilley, 173 S.W.3d at 4-5 (citing Tenn. R. App. P. 9(b), (c)). The party
seeking review must first file and serve a motion in the trial court within thirty days after
entry of the challenged order. See Tenn. R. App. P. 9(b). If the trial court grants permission,
the appellate court then decides whether to grant the application. See id. Thus, a petitioner
alleging ineffective assistance for failing to pursue a Rule 9 appeal must establish a
reasonable probability that both courts would have permitted interlocutory review. See
Gaddy v. State, No. M2018-01272-CCA-R3-PC, 2019 WL 4072453, at *4 (Tenn. Crim.
App. Aug. 29, 2019), perm. app. denied (Tenn. Jan. 15, 2020).
In deciding whether to grant permission, courts consider (1) the need to prevent
irreparable injury; (2) the need to prevent needless, expensive, and protracted litigation;
- 11 -
and (3) the need to develop a uniform body of law. See Tenn. R. App. P. 9(a). In weighing
these factors, courts consider, among other things, “the probability that review upon entry
of final judgment will be ineffective,” whether and to what extent “the challenged order
would be a basis for reversal upon entry of a final judgment,” and “whether an interlocutory
appeal will result in a net reduction in the duration and expense of the litigation if the
challenged order is reversed.” Id. Although Rule 9 does not require that the challenged
order be dispositive of the case, the dispositive nature of the issue is an important
consideration in deciding whether to grant an application. See State v. Scarborough, 201
S.W.3d 607, 612 n.2 (Tenn. 2006); Weems v. State, No. W1999-00033-CCA-R3-PC, 2000
WL 140462, at *2 (Tenn. Crim. App. Feb. 2, 2000), perm. app. denied (Tenn. June 19,
2000).
In this case, the Petitioner offered no evidence addressing whether the trial court
would have granted permission to seek interlocutory review. Indeed, his standard-of-care
expert conceded that “[the trial court] might have said no, I’m not going to grant your Rule
9.” The record therefore does not establish a reasonable probability that the Petitioner
would have obtained the trial court’s permission.
The record likewise does not establish a reasonable probability that this court would
have granted permission to appeal. Unlike the suppression issue in Scarborough, which
was dispositive of another case pending against the defendant, the suppression issue here
was not dispositive. Both the Petitioner’s standard-of-care expert and the post-conviction
court recognized this fact. Reversing the suppression ruling therefore would not have
ended the prosecution, and interlocutory review would have extended rather than reduced
the litigation. See Tenn. R. App. P. 9(a); Williams, 2025 WL 2888039, at *3. Nor did the
Petitioner face irreparable injury without immediate review because he retained the right
to challenge the ruling on direct appeal, as he later did. See Banks, 2019 WL 4917164, at
*21.
The standard-of-care expert’s contrary opinion does not alter this conclusion. He
believed that this court would have accepted an interlocutory appeal because we later
agreed that the evidence should have been suppressed. But that reasoning measures the
likelihood of interlocutory review by the eventual decision on the merits, rather than by the
Rule 9 factors governing whether immediate review was appropriate. The expert also
acknowledged that he had not researched the requirements for obtaining an interlocutory
appeal.
Nor has the Petitioner established prejudice based on trial counsel’s failure to seek
an extraordinary appeal under Tennessee Rule of Appellate Procedure 10. Unlike Rule 9,
- 12 -
an extraordinary appeal under Rule 10 does not require the trial court’s permission. But
such an appeal is available only “if the lower court has so far departed from the accepted
and usual course of judicial proceedings as to require immediate review” or “if necessary
for complete determination of the action on appeal as otherwise provided in these rules.”
Tenn. R. App. P. 10(a). The Petitioner has not shown that immediate review was necessary
under either standard, particularly because he retained the ability to challenge the
suppression ruling on direct appeal. Nor has he offered proof establishing a reasonable
probability that this court would have granted extraordinary review.
We conclude that the Petitioner has not shown a reasonable probability that he
would have obtained interlocutory review under either Rule 9 or Rule 10. Accordingly,
this argument fails at the threshold.
b. A More Favorable Plea Offer
Even had an interlocutory appeal been successful, the Petitioner offered no proof
that suppressing the cell phone evidence would have caused the State to propose more
favorable plea terms. More importantly, the obstacle to an agreement was not simply the
length of the sentence. As trial counsel explained to the prosecution in an email, the
Petitioner objected to community supervision for life: “5 years off his sentence is nothing
compared to a lifetime of community supervision.” Because rape and aggravated sexual
battery carry community supervision for life as a matter of law, terms acceptable to the
Petitioner would have required the State to permit a plea to a different offense. See Tenn.
Code Ann. § 39-13-524(a) (2010).
The question, then, is whether the record establishes a reasonable probability that
the State would have permitted a plea to a different offense after suppression of the cell
phone evidence. It does not. To the contrary, the State had already rejected such a proposal.
