United States v. Yates
CourtCourt of Appeals for the Ninth Circuit
Date FiledJuly 29, 2026
Docket25-2987
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 25-2987
Plaintiff - Appellee,
D.C. No.
4:23-cr-00318-
v.
AMO-1
DARNEKO YATES,
OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the Northern District of California
Araceli Martinez-Olguin, District Judge, Presiding
Argued and Submitted April 15, 2026
San Francisco, California
Filed July 29, 2026
Before: Johnnie B. Rawlinson, Ryan D. Nelson, and
Bridget S. Bade, Circuit Judges.
Opinion by Judge R. Nelson
2 USA V. YATES
SUMMARY*
Criminal Law
The panel affirmed the sentence imposed on Darneko
Yates following a stipulated-facts bench trial at which the
district court found Yates guilty of possessing a firearm as a
felon in violation of 18 U.S.C. § 922(g)(1).
At sentencing, the district court applied a two-level
reduction for acceptance of responsibility under U.S.S.G.
§ 3E1.1(a). The government declined to move for an extra
one-point reduction under U.S.S.G. § 3E1.1(b) because it
still had to allocate its resources to preparing for trial. The
district court acknowledged it could not award the extra one-
point reduction without a government motion.
The panel held that the government was within its
discretion to decline to move for an additional one-level
reduction under U.S.S.G. § 3E1.1(b).
• In the PROTECT Act of 2003, Congress gave the
government the authority to determine whether the
defendant’s acceptance of responsibility supports the
extra one-point reduction. To reinforce its decision
to shift authority from the district courts to the
government, Congress amended Application Note 6
to § 3E1.1 to read: “Because the Government is in
the best position to determine whether the defendant
has assisted authorities in a manner that avoids
preparing for trial, an adjustment under subsection
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. YATES 3
(b) may only be granted upon a formal motion by the
Government at the time of sentencing.”
• The panel held that United States v. Espinoza-Cano,
456 F.3d 1126 (9th Cir. 2006) (explaining that even
if it were to equate a stipulated bench trial with an
outright guilty plea, the government still would not
be compelled to file a § 3E1.1(b) motion), and
United States v. Johnson, 581 F.3d 994 (9th Cir.
2009) (holding that the allocation and expenditure of
prosecutorial resources for the purposes of defending
an appeal is a rational basis for declining to move for
the third-point reduction point), remain good law
following Sentencing Guidelines Amendment 775
(2013), which conflicts with the PROTECT Act and
was deleted in 2023, and Amendment 820 (2023),
which added language defining “preparing for
trial.” Those decisions—and the plain language and
statutory history of the PROTECT Act—confirm
that Congress intentionally gave the government
extremely broad discretion to decide whether to
move for the extra reduction under § 3E1.1(b).
• The government properly exercised its discretion not
to file a motion under § 3E1.1(b) in this case. The
government’s stated basis for declining—the need to
allocate their resources to staff the case, prepare for
trial, and conduct the trial—was neither arbitrary nor
unconstitutional. The district court did not err in
stating that it lacked authority to compel the
government to move for the extra-point reduction.
The district court also applied a four-level enhancement
under U.S.S.G. § 2K2.1(b)(7)(B) for possessing the firearm
4 USA V. YATES
in connection with another felony offense—child
endangerment under California Penal Code § 273a(a). The
panel held that the district court properly exercised its
discretion under United States v. Denton, 611 F.3d 646 (9th
Cir. 2010), to decide that Yates’s conduct was felonious, and
properly applied the enhancement. Denton held, in the
context of supervised release violations and U.S.S.G.
§ 7B1.1(a), that the presumption that a charged offense
under a wobbler statute is a felony (rather than a
misdemeanor) does not apply to uncharged conduct, and that
the district court must exercise its discretion to decide
whether the offense was punishable by more than one year’s
imprisonment. The panel explained that Denton’s rationale
applies with equal force to determine whether conduct
constitutes a “felony offense” under § 2K2.1(b)(7)(B), and
concluded that the district court’s explanation on the record
was sufficient to satisfy Denton’s requirements.
COUNSEL
Ross D. Mazer (argued) and Richard I. Ewenstein, Assistant
United States Attorneys; Merry Jean Chan, Chief, Appellate
Section, Criminal Division; Craig H. Missakian, United
States Attorney; Office of the United States Attorney, United
States Department of Justice, San Francisco, California; for
Plaintiff-Appellee.
