United States v. Rivera
CourtCourt of Appeals for the Ninth Circuit
Date FiledSeptember 23, 2026
Docket24-673
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 24-673
D.C. No.
Plaintiff - Appellee,
2:22-cr-00129-
DAD-1
v.
MARCELLO MARLO RIVERA, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the Eastern District of California
Dale A. Drozd, District Judge, Presiding
Argued and Submitted March 5, 2026
San Francisco, California
Filed September 23, 2026
Before: Ronald M. Gould, Milan D. Smith, Jr., and Ryan
D. Nelson, Circuit Judges.
Opinion by Judge R. Nelson
2 USA V. RIVERA
SUMMARY *
Criminal Law
The panel affirmed Marcello Rivera’s jury conviction
and sentence for possessing methamphetamine and
possessing ammunition as a felon.
The panel held that the district court did not abuse its
discretion, at sentencing, in converting $5,972 in cash seized
at Rivera’s residence into its market value in
methamphetamine, where the jury found that every dollar
constituted methamphetamine proceeds.
The panel held that the district court did not abuse its
discretion by applying a sentence enhancement under
U.S.S.G. § 2D1.1(b)(12) for maintaining a premises for the
purpose of distributing a controlled substance, where Rivera
knowingly maintained his home for the purpose of
manufacturing and distributing methamphetamine.
Rivera argued that the district court violated Fed. R.
Crim. P. 32 by not addressing three objections to the
presentence investigation report. The panel rejected this
claim because the district court ruled on all of Rivera’s
objections.
The panel held that the district court did not plainly err
in its handling of the case agent’s percipient and expert
testimony, where the district court instructed the jury that the
agent engaged in dual-role testimony, separated the agent’s
testimony into lay and expert phases, and had the
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. RIVERA 3
government specify whether each question was directed at
the agent’s training and experience or his participation in the
investigation.
The panel held that the district court did not err in finding
that two exhibits containing messages between Rivera and
others were evidence of intent under Fed. R. Evid. 404(b)(2)
and admissible.
The panel held that the district court did not err in
excluding a recorded conversation Rivera had with the case
agent shortly after his arrest. Rivera argued that he should
have been allowed to introduce the recorded statement that
he did not possess methamphetamine in his room, sell drugs,
or sell firearms—despite it being hearsay—to impeach the
agent’s testimony that Rivera made an unrecorded
inculpatory statement admitting that he should not have
possessed the ammunition because he was a felon. The
panel explained that Rivera cannot introduce his own
hearsay for the truth of the matter it asserts, made in a
separate conversation, and claim it as impeachment
evidence. In any event, the district court did not abuse its
discretion in concluding that the recorded statements
denying responsibility for firearms dealing were irrelevant
to statements he made in a different conversation concerning
ammunition found in Rivera’s home. And any error would
be harmless.
Rivera argued that his § 922(g)(1) conviction must be
reversed because the statute is facially unconstitutional to the
extent it prohibits possession by a felon of ammunition
alone. The panel declined to reach the merits of this Second
Amendment claim because Rivera did not raise it in a pre-
trial objection and did not argue there was good cause for
failing to do so.
4 USA V. RIVERA
COUNSEL
David W. Spencer (argued) and Kevin C. Khasigian,
Assistant United States Attorneys; Nirav K. Desai, Assistant
United States Attorney, Appellate Chief; Eric Grant, United
States Attorney; Office of the United States Attorney, United
States Department of Justice, Sacramento, California; for
Plaintiff-Appellee.
Eric S. Fish (argued) and Gabriel J. Chin, Supervising
Attorneys; Alexander Dickey, Rachel Kwak, David
LaRiviere, Savanna Burney, and Omar Khalil, Law
Students; Aoki Federal Defender Project, University of
California Davis School of Law, Davis, California; Douglas
J. Beevers, Assistant Federal Public Defender; Heather E.
Williams, Federal Defender, Office of the Federal Public
Defender, Sacramento, California; David M. Porter,
Attorney at Law, Takoma Park, Maryland; for Defendant-
Appellant.
OPINION
R. NELSON, Circuit Judge:
A jury convicted Marcello Rivera of possessing
methamphetamine and possessing ammunition as a felon.
The district court sentenced Rivera to 300 months’
imprisonment. He appeals, arguing that his conviction and
sentence were invalid because of sentencing error, trial error,
and constitutional error. Because Rivera’s convictions and
sentence are free of error, we affirm.
