State v. McDaniel
CourtOhio Court of Appeals
Date FiledSeptember 17, 2026
Docket116003
JudgeForbes
StatusPublished
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Full Opinion
[Cite as State v. McDaniel, 2026-Ohio-3640.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, :
No. 116003
v. :
NATALIE MCDANIEL, :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED
RELEASED AND JOURNALIZED: September 17, 2026
Criminal Appeal from the Cuyahoga County Court of Common Pleas
Case No. CR-25-704361-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting
Attorney, and Andrew Rogalski and Michael R. Wajda,
Assistant Prosecuting Attorneys for appellee.
Natalie McDaniel, pro se.
LISA B. FORBES, J.:
Defendant-appellant Natalie McDaniel (“McDaniel”) appeals her
misdemeanor conviction and sentence for criminal trespass. After a thorough
review of the facts and the law, we affirm.
I. PROCEDURAL AND FACTUAL HISTORY
On August 8, 2025, the grand jury returned a two-count indictment
against McDaniel: trespass in a habitation when a person is present or likely to be
present, a fourth-degree felony, in violation of R.C. 2911.12(B), and criminal
trespass, a fourth-degree misdemeanor, in violation of R.C. 2911.21(A)(1).
A. Pretrial Discussions and Plea
McDaniel’s trial date was scheduled for December 2, 2025. The
proceedings that day began with the State explaining that it had made the following
plea offer: the State of Ohio would dismiss the felony criminal-trespass charge of
the indictment (Count 1) if defendant entered a plea of guilty to the misdemeanor
criminal-trespass charge (Count 2) and agreed to have no contact with the victims.
That offer had been conveyed to McDaniel’s counsel the day before, on December 1,
2025.
McDaniel inquired, through counsel, whether she could enter a “no
contest plea” to Count 2. The State explained that McDaniel could plead “no
contest” to both counts in the indictment but that the offer that had been made was
for a guilty plea to Count 2. The court explained that it understood that for a
reduction in charges, “there has to be a guilty plea.” The court then initiated a break
in proceedings to give McDaniel and her counsel time to consider the State’s offer.
When they returned, the court stated that “counsel indicated to me
that the client is not prepared today to enter a plea,” which McDaniel’s counsel
confirmed. The court then continued the trial to December 8, 2025, to allow
McDaniel more time to contemplate the plea offer. During on-the-record
discussions that followed, the court stated that “if a person pleads guilty they ought
to be given credit for the acceptance of responsibility.” The court further explained
that it is “not to say that I would ever punish a person for going to trial” but that “I
believe in crediting people who in fact take responsibility for their actions.”
The parties convened for trial again on December 8, 2025. The State
explained its understanding that an agreement had been reached whereby McDaniel
would withdraw her previously entered plea of not guilty to both counts of the
indictment and enter a plea of guilty to Count 2 and that the State would dismiss
Count 1. McDaniel’s counsel agreed that the State had accurately represented the
parties’ agreement.
1. The Plea Colloquy
The court then engaged with McDaniel in a plea colloquy. The court
confirmed that she understood the charges in the indictment and the plea
agreement. McDaniel confirmed that nobody made any threats towards her or
efforts to coerce or force her to enter into the change of plea and that no one had
made any promises to her regarding the sentence the court would impose. McDaniel
stated that she was satisfied with the representation from her defense attorney.
The court then discussed McDaniel’s constitutional rights, including
her right to trial by a jury or to the bench, that she would be presumed innocent
through the trial, and that the State had to prove her guilty beyond a reasonable
doubt. The court also explained that to meet its burden, the State would necessarily
bring witnesses forward, which would trigger her right to confront or cross-examine
those witnesses through her defense attorney. The court explained that McDaniel
could also utilize the court’s subpoena power to compel witnesses to appear and
testify on her behalf and that she would have the right not to testify. Following the
court’s explanation of each of these rights, McDaniel affirmed that she understood
her rights. McDaniel then stated that she understood that she would be waiving
each of the aforementioned rights by entering into a change of plea.
When the court asked McDaniel if she was “admitting to the truth of
the facts and your full guilt?” McDaniel answered that it was her “intention today to
enter an Alford plea.”