Robin Packel (argued) and Samantha B. Jaffe, Assistant
Federal Public Defenders; Jodi Linker, Federal Public
Defender; Office of the Federal Defender, Oakland,
California; for Defendant-Appellant.
USA V. YATES 5
OPINION
R. NELSON, Circuit Judge:
Appellant Darneko Yates appeals his sentence and
conviction for possessing a firearm as a felon in violation of
18 U.S.C. § 922(g)(1). We affirm.
I
A
In August 2023—one month after being released on
parole 1 —Darneko Yates was driving in San Pablo,
California, with his five-year-old niece and six-year-old
nephew in the backseat of the car. When a police officer
tried to stop Yates for an equipment violation, Yates
continued driving for almost two blocks, eventually stopping
in front of his mother’s house. The officer learned that Yates
was on parole and asked Yates and the children to exit the
vehicle to conduct a parole search. As Yates’s nephew
exited the vehicle, the officer observed an object protruding
from the child’s pants, patted him down, and felt a firearm.
The officer located a Glock 23 pistol, loaded with 11 rounds
of .40 caliber ammunition. The pistol was equipped with an
illegal “Glock switch,” which enables the firearm to fire
fully automatically.
The officer arrested Yates and seized his phone. Officers
later located a text message on Yates’s phone—sent during
the traffic stop—in which Yates texted his mother to “come
1
In 2013, a California state court sentenced Yates to ten years’
imprisonment for felony carjacking and firearm offenses. Shortly
thereafter, Yates received another three-year sentence for solicitation of
murder, and he was paroled in July 2023.
6 USA V. YATES
get [the child] out da car he got my gun on em.” Officers
also located another text message that Yates sent 31 seconds
later stating, “hurry up b4 he pull me out.” The Glock pistol
was manufactured in Austria and purchased from an Arizona
gun store by a different person in 2022. The ammunition
was manufactured in Italy. A single pull of the trigger
caused the pistol to fire multiple rounds, rendering it a
machine gun. See 26 U.S.C. § 5845(b).
B
A federal grand jury indicted Yates for possessing a
firearm and ammunition as a felon in violation of 18 U.S.C.
§ 922(g)(1). Shortly thereafter, Yates moved to (1) dismiss
the indictment under the Second Amendment and
Commerce Clause and (2) to suppress the evidence under the
Fourth Amendment, arguing that the officer unduly
prolonged the traffic stop by asking about his parole status.
The district court denied the motion to dismiss but granted
the motion to suppress. While the government’s
interlocutory appeal was pending, we held in United States
v. Ramirez that “asking someone about his parole status
during a traffic stop does not offend the Fourth
Amendment.” 98 F.4th 1141, 1146 (9th Cir. 2024). Thus,
we granted the government’s motion for summary reversal
of the suppression order and remanded. United States v.
Yates, No. 24-176, 2024 WL 4890995, at *1 (9th Cir. Nov.
22, 2024).
On remand, Yates sought a conditional plea to preserve
his pretrial motion to dismiss the indictment based on the
Second Amendment and the Commerce Clause. The
government declined to enter into a conditional plea
agreement, so Yates requested a stipulated-facts bench trial.
Defense counsel stated that this was to limit trial preparation
USA V. YATES 7
and that she would seek a three-level reduction at sentencing
under United States Sentencing Guideline (U.S.S.G.)
§ 3E1.1 for acceptance of responsibility. The parties
prepared for trial by holding status conferences, proposing a
pretrial schedule, filing exhibit and witness lists, filing
stipulations and waivers, and moving for subpoenas to
produce Giglio and Henthorn material. See generally Giglio
v. United States, 405 U.S. 150 (1972); United States v.
Henthorn, 931 F.2d 29 (9th Cir. 1991).
In January 2025, the district court held a stipulated-facts
bench trial. The court found Yates guilty based on the
stipulated testimony of two potential witnesses (the arresting
officer and a federal agent), the parties’ stipulations, and the
seven exhibits the government entered into evidence during
trial.
The United States Probation Office (USPO) prepared
Yates’s Presentence Investigation Report (PSR), which
calculated a total offense level of 24 and a criminal history
category of III, resulting in a Guidelines range of 63–78
months’ imprisonment. Yates’s base offense level was 20
because he possessed a “firearm that is described in 26
U.S.C. § 5845(a)” (a machine gun) as “a prohibited person.”
U.S.S.G. § 2K2.1(a)(4)(B). Yates’s total offense level also
included a four-level enhancement under U.S.S.G.
