State of Tennessee v. Kortney Dalon Ball
CourtCourt of Criminal Appeals of Tennessee
Date FiledSeptember 11, 2026
DocketM2025-01458-CCA-R3-CD
JudgeJudge Camille R. McMullen
StatusPublished
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Full Opinion
09/11/2026
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs July 14, 2026
STATE OF TENNESSEE v. KORTNEY DALON BALL
Appeal from the Criminal Court for Davidson County
No. 2021-B-825 Khadija Lanice Babb, Judge
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No. M2025-01458-CCA-R3-CD
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In 2021, the Davidson County Grand Jury indicted the Defendant for one count of
aggravated assault by strangulation or attempted strangulation. At his 2024 trial, the trial
court instructed the jury on the charged aggravated assault offense as well as the lesser-
included offenses of attempted aggravated assault, reckless aggravated assault, domestic
assault, attempted domestic assault, and domestic assault by offensive contact. After
deliberating, the jury acquitted the Defendant of aggravated assault by strangulation as well
as the lesser-included offenses of attempted aggravated assault and reckless aggravated
assault. However, the jury was unable to reach a unanimous verdict on the domestic assault
charge, and the trial court declared a mistrial. At the Defendant’s 2025 retrial, the jury
convicted the Defendant of domestic assault. On appeal, the Defendant argues: (1) his
conviction for domestic assault should be vacated and his indictment dismissed with
prejudice because the trial court erroneously instructed the jury that domestic assault was
a lesser-included offense of the indicted aggravated assault offense; (2) the trial court
violated his due process and confrontation rights when it denied him access to the transcript
from his first trial, when it restricted his cross-examination of the victim, and when it failed
to declare a mistrial in response to the victim’s testimony that the Defendant had “a history
of selling [drugs]”; (3) the trial court abused its discretion in admitting unauthenticated
photographs of the victim’s alleged injuries; (4) the trial court abused its discretion in
imposing an excessive sentence and in setting a restrictive appeal bond and bond conditions
following the appellate court’s intervention; and (5) the cumulative effect of these errors
requires relief.1 After review, we reverse the Defendant’s conviction for domestic assault,
vacate the judgment, and remand the case to the trial court for further proceedings
consistent with this decision.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Reversed
and Vacated, Case Remanded
1
We have reordered and separated some of the Defendant’s issues for clarity.
CAMILLE R. MCMULLEN, J., delivered the opinion of the court, in which JILL BARTEE
AYERS and TOM GREENHOLTZ, JJ., joined.
Kortney Dalon Ball, Smyrna, Tennessee, Pro Se.
Jonathan Skrmetti, Attorney General and Reporter; Ryan W. Davis, Assistant Attorney
General; Glenn R. Funk, District Attorney General; and Camera Bacon, Assistant District
Attorney General, for the appellee, State of Tennessee.
OPINION
This case stems from an August 9, 2020 incident between the Defendant and the
victim, Lee’a Garnett, who were dating and living together in the victim’s home. On June
2, 2021, the Davidson County Grand Jury indicted the Defendant for one count of
aggravated assault by strangulation or attempted strangulation. The indictment alleged that
the Defendant:
Did intentionally or knowingly cause bodily injury to Lee’a Garnett and the
assault involved strangulation or attempted strangulation, in violation of
Tennessee Code Annotated § 39-13-102, and against the peace and dignity
of the State of Tennessee.
Trial. Because the Defendant’s first trial ended in a hung jury, we have not
summarized the evidence presented at that trial but have included the necessary procedural
history. In its final instruction to the jury, the trial court stated that the Defendant was
charged with aggravated assault by strangulation or attempted strangulation. The court
asserted that if the jury found that the Defendant was not guilty of the indicted aggravated
assault offense, then it should consider the following lesser-included offenses in order:
attempted aggravated assault, reckless aggravated assault, domestic assault, attempted
domestic assault, and domestic assault by offensive contact. The trial court did not instruct
the jury on simple assault.