Initially, the court stated that there would be no Alford plea, noting
that if she wanted to plead to the reduced charges, she would have to plead guilty.
The court then engaged in extensive discussion with McDaniel about her desire to
enter an Alford plea. Early in the discussion, McDaniel stated that because she could
not enter an Alford plea, “I am prepared to enter a guilty plea today despite my belief
that that is dishonest.”
In response, the court noted its discomfort, stating that in every case
the court makes the decision whether to accept a plea and if McDaniel is giving up
her trial rights, it needs to be done knowingly and voluntarily. The court then stated
that it would recess to provide McDaniel and her defense counsel time to discuss the
requirements to enter a plea, stating that she cannot say she is “entering a dishonest
plea” and that “[i]f she doesn’t want to [admit to the truth of the facts and her full
guilt], there’s no pressure from me. She is welcome to have a trial. And I commit to
you, as I do everybody sitting in your client’s position, that I will do everything to
provide for them the fairest possible trial that I can.”
Prior to going off the record, the court, defense counsel, and the State
discussed the difference between a no contest plea and an Alford plea. Counsel for
the State explained that it was not offering and would not accept a no contest plea.
As for the Alford plea, counsel for the defense and the State both stated it had not
been previously discussed. The court recessed to consider whether to accept
McDaniel’s guilty plea despite her statement that entering the plea of guilty was
dishonest, to allow McDaniel to confer with defense counsel, and for the State to
determine if it would agree to an Alford plea.
After a recess, the court noted that both defense counsel and the State
were in agreement with an Alford plea. Specifically, the court explained McDaniel
would be permitted to enter the plea of guilty to Count 2 while “at the same time
essentially saying she maintains that she is not really guilty; she’s just doing this in
the name of getting a result that she finds suitable.”
The court expressed concern that the State was allowing an Alford
plea to a reduced charge, because the judge had not seen it done in his “25 years
working both as a prosecutor and defense attorney.” The court asked the State to
explain why it was appropriate to allow the Alford plea in this case, because the court
was concerned with “people with means . . . hav[ing] access to results that people
without means do not” and McDaniel being treated in a “favorable fashion by the
government.” In response, the State explained that the decision to allow an Alford
plea was made after extensive pretrial negotiations and “conferring and discharging
its Marsy’s Law obligations.” The State later also referenced, among other things,
its consideration of the evidence, seriousness of the crime, and a review of criminal
histories.
Defense counsel noted that he “understand[s] an Alford plea to be a
type of guilty plea where a defendant maintains their innocence, but admits that
there is enough evidence for a likely conviction. And that is what Ms. McDaniel is
willing to do here and is glad to accept here.” Defense counsel then stated that all
the elements of a valid Alford plea had been met. Specifically, defense counsel
confirmed on the record:
one, that a guilty plea was not the result of coercion, deception, or
intimidation; two, counsel was present at the time of the plea; three,
counsel’s advice was competent in light of the circumstances
surrounding the plea; four, the plea was made with the understanding
of the nature of the charges; and five, the plea was motivated either by
a desire to seek a lesser penalty or fear of the consequences of a jury
trial or both.
2. Factual Basis for Guilty Plea
The court requested that the State provide a summary of the facts of
the case. The State summarized the incident, then narrated a two-minute
surveillance-video montage from the victims’ home while playing the video in court.
The State explained that the video recording stops and starts when there is no
movement due to an energy-saver function. The video contains several camera
angles that switch back and forth showing different perspectives.
The State asserted that on July 30, 2025, McDaniel went onto the
victims’ property where they had a “recall Mayor Seren” sign in their yard. McDaniel
approached the sign and kneeled in front of it to “potentially take a video or picture
of it.” The State explained that McDaniel is “the wife of then-Mayor Seren of
Cleveland Heights.”
