State v. Shackle
CourtOhio Court of Appeals
Date FiledOctober 23, 2026
Docket2026-CA-8
JudgeLewis
StatusPublished
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Full Opinion
[Cite as State v. Shackle, 2026-Ohio-4185.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
CHAMPAIGN COUNTY
STATE OF OHIO :
: C.A. No. 2026-CA-8
Appellee :
: Trial Court Case No. 2025 CR 084
v. :
: (Criminal Appeal from Common Pleas
SARAH L. SHACKLE : Court)
:
Appellant : FINAL JUDGMENT ENTRY &
: OPINION
...........
Pursuant to the opinion of this court rendered on October 23, 2026, the judgment of
the trial court is affirmed.
Costs to be paid as stated in App.R. 24.
Pursuant to Ohio App.R. 30(A), the clerk of the court of appeals shall immediately
send a copy of the court’s ruling to each party and note that action on the docket.
Additionally, pursuant to App.R. 27, the clerk of the court of appeals shall send a certified
copy of this judgment, which constitutes a mandate, to the clerk of the trial court and note
the service on the appellate docket.
For the court,
RONALD C. LEWIS, PRESIDING JUDGE
EPLEY, J., and HANSEMAN, J., concur.
OPINION
CHAMPAIGN C.A. No. 2026-CA-8
JACOB S. SEIDL, Attorney for Appellant
BENJAMIN T. HOSKINSON, Attorney for Appellee
LEWIS, P.J.
{¶ 1} Defendant-appellant Sarah L. Shackle appeals from her convictions in the
Champaign County Common Pleas Court following her guilty pleas. For the following
reasons, we affirm the judgment of the trial court.
I. Course of Proceedings
{¶ 2} On September 3, 2025, a Champaign County grand jury indicted Shackle on
the following counts: (1) aggravated trafficking in drugs (methamphetamine) in violation of
R.C. 2925.03(A)(1), a second-degree felony; (2) aggravated trafficking in drugs
(methamphetamine) in violation of R.C. 2925.03(A)(1), a third-degree felony; (3) aggravated
trafficking in drugs (methamphetamine) in violation of R.C. 2925.03(A)(1), a second-degree
felony; (4) aggravated trafficking in drugs (methamphetamine) in violation of
R.C. 2925.03(A)(2), a first-degree felony; (5) trafficking in cocaine in violation of
R.C. 2925.03(A)(2), a fourth-degree felony; (6) aggravated trafficking in drugs
(methamphetamine) in violation of R.C. 2925.03(A)(2), a second-degree felony;
(7) aggravated possession of drugs (Adderall) in violation of R.C. 2925.11(A), a fifth-degree
felony; and (8) endangering children in violation of R.C. 2919.22(A), a first-degree
misdemeanor. The indictment alleged that the criminal acts involved in Counts One
through Three occurred between June 1, 2025, and July 31, 2025, while the criminal acts
involved in Counts Four through Eight occurred on August 7, 2025.
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{¶ 3} On September 25, 2025, the Champaign County Common Pleas Court issued
a journal entry relating to Shackle’s initial arraignment. According to the entry, the court,
“upon questioning, determined that Defendant is indigent.” The court appointed defense
counsel to represent Shackle. Shackle pleaded not guilty to the charges in the indictment.
A jury trial was scheduled for January 13, 2026.
{¶ 4} In October and November 2025 journal entries, the trial court noted several
bond violations allegedly committed by Shackle when she tested positive for illicit drugs and
failed to appear at required appointments. Shackle also failed to appear at the final pretrial
conference. Therefore, the trial court issued a capias for Shackle’s arrest.
{¶ 5} On December 18, 2025, the court received correspondence from Shackle in
which she requested new counsel. The next day, the court granted Shackle’s request for
new counsel and vacated the January 2026 trial date. On December 25, 2025, the court
appointed Shackle’s new counsel. Shackle admitted the bond violation allegations, and the
trial court found her guilty of violating her bond. The jury trial was rescheduled to
February 3, 2026.