USA V. RIVERA 5
I
A
The Drug Enforcement Administration (DEA) obtained
a search warrant for Rivera’s residence in Lodi, California,
after learning from a DEA confidential source that Rivera
engaged in drug trafficking. The source reported that he had
seen Rivera possess multiple pounds of methamphetamine
in his home, sell methamphetamine at his residence and
elsewhere, and carry a handgun on his person several times.
Agents corroborated several details provided by the
source and found that Rivera had multiple felony
convictions, along with a lifetime requirement to register as
a sex offender. In part, they investigated Rivera by searching
his trash, finding a trash bag with its interior covered with
shards of methamphetamine (which would have held about
1.5 pounds of methamphetamine when full).
Based on this information, agents executed a warrant at
Rivera’s residence. After the agents knocked and announced
their presence with no response, they forced entry and found
Rivera and his girlfriend in the master bedroom of the home.
In Rivera’s bedroom and the adjoining bathroom, agents
found evidence consistent with Rivera flushing
methamphetamine down his toilet. Agents also found a
digital scale with methamphetamine residue on it. In the
master bedroom and Rivera’s wallet, agents found several
thousand dollars of cash in various denominations totaling
$5,972. In a separate bedroom, agents found another scale
and packaging materials.
After searching one of Rivera’s cell phones (which had
the same number the confidential source said Rivera used to
organize methamphetamine deals), agents found a series of
6 USA V. RIVERA
text messages between Rivera and his customers, using
coded language to arrange methamphetamine deals. The
phone also had a photo of large stacks of cash matching the
seized proceeds. Finally, the agents found a pistol magazine
in Rivera’s garage that was loaded with 17 rounds of 9mm
ammunition. Rivera admitted to the case agent (Agent
Nehring) that since he is a convicted felon, he should not
have had the ammunition.
B
A grand jury issued a two-count indictment against
Rivera for possession with intent to distribute
methamphetamine and possession of ammunition as a felon.
21 U.S.C. § 841(a)(1); 18 U.S.C. § 922(g)(1). The case
proceeded to trial.
Prior to trial, Rivera moved to exclude government
exhibit 82—a text message exchange between Rivera and a
customer in which the customer used coded language to ask
for the prices of Rivera’s methamphetamine. The district
court denied the motion. Later during the pretrial hearing,
Rivera asked the court for a limiting instruction on the
exhibit to tell the jury he was not on trial for any offenses
other than the two charged in the indictment. The district
court instructed the jury Rivera was “not on trial for any
conduct or offense not charged in the indictment.”
The government also moved to prevent Rivera from
introducing his own recorded hearsay statements from his
interview with the arresting agents. Rivera wanted to
introduce a set of recorded statements he made near the end
of the search of his house and his arrest in which he denied
possessing methamphetamine in his room, selling drugs, or
selling firearms. Rivera argued that he should be allowed to
introduce the recorded statement to impeach Agent
USA V. RIVERA 7
Nehring’s testimony that Rivera had admitted to possessing
the ammunition found in his garage. The court granted the
government’s motion, finding that the evidence Rivera
sought to admit was inadmissible hearsay and did not fall
within any exception.
At trial, the government called Agent Nehring as both a
fact and expert witness. The district court followed the
standard procedure for dual-role testimony by splitting
Agent Nehring’s testimony into two phases—a percipient
phase, where he testified as a fact witness, and an expert
phase, where he testified as an expert witness. The district
court instructed the jury on how to evaluate Agent Nehring’s
fact and expert testimony based on the Ninth’s Circuit’s
model instruction for dual-role testimony after both parties
agreed. See Ninth Cir. Model Crim. Jury Instr. No. 3.15
(Mar. 2022 ed.).
Rivera objected three times during Agent Nehring’s
percipient phase testimony. First, he objected when Agent
Nehring testified that Rivera’s trash appeared to have been
full of methamphetamine based on the fragments within it,
arguing that Agent Nehring was mixing fact and expert
testimony. The district court resolved this issue by giving
the dual-role instruction, to which Rivera agreed. Second,
Rivera objected when Agent Nehring testified that he could
not collect any methamphetamine fragments from Rivera’s
toilet bowl because they were dissolving (i.e., he started
explaining what happens when methamphetamine touches
water). Rivera argued that this veered into scientific
testimony. The district court resolved this objection by
instructing the jury to disregard the testimony to the extent
that Agent Nehring began to testify about the reaction that
occurs when methamphetamine contacts water. Finally,
Rivera again objected on the same basis when Agent
8 USA V. RIVERA
Nehring testified that the opaqueness and cloudiness on the
inside of one bag found in Rivera’s bedroom appeared to
come from methamphetamine based on the crystalline
material in the bag. The court overruled the objection.