As shown on the video and narrated by the State, McDaniel went
through the front yard of the property, up the stairs to the front door. The State
directed the court’s attention to the “very bottom right corner” of the video where
the cast iron door is visible. The State explained, “[I]n addition to not seeing her
knock, you are going to see this cast iron door pushed inward before [McDaniel]
disappears.”1 The State explained, “[T]he noise you heard was the cast iron against
the stone.” After approximately 15 seconds, during which the camera stopped
recording while in energy-saver mode, the video shows McDaniel reappear “when
she exits the residence.” Our review of the video shows that McDaniel was facing
the front of the house and the camera initially. She then went off the screen. After
the 15 second lapse in time, when she reappeared, she was facing in the opposite
direction, as though she turned around and was headed in the direction of the street.
According to the State, and as shown in the video, McDaniel then turned around
again, appeared to be looking in the direction of the front door at a historical
1 We note that at this point the video appears to show McDaniel reach toward
something, presumably a doorknob.
landmark sign. She turned again and walked off the porch. She proceeded to the
side of the house, looked around, and eventually continued to walk up the street.
The State explained that the victims’ Ring-camera notified them that
someone had entered their home. The victims had not given McDaniel permission
to enter their property or residence. One of the victims drove home, located
McDaniel on the street, and called 9-1-1.
After the State’s summary of the facts, the court asked defense
counsel if he believed there was a factual basis for the plea. Defense counsel
acknowledged that “what the prosecutor just showed would be admissible evidence
in this trial and that that is the evidence — a substantial part of the evidence that the
prosecution would admit in this case.” Defense counsel then agreed that “the
evidence could support a conviction” and is “sufficient for the entry of an Alford
plea.” McDaniel’s counsel further explained, “my client understands that she will be
pleading guilty.”
3. The Plea Colloquy, Continued
The court then addressed McDaniel directly, resuming the plea
colloquy that was paused when McDaniel first brought up the idea of an Alford plea.
The court stated that they had left off “where I discussed with you the waiving of
your trial rights.” The court then engaged with McDaniel in the following exchange
on the record:
The Court: Do you understand that a plea here is an admission to the
truth of the facts and your full guilt?
The Defendant: Yes.
The Court: Have you discussed with your lawyer the consequences
associated with the change of plea to a fourth-degree misdemeanor?
The Defendant: Yes.
The Court: Well, we need to put it on the record. Do you understand
that you’re exposed here no longer to prison time, but still to a period
of incarceration of up to 30 days locally? Do you understand that?
The Defendant: Yes.
The Court: And if the Court does not impose a period of incarceration
at the time of sentencing, I would still be free to do so if you violated
the conditions of probation down the line over the course of that
potential period. Do you understand that?
The Defendant: Yes.
The Court: Understanding all of that, is it still your desire to enter this
change of plea?
The Defendant: Yes.
The Court: Counsel, do you believe that the defendant has been
informed of her constitutional rights, that she understands the nature
of the charges, the effect of the plea?
...
Counsel for McDaniel: Yes, I agree.
The Court: The Court will likewise find that the defendant has been
informed of her constitutional rights, she understands the nature of the
charges, the effect of the plea, and the possible consequences associated
with the change of plea. So with that, I will turn to you, Ms. McDaniel,
and ask you how do you plead to Count 2, a misdemeanor of the fourth
degree?
The Defendant: Guilty.
The Court: I will accept the defendant’s plea of guilt, I will make a
finding of guilty. On the recommendation of the prosecutor’s office, the
remaining count will be dismissed.
B. Sentencing
The trial court proceeded with a sentencing hearing on Count 2,
criminal trespass, a fourth-degree misdemeanor, in violation of R.C. 2911.21(A)(1).
During the sentencing hearing, the court heard from the State, defense counsel, and
McDaniel.
The State explained that during the police interaction with McDaniel
that was caught on body camera after the event, McDaniel provided numerous
inconsistent accounts about what happened. According to the State, McDaniel
“made accusations like she was the victim being followed by somebody. She claimed
that she knocked on the door. She claimed that she was only there because she saw
workers outside and wanted — was interested in what was being done and wanted
— potentially wanted to have her own flooring job done in the future.” The State
further explained that
[a]t first she said she didn’t go in, and then she said she went in enough
to see that there was a camera inside the house. She didn’t mention
anything about the yard sign, which the evidence shows was the real
reason that she was at that house and went into the door, potentially to
confront the homeowners for why they had a yard sign unfavorable to
her husband.