{¶ 6} On January 20, 2026, following a pretrial conference, the court issued a journal
entry explaining that counsel for the parties had requested a plea hearing. The trial court
vacated the trial date and proceeded with a plea hearing. Shackle entered guilty pleas to
the following offenses: Count One, aggravated trafficking in drugs in violation of
R.C. 2925.03(A)(1), a second-degree felony; Count Six, aggravated trafficking in drugs in
violation of R.C. 2925.03(A)(2), a second-degree felony; and Count Eight, endangering
children in violation of R.C. 2919.22(A), a first-degree misdemeanor. In exchange for these
guilty pleas, the State agreed to request dismissal of the remaining counts of the indictment
and to request a pre-sentence investigation report (“PSI”). Shackle also agreed to forfeit
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certain property and to pay court costs “and any Court-appointed legal fees that may be
imposed.” Plea Tr. 3.
{¶ 7} The trial court conducted a plea colloquy with Shackle and accepted her guilty
pleas. The trial court found Shackle guilty of the three counts to which she pleaded guilty,
dismissed the remaining counts of the indictment, ordered the preparation of a PSI, and
scheduled a sentencing hearing. On February 11, 2026, Shackle filed her sentencing
memorandum, arguing that “[a] shorter term of imprisonment followed by judicial release to
a lock down residential treatment program” would help her to break her cycle of trauma,
addiction, and criminal behavior. On that same day, Shackle filed a financial disclosure
form in which she stated she had no monthly income, no assets, and $760 in monthly
expenses.
{¶ 8} The trial court held a sentencing hearing on February 23, 2026. The trial court
sentenced Shackle to 8 to 12 years in prison on Count One, 3 to 4½ years in prison on Count
Six, and 180 days in jail on Count Eight. The court ordered the sentences on Counts One
and Six to be served consecutively to each other but concurrently with the sentence on
Count Eight, for a total prison term of 11 to 15 years, as provided by R.C. 2929.144(B)(2).
The court found Shackle employable and imposed fines of $5,000 on Counts One and Six
and $1,000 on Count Eight. The court concluded, “The fines imposed in Counts One and
Six are CONCURRENT to one another but are CONSECUTIVE to the fine imposed in Count
Eight, making a TOTAL FINE OF $6,000.00.” (Emphasis in original.)
{¶ 9} Shackle filed a timely notice of appeal.
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II. The Record Does Not Show Shackle Was Prejudiced by Her Counsel’s
Failure to File an Affidavit of Indigency Pursuant to R.C. 2929.18(B)(1)
{¶ 10} Shackle’s first assignment of error states:
Trial counsel rendered ineffective assistance, in violation of the Sixth
Amendment to the United States Constitution and Section 10, Article 1 of the
Ohio Constitution, by failing to file an affidavit of indigency prior to sentencing
pursuant to R.C. 2929.18(B)(1).
{¶ 11} Shackle was convicted of two second-degree felony offenses under
R.C. Chapter 2925. Pursuant to R.C. 2929.18(B)(1), the trial court was required to impose
on Shackle “a mandatory fine of at least one-half of, but not more than, the maximum
statutory fine amount authorized for the level of the offense pursuant to division (A)(3) of this
section.” But R.C. 2929.18(B)(1) also provides that an offender may file an affidavit with
the sentencing court prior to sentencing stating that the offender “is indigent and unable to
pay the mandatory fine.” Id. If an offender files such an affidavit and the court determines
that the offender is an indigent person and is unable to pay the mandatory fine, then “the
court shall not impose the mandatory fine upon the offender.” Id.
{¶ 12} Shackle’s trial counsel did not file an R.C. 2929.18(B)(1) affidavit of indigency.
Shackle argues on appeal that her trial counsel rendered ineffective assistance of counsel
by failing to file an R.C. 2929.18(B)(1) affidavit of indigency before the sentencing entry was
journalized. According to Shackle, there was, at a minimum, a reasonable probability that
the trial court would have found her indigent and waived the mandatory portion of the fine if
her counsel had filed an affidavit of indigency.
{¶ 13} The State responds that the record is clear that any error allegedly made by
trial counsel in failing to file an affidavit of indigency did not prejudice Shackle. According to
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the State, the trial court considered Shackle’s current and future ability to pay before
imposing the mandatory fines, including the information in the PSI regarding Shackle’s
health, employability, employment history, education, age, assets, and liabilities.
