State v. Maynard
CourtOhio Court of Appeals
Date FiledJuly 6, 2026
Docket7-25-10
JudgeZimmerman
StatusPublished
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Full Opinion
[Cite as State v. Maynard, 2026-Ohio-2558.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
HENRY COUNTY
STATE OF OHIO, CASE NO. 7-25-10
PLAINTIFF-APPELLEE,
v.
OPINION AND
ROBBY W. MAYNARD, JUDGMENT ENTRY
DEFENDANT-APPELLANT.
Appeal from Henry County Common Pleas Court
Trial Court No. 24 CR 0012
Judgment Reversed and Cause Remanded
Date of Decision: July 6, 2026
APPEARANCES:
Joseph C. Patituce for Appellant
Gwen Howe-Gebers for Appellee
Case No. 7-25-10
ZIMMERMAN, P.J.
{¶1} Defendant-appellant, Robby W. Maynard (“Maynard”), appeals the
October 28, 2025 judgment entry of sentence of the Henry County Court of
Common Pleas. For the reasons that follow, we reverse.
{¶2} On December 15, 2023, a fatal two-vehicle crash occurred at the
intersection of Township Road E and County Road 10A in Marion Township, Henry
County, Ohio, in which a vehicle owned by Maynard struck another vehicle,
resulting in the death of its driver. While both Maynard and his passenger sustained
serious injuries and had to be extricated from the vehicle, investigators ultimately
determined that Maynard was driving at the time of the collision. Subsequent
testing revealed that Maynard had a blood alcohol concentration of 0.228 grams per
100 milliliters of whole blood.
{¶3} On January 31, 2024, Maynard was indicted by the Henry County
Grand Jury on Count One of aggravated vehicular homicide in violation of R.C.
2903.06(A)(1), (B)(2)(a), a second-degree felony; Count Two of aggravated
vehicular homicide in violation of R.C. 2903.06(A)(2)(a), (B)(3), a third-degree
felony; Count Three of aggravated vehicular assault in violation of R.C.
2903.08(A)(1)(a), (B)(1), a third-degree felony; Count Four of vehicular assault in
violation of R.C. 2903.08(A)(2)(b), (C)(2), a fourth-degree felony; Counts Five and
Six of operating a motor vehicle while under the influence of alcohol or drugs of
abuse (“OVI”) in violation of R.C. 4511.19(A)(1)(a) and (f), respectively, and
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(G)(1)(a), first-degree misdemeanors. Maynard appeared for arraignment on
February 21, 2024 and pleaded not guilty to the indictment.
{¶4} On May 30, 2025, Maynard withdrew his not guilty pleas and entered
guilty pleas, under a negotiated plea agreement, to Counts One, Two, Three, and
Four of the indictment. In exchange for his change of pleas, the State agreed to
dismiss Counts Five and Six and to a joint sentencing recommendation. The trial
court accepted Maynard’s guilty pleas, found him guilty of Counts One, Two,
Three, and Four, and ordered a presentence investigation.1
{¶5} On June 30, 2025, through his newly retained counsel, Maynard filed a
presentence motion to withdraw his guilty pleas. In the motion, Maynard asserted
a claim of actual innocence and argued that a seizure suffered just prior to the change
of plea hearing rendered his pleas less than knowing, intelligent, and voluntary, and
that his trial counsel was ineffective for allowing the change of plea hearing to
proceed. The State filed a memorandum in opposition to Maynard’s presentence
motion to withdraw his guilty pleas on July 21, 2025. After a hearing on July 29,
2025, the trial court denied Maynard’s presentence motion to withdraw his guilty
pleas on August 28, 2025.
{¶6} On October 27, 2025, the trial court sentenced Maynard (based on the
joint recommendation of the parties) to a mandatory minimum term of 8 years in
1
At sentencing, the trial court dismissed Counts Five and Six of the indictment.
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prison to a maximum term of 12 years in prison as to Count One and to 3 years in
prison as to Count Three.2 The trial court ordered Maynard to serve the prison
sentences concurrently for an aggregate sentence of a mandatory minimum term of
8 years in prison to a maximum term of 12 years in prison. Further, the trial court
merged Counts One and Two and Counts Three and Four for purposes of
sentencing, respectively. Additionally, the trial court suspended Maynard’s driver’s
license for his lifetime.