The State asserted that McDaniel and her husband “went to the media
over the next couple of days to provide perspective of what happened inconsistent
with the truth, whereby the victims were made out to be the bad guys,” including
allegations that they “doctored the video.”
The State read a victim-impact statement into the record. The victim-
impact statement stated that “[i]nstead of taking responsibility, [McDaniel]
attempted to rewrite the entire event accusing my husband of stalking her with
malicious intent. To protect herself, she tried to destroy his reputation, giving
inconsistent statements to police, acting combative, and blaming everyone except
the person who forced her way into someone else’s home. Herself.” The statement
further noted that McDaniel’s husband, the Mayor of the city, stood on a podium
and accused the victims of “fabricating events for political reasons . . . .” The State
noted that the events that occurred after the trespass are worthy of the court’s
consideration in fashioning an appropriate sentence.
Defense counsel asked for a fine and no residential sanctions for
McDaniel. He noted McDaniel’s lack of criminal history. Defense counsel provided
McDaniel’s version of events. He explained that McDaniel did not believe that the
owners of the home put up the yard sign and “that was her purpose for wanting to
communicate with whomever was inside.” Defense counsel stated that McDaniel
regrets opening the door and stepping across the threshold. Defense counsel further
explained:
[S]he believed that her husband’s political opponents had placed that
sign there without permission. So she wanted to go talk to whoever was
inside the house, whether it be a worker or anyone who would have
been willing to speak with her, to determine whether that was the case
or not. And she went up there. She heard — there were machines inside
the house, so she did not believe that knocking on the door would be
heard, and so she made the decision to open the door and poke her head
in and try to get someone’s attention. The video shows she was in there
for 15 seconds at most.
McDaniel also spoke at sentencing. She stated that she was sorry that
the victims were scared and that they felt violated, hurt, and harassed.
Before issuing McDaniel’s sentence, the court discussed concern for
the safety of the community, the balance between incarceration and probation, and
possible recidivism and asked McDaniel if she has “any regrets about opening the
door and walking into someone’s home who had not given [her] permission to
enter?” She responded that “this is never going to happen again because I appreciate
the impact of my actions on others in a profound way as a result of this experience.”
The court sentenced McDaniel to community control for a period of
two years. As a condition of her community control, the court ordered that
McDaniel be seen by a mental-health professional, noting possible mental-health
issues. The court explained that McDaniel could see a mental-health professional of
her own choosing but that verification would need to be done through the probation
department. The court also ordered that McDaniel have no contact with the victims.
The court issued a journal entry memorializing McDaniel’s guilty plea
and sentence. From this journal entry, McDaniel appeals, raising the following
assignments of error:
Assignment of Error 1: The trial court imposed a sentence of
community control contrary to law by considering whether Appellant
showed genuine remorse as a factor and then requiring actual
admission of wrongdoing in violation of R.C. 2929.22(B)(2) which
explicitly prohibits judges from considering remorse when sentencing
defendants who enter an Alford plea, a type of guilty plea where
innocence is maintained. With respect to minimums, the record
affirmatively rebuts the boilerplate language in the judgment entry and
instead demonstrates the trial court’s failure to consider statutory
factors required by R.C. 2929.21 and R.C. 2929.22. This error presents
an issue of first impression in this Court due to the change in law under
H.B. 234.
Assignment of Error 2: McDaniel did not enter a knowing,
intelligent, and voluntary Alford plea and the trial court failed to
comply with the Constitutional standard for accepting McDaniel’s
Alford plea and this Court’s controlling precedent in State v. Nevels.
Assignment of Error 3: The trial court erred by improperly
participating in plea negotiations and exerting undue influence on
Appellant by ignoring her protestations of innocence and then openly
threatening a “trial tax” or harsher sentence if Appellant refused to
plead guilty in violation of Appellant’s right to a trial under the Sixth
Amendment and Article I, Section 5 of the Ohio Constitution.
II. LAW AND ANALYSIS
We will review McDaniel’s assignments of error out of order for ease
of analysis.
A. Pro Se Litigants
Initially, we note that McDaniel represents herself pro se on appeal.