At the conclusion of deliberations, the jury acquitted the Defendant of aggravated
assault by strangulation or attempted strangulation, attempted aggravated assault, and
reckless aggravated assault. Because the jury was unable to reach a unanimous verdict on
the domestic assault charge, the trial court declared a mistrial.
Hearing Before Retrial. At a hearing prior to the Defendant’s retrial, the
Defendant argued that the indictment should be dismissed because the State never obtained
a superseding indictment charging him with domestic assault. The trial court asserted that
domestic assault was a lesser-included offense of the indicted aggravated assault offense
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and that the parties were going to proceed on domestic assault “because that’s where the
Jury was hung.” Ultimately, the trial court overruled the Defendant’s objection, asserting
that domestic assault was a lesser-included offense of aggravated assault.
Retrial. Here, we have included a brief summary of the facts relevant to the issues
raised on appeal. At the Defendant’s May 5, 2025 retrial, the victim testified that around
3:00 a.m. on August 9, 2020, she and the Defendant had an argument about his phone being
too loud. When the victim reached over to take the Defendant’s phone, the Defendant
grabbed her by the throat with both hands, threw her onto her back on the bed, and straddled
her. Although the victim started kicking him and told the Defendant to stop, the Defendant
refused to let her go, and the victim began to pass out and felt dizzy. As she struggled to
free herself, she slipped off the bed and out of the Defendant’s grip and landed on the hard
floor, and the Defendant landed on top of her. A moment later, the Defendant stood, acted
as if nothing had happened, and went back to his side of the bed. The victim asked the
Defendant why he had hurt her, and when he told her that he did not know what she was
talking about, the victim slapped him across the face. In response, the Defendant became
enraged, hit her in the face, grabbed her by her hair, and threw her around the bedroom,
which caused her to hit several pieces of furniture and to cut her leg on the side of the bed.
The Defendant then pushed her head into the mattress for thirty seconds to a minute, which
made her unable to breathe. Suddenly, the Defendant stopped and again acted as if nothing
had happened. The victim retreated to the bathroom to catch her breath and clean up the
blood on her leg, and the Defendant yelled at her to “get back in this bed, woman.” When
she got into the bed, the victim told the Defendant that she was going to call the police, and
the Defendant told her, “[G]o ahead, you know what I told you about bringing in third party
people.” A short time later, the Defendant gave the victim “no choice” and had sex with
her.
The victim said she did not find her cell phone until the next morning, and she did
not immediately call the police about the incident because her neighbor, Starr Henry, texted
to see if she wanted to “come over for coffee” and the victim saw it as her chance to leave
the house. The victim asked the Defendant for permission to leave their home, and he
allowed her to go. While she was at the neighbor’s home, the victim received a text
message from the Defendant, stating, “Don’t run over there and be telling our business
either.” A screenshot of this text was admitted into evidence. The victim showed this text
message to her neighbor because she did not know what to say. She then told the neighbor
what happened with the Defendant, and the neighbor observed her injuries. She said her
neighbor later wrote a letter about the “scratches and the bruises on [the victim’s] face and
neck.”
When the victim returned home, she moved her things into her daughter’s room.
She stayed locked in this room with her dog, feeling like “a prisoner in [her] own home.”
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The victim admitted that she texted the Defendant, telling him she loved him, because she
had never been in a previous situation like this and was trying to make peace. She
acknowledged that she did not seek medical treatment for her injuries right away but did
seek treatment a month later because she was experiencing substantial neck pain from the
Defendant’s abuse, which she disclosed to her doctors. A few days later, the victim
disclosed the Defendant’s abuse to her daughters, who documented her injuries by taking
photographs with a cell phone on August 12, 2020. The victim said she had red marks
around her neck from the Defendant’s fingerprints, marks on her face where the Defendant
had hit her, and bruises all over her body from the incident. The photographs of the
victim’s injuries were admitted into evidence and published to the jury. On August 13,
2020, the victim sought a protective order because she did not feel safe with the Defendant
at her house. When the Defendant returned to the house, she called law enforcement so he
could be served with the order of protection. When officers responded to her call, she
informed them of the August 9, 2020 incident with the Defendant, but the officers told her
that they were just there to remove him from her home because of the protection order.