§ 2K2.1(b)(7)(B)2 for possessing the firearm in connection
with another felony offense—child endangerment under
2
USPO and the district court applied the 2024 Guidelines in Yates’s
sentencing. The relevant enhancement, previously codified at
§ 2K2.1(b)(6)(B), was moved to § 2K2.1(b)(7)(B) in the 2025
Guidelines. Application Note 14 also became Application Note 13. No
substantive changes were made to the guideline or relevant application
notes. This opinion uses § 2K2.1(b)(7)(B) as the current version.
8 USA V. YATES
California Penal Code § 273a(a). USPO recommended that
Yates receive no reduction for acceptance of responsibility
under § 3E1.1 because he “put the government to its burden
of proof at trial.”
Yates requested a 33-month sentence and sought a two-
level reduction for acceptance of responsibility under
§ 3E1.1(a), arguing that he went to trial only to preserve his
constitutional challenges. He also asked the court to
“consider varying one level to account for the third point he
would have likely been given [under § 3E1.1(b)] with a
conditional plea.” He objected to the enhancement under
§ 2K2.1(b)(7)(B), arguing that the predicate—child
endangerment under § 273a(a)—was a “wobbler” offense
that could be charged either as a felony or a misdemeanor.
Because the predicate offense was uncharged, he asserted
that the court had discretion to classify it as a misdemeanor.
The government requested a 78-month sentence and
declined to move for the extra one-point deduction under
§ 3E1.1(b), because it still had to “‘allocate [its] resources’”
to preparing for trial, “including by having a second attorney
learn the case to be able to try it.”
At Yates’s sentencing hearing, the district court applied
the two-level reduction under § 3E1.1(a) and said that it
disagreed with the government and USPO that Yates should
not receive the third point, but the court acknowledged that
it could not award the extra one-point reduction without a
government motion. As for § 2K2.1(b)(7)(B), the court
rejected Yates’s argument that § 273a(a)’s status as a
wobbler led to ambiguity that should trigger the rule of
lenity. The court concluded that, because child
endangerment was a crime punishable by more than one
year, it met the definition of “another felony offense” under
USA V. YATES 9
the Guidelines commentary. See § 2K2.1(b)(7)(B) & cmt.
n.13(C). Alternatively, the court explained that even if it
were required by United States v. Denton, 611 F.3d 646, 649
(9th Cir. 2010), “to put [it]self in the shoes of a State Court
judge” in deciding whether to treat Yates’s offense as a
felony or misdemeanor, it “would impose a felony sentence
for putting a loaded weapon on the person of a six year old.”
After considering the 18 U.S.C. § 3553(a) factors,
Yates’s “lack of youthful guidance,” Yates’s “family ties”
and “efforts at rehabilitation,” and “the Court’s inability to
grant [Yates] the third point for acceptance of responsibility
without the government’s motion for it,” the court imposed
a downward-variance sentence of 46 months’ imprisonment.
Yates timely appealed.
II
The district court had jurisdiction under 18 U.S.C.
§ 3231. We have jurisdiction under 28 U.S.C. § 1291.
We review the constitutionality of a statute de novo.
United States v. Bartley, 9 F.4th 1128, 1131 (9th Cir. 2021).
We review the district court’s legal interpretation of the
Guidelines de novo and its application of the Guidelines to
the facts for abuse of discretion. United States v. Petrushkin,
142 F.4th 1241, 1245 (9th Cir. 2025). We review the
government’s refusal to move for an additional one-level
reduction under § 3E1.1(b) only to determine whether the
decision was based on “an unconstitutional motive (e.g.,
racial discrimination)” or made “arbitrarily (i.e., for reasons
not rationally related to any legitimate governmental
interest).” United States v. Espinoza-Cano, 456 F.3d 1126,
1136 (9th Cir. 2006); see also United States v. Johnson, 581
F.3d 994, 1001 (9th Cir. 2009).
10 USA V. YATES
III
A
The government was within its discretion to decline to
move for an additional one-level reduction under § 3E1.1(b).
Because we have yet to substantively interpret § 3E1.1(b)
following amendments to that guideline in 2013 and 2023,
we do so here and affirm that our precedent remains good
law.3
Section 3E1.1(a) provides that if a “defendant clearly
demonstrates acceptance of responsibility for his offense,”
the district court should “decrease the offense level by 2
levels.” Further, “upon motion of the government stating
that the defendant has assisted authorities in the investigation
or prosecution of his own misconduct by timely notifying
authorities of his intention to enter a plea of guilty, thereby
permitting the government to avoid preparing for trial and
permitting the government and the court to allocate their
resources efficiently,” the court should “decrease the offense
level by 1 additional level.” U.S.S.G. § 3E1.1(b) (2024);
PROTECT Act, Pub. L. 108–21, § 401(g)(1), 117 Stat. 650,
671 (2003).