This court has previously recognized
a pro se litigant may face certain difficulties when choosing to represent
oneself. Although a pro se litigant may be afforded reasonable latitude,
there are limits to a court’s leniency. Henderson v. Henderson, 11th
Dist. Geauga No. 2012-G-3118, 2013-Ohio-2820, ¶ 22. Pro se litigants
are presumed to have knowledge of the law and legal procedures and
are held to the same standard as litigants who are represented by
counsel. In re Application of Black Fork Wind Energy, L.L.C., 138
Ohio St.3d 43, 2013-Ohio-5478, 3 N.E.3d 173, ¶ 22.
Saeed v. Greater Cleveland Regional Transit Auth., 2017-Ohio-935, ¶ 7 (8th Dist.).
Thus, we presume McDaniel had knowledge of the law, legal
procedures, and appellate process.
B. Assignment of Error No. 2 — Knowing, Intelligent, and
Voluntary Plea
In support of her second assignment of error, McDaniel argues that
she did not enter a knowing, intelligent, and voluntary Alford plea and that the trial
court failed to comply with the constitutional standard and this court’s controlling
precedent for accepting her Alford plea. We disagree.
1. Legal Standards
a. Alford Plea
A trial court may accept a guilty plea despite a defendant’s
protestations of innocence when a factual basis for the guilty plea is evidenced by
the record. N. Carolina v. Alford, 400 U.S. 25, 37-38 (1970). This type of plea is
known as an Alford plea. Id. “‘Although an Alford plea allows the defendant to
maintain his [or her] factual innocence, the plea has the same legal effect as a plea
of “guilty,” and upon acceptance by the trial court, the defendant stands convicted
as though he [or she] had been found guilty by a trier of fact.’” State v. Anderson,
2006-Ohio-5167, ¶ 8 (11th Dist.), quoting State v. Hughes, 2003-Ohio-3449, ¶ 9
(12th Dist.).
For a valid Alford plea to take place, the defendant must enter a guilty
plea and at the same time protest innocence. State v. Tyner, 2012-Ohio-2770, ¶ 6
(8th Dist.), citing State v. Horton-Alomar, 2005-Ohio-1537 (10th Dist.).2 “‘Implicit
2 Absent a claim of innocence at the time of guilty plea, the trial court is not required
to treat a defendant’s plea as an Alford plea. In Horton-Alomar, our sister court held that
the defendant failed to properly enter an Alford plea because she did not protest her
innocence when she entered her plea. Although defense counsel had informed that court
in any Alford plea is the requirement that a defendant actually state their innocence
on the record when entering a guilty plea.’” Tyner at ¶ 6, quoting State v. Murphy,
1995 Ohio App. LEXIS 3924, *7 (8th Dist. Aug. 31, 1995). See also State v. Cutlip,
1998 Ohio App. LEXIS 2899, *4 (8th Dist. June 18, 1998) (noting that Alford does
not apply if the protestation of innocence is not made contemporaneously with a
guilty plea).
As a threshold matter, we note that although there was extensive
discussion on the record about an Alford plea, at no time during the plea colloquy
did McDaniel explicitly assert that she was innocent of the charges. On the day
McDaniel changed her plea, after a break in the proceedings to address McDaniel’s
assertion that she wanted to enter an Alford plea, McDaniel responded, “Yes” when
the court asked, “Do you understand that a plea here is an admission to the truth of
the facts and your full guilt?” McDaniel did not raise a claim of innocence at that
time or at any point thereafter. However, given that both parties maintain that an
Alford plea occurred, we will consider whether the plea was voluntarily,
intelligently, and knowingly made under the Alford-plea rubric.
immediately prior to the plea colloquy that her client would be entering an Alford plea,
neither the defendant nor defense counsel made a claim of innocence during the plea
hearing. Id. The court explained that counsel’s characterization of a guilty plea as an Alford
plea was insufficient absent a protestation of innocence or additional explanation. Id. at
¶ 9. See also State v. Darks, 2006-Ohio-3144, ¶ 14 (10th Dist.).
b. Knowing, Intelligent, and Voluntary Plea
“All pleas, including an Alford plea, must meet the general
requirement that the defendant knowingly, voluntarily, and intelligently waived [the
defendant’s] right to trial.” State v. Schmidt, 2010-Ohio-4809, ¶ 14 (3d Dist.), citing
State v. Padgett, 67 Ohio App.3d 332, 337-338 (2d Dist. 1990).