On September 9, 2020, the victim called the police so she could file a report against
the Defendant. She provided the officers with printed photographs of her injuries, and they
filed an incident report and obtained the arrest warrant for the Defendant. She claimed she
waited a month to report it to the police because she “was scared,” “didn’t know what to
do,” and was “in a lot of pain[.]”
On cross-examination, the victim acknowledged that she received bruises on the
front of her shin from moving the Defendant’s bed into her home in June 2020; however,
she asserted that those bruises were completely healed by the August 9, 2020 incident. The
victim denied having consensual sex with the Defendant after the August 9, 2020 incident.
She acknowledged that she sent texts to the Defendant, telling the Defendant that she loved
him, from August 9, 2020, through August 12, 2020. She also acknowledged that her
daughters took photographs of her injuries on August 12, 2020. The victim said that when
the officers appeared at her home on August 15, 2020, to serve the order of protection on
the Defendant, the officers did not photograph or otherwise document any of her injuries
because they were there simply to serve the order of protection. She said she waited until
September 9, 2020, to press charges against the Defendant because she needed the
confidence she gained through the free therapy provided through the order of protection
before she was able to file charges against the Defendant. The victim said that her daughter
and Starr Henry were with her when she pressed charges against the Defendant on
September 9, 2020.
Starr Henry, the victim’s neighbor, testified that the victim seemed “shaky” and had
marks on her face during her visit the morning of August 9, 2020. The victim eventually
told her that the Defendant had caused these injuries. On September 9, 2020, Henry wrote
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a statement summarizing her version of the events on August 9, 2020, which she gave to a
police officer.
McKalia Garnett, the victim’s adult daughter, testified that in August 2020, she was
seventeen years old and was living with her mother and the Defendant in her mother’s
home. She stated that in the early morning hours of August 9, 2020, she “woke up [and]
heard a lot of commotion” in her mother’s room right across the hall from her bedroom.
Garnett heard her mother say, “[W]hy did you throw me around like a rag doll[?]” She
also heard “glass breaking” and “a lot of commotion” that lasted approximately ten
minutes. The next day, she texted her mother to tell her what she heard and ask if she was
okay, and her mother replied that she was “fine, thank you for asking.” Garnett said that
she had noticed some “red marks” and “a lot of bruises” on her mother and that on August
12, 2020, she and her sister took photographs her mother’s injuries. Garnett then identified
a set of photographs depicting her mother’s injuries, and these photographs were admitted
into evidence and published to the jury.
The Defendant testified that the victim sent him several texts from August 9, 2020,
through August 12, 2020, indicating that she wanted to work things out between them. He
asserted that the time stamp on the photographs of the victim’s alleged injuries did not
indicate when the photographs were actually taken. The Defendant asserted that on August
15, 2020, two sheriff deputies informed him that the victim had obtained an order of
protection against him and that he was required to pack his things and leave the victim’s
home. The Defendant said he did not return to the victim’s home until October 11, 2020,
when he obtained a police escort to remove his belongings from the victim’s home. After
moving his things out of the victim’s home, he was suddenly informed that he had an
outstanding warrant related to the incident on August 9, 2020, and he was arrested that day.
The Defendant said he knew the victim was on prescribed medication, although he
did not ask what medication she took. He also knew the victim had undergone prior
surgeries on her nose and neck, but he did not know the severity of these surgeries. The
Defendant was aware that the victim had seen a therapist while they were dating, although
he did not become aware of her suicide attempt until after he received her medical records
in discovery. He claimed that the victim smoked marijuana and was not taking her
medication around the time that she moved her things out of the bedroom and told him to
stop using her car.
The Defendant stated that around 3:00 or 3:30 a.m. on August 9, 2020, the victim
got angry with him over his phone being too loud. He said the victim became irate, slapped
him, and tried to kick him. The Defendant thought that the victim just “needed some
attention,” so they had sex that night and then went to sleep. He claimed he “never
touched” the victim in a violent way that night. The next morning, the Defendant said the
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victim received a text from her neighbor, Starr Henry, to go “wake and bake,” meaning
they were going to smoke marijuana together, which is something they did regularly.