Agent Nehring’s expert testimony took place on the
fourth day of trial, and four other witnesses testified between
the percipient and expert phases of his testimony. Agent
Nehring, now in his expert capacity, testified about the tools
of the trade common for drug traffickers, methamphetamine
prices, what happens when methamphetamine touches
water, coded language common for drug dealers, and how
drug deals commonly occur. The district court again
instructed the jury about the dual-role testimony.
C
The jury found Rivera guilty on both counts. It also
returned a special verdict finding that the $5,972 seized in
cash was forfeitable as proceeds of Rivera’s
methamphetamine trafficking offense.
After conviction, a probation officer prepared a
presentence investigation report (PSR) calculating Rivera’s
advisory Guidelines range as 360 months to life in prison.
The PSR, calculated under United States Sentencing
Guidelines (“Guidelines”) § 2D1.1, led to a base offense
level of 36 based on a drug weight of two kilograms of
methamphetamine. It then added two levels for maintaining
a premises for the purpose of distributing a controlled
substance (the premises enhancement) and two levels for
obstruction of justice, resulting in a total offense level of 40.
The PSR also calculated a Criminal History Category of V.
At sentencing, the district court addressed several of
Rivera’s objections. As the court explained, all objections
USA V. RIVERA 9
were aimed at how to weigh the evidence in determining the
drug quantity except for Rivera’s three objections on
calculating drug quantity, the premises enhancement, and a
criminal history issue. It therefore asked Rivera if he agreed
with its characterization of most of the objections and if he
was amenable to the court overruling all of them, which
Rivera knowingly agreed to.
The district court imposed the premises enhancement,
citing the Sixth Circuit’s decision in United States v.
Johnson, 737 F.3d 444, 447–49 (6th Cir. 2013). Next, it
found by “even . . . beyond” a preponderance of the evidence
that Rivera flushed methamphetamine down his toilet but
declined to conclude that the bags with methamphetamine
shards in the bedroom had been full. Instead, the court
focused on the $5,972 that was seized, finding a reasonable
basis to conclude it was associated with methamphetamine
transactions. Thus, the district court decided that the seized
cash could be converted to its methamphetamine equivalent
based on market prices.
Based on expert trial testimony, the district court used
the seized proceeds to conservatively estimate that Rivera
was responsible for possessing between 500 grams and 1.5
kilograms of methamphetamine. This resulted in a base
offense level of 34, a total offense level of 38 with the
enhancements, and a criminal history category of V under
the Guidelines—yielding the recommended Guidelines
sentence of 360 months to life imprisonment. The district
court ultimately sentenced Rivera to a below-the-Guidelines
sentence of 300 months (25 years) in prison. Rivera timely
appealed.
10 USA V. RIVERA
II
The district court had jurisdiction under 18 U.S.C.
§ 3231. We have jurisdiction under 28 U.S.C. § 1291.
“[W]e review the district court’s selection and
interpretation of the Sentencing Guidelines de novo and its
application of the [G]uidelines to the facts for an abuse of
discretion.” United States v. Herrera, 974 F.3d 1040, 1045
(9th Cir. 2020) (citing United States v. Gasca-Ruiz, 852 F.3d
1167, 1170 (9th Cir. 2017) (en banc)). We review the district
court’s factual findings for clear error. Gasca-Ruiz, 852 F.3d
at 1170. We review the district court’s evidentiary rulings
for abuse of discretion. Hyer v. City & Cnty. of Honolulu,
118 F.4th 1044, 1055 (9th Cir. 2024).
III
Rivera advances several arguments contending that his
conviction is tainted with reversible error. All lack merit.
A
First, Rivera argues that the district court abused its
discretion by converting the cash into a monetarily
equivalent amount of drugs. We allow currency found in a
search to be “convert[ed] . . . into drugs for sentencing
purposes.” United States v. Otis, 127 F.3d 829, 836 (9th Cir.