“‘In considering whether a plea was made knowingly, intelligently,
and voluntarily, we apply a de novo review.’” State v. Medlock, 2024-Ohio-5208,
¶ 10 (8th Dist.), quoting State v. Nevels, 2020-Ohio-915, ¶ 19 (8th Dist.). In doing
so, this court considers “‘the totality of the circumstances.’” State v. Tutt, 2015-
Ohio-5145, ¶ 13 (8th Dist.), quoting State v. Spock, 2015-Ohio-606, ¶ 17 (8th Dist.).
i. Crim.R. 11
“‘To ensure that pleas are knowingly, intelligently, and voluntarily
made, Crim.R. 11 sets forth specific procedural requirements that the trial court
must follow, depending upon the level of offense to which the defendant is
pleading.”” State v. Walton, 2014-Ohio-618, ¶ 16 (4th Dist.), quoting State v.
Zarconi, 2013-Ohio-891, ¶ 19 (7th Dist.). Here, the plea agreement offered by the
State entailed the State dismissing one charge of trespass in a habitation when a
person is present or likely to be present, a fourth-degree felony with a potential
punishment of 6 to 18 months in prison, in exchange for McDaniel’s guilty plea to
one charge of criminal trespass, a fourth-degree misdemeanor with a potential jail
sentence of 30 days. Criminal trespass is considered a “petty offense” that is subject
to the requirements of Crim.R. 11(E).3
The Ohio Supreme Court has instructed that under Crim.R. 11(E), “a
trial court is required to inform the defendant only of the effect of the specific plea
being entered.” State v. Jones, 2007-Ohio-6093, ¶ 20. This means that “before
accepting a guilty plea to a misdemeanor for a petty offense, the court was required
to inform [the defendant] that a plea of guilty is a complete admission of guilt.” Id.
at ¶ 25; see also Crim.R. 11(B)(1). Although Ohio’s criminal rules do not address
Alford pleas, “courts have generally required that the trial court explain to the
defendant that the [Alford] plea constitutes consent to the court finding the
defendant guilty of the charge and imposing a sentence while the defendant
maintains innocence.” State v. Bagner, 2020-Ohio-5113, ¶ 5 (6th Dist.).
We find that the record reflects that the trial court provided the
necessary advisement under Crim.R. 11(E) and that McDaniel was informed that by
pleading guilty, albeit by way of an Alford plea, she was consenting to the court
finding her guilty of a misdemeanor of the fourth degree and imposing a sentence
on that count. We additionally note that the trial court provided advisements above
and beyond those required for petty misdemeanors, including describing
McDaniel’s constitutional rights and potential penalties for a criminal trespass.
ii. Knowing, Intelligent, and Voluntary Alford Plea
3 Crim.R. 2(D) defines “petty offense” as a misdemeanor other than a serious
offense. Crim.R. 2(C) defines a “serious offense” as any felony or “misdemeanor for which
the penalty prescribed by law includes confinement for more than six months.”
Because Alford pleas give rise to an inherent suspicion that a
knowing, intelligent, and voluntary waiver may not have occurred, this type of plea
“‘places a heightened duty upon the trial court to ensure that the defendant’s rights
are protected and that entering the plea is a rational decision on the part of the
defendant.’” Schmidt, 2010-Ohio-4809, at ¶ 14 (3d Dist.), quoting Padgett, 67 Ohio
App.3d at 337-338; see also Medlock, 2024-Ohio-5208, at ¶ 12 (8th Dist.).
“Accordingly, an Alford plea should not be accepted unless a factual
basis exists for the plea and the trial court has attempted to resolve the apparent
conflict between the waiver of trial rights and the assertion of innocence.” State v.
Noble, 2026-Ohio-2128, ¶ 18 (12th Dist.), citing State v. Heiser-Mullins, 2024-
Ohio-5360, ¶ 14 (12th Dist.).