{¶ 14} “In order to prevail on an ineffective-assistance-of-counsel claim, a defendant
must prove that counsel’s performance was deficient and that the defendant was prejudiced
by counsel’s deficient performance.” State v. Davis, 2020-Ohio-309, ¶ 10, citing State v.
Bradley, 42 Ohio St.3d 136, 141-142 (1989), and Strickland v. Washington, 466 U.S. 668,
687 (1984). “Thus, the defendant must demonstrate that counsel’s performance fell below
an objective standard of reasonableness and that there exists a reasonable probability that,
but for counsel’s error, the result of the proceeding would have been different.” Id., citing
Bradley at paragraphs two and three of the syllabus. “‘A reasonable probability is a
probability sufficient to undermine confidence in the outcome.’” Bradley at 142, quoting
Strickland at 694. “The failure to file an affidavit of indigency may constitute ineffective
assistance of counsel if the record shows a reasonable probability that, had the affidavit
been filed, the court would have found the defendant indigent and relieved him of the
obligation to pay the mandatory fine.” State v. Fultz, 2019-Ohio-2593, ¶ 20 (2d Dist.), citing
State v. Sheffield, 2004-Ohio-3099 (2d Dist.).
{¶ 15} Although it is undisputed that Shackle was deemed indigent for the purpose of
receiving appointed counsel, “‘a finding of indigency for purposes of retaining counsel is a
separate and distinct process from finding a defendant indigent for purposes of paying an
imposed mandatory fine.’” State v. Stevens, 2023-Ohio-3510, ¶ 9 (2d Dist.), quoting State
v. Stearns, 1997 WL 626024, *2 (8th Dist. Oct. 9, 1997). “This is because ‘the payment of
a mandatory fine over a period of time is not equivalent to the immediate need for legal
representation at the initiation of criminal proceedings.’” Id., quoting State v. Powell,
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78 Ohio App.3d 784, 790 (3d Dist. 1992). Therefore, “[a] finding that a defendant is indigent
for purposes of appointed counsel does not shield the defendant from paying court costs or
a financial sanction.” State v. Felder, 2006 Ohio-2330, ¶ 64 (2d Dist.), citing State v. Ayers,
2005-Ohio-44, ¶ 23 (2d Dist.).
{¶ 16} Also, to the extent that Shackle’s ineffective assistance claim is founded on
facts outside the record on appeal, the proper vehicle to raise such a claim is a petition for
post-conviction relief pursuant to R.C. 2953.21, not a direct appeal to this court. See State
v. Howard, 2007-Ohio-3582, ¶ 14 (2d Dist.). Nevertheless, when reviewing the evidence
that is within the confines of the appellate record, we conclude that Shackle’s ineffective
assistance claim lacks merit, because the record does not establish a reasonable probability
that the trial court would have found Shackle indigent and waived the fine had an affidavit of
indigency been filed. Specifically, the information in Shackle’s PSI report regarding
Shackle’s age, health, education, and employment history makes it unlikely that the trial
court would have found her indigent for purposes of waiving the mandatory fines if Shackle’s
counsel had filed an affidavit of indigency.
{¶ 17} The PSI showed that Shackle had been employed at various jobs between
2007 and 2024. She worked between 30 and 40 hours weekly at these jobs, earning
between $10 and $18 per hour. The PSI also reflected that Shackle was in fair physical
health. While the PSI discussed Shackle’s mental health, it noted that Shackle could not
provide much insight into her mental health treatment or diagnoses. Further, the PSI did
not reveal any physical or mental limitations that precluded Shackle from future employment.
The trial court considered the evidence in the record, including the PSI, and found that
Shackle was employable. The trial court noted that Shackle was 36 years old at the time
of sentencing, was a high school graduate, was unemployed because of her drug use, and
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had no assets. The trial court also stated that it had considered Shackle’s present and
future ability to pay before deciding to impose financial sanctions.
{¶ 18} The record evidence does not establish that there was a reasonable probability
that the trial court would have found Shackle indigent and waived the mandatory fines if
Shackle’s counsel had filed an affidavit of indigency. Therefore, on the record before us,
Shackle cannot establish that she was prejudiced by her trial counsel’s failure to file an
affidavit of indigency prior to sentencing. Without a showing of prejudice, Shackle’s
ineffective assistance of counsel claim must fail.