{¶7} On October 28, 2025, Maynard filed his notice of appeal. He raises
three assignments of error for our review. In his three assignments of error,
Maynard raises intertwined arguments challenging the validity of his guilty pleas.
Because these arguments stem from the identical factual predicate—the medical
emergency that Maynard suffered immediately prior to his plea colloquy—we will
address them together. In particular, while Maynard’s first assignment of error
challenging the trial court’s denial of his presentence motion to withdraw his guilty
pleas is dispositive, we will address his second and third assignments of error within
that framework.
First Assignment of Error
The trial court erred in denying Appellant’s pre-sentence Motion
To Withdraw his plea when right before the plea hearing
Appellant suffered an extreme medical emergency witnessed by
all parties and Appellant’s timely filed Motion demonstrated a
2
The trial court filed its judgment entry of sentence on October 28, 2025.
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plausible defense to the crimes for which he was convicted and he
consistently maintained his actual innocence.
Second Assignment of Error
Appellant was deprived of the effective assistance of counsel as
guaranteed by the Sixth and Fourteenth Amendments to the
United States Constitution and Article I, Section 10 of the Ohio
Constitution when trial counsel permitted a plea bargain and plea
hearing to occur after Appellant suffered a major neurological
event in the courtroom.
Third Assignment of Error
Appellant did not enter a knowing, voluntary, and intelligent plea
of guilty when suffering from a major neurological event and the
trial court failed to strictly inform Appellant of all of his
constitutional rights during the Crim. R. 11 plea colloquy.
{¶8} In his first assignment of error, Maynard argues that the trial court
abused its discretion by denying the presentence motion to withdraw his guilty pleas
despite his consistent claim of actual innocence and a medical emergency which he
suffered immediately before the change of plea hearing. Specifically, Maynard
contends that the trial court failed to freely and liberally grant his request since his
timely motion demonstrated a plausible defense to the charges and established that
the medical emergency compromised his ability to knowingly, intelligently, and
voluntarily enter his guilty pleas.
{¶9} Likewise, in his second and third assignments of error, Maynard
contends that his original trial counsel rendered ineffective assistance by permitting
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the change of plea hearing to proceed, and that his guilty pleas were not knowing,
intelligent, or voluntary, respectively.
Standard of Review
{¶10} “Appellate review of the trial court’s denial of a motion to withdraw a
guilty plea is limited to whether the trial court abused its discretion.” State v.
Streeter, 2009-Ohio-189, ¶ 12 (3d Dist.). An abuse of discretion suggests the trial
court’s decision is unreasonable, arbitrary, or unconscionable. State v. Adams, 62
Ohio St.2d 151, 157-158 (1980).
Analysis
{¶11} Criminal Rule 32.1 provides that a defendant is permitted to file a
presentence motion to withdraw a guilty plea. State v. Driscol, 2022-Ohio-1810, ¶
15 (3d Dist.). As a general rule, “a presentence motion to withdraw a guilty plea
should be freely and liberally granted.” State v. Xie, 62 Ohio St.3d 521, 527 (1992).
“However, ‘a defendant does not have an absolute right to withdraw a plea prior to
sentencing.’” Driscol at ¶ 15, quoting Xie at paragraph one of the syllabus. “As a
result, a ‘trial court must conduct a hearing to determine whether there is a
reasonable and legitimate basis for withdrawal of the plea.’” Id., quoting Xie at
paragraph one of the syllabus.
{¶12} When reviewing a trial court’s denial of a presentence motion to
withdraw a guilty plea, this court balances nine non-exhaustive factors: (1) whether
the withdrawal will prejudice the prosecution; (2) the quality of defense counsel’s
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representation; (3) the adequacy of the Crim.R. 11 hearing; (4) the scope of the
hearing on the motion to withdraw; (5) whether the trial court afforded the motion
full and fair consideration; (6) the reasonableness of the motion’s timing; (7) the
reasons asserted for the withdrawal; (8) the defendant’s understanding of the
charges and potential penalties; and (9) whether the defendant maintains a claim of
innocence or a complete defense. Id. at ¶ 16. See State v. Edwards, 2023-Ohio-
3213, ¶ 8-9 (3d Dist.) (clarifying that the nine-factor analysis remains the applicable
standard of review for presentence motions to withdraw a plea unless the defendant
alleges that he or she became aware of new evidence that would have affected their
decision to enter the plea). “None of the factors is determinate on its own and there
may be numerous additional aspects weighed in each case.” Driscol at ¶ 16
{¶13} In this case, the trial court denied Maynard’s presentence motion to
withdraw his guilty pleas after applying the reasonable-and-legitimate-basis factors
and determining that the factors weighed in favor of the State. In particular, the trial
court emphasized that withdrawing the guilty pleas would prejudice the State
because the accident occurred in December 2023, and the passage of time—along
with seven prior defense-requested continuances—made prosecution more difficult.