On cross-examination, the Defendant denied assaulting the victim, putting his hands
on her neck, strangling her, grabbing her hair, and struggling with her on the bed on August
9, 2020. He said that the morning after the incident, the victim was “chipper” in her text
messages to him and went next door to smoke marijuana with Starr Henry. The Defendant
said that the first time he heard the allegation that he had strangled the victim was when he
was served with the order of protection. When the prosecutor asked the Defendant why he
sent a text to the victim the next morning telling her to not share their business, the
Defendant denied that he was referencing his assault of the victim the night before and
claimed his text was referring to other things. The Defendant said that the victim tried to
talk to him on Monday or Tuesday, and when he was unable to talk, the victim stopped
sending him friendly text messages and “conspired to take out an order of protection”
against him. The Defendant claimed that the victim did not move her things out of the
bedroom they shared until that Tuesday or Wednesday.
When asked about the photographs admitted into evidence, the Defendant replied
that they “could be bruises” on the victim or they “could be make-up.” He asserted that
these photographs had nothing to do with him, and he did not know when the photographs
had been taken or what they portrayed. The Defendant claimed that the victim had helped
him move some of his furniture into her home in April 2020, which resulted in a bruise to
her leg. When asked about the photographs depicting injuries to the victim’s neck, the
Defendant said he knew the victim had a scar from her neck surgery. He stated that he did
not know “how any of those photos came about” or what they “represent[ed].” The
Defendant posited that if the victim actually had been assaulted, then she would have
obtained medical attention and would have called the police promptly, which the victim
did not do in this case. He reiterated that he did not cause the bruises on the victim and
that he and the victim had “consensual sex” that night.
In its final instructions to the jury, the trial court stated that the Defendant was
charged with domestic assault. It explained that if the jury found the Defendant not guilty
of domestic assault, then it should consider the following lesser-included offenses in order:
attempted domestic assault and then domestic assault by offensive contact. The trial court
never instructed the jury on simple assault. Following deliberations, the jury found the
Defendant guilty of domestic assault. Because the jury convicted the Defendant of the
highest charged offense, it did not consider any lesser-included offenses.
Sentencing Hearing. At the May 12, 2025 sentencing hearing, the State had the
victim present her impact statement to the court, the defense presented no proof, and the
parties relied on the arguments submitted in their sentencing memorandums. The trial
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court credited “all” of the victim’s trial testimony, stating it “one hundred percent
believe[d] the testimony that she gave to this Court about the assault and the violent nature
of her experience the night in question.” The court also found that it “did not credit what
[the Defendant] said happened that night.” The court added, “I do believe that the facts
support a conviction of aggravated assault by strangulation. But obviously, the Jurors . . .
in the [first] trial found him not guilty of that. So we’re not here to sentence him on that
today, but I’m here to sentence him on domestic assault.”
The court observed that the Defendant, who represented himself on retrial, only
questioned the women at that trial and did not question the police officers. The court
asserted its belief that the Defendant presumably did this for the purpose of
“revictimiz[ing]” the victim. The trial court explained:
Obviously, we all saw that [the victim] was sitting here on the stand
and the frustration she experienced having to be questioned by the person
who . . . actually assaulted her. And it was difficult to watch. And I could
see that she was being revictimized in that moment. [The Defendant] did not
cross[-]examine any of the police officers or any of the men that were
involved in this trial, which . . . speaks for itself.
The trial court placed great emphasis on the Defendant’s extensive criminal history,
which dated back to 2009 and included his pending domestic assault against his mother
that occurred while out on bond in this case, his three convictions for assault, and his
convictions for resisting arrest and unlawful possession of a weapon, wherein he “used a
knife to stab or cut a security officer at Graham Central Station.” The court also noted that
there had been “multiple attempts at probation, . . . incarceration[,]” and different attempts
to “rehabilitate [the Defendant,” but none of these measures had worked. Based on its
previous considerations, “the testimony,” “the exhibits . . . at trial,” and “the behavior that
he’s displayed since he’s been out on bond,” the trial court sentenced the Defendant to
eleven months and twenty-nine days in confinement at seventy-five percent to serve and,
upon his release, to supervised probation for eleven months and twenty-nine days. In
addition, the trial court ordered the Defendant to have no contact with the victim and to
attend fifty-two weeks of Batterer’s Intervention Program classes. The Defendant’s
judgment of conviction was entered on May 12, 2025.