1997); see Guidelines § 2D1.1. A sentencing court may do
so “where the amount of a drug seized does not reflect the
scale of the offense” at issue. United States v. Gonzalez-
Sanchez, 953 F.2d 1184, 1186 (9th Cir. 1992). But when a
sentencing court converts currency in this way, there must
be “evidence connecting the money to drug-related
activities.” Otis, 127 F.3d at 836. In other words, the district
court must find by a preponderance of the evidence that the
USA V. RIVERA 11
money had a nexus to a drug transaction. See Gonzalez-
Sanchez, 953 F.2d at 1187.
That requirement is met here. In its special verdict, the
jury found that the “approximately $5,972 in U.S. currency”
was “property constituting or derived from proceeds
obtained, directly or indirectly, as a result of the offense
charged in Count 1 of the indictment and bill of particulars.” 1
And Count 1 was possession with intent to distribute
methamphetamine. In other words, the jury found that every
dollar of the $5,972 seized constituted methamphetamine
proceeds, and the district court reasonably relied on that
finding during sentencing. Unlike Gonzalez-Sanchez, where
“there was no evidence at all connecting the [money at issue]
to any drug-related activities,” the jury here made a finding
“based on the record and made by a preponderance of the
evidence.” 953 F.2d at 1187. This allowed the district court
to then convert the cash into its market value in
methamphetamine.
And the district court erred on the side of caution (i.e., in
Rivera’s favor) since “approximation is by definition
imprecise.” United States v. Culps, 300 F.3d 1069, 1076
(9th Cir. 2002) (citation omitted). Even though the cash
easily could have amounted to more methamphetamine
under prevailing market rates, the district court only
converted it to an amount between 500 grams and 1.5
kilograms. The district court followed our caselaw and the
Guidelines.
1
The jury made this finding under 21 U.S.C. § 853(a)(1), which is
sufficient to conclude that the district court reasonably converted the
entire forfeitable cash amount to drug quantity. We therefore need not
address Rivera’s alternative argument under § 853(a)(2).
12 USA V. RIVERA
Rivera argues that the district court did not mention the
jury’s verdict when converting the cash into its drug
equivalent. But Gonzalez-Sanchez requires only record
evidence that reflects “a connection between the money
seized and a drug transaction.” 953 F.2d at 1187. And the
jury’s finding supports that such a connection could be, and
was, made. See id.
Even if we adopted Rivera’s proposed rule requiring the
district court to mention the jury’s verdict, the district court
would simply resentence him after pointing to the jury’s
finding, causing any error to be harmless. 2 See United States
v. Cruz-Gramajo, 570 F.3d 1162, 1167 (9th Cir. 2009). The
district court did not abuse its discretion in converting the
cash to its methamphetamine equivalent.
B
The district court did not err by applying the premises
enhancement to Rivera’s total offense level. Under
§ 2D1.1(b)(12) of the Guidelines, the base sentence for a
possession with intent to distribute offense is “increase[d] by
2 levels” “[i]f the defendant maintained a premises for the
purpose of manufacturing or distributing a controlled
substance . . . .” An application note to this guideline
explains that “[t]he enhancement applies to any defendant
2
The government also points to other record evidence to demonstrate a
connection between the proceeds and drug dealing, further rendering any
error harmless. This includes photos of additional cash, testimony that
the bags recovered by agents would have held multiple pounds of
methamphetamine when full, the scale and high-capacity packaging
material found at Rivera’s house, text messages describing transactions
involving pounds of methamphetamine, and Rivera’s statements to the
confidential source that he regularly obtained quantities of at least 15
pounds of methamphetamine.
USA V. RIVERA 13
‘who knowingly maintains a premises (i.e., a building, room,
or enclosure) for the purpose of manufacturing or
distributing a controlled substance, including storage of a
controlled substance for the purpose of distribution.’”
Johnson, 737 F.3d at 446 (quoting Guidelines § 2D1.1 cmt.
n.17) (cleaned up). 3 The PSR recommended applying this
two-level enhancement to Rivera’s sentence. Rivera
objected, arguing that the provision “was designed for the
problem of crack houses” not “just to punish people who
own a home and are also drug dealers.”
At the time of sentencing, both parties agreed that no
Ninth Circuit precedent squarely spoke to the applicability
of this enhancement in Rivera’s case. Instead, the district
court adopted the rationale of Johnson to find that the
enhancement applied.