1
Section 3E1.1 was originally promulgated in 1987.
United States v. Adair, 38 F.4th 341, 356 (3d Cir. 2022). In
1992, the Commission amended the guideline by adding
3
Yates’s constitutional challenges to § 922(g)(1) based on the Second
Amendment and Commerce Clause are foreclosed by precedent. United
States v. Duarte, 137 F.4th 743, 752 (9th Cir. 2025) (en banc); United
States v. Hanna, 55 F.3d 1456, 1462 (9th Cir. 1995).
USA V. YATES 11
§ 3E1.1(b) to allow for an additional one-point reduction.
Id. at 356–57.
The current version of § 3E1.1(b) is “the result of an
unusual congressional amendment of the guideline in 2003.”
United States v. Orona, 118 F.4th 858, 864 (7th Cir. 2024).
Before 2003, the district court determined whether a
defendant was entitled to the extra one-point reduction. Id.
“In the PROTECT Act of 2003, Congress took the
uncommon step of amending the guidelines itself, giving the
government the authority to determine whether the
defendant’s acceptance of responsibility supports the extra
one-point offense-level reduction.” Id. at 864–65 (citing
PROTECT Act, § 401(g)(1)(A), 117 Stat. at 671). The
PROTECT Act thus “materially altered § 3E1.1(b).”
Johnson, 581 F.3d at 1005.
To reinforce its decision to shift authority from the
district courts to the government, Congress amended
Application Note 6 to § 3E1.1 to read: “Because the
Government is in the best position to determine whether the
defendant has assisted authorities in a manner that avoids
preparing for trial, an adjustment under subsection (b) may
only be granted upon a formal motion by the Government at
the time of sentencing.” PROTECT Act, § 401(g)(2)(B),
117 Stat. at 672. Congress sought to preserve these
amendments from future modification by the Sentencing
Commission by expressly mandating that “[a]t no time may
the Commission promulgate any amendment that would
alter or repeal the amendments made by subsection (g) of
this section.” Id. § 401(j)(4), 117 Stat. at 673.
“With authority over the third acceptance-of-
responsibility point now firmly in the government’s hands,
courts were faced with questions about the scope of the
12 USA V. YATES
prosecutor’s discretion.” Orona, 118 F.4th at 865. We held
in Espinoza-Cano that the government “cannot refuse to file
a motion on the basis of an unconstitutional motive (e.g.,
racial discrimination) or arbitrarily.” 456 F.3d at 1136
(cleaned up). We reasoned that, because the language in
§ 3E1.1(b) and § 5K1.1 is similar, the “principle of
consistent statutory construction for similar language
provides initial support” for the conclusion that prosecutors
should have the same discretion whether to file motions
under § 3E1.1(b) as for substantial-assistance motions under
§ 5K1.1. Id. at 1135. We also looked to Congress’s
language in Application Note 6, concluding that it “reflects
common sense” and “amounts to a de facto presumption that
the government possesses superior knowledge of its trial
preparation status” that in turn requires a defendant “to show
unconstitutional motive, or arbitrary governmental action.”
Id. at 1136.
Espinoza-Cano reaffirmed that “there is nothing
improper about the government providing an incentive to
plea bargain.” Id. at 1138. “Even if [this court] were to
equate a stipulated bench trial with an outright guilty plea,
the government still would not be compelled to file” a
§ 3E1.1(b) motion because there are “rational reasons for the
government to prefer an outright guilty plea to a stipulated
bench trial”—including not “expending resources[,] [and]
anticipating, and ultimately defending, a complete appeal.”
Id. (cleaned up). In short, “the PROTECT Act makes the
third level reduction subject to the discretion of the
government, rather than mandatory, upon a timely plea of
guilty.” Id. at 1137.
A few years later, we held in Johnson that “the allocation
and expenditure of prosecutorial resources for the purposes
of defending an appeal is a rational basis for declining to
USA V. YATES 13
move for the third reduction point.” 581 F.3d at 1002.
