State v. Barry Berry; State v. Kenneth Daniels; State v. Levell Burnett
CourtSupreme Court of New Jersey
Date FiledJune 7, 2023
DocketA-8-22
StatusPublished
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Full Opinion
SYLLABUS
This syllabus is not part of the Court’s opinion. It has been prepared by the Office
of the Clerk for the convenience of the reader. It has been neither reviewed nor
approved by the Court and may not summarize all portions of the opinion.
State v. Barry Berry (A-8-22) (086838)
Argued February 28, 2023 -- Decided June 7, 2023
FASCIALE, J., writing for a unanimous Court.
A jury found defendants Kenneth Daniels, Levell Burnett, and Barry Berry
guilty of being leaders of a drug trafficking network, N.J.S.A. 2C:35-3, commonly
referred to as the “kingpin” offense. As to the four material elements of the kingpin
offense, the jury asked whether it was “possible” to be a supervisor (the third
element), but not to occupy a high-level position (the fourth element). The Court
considers whether the judge’s response to that question was error capable of
producing an unjust result. The Court also considers the Appellate Division’s
determinations that the trial judge should have modified element four of the model
kingpin charge by adding language from State v. Alexander, 136 N.J. 563, 571
(1994), to further explain what constitutes a “high-level” member of a conspiracy
and that the judge needed to tailor the kingpin charge to the evidential proofs
admitted against each defendant, as well as its determination that Berry’s motion for
a judgment of acquittal should have been granted.
Regarding the kingpin charges against defendants, the trial court’s
instructions closely tracked the model charge. The court explained that “the State
must prove each of the following elements beyond a reasonable doubt: One, that the
defendant conspired with two or more persons. Two, that the purpose of the
conspiracy included a scheme or course of conduct to unlawfully manufacture,
distribute, dispense or transport heroin in the state. And, three, that the defendant
was a financier or the defendant was an organizer, supervisor, or manager of at least
one other person. And number four, that defendant occupied a high level position in
the conspiracy.” During deliberations, the jury submitted a question to the court:
After pointing out that elements three and four seemed similar, they asked whether
element three could be found without finding element four.
The judge announced that he would re-read the charge and then “explain it a
little bit.” The judge read the indictment and then re-read the instructions about the
offense and its elements. After reading the third and fourth elements of the offense,
the judge added: “All right, so you have the 4 elements, 3 and 4 on the surface do
they sound similar? Yeah, I would agree with you. They sound similar but they are
1
4 separate elements to this offense and you have to consider each one separately.
And you have to [decide] whether each element has been proven beyond a
reasonable doubt or not. If you find that [all] of the 4 elements ha[ve] been proven
beyond a reasonable doubt, then your verdict must be guilty on that charge.”
At sidebar, Burnett’s counsel requested that the judge directly answer the
jury’s question by instructing them that a defendant can be a supervisor without
occupying a high level position. The judge responded that he would prefer to “just
stick with the model charge, try to elaborate on that a little bit and let them decide.”
Following deliberations, the jury returned a guilty verdict for each of the defendants
on the charge of being a leader of a narcotics trafficking network.
Defendants appealed from their convictions under N.J.S.A. 2C:35-3, in part
challenging the trial court’s instructions on the kingpin charge. 471 N.J. Super. 76,
89, 94-98 (App. Div. 2022). As to the kingpin charge, the Appellate Division
opined that it should have included language from Alexander further defining what
constituted a “high-level” member of the conspiracy. Id. at 105, 112-13. It also
found that the judge should have tailored the kingpin charge to the proofs as to each
defendant. Id. at 114. As to Berry, the appellate court found that the evidence
against him was insufficient to sustain a kingpin conviction. Id. at 102, 104. The
Court granted the State’s cross-petition for certification. 252 N.J. 97 (2022).
HELD: *Judges are encouraged, when practical, to respond “yes” or “no” to
unambiguous and specific questions posed by juries during deliberations rather than
solely re-read sections of the final jury charge. In general, when a specific request
for clarification clearly calls for and is capable of a “yes” or “no” answer, like here,
then judges should respond accordingly. Here, the answer to the jury’s question is
indisputably “yes,” one can be a “supervisor” but not hold a “high-level” position in
a drug trafficking network. Instead of responding “yes” to the question, however,
the judge re-read the entire model kingpin charge; opined that those elements, three
and four, sounded similar; and may have implicitly suggested that being a
“supervisor” is sufficient to establish that a defendant held a “high-level” position
within such an organization. The response to the question was an error clearly
capable of producing an unjust result.
*Regarding the appellate determination that it was error not to alter
portions of the model jury charge here, the trial court was under no obligation either
to mold the charge sua sponte by factually addressing the varying levels of authority
that each defendant played in the conspiracy or to modify the model charge by
adding further definitional language from Alexander. The trial judge properly
denied Berry’s motion for a judgment of acquittal.
2
1. The Court reviews in detail the legislative history of the kingpin statute. After
upholding the statute as constitutional in State v. Afanador, 134 N.J. 162, 165
(1993), the Court addressed the adequacy of a jury charge in a kingpin prosecution
in Alexander, 136 N.J. 563. The Alexander Court concluded that, to be consistent
with the Legislature’s intent in enacting the kingpin statute, a trial court “should
instruct the jury that it must find that the defendant occupies a high-level position,
. . . and that in that position the defendant exercised supervisory power or control
over others engaged in an organized drug-trafficking network.” Id. at 570-71. The
Court added that “[a]n appropriate instruction should also amplify the other statutory
terms that are expressed as material elements of the crime under N.J.S.A. 2C:35-3.”