In resolving this apparent conflict, in State v. Piacella, 27 Ohio St.2d
92, 96 (1971), the Supreme Court concluded that a plea was made knowingly and
voluntarily, despite defendant’s protestations of innocence, after finding the
following factors:
(1) the guilty plea was not the result of coercion, deception, or
intimidation, (2) counsel was present at the time of the plea;
(3) [counsel’s] advice was competent in light of the circumstances
surrounding the plea; (4) the plea was made with the understanding of
the nature of the charges; and, (5) the plea was motivated either by a
desire to seek a lesser penalty or a fear of the consequences of a jury
trial, or both.
Id. (recognizing that a plea may be the product of free and rational choice even if the
defendant is unwilling to admit her participation in the crime); see also State v.
Williams, 1997 Ohio App. LEXIS 4337, *10-11 (8th Dist. Sept. 25, 1997).
Here, the record contained a sufficient factual basis for the plea to
satisfy the Alford analysis. As discussed, the plea hearing the State narrated the
surveillance video as it was played in court. When questioned, defense counsel
agreed that there was a factual basis for the plea and that the evidence could support
a conviction and is “sufficient for the entry of an Alford plea.” With respect to the
first Piacella factor, we find that McDaniel’s guilty plea was not the result of
coercion, deception, or intimidation. Notably, on December 2, 2025, the court
allowed McDaniel a six-day continuance to consider the State’s plea offer. On the
next trial date of December 8, 2025, McDaniel independently announced that it was
her intention to enter an Alford plea. On appeal, McDaniel explains that she
“discovered the existence of the Alford plea independent of defense counsel and
introduced the possibility to counsel on the morning of the plea and sentencing
hearing.” McDaniel’s independent determination that she wanted to enter an Alford
plea and McDaniel’s level of education (college) suggest a level of sophistication and
voluntariness to engage in this type of plea.
The trial court initially questioned McDaniel’s assertion of an Alford
plea based on the court’s understanding that the plea offer was conditioned on a
complete admission of guilt. At one point in the discussion between the court and
McDaniel, McDaniel stated, “I am prepared to enter a guilty plea today despite my
belief that it is dishonest.” This shows McDaniel’s voluntary and independent
decision-making.
The plea colloquy indicates a lack of coercion or intimidation. When
the trial court asked McDaniel if she understood that “the plea here is an admission
to the truth of the facts and your full guilt?” McDaniel responded, “Yes.” She
acknowledged discussing the consequences of her plea with her lawyer. The court
discussed the possible penalties for a misdemeanor of the fourth degree. The court
asked McDaniel whether “[u]nderstanding all of that, is it still your desire to enter
this change of plea?” McDaniel responded, “Yes.” The court then asked defense
counsel if he believed that McDaniel has been “informed of her constitutional rights,
that she understands the nature of the charges, the effect of the plea?” Defense
counsel responded, “Yes.” When asked by the court how she pled to the charges in
Count 2, McDaniel answered unequivocally, “Guilty.” Additionally, the court took
breaks throughout the process, allowing McDaniel time to consult with counsel.
The court specifically asked defense counsel if there was anything in
the record to suggest “coercion or intimidation.” Defense counsel stated that
McDaniel “understands what the law is here, she understands what the factual
record will show, and is not coerced in that regard.” Defense counsel also denied
that McDaniel was intimidated. McDaniel did not contest counsel’s representations.
We find that the second and third Piacella factors have been satisfied.
Counsel was present at the time of the plea. McDaniel has not demonstrated that
counsel’s advice, in light of the circumstances surrounding the plea, was anything
but competent. McDaniel entered a plea of guilty to R.C. 2911.21(A)(1),
misdemeanor criminal trespass, which provides, “No person, without privilege to do
so, shall do any of the following: (1) Knowingly enter or remain on the land or
premises of another.” After the video was shown in open court, McDaniel’s attorney
agreed that there was a factual basis for the plea and stated that the video the
“prosecutor just showed would be admissible evidence in this trial” and could
support a conviction. Moreover, at no time during the viewing of the video or
voluminous exchanges between the court and defense counsel did McDaniel express
any dissatisfaction with her counsel’s representation of her. During her colloquy
with the court, McDaniel stated that she was satisfied with her attorney’s
representation.