In Johnson, the Sixth Circuit interpreted the ambit of
§ 2D1.1(b)(12). As the court explained, the “Sentencing
Commission added the drug-house enhancement in response
to the Fair Sentencing Act of 2010, which directed the
Commission to include a two-level enhancement for
‘maintain[ing] an establishment for the manufacture or
distribution of a controlled substance.’” Id. (citing Pub. L.
No. 111–220, § 6(2), 124 Stat. 2372, 2373 (2010))
(alterations in original).
3
Comment Note 17 is consistent with the plain text of the Guideline and
does not “improperly expand[]” the Guideline’s provision. United States
v. Castillo, 69 F.4th 648, 654–55 (9th Cir. 2023). The Guideline broadly
applies when a defendant “maintain[s] a premises for the purpose
of . . . distributing a controlled substance.” § 2D1.1(b)(12) (2023). Even
without the comment, we would reach the same result because Rivera’s
conduct falls within the scope of the plain text of the Guideline.
14 USA V. RIVERA
The Sixth Circuit concluded that “the drug-house
enhancement applies to anyone who (1) knowingly
(2) opens or maintains any place (3) for the purpose of
manufacturing or distributing a controlled substance.” Id. at
447 (citing United States v. Russell, 595 F.3d 633, 644 (6th
Cir. 2010); United States v. Flores–Olague, 717 F.3d 526,
531–32 (7th Cir. 2013); United States v. Miller, 698 F.3d
699, 706 (8th Cir. 2012)). In Johnson, the defendant
knowingly stored marijuana in his home, thus fulfilling the
first element, and lived in the home—which the Sixth Circuit
explained met the second element requirement to “maintain”
the place at issue. Id. at 447–48.
On the third element, the Sixth Circuit explained that a
“defendant may maintain a place for the purpose of
distributing drugs even if that is not ‘the sole purpose for
which the premises was maintained.’” Id. at 447 (quoting
Guidelines § 2D1.1 cmt. n.17). All that matters is that “‘one
of [the] primary or principal uses for the premises’ is the
distribution of drugs.” Id. (emphasis in the original)
(quoting Guidelines § 2D1.1 cmt. n.17). The defendant in
Johnson “maintained at least one room in his home for the
purpose of storing marijuana for later distribution,” and law
enforcement found plenty of evidence that the defendant
“used space in his home for storing large quantities of drugs,
the central purpose of which was to further a drug-trafficking
conspiracy.” Id. at 447–48. Thus, the premises
enhancement applied.
In Johnson, the defendant argued that drug deliveries
were made to his home infrequently, but the court explained
that “the question is not just how often drugs were delivered
to the defendant’s home,” but “how frequently [the
defendant] used his home to advance the drug-trafficking
conspiracy ‘including’ by ‘stor[ing] a controlled substance
USA V. RIVERA 15
for the purpose of distribution.’” Id. at 448 (quoting
Guidelines § 2D1.1 cmt. n.17) (cleaned up). Second, the
defendant in Johnson argued that if the drug enhancement
applied to him “it [would] come up everywhere—every time
drugs are found in a home.” Id. at 449. But the court rejected
this argument, explaining that “where the storage of drugs in
the home constitutes merely an ‘incidental or collateral use[]
for the premises’—say when the defendant keeps drugs in
his home for casual personal use—the enhancement will not
apply.” Id. (citation omitted).
Johnson correctly interpreted the scope of Guideline
§ 2D1.1(b)(12) considering the provision’s plain text. And
we have since adopted the rule laid out by the Sixth Circuit
and several other circuits. See United States v. Tekola, 176
F.4th 608, 612 (9th Cir. 2026). Under Tekola, the reasoning
in Johnson applies to Rivera’s direct appeal. See United
States v. Engstrom, 166 F.4th 835, 848 (9th Cir. 2026)
(generally courts “apply changes in precedent in cases on
direct appeal.”).
Under Tekola, the district court did not abuse its
discretion by applying the drug premises enhancement to
Rivera’s sentence. See Gasca-Ruiz, 852 F.3d at 1170.
Rivera used his home to store and distribute
methamphetamine. Rivera kept many tools of his drug trade
at his home, including packaging materials for dividing
methamphetamine for his customers, scales for weighing
methamphetamine, and a loaded magazine ready to insert
into a handgun. And evidence from Rivera’s cell phone
shows that he used his home to conduct methamphetamine
deals as far back as February 2021.