Moreover, as to Maynard’s claim of actual innocence, the trial court determined that
there was no reason to believe that the evidence supporting his defense was
unknown to him at the time of the change of plea, specifically noting that his trial
counsel had fully explored the claims and hired a medical doctor and crash
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reconstructionist to support them. Furthermore, the trial court determined that
Maynard’s pre-hearing medical episode did not render his guilty pleas involuntary.
Rather, the trial court highlighted that EMS personnel evaluated him and found him
alert and responsive, that he declined hospital transport, and that he confirmed
during the plea colloquy that he felt well enough to proceed to change his pleas.
Ultimately, the trial court concluded that Maynard was represented by competent
counsel, fully understood the consequences of his pleas, and that his motion was
merely a change of heart triggered by the trial court revoking his bond pending
sentencing.
{¶14} In addressing the factors to be considered when evaluating a
presentence motion to withdraw a plea, Maynard contends that factors one, two,
three, six, seven, eight, and nine weigh in favor of withdrawal. Specifically,
Maynard argues that the trial court erroneously found that the State would be
prejudiced by further delay (factor one), asserting that the evidence in the case—
such as body camera footage, recorded interviews, and medical records—would
remain static and unaffected by the passage of time. He further contends that his
medical emergency compromised the representation afforded to him by his trial
counsel (factor two), the validity and extent of the Crim.R. 11 colloquy (factor
three), and his ability to genuinely understand the nature of the proceedings and the
sentence to which he was agreeing (factor eight). Finally, he asserts that his timely
motion (factor six) stated specific, legitimate reasons for withdrawal, which were
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rooted in a plausible claim of actual innocence and a complete defense that he was
not the driver of the vehicle (factors seven and nine).
{¶15} Based on our review of the record, we conclude that the trial court
abused its discretion by denying Maynard’s presentence motion to withdraw his
guilty pleas. While presentence motions are not granted as a matter of absolute
right, the unique facts of this case—namely, a consistently maintained claim of
innocence, a courtroom medical emergency, and a fundamental breakdown in the
constitutional guarantee of effective representation—demand the liberal
consideration envisioned by the Supreme Court of Ohio. Examining these specific
circumstances, the trial court’s decision was unreasonable, arbitrary, or
unconscionable, and failed to comport with the established principle that such
motions should be freely granted in the interests of fairness and justice.
First Factor
{¶16} As to the first factor, the State contends that it would be prejudiced
because the passage of time since the December 2023 crash makes prosecuting the
case more difficult due to the fading memories and potential unavailability of its lay
and expert witnesses. This type of generalized claim of prejudice has been
determined to be unavailing. See State v. Zimmerman, 2010-Ohio-4087, ¶ 22-25
(10th Dist.).
{¶17} Indeed, while the State points to the overall age of the case, our
precedent dictates a much narrower review. Although prejudice to the State “‘is
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often classified as the most important factor in the balancing test,’” it is not
presumed. State v. Martre, 2019-Ohio-2072, ¶ 14 (3d Dist.), quoting State v.
Cuthbertson, 139 Ohio App.3d 895, 899 (7th Dist. 2000). Rather, the requisite
prejudice must relate solely to the defendant’s decision to enter the plea agreement.
Zimmerman at ¶ 23. Thus, the inquiry is narrowly focused on whether the State’s
case was materially impaired during the specific window between the entry of the
plea and the motion to withdraw it. See id. (explaining that “the prejudice must
relate ‘solely’ to the entering of the plea bargain”), quoting Cuthbertson at 900
(“Absent any showing of some other real prejudice to the state which occurred
solely as a result of entering into a plea bargain, as here, the potential harm to the
state in vacating the plea is slight, whereas the potential harm to the defendant in
refusing to vacate the plea is great.”).