Defense counsel explained that he understood the unique nature of
an Alford plea when he stated that he “understand[s] an Alford plea to be a type of
guilty plea where a defendant maintains their innocence but admits that there is
enough evidence for a likely conviction. And that is what Ms. McDaniel is willing to
do here and is glad to accept here.” Nothing in this record demonstrates McDaniel’s
counsel did not provide competent advice.
The record affirmatively establishes that the fourth and fifth Piacella
factors have been met, specifically, that the plea was made with the understanding
of the nature of the charges and was motivated either by a desire to seek a lesser
penalty or a fear of the consequences of a jury trial, or both.
The record reflects several exchanges between the court and
McDaniel regarding the two charges in the indictment (which included a felony
charge), as well as the plea offer (which dismissed the felony charge). The court also
addressed potential penalties. McDaniel expressed to the court that she understood
the nature of the charges against her, as well as the plea offer. Nothing in the record
indicates that McDaniel did not understand the nature of the charges against her.
McDaniel’s motivation for pleading guilty was addressed by the court
and her counsel. After taking a recess to consider the path forward on a possible
Alford plea, the court stated that defense counsel and the State had informed it that
they were in agreement with an Alford plea and explained that McDaniel would be
permitted to enter the plea while “at the same time essentially saying she maintains
that she is not really guilty; she’s just doing this in the name of getting a result that
she finds suitable.” Neither McDaniel nor defense counsel objected to the court’s
explanation. As noted, the video presented by the State demonstrated the State’s
factual basis for pursuing the misdemeanor criminal trespass charge.
McDaniel’s counsel stated that McDaniel desired to plead guilty to
“avoid standing trial on the felony charge by pleading guilty to the misdemeanor
charge . . . .” Counsel also described his understanding of the general motivations
for Alford pleas, noting that “practical aspects to entering a plea where someone
really does believe that they have done nothing wrong, but they understand the
consequences of going to a jury trial.” Defense counsel explained to the court that
“it has been my advice to my client that the evidence would sustain a conviction in
this case . . . .”
In light of the foregoing, we find that the trial court engaged in
extensive inquiry to ascertain the factual basis for the plea and satisfactorily
attempted to resolve the apparent conflict between McDaniel’s waiver of trial rights
and assertion of innocence by meeting each of the five factors outlined in Piacella.
27 Ohio St.2d at 96.
iii. Alford and the Effectiveness of the Plea Colloquy
McDaniel additionally argues that
[i]n the absence of any dialogue between the trial court and Appellant,
where Appellant has an opportunity to directly communicate to the
trial court her understanding of the case against her relative to her legal
defenses and has made a rational choice to make the plea, the trial court
cannot find that the Alford plea is knowingly, intelligently, and
voluntarily made.
McDaniel argues on appeal that this court’s decision in Nevels, 2020-Ohio-915 (8th
Dist.), supports her position that the trial court did not conduct a proper Alford plea.
We disagree.
Reliance on Nevels is misplaced due to the entirely different factual
predicate in that case. Unlike here, in Nevels, after the defendant’s claim of
innocence, the trial court failed to engage in any inquiry whatsoever regarding the
factual basis for the charges to determine whether a rational basis existed for the
plea to a felony rape. Nevertheless, McDaniel points to the court’s statement in
Nevels that the “trial court failed to engage [the defendant] in any meaningful
dialogue concerning the sincerity of his statement that he was not guilty.” Id. at ¶ 29.
She claims that her plea should be reversed because the court did not engage in
“meaningful dialogue” directly with her. However, the primary discussion about
“meaningful dialogue” in Nevels addressed pleas generally, stating that the “proper
taking of a guilty plea requires ‘a meaningful dialogue between the court and the
defendant.’” Id. at ¶ 28, quoting Garfield Hts. v. Brewer, 17 Ohio App.3d 216, 218
(8th Dist. 1980).4
Here, the factual basis for McDaniel’s plea was thoroughly established
through the presentation of the surveillance video, the prosecutor’s summary of the
incident