This case closely resembles Johnson and Tekola. Rivera
knowingly maintained his home for the purpose of
16 USA V. RIVERA
manufacturing and distributing methamphetamine.
Johnson, 737 F.3d at 447; Tekola, 176 F.4th at 609. Thus,
under Tekola, the premises enhancement properly applies. 4
C
Rivera argues that he filed three formal objections to the
PSR not addressed by the district court: “(1) there was no
evidence any drugs from the bags found during the searches
were sold at the residence; (2) Application Note 17 was
invalid under [Stinson v. United States, 508 U.S. 36 (1993)],
and [Kisor v. Wilkie, 588 U.S. 558 (2019)]; and (3) the
hearsay of the undisclosed informant was unreliable and
violated his right to due process at sentencing.” Rivera
claims that the district court violated Federal Rule of
Criminal Procedure 32, which states that the district court
“must—for any disputed portion of the presentence report or
other controverted matter—rule on the dispute or determine
that a ruling is unnecessary either because the matter will not
affect sentencing, or because the court will not consider the
matter in sentencing.” United States v. Doe, 705 F.3d 1134,
1153 (9th Cir. 2013) (quoting Fed. R. Crim. P. 32(i)(3)(B)).
Rivera’s argument is unavailing. Rivera agreed with the
district court that it could overrule all but his objections to
4
Rivera’s counterargument, citing United States v. Craft, 99 F.4th 407
(7th Cir. 2024), proves unavailing. There was no evidence in Craft that
the defendant “received or stored methamphetamine at his home for later
distribution.” 99 F.4th at 411. Thus, that court concluded that the use of
drugs in the home was only incidental or collateral. Id. at 411–12. The
approach in Craft fully comports with the approach outlined in Johnson
and adopted in Tekola, which recognized that merely incidental or
collateral uses of the premises will not result in the premises
enhancement. Still, as discussed, more than ample evidence supports the
district court’s conclusion that the incidental or collateral use exception
did not apply.
USA V. RIVERA 17
the drug quantity, the premises enhancement, and a criminal
history issue. On that basis, the district court overruled all
objections other than those three. The district court also
addressed “the three [objections] that have been identified
on the record.” Thus, the district court ruled on all of
Rivera’s objections under Federal Rule of Criminal
Procedure 32(i)(3)(B). The court told Rivera that it “was
prepared to overrule all of the defense objections except
those relating to” the drug quantity, the premises
enhancement, and a criminal history issue. And Rivera’s
counsel stated that he did not “see any legal problem with
the Court overruling those objections.” So even if an error
occurred (which it did not), such an error would be
unreviewable on appeal under the invited error doctrine. See
United States v. Perez, 116 F.3d 840, 845 (9th Cir. 1997) (en
banc); United States v. Magdaleno, 43 F.4th 1215, 1219–20
(9th Cir. 2022).
D
The district court did not err in its handling of Agent
Nehring’s percipient and expert testimony. Agent Nehring
testified on each of the four days that the jury heard witness
testimony. The district court instructed the jury that Agent
Nehring was engaged in dual-role testimony, using the Ninth
Circuit’s model instruction, both before his expert testimony
started and at the end of the case. And the district court
separated Agent Nehring’s testimony into lay and expert
phases, with several other witnesses testifying between to
ensure that the jury did not get confused between percipient
and expert testimony.
While we recognize “several dangers with a witness
testifying in both lay and expert (‘dual-role’)
capacities . . . dual role testimony is not categorically
18 USA V. RIVERA
prohibited.” United States v. Holguin, 51 F.4th 841, 862 (9th
Cir. 2022) (cleaned up). Instead, “[d]istrict courts must
instruct jurors about how to evaluate a dual-role testimony.”
Id. “The dangers of dual-role testimony can also be
mitigated by separating testimony into lay and expert
phases.” Id. When a district court has instructed the jury on
dual-role testimony, bifurcated the testimony into percipient
and expert phases, and had the government “specify whether
each question was directed at [the agent’s] training and
experience or his participation in the investigation,” we have
upheld that procedure. Id. at 862–64; see also United States
v. Anchrum, 590 F.3d 795, 804 (9th Cir. 2009) (risks of dual-
role testimony mitigated where testimony was bifurcated
and the prosecutor announced he would “shift gears”
between phases). Because the district court implemented all
these protections here, it did not plainly err in handling
Agent Nehring’s testimony. See Holguin, 51 F.4th at 862–
64; see also United States v. Olivas, 150 F.4th 1107, 1112–
13 (9th Cir. 2025) (plain-error review applies when a party
did not lodge a specific objection to the challenged
testimony).