Motion for Judgment of Acquittal or New Trial. Following sentencing, the
Defendant timely filed a motion for judgment of acquittal or a new trial on May 19, 2025.
In it, the Defendant alleged, in pertinent part, that he was entitled to an acquittal or a new
trial because although he objected to the unindicted offense of domestic assault at his first
trial, prior to his second trial, and during his second trial, he was nevertheless convicted of
domestic assault, which constituted a material error. The Defendant also asserted that his
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indictment was “manufactured for [t]rial [p]urposes,” despite his objections, and that
although the trial court and the State had the opportunity to dismiss the domestic assault
charge, which was the lone remaining count from his first trial, they failed to do so, which
constituted reversible error. The Defendant added that proceeding under a charge like
simple assault would have likely resulted in a different outcome at trial.”
In a pleading entitled “Addendum to Defendant’s Motion for Judgment of Acquittal
or a New Trial,” the Defendant additionally claimed that the alleged lesser-included
offenses did not meet the “necessarily included” definition and “were not agreed upon or
consented to by [him].” Moreover, the Defendant asserted that his “alleged [i]ndictment
in the [s]econd trial” was “not properly amended or presented to the jury.”
In a minute entry dated August 27, 2025, the trial court denied the Defendant’s
motion. On September 17, 2025, the Defendant, through counsel, timely filed a notice of
appeal. Thereafter, he was permitted to proceed with this appeal pro se.
ANALYSIS
The Defendant argues several issues on appeal: (1) his conviction for domestic
assault should be vacated because the trial court lacked authority to instruct the jury that
domestic assault was a lesser-included offense of the indicted offense of aggravated
assault; (2) the trial court violated his due process and confrontation rights when it denied
him access to the transcript from his first trial, when it restricted his cross-examination of
the victim, and when it failed to declare a mistrial in response to the victim’s testimony
that the Defendant had “a history of selling [drugs]”; (3) the trial court abused its discretion
in admitting unauthenticated photographs of the victim’s alleged injuries; (4) the trial court
abused its discretion in imposing an excessive sentence and in setting a restrictive appeal
bond and bond conditions following the appellate court’s intervention; and (5) the
cumulative effect of these errors requires relief. The State concedes that the trial court
erred in instructing the jury on domestic assault, which resulted in the Defendant’s
conviction, and claims the proper remedy is a new trial on simple assault. However, the
State fails to address the numerous other issues raised by the Defendant, presumably
believing, albeit incorrectly, that concession on the domestic assault issue relieved it of any
obligation to address the Defendant’s other issues.
I. Domestic Assault as Lesser-included Offense. The Defendant contends that
his conviction for domestic assault should be vacated and his indictment dismissed with
prejudice because the trial court erred in charging the jury with the offense of domestic
assault as a lesser-included offense of the indicted crime of aggravated assault by
strangulation or attempted strangulation. While the Defendant acknowledges that valid
lesser-included offenses may be submitted to the jury without a separate indictment, he
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insists that domestic assault is not a lesser-included offense of the charged crime and that
the trial court’s action in submitting the domestic assault offense to the jury violated his
right to due process and notice.
The State concedes that the Defendant should not have been tried and convicted of
domestic assault because that offense is not a lesser-included offense of aggravated assault.
It also maintains that the proper remedy is for this court to reverse the Defendant’s domestic
assault conviction and remand his case for a new trial on simple assault.