{¶ 19} The first assignment of error is overruled.
III. The Trial Court’s Consecutive Sentence Findings Are Supported by the
Record
{¶ 20} Shackle’s second assignment of error states:
The trial court erred in imposing consecutive sentences pursuant to
R.C. 2929.14(C)(4) where the record clearly and convincingly does not
support the trial court’s findings.
{¶ 21} In reviewing felony sentences, appellate courts must apply the standard of
review set forth in R.C. 2953.08(G)(2). State v. Marcum, 2016-Ohio-1002, ¶ 21.
Under that statute, an appellate court may increase, reduce, or otherwise modify a sentence,
or it may vacate the sentence and remand for resentencing, only if it “clearly and
convincingly” finds either: (1) the record does not support certain specified findings (including
those in R.C. 2929.14(C)(4), which concern the imposition of consecutive sentences); or (2)
the sentence imposed is otherwise contrary to law. Id. at ¶ 9, citing R.C. 2953.08(G)(2).
“Clear and convincing evidence is that measure or degree of proof which is more than a
mere ‘preponderance of the evidence,’ but not to the extent of such certainty as is required
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‘beyond a reasonable doubt’ in criminal cases, and which will produce in the mind of the trier
of facts a firm belief or conviction as to the facts sought to be established.” Cross v. Ledford,
161 Ohio St. 469 (1954), paragraph three of the syllabus. Shackle does not argue that her
sentences are contrary to law. Rather, she contends that the trial court’s findings under
R.C. 2929.14(C)(4)(b) and (c) are not supported by the record. Therefore, we limit our
analysis to that argument.
{¶ 22} “Ohio law presumes that a defendant convicted of multiple crimes will serve
his sentences concurrently.” State v. Glover, 2024-Ohio-5195, ¶ 38, citing R.C. 2929.41(A).
A trial court may, however, impose consecutive sentences when the law specifically permits
it to do so, such as under the exception provided in R.C. 2929.14(C)(4). Id., citing
R.C. 2929.41(A). Under R.C. 2929.14(C)(4), to impose consecutive sentences, the trial
court must find that (1) “the consecutive service is necessary to protect the public from future
crime or to punish the offender”; (2) “consecutive sentences are not disproportionate to the
seriousness of the offender’s conduct and to the danger the offender poses to the public”;
and (3) any of the following:
(a) The offender committed one or more of the multiple offenses while
the offender was awaiting trial or sentencing, was under a sanction imposed
pursuant to section 2929.16, 2929.17, 2929.18 of the Revised Code, or was
under post-release control for a prior offense;
(b) At least two of the multiple offenses were committed as part of one
or more courses of conduct, and the harm caused by two or more of the
multiple offenses so committed was so great or unusual that no single prison
term for any of the offenses committed as part of any of the courses of conduct
adequately reflects the seriousness of the offender’s conduct;
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(c) The offender’s history of criminal conduct demonstrates that
consecutive sentences are necessary to protect the public from future crime
by the offender.
R.C. 2929.14(C)(4)(a) through (c).
{¶ 23} At the sentencing hearing, the trial court made the necessary findings under
R.C. 2929.14(C)(4) that consecutive sentencing was necessary to protect the public from
future crime or to punish the defendant and that consecutive sentences were not
disproportionate to the seriousness of Shackle’s conduct and the danger that Shackle posed
to the public. The court also found that Shackle’s history of criminal conduct demonstrated
that consecutive sentences were necessary to protect the public from future crime by
Shackle. R.C. 2929.14(C)(4)(c). Moreover, the court found that two of the multiple
offenses were committed as part of one or more courses of conduct and that the harm
caused by two or more of the multiple offenses was so great or unusual that no single prison
term for any of the offenses committed adequately reflected the seriousness of Shackle’s
conduct. R.C. 2929.14(C)(4)(b). As part of its finding under R.C. 2929.14(C)(4)(b), the
trial court noted that Shackle committed two second-degree felony trafficking offenses in
separate and adjacent counties. In its written sentencing entry, the trial court memorialized
the consecutive sentence findings that it made at the sentencing hearing.