Rivera’s counterarguments fail. Rivera first argues that
Agent Nehring improperly testified about his law
enforcement experience while giving percipient testimony.
Rivera did not raise this objection at trial. Second, Rivera
argues that Agent Nehring improperly discussed his work
with confidential informants during his expert testimony.
And third, Rivera argues that Agent Nehring’s expert
credentials inhibited defense counsel from effectively cross-
examining him.
On the first argument, we have held that law enforcement
experience-based testimony can be proper even when an
officer is testifying as a lay witness. See United States v.
USA V. RIVERA 19
Perez, 962 F.3d 420, 436 (9th Cir. 2020) (testifying about
what “gang jargon” meant and identifying “indicia of drug
trafficking” is permissible in both the lay and expert phases);
United States v. Simas, 937 F.2d 459, 465 (9th Cir. 1991)
(officers can “give their opinion that the defendant’s
activities match the usual criminal modus operandi” in the
percipient phase (cleaned up)); United States v. VonWillie,
59 F.3d 922, 929 (9th Cir. 1995) (a lay witness officer can
testify “about the nexus between drug trafficking and the
possession of weapons” by specifically making reference to
his experience as a part of the Drug Enforcement Bureau).
Given this precedent, Agent Nehring’s statement during his
fact testimony that he had executed many search warrants
and seen many methamphetamine labs did not
impermissibly bolster his credibility and thus was not plain
error. See Anchrum, 590 F.3d at 804–05.
Next, Rivera argues that Agent Nehring’s testimony
about how it was common for him to work with confidential
informants impermissibly implied that a confidential
informant was used. Rivera argues that the government was
thus able to use Agent Nehring’s testimony to imply the
existence of inadmissible evidence about a confidential
informant. Once again, Rivera did not raise this objection at
trial, meaning we review only for plain error. Olivas, 150
F.4th at 1113.
The authority Rivera cites for this argument—United
States v. Freeman, 498 F.3d 893, 904–05 (9th Cir. 2007)—
dealt with a dual-role witness offering lay testimony where
the witness testified about the meaning of conversations that
were inadmissible hearsay. In other words, the jury would
have had to consider hearsay for Freeman to control. Rivera
argues (1) that Agent Nehring’s statement that he used
confidential informants in the past necessarily means that he
20 USA V. RIVERA
used one in Rivera’s case, and (2) that any such informant’s
testimony would be inadmissible. Such a tenuous argument
does not warrant reversal, as it is unclear whether any error
occurred (let alone whether it would be clear or obvious).
United States v. Walter-Eze, 869 F.3d 891, 911 (9th Cir.
2017) (the first two elements of plain error are “(1) there is
an error; (2) the error is clear or obvious, rather than subject
to reasonable dispute” (citation omitted)).
Finally, Rivera argues that on cross-examination, Agent
Nehring referenced his experience in law enforcement in
explaining why he believed the bags in Rivera’s room were
full of methamphetamine. But lay opinion testimony is
based on a witness’s perception and necessarily informed by
the witness’s experiences. Fed. R. Evid. 701; Perez, 962
F.3d at 436. Agent Nehring was not required to pretend that
he had never engaged in law enforcement operations of a
similar kind. So the district court’s treatment of Agent
Nehring’s testimony was not an abuse of discretion. See
Perez, 962 F.3d at 436.
E
The district court did not err by admitting exhibits 82 and
83 into evidence at trial. Exhibit 82 included messages
between Rivera and Martha in which Martha explained to
Rivera that she was “trying to get more cash” and needed “to
know prices on clear and Negra” (i.e., ostensibly messaging
Rivera to get drugs). Exhibit 83 consisted of messages
between Rivera and Alex in which they discussed plans to
meet (with their conversation ostensibly implying a drug
sale). Rivera now argues that exhibits 82 and 83 should have
been excluded under Federal Rule of Evidence 404(b).
Rule 404(b)(1) states that “[e]vidence of any other crime,
wrong, or act is not admissible to prove a person’s character
USA V. RIVERA 21
in order to show that on a particular occasion the person
acted in accordance with the character.” But Rule 404(b)(2)
states that “[t]his evidence may be admissible for another
purpose, such as proving motive, opportunity, intent,
preparation, plan, knowledge, identity, absence of mistake,
or lack of accident.” At trial, the district court overruled
Rivera’s objection because the evidence was relevant to
show that Rivera intended to distribute, rather than merely
use, the methamphetamine he possessed.