Johnson entered a conditional guilty plea, seeking to
preserve his right to appeal the denial of a motion to
suppress. Id. at 998. We agreed with the government that
Johnson had not “accepted responsibility in a way that
ensures the certainty of his just punishment in a timely
manner.” Id. at 1003 (quoting U.S.S.G. § 3E1.1, cmt.
backg’d.). The government was within its discretion not to
move for the extra reduction because “[a]voiding the
expenditure of additional resources in anticipation of and
defending against an appeal is a legitimate governmental
interest.” Id. (citation omitted).
We acknowledged “that the government’s broad
discretion . . . under § 3E1.1(b) might in some cases place
defendants in a dilemma,” but “the PROTECT Act expressly
inserted consideration of the government’s resources into the
calculus.” Id. at 1006. Under the post-PROTECT Act
Guidelines, the government must elect to file a motion
stating that the defendant’s timely guilty plea not only
permitted the government to avoid preparing for trial, “but
also permitted the government and the court to allocate their
resources efficiently.” Id. (cleaned up). “Both of these
changes are significant.” Id. Ultimately, “Johnson elected
to bring his suppression argument to us, delaying finality of
this criminal prosecution and causing the government to
allocate and expend substantial additional resources to
defend this appeal.” Id. at 1007. Therefore, the district court
“correctly concluded that the government acted within its
discretion when it refused to file a § 3E1.1(b) motion.” Id.
2
In 2013, the Sentencing Commission adopted
Amendment 775 to the Guidelines, adding the following to
14 USA V. YATES
Application Note 6 to § 3E1.1: “The government should not
withhold a [§ 3E1.1(b)] motion based on interests not
identified in § 3E1.1, such as whether the defendant agrees
to waive his or her right to appeal.” U.S.S.G. supp. to app.
C, amend. 775 (Nov. 1, 2013) (codified at U.S.S.G. § 3E1.1,
cmt. n.6, deleted by U.S.S.G. supp. to app. C, amend. 820
(Nov. 1, 2023)); see also Orona, 118 F.4th at 866. The
Commission intended the amendment to resolve a circuit
split over whether the government may withhold a motion
based on interests not identified in § 3E1.1. See Orona, 118
F.4th at 866–67.
In United States v. Sahagun-Gallegos, we vacated and
remanded—considering Amendment 775—so the district
court could assess whether the defendant should receive a
third point for acceptance of responsibility. 782 F.3d 1094,
1097 (9th Cir. 2015). The PSR stated that the government
“would have moved for a third-level reduction if Sahagun-
Gallegos had waived his appeal rights.” Id. And, because
the amended application note stated that the motion should
not be withheld “based on interests not identified in § 3E1.1,
such as whether the defendant agrees to waive his or her right
to appeal,” we remanded. Id. (quoting § 3E1.1, cmt. n.6
(2014)). We also stated in a section heading that “[r]emand
is required because the Government improperly withheld a
motion for a third-level reduction for acceptance of
responsibility.” Id.
But Sahagun-Gallegos relied on the adoption of
Amendment 775. And it does not abrogate our holdings in
Espinoza-Cano or Johnson for two reasons. First, we agree
with the Third Circuit that “the commentary added by
Amendment 775 has no force of law and is not controlling.”
United States v. Adair, 38 F.4th 341, 359 (3d Cir. 2022).
Amendment 775 conflicts with the PROTECT Act, which
USA V. YATES 15
prohibited the Commission from altering Congress’s
amendments to § 3E1.1(b). Id. It also “exceed[ed] the
Commission’s delegated powers” by purporting “to govern
the discretion of a cabinet-level agency—the Department of
Justice and each of its prosecuting component agencies.” Id.
Second, Amendment 775 is no longer in effect. The
Commission adopted Amendment 820 to § 3E1.1 in 2023.
U.S.S.G. supp. to app. C, amend. 820 (Nov. 1, 2023)
(codified at § 3E1.1). Amendment 820 deleted the statement
that Amendment 775 added to Application Note 6 (“The
government should not withhold such a motion based on
interests not identified in § 3E1.1, such as whether the
defendant agrees to waive his or her right to appeal.”). Id.
Amendment 820 also added language to the guideline itself
defining “preparing for trial.” Id. In a tacit acknowledgment
that Amendment 775 was improvident, the Commission
recognized that Amendment 820 “involve[s] guideline and
commentary provisions that Congress directly amended, and
that Congress also directed the Commission not to ‘alter or
repeal’ the congressional amendments.” Id. “In recognition
of this limitation, the amendment defines a term that the
congressional amendments did not define—‘preparing for
trial’—without altering or repealing the amendments that
Congress made.” Id. Amendment 820 was intended “to
decrease variation between jurisdictions in applying
§ 3E1.1(b).” Id. (describing multiple circuit splits over
§ 3E1.1(b)); see also Longoria v. United States, 141 S. Ct.