{¶ 24} Shackle argues that the trial court’s findings under R.C. 2929.14(C)(4)(b) and
(c) were based on “a single factual predicate” that Counts One and Six were committed in
separate and adjacent counties. Appellant’s Brief, p. 10, citing Sentencing Tr. 35-36.
According to Shackle, “[t]he trial court’s overall sentencing analysis was inextricably bound
up with the unsupported ‘separate counties’ rationale.” Id. at 12. Shackle asks us to
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vacate the consecutive component of her sentence and modify the sentence to reflect
concurrent service of her prison terms.
{¶ 25} The State responds that even if there was an error in the trial court’s findings
under R.C. 2929.14(C)(4)(b), the trial court’s consecutive sentence determination was
supported by its finding under R.C. 2929.14(C)(4)(c). Therefore, the trial court’s
consecutive sentence determination should be affirmed. Appellee’s Brief, p. 19, citing State
v. Butler, 2026-Ohio-2560, ¶ 15 (3d Dist.).
{¶ 26} Based on our review of the record, we cannot clearly and convincingly find that
the record does not support the trial court’s consecutive sentence finding under
R.C. 2929.14(C)(4)(c). Rather, the record supports the trial court’s finding under
R.C. 2929.14(C)(4)(c) that Shackle’s criminal history demonstrated that consecutive
sentences were necessary to protect the public from future harm. The PSI showed a
criminal history that began with a criminal mischief offense in 2006 when Shackle was a
juvenile. As an adult, she committed a fourth-degree felony theft offense in 2019, a first-
degree misdemeanor unauthorized use of a motor vehicle offense in 2019, and a fifth-degree
felony theft offense in 2020. After serving 30 months in prison, she was indicted in 2025 in
Champaign County on seven felony offenses and one first-degree misdemeanor offense.
While that case was pending, she was charged with a second-degree misdemeanor
obstructing official business offense in Clark County Municipal Court. According to the PSI,
she received a high score on the community supervision risk assessment. The trial court
noted that Shackle’s continued behavior “project[ed] an unwillingness to subject herself to
treatment and a continued path of destruction, not only for people in her immediate vicinity,
but the general public as well through her trafficking behavior.” Sentencing Tr. 13.
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Shackle’s history of criminal conduct demonstrated that consecutive sentences were
necessary to protect the public from future crime by Shackle. R.C. 2929.14(C)(4)(c).
{¶ 27} We disagree with Shackle’s contention that the trial court’s finding under
R.C. 2929.14(C)(4)(c) was tainted or “inextricably bound up” with its finding under
R.C. 2929.14(C)(4)(b). The trial court made it clear in its sentencing entry that its
R.C. 2929.14(C)(4)(c) determination did not rely on any finding that Shackle committed
crimes in separate and adjacent counties. Rather, the court limited the separate and
adjacent counties finding to its R.C. 2929.14(C)(4)(b) determination. Since the trial court’s
finding under R.C. 2929.14(C)(4)(c) was sufficient to support consecutive sentences, any
alleged error relating to the court’s finding under R.C. 2929.14(C)(4)(b) is harmless.
{¶ 28} The second assignment of error is overruled.
IV. Shackle Has Failed to Show The Trial Court Committed Plain Error by Not
Merging Counts One and Six
{¶ 29} Shackle’s third assignment of error states:
The trial court erred in failing to merge Counts One and Six as allied offenses
of similar import pursuant to R.C. 2941.25.
{¶ 30} R.C. 2941.25 codifies the judicial doctrine of merger and provides:
(A) Where the same conduct by defendant can be construed to
constitute two or more allied offenses of similar import, the indictment or
information may contain counts for all such offenses, but the defendant may
be convicted of only one.
(B) Where the defendant’s conduct constitutes two or more offenses of
dissimilar import, or where his conduct results in two or more offenses of the
same or similar kind committed separately or with a separate animus as to
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each, the indictment or information may contain counts for all such offenses,
and the defendant may be convicted of all of them.