The Defendant specifically claims that domestic assault requires proof of an
additional statutory element, namely a qualifying domestic relationship, that is not found
in aggravated assault. He asserts that at his first trial the jury acquitted him of the indicted
offense of aggravated assault as well as attempted aggravated assault, and reckless
aggravated assault and hung only on domestic assault, which was an offense not included
in the indicted offense. He insists that because domestic assault is not a valid lesser-
included offense, the State should have been required to obtain a superseding indictment
from the grand jury before retrying him on the offense of domestic assault; instead, he
claims the State improperly proceeded to retry him on an “amended indictment” without
grand-jury action.”
At the Defendant’s first trial, the trial court held a charge conference concerning its
proposed jury instructions. The State, noting that the trial court had proposed the lesser-
included offenses of domestic assault, attempted domestic assault, and simple assault by
offensive contact, asked the court to change the simple assault by offensive contact offense
to domestic assault by offensive contact because Tennessee Pattern Jury Instruction 6.08,
Part C, “has the domestic assault component of the offensive contact misdemeanor.” In
response, the defense counsel stated,
[W]e don’t want to include the lesser-included offenses in the jury charge. If
the Court decides that it has to put the lesser-included offenses in the jury
charge, we would definitely like to have one of the lesser-included offenses
listed as simple assault pursuant to the statute instead of the domestic variant.
In the end, the trial court held that the State’s request to change simple assault by offensive
contact to domestic assault by offensive contact was a “fair change” and asserted that the
defense’s objection would be noted on the record. The court reminded defense counsel
that case law required it “to include certain lesser-included[ed]s” and that it was “in the
best interest of [his] client” for the jury to have “other options.” When the court asked if
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defense counsel had any other questions or requests regarding the jury instructions,
defense counsel said he did not.
During a jury-out hearing following the conclusion of the Defendant’s testimony
at the first trial, the trial court revisited the defense’s objection to the jury instructions,
stating,
Just for the record, [defense counsel], you’re requesting that the Court only
include the crime that is charged in the indictment, which is aggravated
assault, and strike the remaining lesser-includeds [sic] which include
attempted aggravated assault, reckless aggravated assault, domestic assault,
attempted domestic assault and domestic assault by offensive contact, right?
Defense counsel confirmed that this was the case. The State asserted that the Defendant
would be entitled to all lesser-included offenses and reiterated its desire for all lesser-
included offenses mentioned by the trial court to remain in the jury charge. The trial court
referenced Code section 40-18-110 and acknowledged that it had to determine whether the
record contained any evidence that reasonable minds could accept as to the lesser-included
offenses. The court then held, “[B]ased on the proof that I heard, I do find that these are
appropriate included lesser offenses.”
In its final jury charge, the trial court informed the jury that the Defendant was
charged in the indictment with aggravated assault, but that if the jury found the Defendant
not guilty of that offense, it should consider whether or not the Defendant was guilty of the
following lesser-included offenses in order: attempted aggravated assault; reckless
aggravated assault; domestic assault; attempted domestic assault; and domestic assault by
offensive contact. Notably, the record shows that the trial court did not instruct on simple
assault, attempted simple assault, or simple assault by offensive contact. Following
deliberations, the jury acquitted the Defendant of aggravated assault, attempted aggravated
assault, and reckless aggravated assault, but the jury was unable to reach a unanimous
verdict on the domestic assault offense, which resulted in the trial court declaring a mistrial.
When the State proceeded to retry the Defendant on the domestic assault charge, the
Defendant filed a renewed motion to dismiss the indictment for fatal deficiencies, location
discrepancies, and prejudicial irregularities. The trial court observed that this motion was
substantively the same as the motion to dismiss that it denied prior to the Defendant’s first
trial. The Defendant asserted that although the State had “several years to file a superseding
indictment if they wanted to add additional charges,” it “never did.” The State responded
that a superseding indictment was unnecessary because domestic assault was a lesser-
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included offense of aggravated assault. Ultimately, the trial court denied the Defendant’s
motion, explaining that the Defendant was initially indicted for aggravated assault by
strangulation and that domestic assault is a lesser-included offense of the indicted
aggravated assault charge. It then stated, “[W]e’re going to proceed on the domestic assault
because that’s where the Jury was hung.”