{¶18} Here, we perceive the State’s arguments as relating primarily to the
routine inconvenience of having to prosecute its case, rather than to actual,
articulated prejudice. Accord id. at ¶ 24 (rejecting similar arguments regarding
fading memories and concluding they related “only to the inconvenience of having
to prosecute its case, rather than relating to actual, articulated prejudice”).
Importantly, the State failed to provide any indication that any of its witnesses
became unavailable during the narrow, thirty-day window between Maynard
entering his pleas on May 30, 2025, and filing his motion to withdraw it on June 30,
2025. Accord id., citing State v. Boyd, 1998 Ohio App. LEXIS 4914, *15 (10th
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Dist. Oct. 22, 1998) (asserting that, “[g]enerally, [prejudice] involves one or more
witnesses becoming unavailable due to the delay in the trial resulting from the plea
withdrawal”). Consequently, we decline to presume that the State’s evidence
degraded, its witnesses became unavailable, or their memories faded where such
prejudice has not been demonstrated on the record. Accord id. (“We will not
presume that the two victims have become unavailable where it has not
been demonstrated” when “mere days passed between the plea and the
filing of the motion to withdraw it.”).
{¶19} Moreover, the trial court’s reliance on the age of the case and the
history of pretrial continuances was misplaced. Critically, delays and continuances
granted prior to Maynard’s May 30, 2025 change of pleas—for reasons unrelated to
Maynard’s pleas—have no bearing on the prejudice caused by the withdrawal of
those pleas. Accord id. at ¶ 25. Therefore, since the State failed to demonstrate
actual, articulated prejudice resulting solely from the withdrawal of the pleas, the
trial court erred by weighing this factor against Maynard. See id.
Second Factor
{¶20} The second factor in our analysis requires us to consider whether
Maynard was represented by effective counsel. Correspondingly, Maynard
challenges the effectiveness of his original trial counsel in his second assignment of
error. See State v. Tingler, 2022-Ohio-3792, ¶ 11 (4th Dist.) (noting that,
“[g]enerally, a guilty plea waives all appealable errors, including claims of
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ineffective assistance of counsel, except to the extent that the alleged errors
precluded appellant from knowingly, intelligently and voluntarily entering his guilty
plea”). Because this constitutional claim goes to the very heart of the second
withdrawal factor, we will address them together.
{¶21} A defendant asserting a claim of ineffective assistance of counsel must
establish: (1) the counsel’s performance was deficient or unreasonable under the
circumstances; and (2) the deficient performance prejudiced the defendant. State v.
Kole, 92 Ohio St.3d 303, 306 (2001), citing Strickland v. Washington, 466 U.S. 668,
687 (1984). In order to show counsel’s conduct was deficient or unreasonable, the
defendant must overcome the presumption that counsel provided competent
representation and must show that counsel’s actions were not trial strategies
prompted by reasonable professional judgment. Strickland at 687. Counsel is
entitled to a strong presumption that all decisions fall within the wide range of
reasonable professional assistance. State v. Sallie, 81 Ohio St.3d 673, 675 (1998).
Tactical or strategic trial decisions, even if unsuccessful, do not generally constitute
ineffective assistance. State v. Carter, 72 Ohio St.3d 545, 558 (1995). Rather, the
errors complained of must amount to a substantial violation of counsel’s essential
duties to his client. See State v. Bradley, 42 Ohio St.3d 136, 141-142 (1989),
quoting State v. Lytle, 48 Ohio St.2d 391, 396 (1976), vacated in part on other
grounds, 438 U.S. 910 (1978).
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{¶22} “Prejudice results when ‘there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been
different.’” State v. Liles, 2014-Ohio-259, ¶ 48 (3d Dist.), quoting Bradley at 142,
citing Strickland at 691. “‘A reasonable probability is a probability sufficient to
undermine confidence in the outcome.’” Id., quoting Bradley at 142 and citing
Strickland at 694.
{¶23} “Ineffective assistance of counsel can affect the voluntariness of a
guilty or no-contest plea when ‘a defendant is represented by counsel during the
plea process and enters his plea upon the advice of counsel.’” State v. Drain, 2022-
Ohio-3697, ¶ 37, quoting Hill v. Lockhart, 474 U.S. 52, 56 (1985). “In that situation,
‘the voluntariness of the plea depends on whether counsel’s advice “was within the
range of competence demanded of attorneys in criminal cases.”’” Id., quoting Hill
at 56, quoting McMann v. Richardson, 397 U.S. 759, 771 (1970).