{¶ 31} When determining whether offenses are allied offenses of similar import,
courts must ask the following three questions when defendant’s conduct supports multiple
offenses: “‘(1) Were the offenses dissimilar in import or significance? (2) Were they
committed separately? and (3) Were they committed with separate animus or motivation?’”
State v. Earley, 2015-Ohio-4615, ¶ 12, quoting State v. Ruff, 2015-Ohio-995, ¶ 31.
“‘An affirmative answer to any of the above will permit separate convictions. The conduct,
the animus, and the import must all be considered.’” Id., quoting Ruff at ¶ 31. “[T]wo or
more offenses of dissimilar import exist within the meaning of R.C. 2941.25(B) when the
defendant’s conduct constitutes offenses involving separate victims or if the harm that
results from each offense is separate and identifiable.” Ruff at ¶ 23.
{¶ 32} Shackle argues that “[t]he State’s express theory at sentencing was that
Counts One and Six arose from a single trafficking enterprise.” Appellant’s Brief, p. 13.
According to Shackle, where multiple drug offenses arise from a single trafficking enterprise,
the harm is unitary. Id. Shackle also contends that the temporal gap between controlled
buys (June 1 – July 31, 2025) and the August 7 search of a storage unit does not establish
separate commission of the crimes. Rather, a trafficker’s possession of inventory and her
discrete sales transactions from that inventory are not “committed separately in any
meaningful sense.” Id. at 14.
{¶ 33} The State responds that the offenses in Counts One and Six of the indictment
“were unquestionably committed separately, on different dates, in different locations, by
different conduct, and with a separate animus.” Appellee’s Brief, p. 12. The State notes
that Count One involved Shackle selling methamphetamine to a confidential informant
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between June 1 and July 31, 2025, whereas Count Six concerned methamphetamine found
in Shackle’s storage unit on August 7, 2025. The State contends that Shackle’s “animus in
selling methamphetamine in count one was to sell that specific quantity in a separate,
identifiable sale to that individual and is distinct from Appellant’s animus and conduct in
obtaining or maintaining a separate stockpile of methamphetamine at a later date in a
separate location for later sale.” Id. at 13.
{¶ 34} Count One of the indictment involved a violation of R.C. 2925.03(A)(1), which
prohibits selling or offering to sell “a controlled substance or a controlled substance analog.”
Count Six of the indictment involved a violation of R.C. 2925.03(A)(2), which prohibits
preparing for shipment, shipping, transporting, delivering, preparing for distribution, or
distributing “a controlled substance or a controlled substance analog, when the offender
knows or has reasonable cause to believe that the controlled substance or a controlled
substance analog is intended for sale or resale by the offender or another person.”
{¶ 35} The PSI explained that Shackle and another individual were the subjects of an
ongoing drug investigation by the Champaign County Sheriff’s Office and the Urbana Police
Division in 2025. In June and July 2025, law enforcement used a confidential informant to
conduct multiple controlled drug buys of methamphetamine from Shackle in Champaign
County. These controlled drug buys led to Counts One Through Three of the September
3, 2025 indictment.
{¶ 36} The PSI also explained that a search warrant was served in Champaign
County on August 7, 2025, relating to an ongoing drug investigation involving Shackle.
During a search of Shackle’s 2015 Chevy Malibu, Deputy Fischer of the Champaign County
Sheriff’s Department located baggies containing methamphetamine. Shackle advised
Detective Fischer at that time that more drugs could be located in her storage unit in Clark
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County. Detective Fischer transported Shackle to the storage unit and collected evidence
of the illicit drugs. The searches conducted on August 7, 2025, led to Counts 4 through 8
of the September 3, 2025 indictment.
{¶ 37} Shackle’s conviction of Count 3 for aggravated trafficking in drugs in violation
of R.C. 2925.03(A)(1) involved the sale of methamphetamine to a confidential informant in
June or July 2025. This offense involved an animus and motivation separate from her
conviction of Count 6 for aggravated trafficking in drugs in violation of R.C. 2925.03(A)(2),
which involved her preparing methamphetamine for distribution in August 2025 with the
intent to sell it in the future.