At the trial court’s request, the State drafted a proposed indictment amendment
charging the Defendant with domestic assault, so that the jury on retrial would not be
prejudiced by the fact that the Defendant was initially indicted on the offense of aggravated
assault by strangulation or attempted strangulation. The defense objected to the amended
indictment based on its references to a domestic abuse victim, the included terms
knowingly and intentionally, and the date stamp of June 2021; the defense also objected to
“prosecution under the new domestic assault statute” because the charge was added on
retrial. The trial court asserted,
[T]he lesser-includeds [sic] are included in the jury instructions if they have
similar elements [to] the top charged offense. In this case, domestic assault
does. So I’m going to allow the State to proceed with the indictment as
amended. I’ll note your objection for the record.
The following amended indictment was then read to the jury:
State of Tennessee, Davidson County. The Grand Jurors of Davidson
County, Tennessee, duly impaneled and sworn, upon their oath, present that
Kortney Dalon Ball, on the 9th day of August 2020 in Davidson County,
Tennessee and before the finding of this indictment, did intentionally,
knowingly or recklessly cause bodily injury to Lee’a Garnett, a domestic
abuse victim, in violation of Tennessee Code Annotated Section 39-13-111
and against the peace and dignity of the [S]tate of Tennessee.
During its final jury charge, the trial court informed the jury that the Defendant was
charged with domestic assault. It explained that if the jury found the Defendant not guilty
of the domestic assault offense, then it should consider the following lesser-included
offenses in order: attempted domestic assault, and domestic assault by offensive contact.
The trial court did not instruct the jury on the offense of simple assault or any lesser-
included offenses of simple assault. At the conclusion of the trial, the jury found the
Defendant guilty of domestic assault and did not consider any lesser-included offenses.
Whether a given offense should have been submitted to the jury as a lesser-included
offense is mixed question of law and fact. State v. Smiley, 38 S.W.3d 521, 524 (Tenn.
2001). Therefore, our review is de novo with no presumption of correctness. See id.; State
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v. Moore, 77 S.W.3d 132, 134 (Tenn. 2002); State v. Rush, 50 S.W.3d 424, 427 (Tenn.
2001).
The United States Constitution and the Tennessee Constitution provide that a
defendant is entitled to knowledge of “the nature and cause of the accusation.” U.S. Const.
amend. VI; Tennessee Const. art. I, § 9. The accused is notified of the nature of the charges
through an indictment. State v. Myers, 581 S.W.3d 173, 180 (Tenn. 2019). “For an
indictment to be constitutional, it ‘must provide the defendant with notice of the offense
charged, provide the court with an adequate ground upon which a judgment may be
entered, and provide the defendant with protection against double jeopardy.’” Id. (quoting
State v. Goodson, 77 S.W.3d 240, 244 (Tenn. Crim. App. 2001)); see Tenn. Code Ann. §
40-13-202 (“The indictment must state the facts constituting the offense in ordinary and
concise language, without prolixity or repetition, in a manner so as to enable a person of
common understanding to know what is intended and with that degree of certainty which
will enable the court, on conviction, to pronounce the proper judgment. . . .”). Satisfaction
of these requirements ensures that the accused is given “a fair opportunity to defend against
the judgment.” Goodson, 77 S.W.3d at 244.
Here, the single-count indictment charged the Defendant with aggravated assault by
strangulation, to wit: that the Defendant “intentionally or knowingly cause[d] bodily injury
to [the victim] and the assault involved strangulation or attempted strangulation.” See
Tenn. Code Ann. §§ 39-13-102(a)(1)(A)(iv), -101(a)(1). Therefore, the Defendant was on
notice that he would have to defend against the claim that he intentionally or knowingly
caused bodily injury to the victim by strangulation or attempted strangulation. See id. No
other indictment charged the Defendant with the offense of domestic assault.
Because an accused has the right to fair and reasonable notice of the charges against
which he must defend, the accused may be convicted only of a crime charged in the
indictment or a lesser-included offense thereof. Rush, 50 S.W.3d at 427 (citing Hagner v.