978, 979 (2021) (statement of Sotomayor, J., with whom
Gorsuch, J., joins, respecting the denial of certiorari)
(emphasizing “the need for clarification” on the “important
and longstanding split among the Courts of Appeals over the
proper interpretation of § 3E1.1(b)”).
16 USA V. YATES
Even assuming the Commission’s definition of
“preparing for trial” is the best reading of that phrase as used
in the PROTECT Act, it still would not abrogate our prior
holdings. As we observed in Johnson, “the PROTECT Act
expressly inserted consideration of the government’s
resources into the calculus,” including resources that would
be expended “in anticipation of and defending against an
appeal.” 581 F.3d at 1003, 1006–07. And as we noted in
Espinoza-Cano, the PROTECT Act’s language providing
for a downward departure “upon motion of the government,”
PROTECT Act, § 401(g)(1)(A), 117 Stat. at 671, vests the
government “with broad discretion to determine when the
adjustment is appropriate,” and this discretion may be
leveraged to provide a defendant with an incentive to waive
his right to an appeal. 456 F.3d at 1135, 1137–38. Those
two features do not depend on the meaning of “preparing for
trial,” and thus Amendment 820 supplies no basis to depart
from these holdings. Espinoza-Cano and Johnson are still
good law. Those decisions—and the plain language and
statutory history of the PROTECT Act—confirm that
Congress intentionally gave the government extremely
broad discretion to decide whether to move for the extra
reduction under § 3E1.1(b).4
4
Other circuits that have examined the post-2023 version of § 3E1.1(b)
agree with this conclusion. See United States v. Donath, 107 F.4th 830,
839 (8th Cir. 2024) (“[3E1.1(b)] permits, but never requires, the
government to move for an additional one-level reduction . . . . A court
may compel a government motion for a three-level decrease, contrary to
the plain language of Application Note 6, only if the government’s
decision not to move is based on an unconstitutional motive or
irrational.”); United States v. Melega, 173 F.4th 907, 915 (7th Cir. 2026)
(“A defendant may only receive a three-point reduction under § 3E1.1(b)
if the government files a motion stating that the defendant has timely
assisted authorities to warrant the reduction.”).
USA V. YATES 17
3
Having determined that Espinoza-Cano and Johnson
remain good law following the 2023 Amendment to
§ 3E1.1(b), we now turn to Yates’s case.
The government properly exercised its discretion not to
file a motion under § 3E1.1(b). The government declined to
move for the extra point because, “although the trial was
limited in scope, the government was not able to avoid
preparing for trial and still had to allocate its resources to
that trial, including by having a second attorney learn the
case to be able to try it.” The government engaged in
ordinary pretrial tasks such as participating in conferences
and scheduling, meeting with potential witnesses, filing
witness and exhibit lists, negotiating and filing joint
stipulations, and addressing Giglio and Henthorn
disclosures. Even under the Sentencing Commission’s
narrow definition of “preparing for trial,” these tasks would
qualify. See U.S.S.G. supp. to app. C, amend. 820
(“‘Preparing for trial’ is ordinarily indicated by actions taken
close to trial, such as preparing witnesses for trial, in limine
motions, proposed voir dire questions and jury instructions,
and witness and exhibit lists.”). And, of course, the parties
conducted a bench trial that included opening and closing
statements and the introduction of video exhibits, photos,
court records, and stipulations. Accordingly, the
government’s stated basis for declining to file a § 3E1.1(b)
motion—the need “to allocate their resources” to staff the
case, “prepar[e] for trial,” and conduct the trial—was neither
arbitrary nor unconstitutional. PROTECT Act,
§ 401(g)(1)(B), 117 Stat. at 671; see Espinoza-Cano, 456
F.3d at 1136.
18 USA V. YATES
Yates argues that the government’s preparations were
insufficiently “substantive” and that the “stipulated-
testimony bench trial that the government agreed to as an
alternative to the conditional guilty plea it rejected was,
effectively, a guilty plea.” Except it was not a guilty plea. It
was a bench trial. And “proceeding by way of a stipulated
bench trial is inconsistent with notifying authorities of an
intent to plead guilty.” Espinoza-Cano, 456 F.3d at 1136.