{¶ 38} Based on our review of the record, we conclude that the trial court did not err
in refusing to merge Shackle’s conviction of Count One for the sale of illicit drugs to a
confidential informant in June and July 2025 with her conviction of Count Six for the
preparation of illicit drugs in August 2025 with the intent to sell them in the future. See State
v. Bradley, 2015-Ohio-5421, ¶ 40 (8th Dist.) (“Because [defendant’s] act of selling cocaine
to the [confidential informant] during the buy-bust operation was committed separately from
the ‘preparation’ or ‘transportation’ of cocaine and heroin with the intent to sell, [the drug
trafficking conviction under R.C. 2925.03(A)(1)] does not merge with the remaining
trafficking counts [under R.C. 2925.03(A)(2)].”).
{¶ 39} The third assignment of error is overruled.
V. Shackle Has Failed to Establish that Her Guilty Pleas Were Less Than
Knowing, Intelligent, and Voluntary
{¶ 40} Shackle’s fourth assignment of error states:
Appellant’s guilty plea to Count Six was not knowingly, intelligently, and
voluntarily entered, in violation of Crim.R. 11(C)(2)(a) and the Due Process
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Clauses of the United States and Ohio Constitutions.
{¶ 41} When reviewing a plea, “[a]n appellate court must determine whether the
record affirmatively demonstrates that a defendant’s plea was knowing, intelligent, and
voluntary; otherwise, the plea has been obtained in violation of due process and is void.”
State v. Russell, 2012-Ohio-6051, ¶ 7 (2d Dist.), citing Boykin v. Alabama, 395 U.S. 238,
243 (1969). “In order for a plea to be given knowingly and voluntarily, the trial court must
follow the mandates of Crim.R. 11(C).” State v. Brown, 2012-Ohio-199, ¶ 13 (2d Dist.).
{¶ 42} Pursuant to Crim.R. 11(C)(2), the trial court may not accept a defendant’s
guilty plea to a felony offense without first addressing the defendant personally and doing all
the following:
(a) Determining that the defendant is making the plea voluntarily, with
understanding of the nature of the charges and of the maximum penalty
involved, and if applicable, that the defendant is not eligible for probation or for
the imposition of community control sanctions at the sentencing hearing.
(b) Informing the defendant of and determining that the defendant
understands the effect of the plea of guilty or no contest, and that the court,
upon acceptance of the plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant
understands that by the plea the defendant is waiving the rights to jury trial, to
confront witnesses against him or her, to have compulsory process for
obtaining witnesses in the defendant’s favor, and to require the state to prove
the defendant’s guilt beyond a reasonable doubt at a trial at which the
defendant cannot be compelled to testify against himself or herself.
Crim.R. 11(C)(2)(a) through (c).
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{¶ 43} A defendant is generally “not entitled to have his plea vacated unless he
demonstrates he was prejudiced by a failure of the trial court to comply with the provisions
of Crim.R. 11(C).” State v. Dangler, 2020-Ohio-2765, ¶ 16, citing State v. Nero, 56 Ohio
St.3d 106, 108 (1990). There are, however, two exceptions to this rule. Id. at ¶ 14-16.
The first exception concerns the constitutional rights advisement under Crim.R. 11(C)(2)(c).
“When a trial court fails to explain the constitutional rights that a defendant waives by
pleading guilty or no contest, we presume that the plea was entered involuntarily and
unknowingly, and no showing of prejudice is required.” Id. at ¶ 14, citing State v. Clark,
2008-Ohio-3748, ¶ 31. The second exception applies when a trial court completely fails to
comply with a portion of Crim.R. 11(C), as this also “eliminates the defendant’s burden to
show prejudice.” Id. at ¶ 15, citing State v. Sarkozy, 2008-Ohio-509, ¶ 22. “Aside from
these two exceptions, . . . a defendant is not entitled to have his plea vacated unless he
demonstrates he was prejudiced by a failure of the trial court to comply with the provisions
of Crim.R. 11(C).” Id. at ¶ 16, citing Nero at 108. “The test for prejudice is ‘whether the
plea would have otherwise been made.’” Id., quoting Nero at 108.
{¶ 44} Shackle argues that the record from the sentencing hearing establishes that
“no participant in the plea proceeding understood Count Six as the State conceived it.”
Appellant’s Brief, p. 16. Shackle notes that the indictment stated that the conduct involved
in Count Six “‘concerns methamphetamine recovered from a storage unit rented in Sarah L.