The district court did not abuse its discretion in finding
that the exhibits were evidence of intent permissible under
Rule 404(b)(2). We have held similar testimony—when
used to prove intent to distribute drugs—permissible under
Rule 404(b). See, e.g., United States v. Hegwood, 977 F.2d
492, 496 (9th Cir. 1992). The district court’s decision was
well within its discretion. See id.
F
The district court did not err in excluding the recorded
conversation Rivera had with Agent Nehring shortly after his
arrest. During trial, Agent Nehring testified that Rivera
made an unrecorded inculpatory statement toward the end of
his search, in which Rivera admitted that he should not have
possessed the ammunition because he was a felon.
Rivera argues that he should have been allowed to
introduce a recorded statement from his post-arrest
interview—despite it being hearsay—to impeach Agent
Nehring. Hearsay is an out-of-court statement offered for
the truth of the matter asserted. Fed. R. Evid. 801. Hearsay
is inadmissible unless a federal statute, the Federal Rules of
Evidence, or other rules prescribed by the Supreme Court
provide otherwise. Fed. R. Evid. 802. Admitting Rivera’s
statement would have required a hearsay exception.
22 USA V. RIVERA
In United States v. Collicott, we recognized that when a
party uses a portion of a conversation involving a prior
inconsistent statement, this opens the door to admit the rest
of the conversation by the other side. 92 F.3d 973, 980–81
(9th Cir. 1996). But Collicott does not support Rivera’s
argument because Rivera did not seek to introduce a prior
inconsistent statement by Agent Nehring for the purpose of
impeachment. Instead, Rivera sought to introduce his own
excluded statement for the truth of the matter it asserts (i.e.,
that he did not possess methamphetamine in his room, sell
drugs, or sell firearms). Rivera was free to try to find a prior
inconsistent statement that Agent Nehring made and then
introduce the entire conversation it was part of under
Collicott’s rule of completeness. See 92 F.3d at 980–81. But
Rivera cannot introduce his own hearsay for the truth of the
matter it asserts, made in a separate conversation, and claim
it as impeachment evidence.
If Agent Nehring hypothetically said on the stand, “I saw
X,” then Rivera could introduce any prior inconsistent
statements Agent Nehring made where he told others, “I
never saw X.” What Rivera cannot do is introduce
statements that he made to Nehring that, if true, might
undermine what Agent Nehring previously heard. The latter
scenario is hearsay not admissible under any exception
because Rivera is offering his statement for the truth of the
matter it asserts, rather than offering a prior inconsistent
statement that Agent Nehring made. Rivera’s hearsay is not
valid impeachment evidence.
Rivera also arguably attempted to introduce the
recording for purposes of impeachment by contradiction.
Fed. R. Evid. 607. Under this theory, Rivera’s recorded
statements denying responsibility for firearms dealing would
be introduced not for the truth of the matter asserted, but to
USA V. RIVERA 23
contradict Agent Nehring’s claim that Rivera admitted guilt
while not being recorded. At any rate, the district court did
not abuse its discretion in concluding that Rivera’s recorded
statements denying responsibility for firearms dealing were
irrelevant to statements he made in a different conversation
concerning ammunition found in Rivera’s home.
And any error would be harmless. If it was “more
probable than not that the error did not materially affect the
verdict,” we do not reverse the district court’s decision to
exclude the evidence. Boyd v. City & Cnty. of San Francisco,
576 F.3d 938, 949 (9th Cir. 2009). Agents found a loaded
handgun magazine and drug paraphernalia to help Rivera
weigh and sell methamphetamine. From that alone, Rivera
faced an uphill battle to show that he did not knowingly
possess ammunition as a felon or that he was not engaged in
the drug trade. Such a conclusion would have likely required
much more than the excluded statements. See Greer v.
United States, 593 U.S. 503, 508–09 (2021).
G
Finally, Rivera argues that his conviction for possession
of ammunition under 18 U.S.C. § 922(g)(1) must be reversed
because the statute is facially unconstitutional to the extent
that it prohibits possession of ammunition alone by a person
convicted of a crime punishable by more than one year. But
Rivera did not preserve this claim.
Rivera did not file a pre-tria