{¶24} We agree with Maynard’s contention that his original trial counsel’s
performance fell below an objective standard of reasonable representation. Indeed,
it is undisputed that just prior to executing his plea agreement, Maynard suffered a
significant medical emergency—described as a seizure—inside the courthouse.
Relevantly, the record reflects that Maynard had a documented history of seizures
requiring medical care—a condition that was actively incorporated into his defense
strategy. Nevertheless, despite the acute medical event in the courthouse,
Maynard’s original trial counsel permitted the change of plea hearing to proceed.
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Corroborating Maynard’s claim, his original trial counsel provided an affidavit in
support of Maynard’s presentence motion to withdraw his guilty pleas, explicitly
admitting that his failure to request a continuance or object to the proceedings
thereafter constituted deficient performance.
{¶25} While an attorney’s own post-hoc admission of deficiency is not
strictly dispositive, the nature of the admissions in the affidavit dictate how they are
weighed. The Supreme Court of Ohio has held that a “broad, open-ended assertion
of ineffective counsel” in an affidavit is merely a “conclusion of law” that, without
a showing of actual prejudicial factors, does not meet the burden of proof. State v.
Jackson, 64 Ohio St.2d 107, 112 (1980). Similarly, an affidavit that lacks operative
facts and instead serves merely as “notarized legal argument” is insufficient to
establish deficient representation. State v. Agee, 2017-Ohio-7750, ¶ 11 (7th Dist.).
However, an attorney’s affidavit serves as competent evidence of an inexcusable
omission when it details specific, factual instances demonstrating that counsel fell
below the objective standard of reasonable representation. See State v. Pheils, 2014-
Ohio-1454, ¶ 21 (6th Dist.)
{¶26} Here, rather than presenting a mere conclusion of law, Maynard’s
original trial counsel’s affidavit details specific, operative facts regarding an
inexcusable omission: failing to act in the face of a client’s acute medical
emergency. See id. at ¶ 19. Critically, Maynard’s original trial counsel averred that
Maynard “maintained his innocence” throughout the representation and “wanted to
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proceed to trial” right up until the pleas were entered. (Doc. No. 106). Detailing
Maynard’s compromised condition, his original trial counsel attested that, following
the seizure, Maynard “appeared to be sluggish, slow, and not thinking clearly,” “did
not appear to be his normal self,” and was not in a mental state to proceed. (Id.).
Finally, acknowledging his own deficient performance, Maynard’s original trial
counsel conceded that he “should have objected to moving forward” and asked to
reset the matter, expressing his belief that Maynard would not have entered the
guilty pleas but for the seizure and its effect on his mental state. (Id.).
{¶27} Crucially, these admissions do not stand alone. Maynard’s original
trial counsel’s affidavit is independently corroborated by the objective record,
evidencing that his original trial counsel did not merely invent a post-hoc
justification for his ineffectiveness. Rather, Maynard’s original trial counsel’s
admission of Maynard’s cognitive state is tied to the documented two-hour
emergency medical services (“EMS”) delay and a plea agreement that appeared to
offer little in the way of an actual bargain. Compare State v. Waters, 2023-Ohio-
721, ¶ 17 (10th Dist.) (rejecting an unsupported post-hoc claim of ineffectiveness
where the totality of the circumstances, including a highly beneficial plea deal,
contradicted the defendant’s argument).
{¶28} Moreover, beyond the admissions in the affidavit, the record reveals
no tactical justification for forging ahead. In particular, the objective circumstances
of the record in this case demonstrate that Maynard’s original trial counsel provided
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ineffective assistance by failing to request a continuance. Generally, an attorney’s
decision whether to request a continuance is considered a matter of trial strategy and
does not constitute ineffective assistance of counsel. State v. Hooper, 2022-Ohio-
2990, ¶ 54 (3d Dist.). However, the failure to request a continuance rises to the
level of constitutionally deficient performance when there is no strategic advantage
to proceeding and the failure severely prejudices the defendant. See United States
v. Abney, 812 F.3d 1079, 1092 (D.C.Cir. 2016) (concluding that trial counsel’s
failure to request a continuance was unjustifiable where there was no strategic
reason not to act, noting that “it cost the defense nothing and the possible benefit . .