Shackle’s name.’” Id., quoting Count 6 of the indictment. According to Shackle, “[a]t no
point in the colloquy was Clark County identified as the location of the storage unit. At no
point did the court ask Shackle whether she understood that Count Six was predicated on
Clark County conduct.” Id. Shackle contends that “[w]here the trial court and defense
counsel both demonstrably misunderstood the State’s theory of Count Six, the inference that
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Shackle understood it is untenable.” Id. at 17. Shackle argues that the trial court’s failure
to address the conduct charged in Count Six of the indictment triggers a presumption of
prejudice and that she would have understood the plea bargain very differently if she had
known that the State was charging her in Champaign County for conduct that allegedly
occurred in Clark County.
{¶ 45} Based on our review of the record, we conclude that Shackle’s guilty pleas
were entered knowingly, intelligently, and voluntarily. Notably, Shackle does not argue that
the trial court failed to inform her of any of her constitutional rights in Crim.R. 11(C)(2)(c).
Rather, she contends that the trial court failed to inform her of the nature of the charges
under Crim.R. 11(C)(2)(a). Shackle signed a plea form that stated, in part: “I understand
the nature of these charges and the possible defenses I might have.” Shackle also stated
at the plea hearing that she understood the nature of the charges against her. Plea Tr. 21.
Before accepting Shackle’s guilty pleas, the trial court read the language in Counts One and
Six of the indictment to her. The indictment tracked the language of the statutes and
contained allegations sufficient to allege the two counts of aggravated trafficking in drugs
that Shackle contests on appeal. These facts establish that Shackle understood the nature
of the charges against her. See State v. Dobbs, 2010-Ohio-3649, ¶ 47 (2d Dist.)
{¶ 46} Given the information the trial court provided to Shackle at the plea colloquy,
she cannot establish a total failure to inform her of the nature of the charges against her.
Therefore, to have her guilty pleas vacated, she must establish prejudice. To establish
prejudice in this context, the record must show that Shackle would not have pleaded guilty
to Count Six of the indictment if she had understood the nature of the charges against her.
{¶ 47} Shackle relies solely on statements made by the prosecutor, the trial court,
and her defense counsel at the sentencing hearing to support her argument that she would
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not have pleaded guilty if she had understood the nature of the charges against her. These
statements involved the fact that Count Six of the indictment was based on illicit drugs found
in Shackle’s storage unit in Clark County. The statements at the sentencing hearing were
consistent with the information contained in the PSI relating to Shackle’s confession to
Detective Fischer that she had drugs in a storage unit in Clark County. Notably, there is no
evidence in the record that Shackle had a storage unit in some other county that contained
drugs or that she was confused about what storage unit was referenced in Count Six of the
indictment. Further, Shackle did not file a motion to withdraw her guilty plea after hearing
these statements at the sentencing hearing. Finally, nothing stated at the sentencing
hearing pointed to the fact that Shackle believed she was innocent of the charges contained
in Count Six of the indictment or that she would not have pleaded guilty if she understood
that Count Six of the indictment involved some of her conduct in Clark County rather than
solely her conduct in Champaign County.
{¶ 48} In sum, the statements made by the trial court, the prosecutor, and defense
counsel at the sentencing hearing do not change the fact that the plea colloquy and the plea
form established that Shackle entered her guilty pleas knowingly, voluntarily, and
intelligently one month earlier. See State v. Delp, 2017-Ohio-8879, ¶ 17 (8th Dist.) (“We
cannot say that counsel’s misstatement during the sentencing hearing affected the knowing,
voluntary, and intelligent nature of the guilty plea that appellant entered more than one
month earlier.”); State v. Evans, 2014-Ohio-768, ¶ 19 (12th Dist.) (“Statements made at the
sentencing hearing do not reveal that at the time of the plea [the defendant] did not
knowingly, intelligently, and voluntarily enter his guilty plea.”).
{¶ 49} The fourth assignment of error is overruled.
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VI. Conclusion
{¶ 50} Having overruled the assignments of error, we affirm the judgment of the trial
court.
.............
EPLEY, J., and HANSEMAN, J., concur.
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