Yates also argues that the government had to move for
the extra point “because its minimal stipulated-testimony
bench-trial preparations arose solely from its own choices,”
i.e., the decision not to accept his conditional plea, and those
preparations were not that difficult or time-consuming. But
even assuming that Yates’s proffer of a conditional plea
“satisfie[s] the prerequisite of permitting the government to
avoid trial preparation,” that is merely a necessary condition
for a reduction under § 3E1.1(b), not a sufficient one.
Espinoza-Cano, 456 F.3d at 1136; Johnson, 581 F.3d at
1005. For Yates to be entitled to a reduction under
§ 3E1.1(b) as of right, it must also be shown that his actions
“permit[ted] the government and the court to allocate their
resources efficiently.” PROTECT Act, § 401(g)(1)(B), 117
Stat. at 671. And here, it is apparent from the record that the
government refused to consent in furtherance of its
legitimate interest in “[a]voiding the expenditure of
additional resources in anticipation of and defending against
an appeal.” Johnson, 581 F.3d at 1003.
Finally, Yates argues that the district court erred by
stating that, although it believed the extra point was
warranted, it lacked authority to compel the government to
move for it. But the district court’s statement was legally
correct. A court may compel the award of the added point
only if the government’s refusal was either “animated by an
USA V. YATES 19
unconstitutional motive” or “arbitrary.” Johnson, 581 F.3d
at 1001. Yates bore the burden to make that showing, see
id., but never argued that the government’s refusal was
arbitrary or unconstitutional. Nor did he articulate that the
district court could impose the third point sua sponte. He
merely asked that the court “consider varying one level to
encompass the third acceptance point.” The district court did
not err.
B
The district court properly applied the four-level
enhancement under § 2K2.1(b)(7)(B) because Yates
possessed a firearm in connection with another felony
offense. Despite being a wobbler offense, child
endangerment under California Penal Code § 273a(a)
qualifies as “another felony offense” under § 2K2.1(b)(7)(B)
here because the district court properly exercised its
discretion to decide that Yates’s conduct was felonious. See
United States v. Denton, 611 F.3d 646, 649 (9th Cir. 2010).
Section 2K2.1(b)(7)(B) increases the offense level by
four levels if the defendant “used or possessed any firearm
or ammunition in connection with another felony offense.”
In California, some criminal offenses, known as
“wobblers,” may be classified as either misdemeanors or
felonies. Ewing v. California, 538 U.S. 11, 16–17 (2003).
Because wobblers are “a special class of crimes involving
conduct that varies widely in its level of seriousness,” they
“are chargeable or, in the discretion of the court, punishable
as either a felony or a misdemeanor.” People v. Park, 299
P.3d 1263, 1266 (Cal. 2013). “Under California law, a
wobbler is presumptively a felony and remains a felony
except when the discretion is actually exercised to make the
crime a misdemeanor.” Ewing, 538 U.S. at 16 (cleaned up).
20 USA V. YATES
Generally, “a wobbler is deemed a felony for all purposes
until the court actually imposes a sentence other than
commitment to state prison.” Park, 299 P.3d at 1268.
But in Denton, we examined “whether a defendant’s
uncharged conduct, which would be chargeable as a wobbler
offense . . . is presumptively a felony, punishable by more
than one year in prison, for the purposes of calculating
whether the defendant committed a Grade A, B, or C
violation of his supervised release.” 611 F.3d at 649. We
held that—at least in the context of supervised release
violations and U.S.S.G. § 7B1.1(a)—“the presumption that
a charged offense under a wobbler statute is a felony does
not apply to uncharged conduct.” Id. We explained that
“[b]ecause no presumption applies, the district court must
exercise its discretion to decide whether the offense was
punishable by more than one year’s imprisonment.” Id. at
652. To do so, “the district court should determine whether
a trial court would have imposed a punishment other than
imprisonment in a state prison” by looking to the factors
identified in People v. Superior Court (Alvarez), 928 P.2d
1171, 1177 (Cal. 1997). Denton, 611 F.3d at 652 (cleaned
up). Those factors are the nature and circumstances of the
offense, the defendant’s attitude toward the offense, the
defendant’s character, and the objectives of sentencing. Id.