. was undoubtedly significant”); Green v. Stephens, 2017 U.S. Dist. LEXIS 71132,
*24 (S.D.Tex. May 10, 2017) (determining that trial counsel’s performance was
deficient where “there is simply no strategic reason for not [requesting a
continuance], as the only negative outcome could have been a denial of said
request”).
{¶29} Applying these principles, there was no valid tactical justification for
Maynard’s original trial counsel’s failure to intervene. In other words, by failing to
request a continuance to ensure that his client had regained the requisite cognitive
clarity to proceed following a sudden neurological event, Maynard’s original trial
counsel permitted him to waive fundamental constitutional rights while in a
compromised state. Importantly, the haste in executing this waiver is underscored
by the limited practical value of the plea agreement itself. Indeed, Ohio courts
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recognize that an attorney may fail in their duty of competent representation by
advising a client to enter a guilty plea that offers no actual benefit. State v. Brown,
2017-Ohio-184, ¶ 13 (8th Dist.). To determine whether a defendant received a
genuine benefit, reviewing courts must examine the totality of the circumstances
surrounding the plea. Id.
{¶30} Examining those circumstances here, Maynard’s plea agreement
resulted in concessions of potentially limited benefit. Critically, while the State
agreed to dismiss the two misdemeanor OVI charges (Counts 5 and 6), the trial court
explicitly noted on the record that these counts would merge with the felony
convictions at sentencing anyway; thus, their dismissal offered no actual reduction
in Maynard’s overall sentencing exposure. Furthermore, while the plea agreement
included a joint sentencing recommendation for concurrent sentences, this
recommendation was not binding. Rather, by accepting the plea agreement and
pleading guilty in this case, Maynard agreed to the maximum statutory sentences of
eight years on Count 1 (including a lifetime driver’s license suspension) and 36
months on Count 3, while still facing the very real possibility that the trial court
could run those terms consecutively. Thus, in light of the concessions offered, a
brief continuance to ensure Maynard’s cognitive clarity would have been a
reasonable safeguard. See State v. Yarber, 102 Ohio App.3d 185, 190 (12th Dist.
1995) (“Trial counsel’s ‘strategy’ was so far out of the realm of legitimate trial
strategy, ordinary trial counsel would ‘scoff’ at the hearing of it.”).
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{¶31} Furthermore, the record includes affidavits from Maynard and his
wife, which provided the trial court with additional context to weigh when
evaluating the validity of Maynard’s pleas. These affidavits outline their assertions
regarding communications with Maynard’s original trial counsel, with Maynard
alleging that he was urged to plead guilty despite maintaining his innocence. (Doc.
No. 104, Ex. E). His wife’s affidavit similarly raised concerns regarding Maynard’s
original trial counsel’s trial preparation. (Doc. No. 104, Ex. D). This information
was part of the broader record available to the trial court to assess credibility and
determine whether the decision to proceed with the plea was the result of a reasoned
strategy or other underlying factors.
{¶32} Having concluded that his original counsel’s omissions fell below an
objective standard of reasonable representation, we must now determine whether
this deficient performance prejudiced Maynard. “‘[W]hen a defendant claims that
his counsel’s deficient performance deprived him of a trial by causing him to accept
a plea, the defendant can show prejudice by demonstrating a “reasonable probability
that, but for counsel’s errors, he would not have pleaded guilty and would have
insisted on going to trial.”’” Drain, 2022-Ohio-3697, at ¶ 38, quoting Lee v. United
States, 582 U.S. 357, 363 (2017), quoting Hill, 474 U.S. at 59. When evaluating the
prejudice prong of an ineffective assistance of counsel claim following a guilty plea,
a court must examine the “totality of circumstances” to determine whether it would
have been rational for the defendant to reject the plea and proceed to trial. State v.
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Romero, 2019-Ohio-1839, ¶ 29. In assessing this rationality, the court’s evaluation
can include, but is not limited to, considering (1) the consequences of going to trial;
(2) the defendant’s priorities; (3) the defendant’s personal ties and circumstances;
(4) judicial advisements. See id. at ¶ 29-34. “From these and other factors present
in a given case, [a] court will determine whether the totality of circumstances
supports a finding that counsel’s performance was deficient and, if so, whether the
deficient performance was prejudicial to the defendant.” Id. at ¶ 34.