When the Petitioner proposed pleading guilty to sexual battery, the State consulted the
victim, declined the counteroffer, and reiterated its May 31 offers. The prosecutor did not
testify at the post-conviction hearing, and no other witness testified that the State would
have reconsidered its position had the cell phone evidence been suppressed. Moreover, as
this court recognized on direct appeal, the State’s remaining evidence was substantial.
Banks, 2019 WL 4917164, at *22. The post-conviction court likewise found that
significant video and image evidence from other devices remained even without the images
from the Petitioner’s cell phone.
- 13 -
The only proof touching this issue came from the Petitioner’s father. He testified
that, when he asked trial counsel what he would do if the Petitioner were his own son, trial
counsel said that he “would preserve the right to appeal and go to trial” because, if the case
were tried again, the State would “probably” deal with the Petitioner “differently, better.”
This secondhand prediction does not carry the Petitioner’s burden. It concerned the State’s
suspected approach after a retrial, not plea negotiations following an interlocutory ruling,
and it does not show what the State actually would have done. Accordingly, the Petitioner
has not shown a reasonable probability that the State would have extended a more favorable
plea offer after suppression of the cell phone evidence.
c. The State’s Alternative May 31 Plea Offers
The Petitioner’s alternative theory begins from the opposite premise: that an
interlocutory appeal would have been unsuccessful. He asserts that, following an
unfavorable appellate ruling, he “would have absolutely taken a plea deal.” Unlike his first
theory, this argument does not depend on the State extending a new or more favorable offer.
Instead, it rests on the alternative offers the State actually made on May 31.
The framework our supreme court adopted for ineffective-assistance claims arising
from plea negotiations therefore governs this theory. Under that framework, a petitioner
must show a reasonable probability that, but for counsel’s deficient representation, (1) he
would have accepted the offer, (2) the prosecution would not have withdrawn it, and (3)
the trial court would have accepted its terms, such that the resulting penalty would have
been less severe than the one actually imposed. See Nesbit, 452 S.W.3d at 800-01.
The Petitioner has not established the first element. He rejected the State’s offers
after the trial court denied his motion to suppress, even though trial counsel advised him to
accept a plea offer. The post-conviction court found that the Petitioner “received good
advice but did not take it and decided instead to proceed to trial.” It also found that the
Petitioner “understood a guilty plea would eliminate his ability to appeal the suppression
issue.” The evidence does not preponderate against these findings.
The Petitioner responds that he rejected the State’s offers to preserve his appeal. But
preserving appellate review was not the only obstacle to a plea. Trial counsel testified that
“the key was the lifetime community supervision,” and his contemporaneous email to the
State expressed the same concern. Because an unsuccessful interlocutory appeal would
not have changed the requirement of community supervision for life, we conclude that the
Petitioner has not shown a reasonable probability that he would have accepted either offer.
- 14 -
3. Certified Question Review
The Petitioner offers one final theory for preserving appellate review of the
suppression ruling. Rather than seeking review before trial under Rule 9 or Rule 10, he
argues that trial counsel should have advised him to plead guilty and preserve the
suppression issue for appeal as a certified question of law. According to the Petitioner, this
procedure would have allowed him to accept a plea agreement without forfeiting appellate
review of the suppression ruling. The State responds that the Petitioner could not have
reserved the suppression issue as a certified question because the issue was not dispositive
of the case.
Rule 37 permits a defendant to reserve a certified question following a guilty plea
only if, among other requirements, the defendant, the State, and the trial court are of the
opinion that the question is “dispositive of the case.” Tenn. R. Crim. P. 37(b)(2)(A)(iv).
The suppression issue did not satisfy this requirement. Even without the challenged cell
phone evidence, the prosecution could proceed on substantial independent evidence. The
suppression issue therefore could not have been validly reserved under Rule 37, and trial
counsel’s representation was not deficient for failing to recommend or pursue such an
appeal.
In summary, the Petitioner has not established ineffective assistance of counsel
based on trial counsel’s failure to seek interlocutory review or advise him to reserve the
suppression issue as a certified question of law. He is not entitled to relief on this ground.
C. FAILURE TO C ALL AN E XPERT W ITNESS TO T ESTIFY AT T RIAL
Finally, the Petitioner argues that trial counsel was ineffective for failing to call Dr.
Malcolm Spica, a defense expert, to testify at trial. He contends that Dr. Spica’s testimony
would have supported his duress defense and likely influenced the jury’s verdict.
The State responds that trial counsel made a strategic decision entitled to deference
and that, in any event, the Petitioner cannot establish prejudice because Dr. Spica did not
testify at the post-conviction hearing. We agree that the Petitioner has not established
prejudice. Because the absence of prejudice is dispositive, we need not address whether
trial counsel performed deficiently by declining to call Dr. Spica. See Garcia, 425 S.W.