United States, 285 U.S. 427, 431, 52 S. Ct. 417, 76 L. Ed. 861 (1932)); see U.S. Const.
amend. VI; Tenn. Const. art. I, § 9. An offense is a lesser-included offense if it is
“necessarily included in the offense charged.” Tenn. R. Crim. P. 31(d)(1).
To determine if an offense qualifies as a lesser-included offense, two interrelated
tests apply. State v. Howard, 504 S.W.3d 260, 268-70 (Tenn. 2016) (concluding that the
adoption of Tennessee Code Annotated section 40-18-110(f), which effectively codified
parts (a) and (c) of the common law test for lesser-included offenses in State v. Burns, 6
S.W.3d 453 (Tenn. 1999), did not abrogate part (b) of the Burns test). Under the first test,
an offense is lesser-included if “[a]ll of its statutory elements are included within the
statutory elements of the offense charged” or if the alleged lesser offense is an attempt,
facilitation, or solicitation of the charged offense or of an offense that otherwise meets the
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definition of a lesser-included offense. Tenn. Code Ann. § 40-18-110(f)(1)-(4). Under the
second test, if an offense’s statutory elements are not subsumed by the statutory elements
of the greater offense but the statutory elements provide for a different mental state
indicating a lesser kind of culpability and/or a less serious harm or risk of harm to the same
person, property, or public interest, then the offense is considered a lesser-included offense.
Howard, 504 S.W.3d at 267-68 (citing Burns, 6 S.W.3d at 466-67).
Here, the Defendant was initially charged with aggravated assault pursuant to
Tennessee Code Annotated section 39-13-102(a)(1)(A)(iv), which provides: “A person
commits aggravated assault who . . . [i]ntentionally or knowingly commits an assault as
defined in § 39-13-101, and the assault . . . [i]nvolved strangulation or attempted
strangulation.” Therefore, the elements of the aggravated assault offense are the following:
(1) that the defendant intentionally or knowingly caused bodily injury to another, and (2)
the act involved strangulation or strangulation was attempted. See 7 Tenn. Prac. Pattern
Jury Instr. T.P.I.—Crim. 6.02.
However, on retrial, the Defendant was convicted of domestic assault pursuant to
Code section 39-13-111, which provides, “A person commits domestic assault who
commits an assault as defined in § 39-13-101 against a domestic abuse victim.” Tenn.
Code Ann. § 39-13-111(b) (emphasis added). As relevant here, a “domestic abuse victim”
encompasses “[a]dults . . . who are dating or who have dated or who have or had a sexual
relationship[.]” Id. § 39-13-111(a)(3). Accordingly, the elements of the domestic assault
offense are as follows: (1) the defendant caused bodily injury to a domestic abuse victim;
and (2) the defendant acted either intentionally, knowingly, or recklessly. See 7 Tenn.
Prac. Pattern Jury Instr. T.P.I.—Crim. 6.08 (emphasis added).
After applying the tests for lesser-included offenses delineated above, we conclude
that domestic assault is not a lesser-included offense of aggravated assault. Significantly,
domestic assault has an element that aggravated assault does not—the requirement of a
domestic abuse victim. See Tenn. Code Ann. § 39-13-111(b). This additional element (1)
precludes domestic assault from being subsumed by the elements of aggravated assault and
(2) does not establish either a different mental state indicating a lesser kind of culpability
or a less serious harm or risk of harm to the same person. See State v. Dominy, 6 S.W.3d
472, 478 (Tenn. 1999). Because domestic assault is not a lesser-included offense of
aggravated assault, the indictment is not sufficient to support the Defendant’s conviction
for domestic assault. See id.; see also McLean v. State, 527 S.W.2d 76, 81 (Tenn. 1975)
(“Nothing is more firmly established in the law than that a defendant cannot be charged
with one crime and convicted of another.”). In other words, the Defendant was convicted
of a criminal offense “for which he was neither provided with notice via the indictment nor
that was encompassed within the indictment as a lesser-included offense of the crime
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charged.” Myers, 581 S.W.3d at 181. Accordingly, we must reverse the conviction for
domestic assault.
Next, we must determine the appropriate remedy for the trial court’s error.