{¶33} In the context of a plea withdrawal, the prejudice inquiry does not
require a defendant to prove that he would have fared better at trial. Id. at ¶ 30.
“While a defendant without any viable defense ‘will rarely be able to show
prejudice’ from accepting a plea agreement, the United States Supreme Court
declined to adopt a ‘per se rule’ that a defendant with no viable defense at trial
cannot show prejudice.” Id., quoting Lee at 367. Instead, the “reasonableness
inquiry focuses on the defendant’s perspective” at the time of the plea. Id.
{¶34} Under the totality of the circumstances here, Maynard can demonstrate
the requisite prejudice. Compare Lee at 369. As we previously addressed, the plea
agreement offered limited benefits regarding Maynard’s overall sentencing
exposure. Accord State v. Khoshknabi, 2018-Ohio-1752, ¶ 43 (8th Dist.)
(determining “that the consequences of taking a chance at trial were not markedly
harsher than pleading guilty”). Indeed, because the potential consequences of the
pleas were comparable in severity to those of a conviction at trial, “even the smallest
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chance of success at trial” would have made his decision to reject the plea agreement
entirely rational. Lee at 367. Given that the plea agreement provided little tangible
mitigation of his potential sentence, a trial, however daunting, represented a
reasonable alternative for seeking a more favorable outcome.
{¶35} In addition to the limited sentencing concessions, the record contains
contemporaneous evidence of Maynard’s priorities at the time of the pleas. See
Romero at ¶ 30; Lee at 369. Importantly, the record reflects that Maynard
consistently maintained his innocence throughout the proceedings, insisting that his
passenger was the driver at the time of the fatal crash. In other words, this was not
a post hoc rationalization. Indeed, Maynard had already retained a medical doctor
and a traffic crash reconstructionist to prepare this exact theory for trial. These
actions objectively demonstrate that Maynard’s priority was to contest the charges.
See Romero at ¶ 31. Moreover, Maynard’s prompt retention of new counsel and the
filing of a motion to withdraw his pleas shortly after recovering from the medical
incident strongly corroborate his assertion that the pleas were the result of his
compromised state rather than a genuine desire to admit guilt. Consequently, there
is a reasonable probability that, had trial counsel intervened and requested a
continuance to allow Maynard to fully recover from the neurological event,
Maynard would have continued to assert his innocence and would have insisted on
going to trial. Compare Lee at 369 (“In the unusual circumstances of this case, we
conclude that Lee has adequately demonstrated a reasonable probability that he
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would have rejected the plea had he known that it would lead to mandatory
deportation.”).
{¶36} Therefore, given the unique medical event that preceded the plea
hearing, uncertainties remain regarding whether Maynard received competent
representation when his original trial counsel permitted the change of plea to
proceed. In evaluating a presentence motion to withdraw, we look to the totality of
the circumstances to determine if there is a reasonable and legitimate basis for
withdrawal, which includes assessing whether the accused was represented by
“highly competent counsel.” State v. Xie, 62 Ohio St.3d at 527. See also State v.
Dellinger, 2002-Ohio-4652, ¶ 22 (6th Dist.). Here, Maynard’s original trial
counsel’s inexcusable failure to intervene during an acute medical crisis leaves these
concerns unresolved, demonstrating that Maynard was not afforded highly
competent counsel at the time of his pleas. Accordingly, for purposes of our
withdrawal analysis, we conclude that the second factor of—the quality of
representation—weighs heavily in favor of withdrawal.
Third and Eighth Factors
{¶37} The third factor asks us to consider whether the defendant was
afforded a full Crim.R. 11 hearing before entering his plea, and the eighth factor
evaluates whether he understood the charges and potential penalties. Both of these
factors strike at the heart of Maynard’s third assignment of error, which asserts that
his guilty pleas were invalid because they were not entered knowingly, intelligently,
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and voluntarily. Because these are inextricably linked, we will address them
together.