Denton’s rationale applies with equal force to determine
whether uncharged wobbler conduct constitutes a “felony
offense” under § 2K2.1(b)(7)(B). When a defendant uses or
possesses a firearm in connection with “a wobbler offense,
but the offense is uncharged, no presumption applies as to
whether the offense is punishable as a felony (more than one
year’s imprisonment) or a misdemeanor (less than one year’s
imprisonment).” Denton, 611 F.3d at 652. Consistent with
Denton, “the district court must exercise its discretion to
USA V. YATES 21
decide whether the offense was punishable by more than one
year’s imprisonment.” Id. But the district court need not say
any magic words or take an overly formulaic approach. It
simply must determine whether a state trial court likely
would have punished the offense as a misdemeanor or a
felony. See id. To do so, the district court should examine
the Alvarez factors, including the nature and circumstances
of the offense, the defendant’s attitude towards the offense,
the defendant’s character, and the objectives of sentencing.
See id.; Alvarez, 928 P.2d at 1177.
This conclusion is consistent with the commentary,
which defines a felony offense for purposes of this
enhancement as “any federal, state, or local
offense . . . punishable by imprisonment for a term
exceeding one year, regardless of whether a criminal charge
was brought, or a conviction obtained.” U.S.S.G. § 2K2.1,
cmt. n.13(C). In many cases, the parties, USPO, and the
district court can easily ascertain whether criminal conduct
will be punishable by more than one year in prison
“regardless of whether a criminal charge was brought.” Id.
Consider a felon who possesses a firearm in California while
stealing a car, robbing a convenience store, committing a
rape, or possessing methamphetamine. Those crimes are
easy. All are straight felonies punishable by over a year in
prison. See Cal. Penal Code §§ 215 (carjacking), 211
(robbery), 261 (rape); Cal. Health & Safety Code
§ 11370.1(a) (possession of controlled substances while
armed).
But wobbler offenses are different. The court cannot
know for certain whether a wobbler offense will be
punishable by imprisonment for a term exceeding one year
until the defendant is arrested and charged. If the defendant
were arrested and charged with a misdemeanor offense from
22 USA V. YATES
the outset, the offense would not be punishable by over a
year in prison and therefore would not qualify as “another
felony offense” under § 2K2.1(b)(7)(B).
In other words, with uncharged wobbler conduct, the
district court cannot say whether the offense is a
misdemeanor or felony without exercising its discretion.
Thus, the Denton approach applies equally here.
The district court appropriately exercised its discretion
under Denton. Acknowledging that “the state of the law”
was uncertain and “generally dissatisfying,” the district court
assigned dispositive weight to the definition of “another
felony offense” in § 2K2.1, cmt. n.13(C), and found that
§ 273(a) “is a crime punishable by a term exceeding one
year, and for that reason the guideline applies.” But the court
explained in the alternative that “[a]ssuming . . . Denton
requires me to put myself in the shoes of a State Court judge,
in that scenario I would impose a felony sentence for putting
a loaded weapon on the person of a six year old.” The
district court elaborated that if “Denton requires that I
exercise my discretion to apply the Alvarez factors and
decide how I would sentence Mr. Yates for that offense, then
it’s a felony.”
Yates argues that “the district court’s lip-service towards
the necessary Alvarez analysis is insufficient to uphold” the
sentence. We disagree with this characterization of the
district court’s ruling.
First, “[t]he district court need not tick off each of
the . . . factors to show that it has considered them.” United
States v. Carty, 520 F.3d 984, 992 (9th Cir. 2008) (en banc)
(discussing analysis under § 3553(a)). Here, the district
court identified the factor that it found dispositive: the nature
and circumstances of Yates’s offense. See Alvarez, 928 P.2d
USA V. YATES 23
at 1177. Given the egregious nature of Yates’s conduct and
Yates’s failure to argue below that any other factor weighed
in his favor, it was not an abuse of discretion for the district
court to rest on this factor alone. Cf. Carty, 520 F.3d at 991
(“[T]he district judge is not obliged to raise every possibly
relevant issue sua sponte.”).
Second, it is clear from the record that the district court
considered the substance of the other Alvarez factors. Cf.
United States v. Trujillo, 713 F.3d 1003, 1009 (9th Cir.
2013) (“[I]t may be clear from the court’s experience and
consideration of the record that the factors were properly
taken into account.”); United States v. Taylor, 153 F.4th 934,
941 (9th Cir. 2025) (“Adequate explanation in some cases
may be inferred from the PSR or the record as a whole.”
(cleaned up)). The district court addressed the § 3553(a)
factors—which significantly overlap with the Alvarez
factors—in detail. So did the government in its
supplemental sent