{¶38} “All guilty pleas must be made knowingly, voluntarily, and
intelligently.” State v. Moll, 2015-Ohio-926, ¶ 9 (3d Dist.). “‘“Failure on any of
those points renders enforcement of the plea unconstitutional under both the United
States Constitution and the Ohio Constitution.”’” State v. Montgomery, 2014-Ohio-
1789, ¶ 10 (3d Dist.), quoting State v. Veney, 2008-Ohio-5200, ¶ 7, quoting State v.
Engle, 74 Ohio St.3d 525, 527 (1996). Crim.R. 11(C)(2), which governs guilty
pleas for felony-level offenses, provides:
In felony cases the court may refuse to accept a plea of guilty or a plea
of no contest, and shall not accept a plea of guilty or no contest
without first addressing the defendant personally . . . doing all of the
following
(a) Determining that the defendant is making the plea voluntarily, with
understanding of the nature of the charges and of the maximum
penalty involved, and if applicable, that the defendant is not eligible
for probation or for the imposition of community control sanctions at
the sentencing hearing.
(b) Informing the defendant of and determining that the defendant
understands the effect of the plea of guilty or no contest, and that the
court, upon acceptance of the plea, may proceed with judgment and
sentence.
(c) Informing the defendant and determining that the defendant
understands that by the plea the defendant is waiving the rights to jury
trial, to confront witnesses against him or her, to have compulsory
process for obtaining witnesses in the defendant’s favor, and to
require the state to prove the defendant’s guilt beyond a reasonable
doubt at a trial at which the defendant cannot be compelled to testify
against himself or herself.
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{¶39} “‘[A] defendant is not entitled to have his plea vacated unless he
demonstrates he was prejudiced by a failure of the trial court to comply with the
provisions of Crim.R. 11(C).’” State v. Sessom, 2024-Ohio-130, ¶ 25 (3d Dist.),
quoting State v. Dangler, 2020-Ohio-2765, ¶ 16. “‘The test for prejudice is ‘whether
the plea would have otherwise been made.”’” Id., quoting Dangler at ¶ 16, quoting
State v. Nero, 56 Ohio St.3d 106, 108 (1990).
{¶40} However, there are two exceptions to this general rule. Id. “First, ‘a
trial court’s complete failure to comply with a portion of Crim.R. 11(C) eliminates
the defendant’s burden to show prejudice.’” State v. Caudill, 2023-Ohio-3843, ¶ 7
(3d Dist.), quoting Dangler at ¶ 15. Second, a trial court’s failure to explain the
constitutional rights listed in Crim.R. 11(C)(2)(c) creates a presumption that the plea
was involuntary, and no showing of prejudice is required. Dangler at ¶ 14.
{¶41} In light of these standards, this court applies a three-step approach to
analyze challenges under Crim.R. 11(C)(2). Caudill at ¶ 8, citing Dangler at ¶ 17.
First, we must determine whether the trial court complied with the relevant
provision of Crim.R. 11. Id., citing Dangler at ¶ 17. If compliance was not literal,
we determine whether the failure is of the type that excuses the defendant from
showing prejudice. Id., citing Dangler at ¶ 17. Finally, if a showing of prejudice is
required, we must assess whether the defendant has met that burden. Id., citing
Dangler at ¶ 17.
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{¶42} To start, Maynard contends that his guilty pleas were not knowing,
intelligent, or voluntary because the trial court failed to strictly comply with Crim.R.
11 by omitting an explanation of his constitutional right to testify. This contention
lacks merit. Decisively, the Supreme Court of Ohio expressly rejected the argument
that a trial court must advise an accused of the right to testify. State v. Brown, 2019-
Ohio-313, ¶ 14 (8th Dist.), citing State v. Bey, 85 Ohio St.3d 487, 499 (1999).
Indeed, while the right to testify is a fundamental and personal right, “a trial court
is not required to conduct an inquiry with the defendant concerning the decision
whether to testify in his [or her] defense.” Id., quoting Bey at 499. Consequently,
because a trial court has no duty to advise a defendant of their right to testify, the
failure to do so cannot constitute error or render a plea invalid under Crim.R. 11.
Accord id., citing Bey at 500.
{¶43} Having disposed of Maynard’s argument regarding the right to testify,
we turn to his primary contention: that his pleas were not knowing, intelligent, or
voluntary due to his compromised cognitive state following his medical emergency.
Here, Maynard argues that, regardless of the trial court’s procedural compliance
with Crim.R. 1