Id. at 575. The model jury charge for the kingpin statute and then N.J.S.A. 2C:35-3
itself were revised in keeping with Alexander. The history of the statutory
amendment reveals that the Legislature considered including in the statute that a
leader is “an upper echelon member” of a trafficking network and other additional
language but declined to do so. Ultimately, by considering and declining to
incorporate into the statute itself a number of Alexander’s requirements, the
Legislature left in place the judicial elaboration of the kingpin statute through case
law and the model jury charge. Here, the jury charge thus tracked verbatim a model
charge that was explicitly addressed both by the Court and by the Legislature. There
was no plain error in the trial court’s general kingpin instruction, which comports
with the statute and interpretive case law. (pp. 15-23)
2. A trial judge is obliged to answer jury questions posed during the course of
deliberations clearly and accurately and in a manner designed to clear its confusion.
Here, the jury’s question was not ambiguous. The jury wanted to know whether it
was “possible” to find that the State proved element three but that it did not prove
element four. The jury did not probe generally the kingpin instruction. And its
reason for seeking clarification was also unambiguous: elements three and four
sounded “a little” bit similar. Since the jury question was not ambiguous, the judge
was obligated to “clear the confusion” about whether it was “possible” to find three
but not four by responding directly with “yes” or “no” to the specific inquiry posed.
The Court encourages judges, when the law is clear, to respond directly to
unambiguous and specific “yes” or “no” questions from juries during deliberations,
rather than simply re-read the final jury charge. Here, the answer should have been
“yes.” In declining to answer “yes,” the judge informed counsel that he would re-
read the entire charge then “elaborate on that a little bit.” Although the judge was
correct that each element of the offense must be considered separately, his statement
that he “agree[d] with” the jury that elements three and four “sound[ed] similar”
could easily have been interpreted to mean that the two require the same proofs,
which is not correct. The judge’s elaboration, therefore, amounted to plain error,
and it was clearly capable of producing an unjust result because such a suggestion --
that being a supervisor (element three) is sufficient to establish that a defendant
occupied a high-level position (element four) -- could have led the jury to find the
3
State proved defendants were “high-level” leaders merely by proving they were
supervisors. If the jury had been told that it could find element three without finding
element four, its verdict on the kingpin charges against defendants might have been
not guilty. Defendants’ convictions must therefore be vacated. (pp. 24-27)
3. Turning to the Appellate Division’s conclusion that the trial court should have
molded “the jury instructions to address the varying levels of authority of each
individual defendant” in the drug trafficking network, 471 N.J. Super. at 110 n.5, the
Court finds such tailoring was unwarranted. The Court finds no basis for adding
further language from Alexander that a “high-level” or “upper-echelon” leader of an
organization is someone “who occupies a significant or important position in the
organization and exercises substantial authority and control over its operations.” Id.
at 110 (quoting Alexander, 136 N.J. at 575). And, in the circumstances of this case,
tailoring the charge to each defendant was not necessary. First, the Alexander Court
made it quite clear that under N.J.S.A. 2C:35-3, a drug trafficking network “need not
have any specific configuration or chain of command.” Alexander, 136 N.J. at 575.
It was unnecessary for the judge to mold the charge to address respective levels of
authority within a hierarchy among defendants in the criminal enterprise. Second,
this was not a protracted trial with substantial conflicting testimony about leadership
roles. There was no need to incorporate evidentiary facts into the kingpin charge .
In addition, the parties may have disagreed over the choice of which facts to
incorporate and whether the evidence of such facts was sufficient to be included in
the court’s charge. (pp. 27-29)
4. The Court disagrees with the appellate court’s reversal of the order denying
Berry’s motion for acquittal. The Court reviews the evidence presented to support
the State’s theory regarding Berry, including the contents of wiretapped phone calls,
and concludes that a reasonable jury could afford different weight to that evidence
than the Appellate Division did. The justification to acquit Berry was far from clear,
and the trial court properly denied his motion for acquittal. (pp. 29-32)
AFFIRMED AS MODIFIED and REMANDED for a new trial as to all
defendants on the kingpin charge.
CHIEF JUSTICE RABNER; JUSTICES PATTERSON, SOLOMON, PIERRE-
LOUIS, and WAINER APTER; and JUDGE SABATINO (temporarily
assigned) join in JUSTICE FASCIALE’s opinion.
4
SUPREME COURT OF NEW JERSEY
A-8 September Term 2022
086838
State of New Jersey,
Plaintiff-Appellant,
v.
Barry Berry,
Defendant-Respondent.
State of New Jersey,
Plaintiff-Appellant,
v.
Kenneth Daniels, a/k/a
Kendal Burnett,
Defendant-Respondent.
State of New Jersey,
Plaintiff-Appellant,
v.
Levell Burnett, a/k/a
Lavelle Burnett,
Defendant-Respondent.
1
On certification from the Superior Court,
Appellate Division, whose opinion is reported at
471 N.J. Super. 76 (App. Div. 2022).
Argued Decided
February 28, 2023 June 7, 2023
Stephen A. Pogany, Special Deputy Attorney
General/Acting Assistant Prosecutor, argued the cause for
appellant State of New Jersey (Theodore N. Stephens, II,
Acting Essex County Prosecutor, attorney; Stephen A.
Pogany, and Caroline C. Galda, Special Deputy Attorney
General/Acting Assistant Prosecutor, of counsel and on
the briefs).
Tamar Y. Lerer, Assistant Deputy Public Defender,
argued the cause for respondent Levell Burnett (Joseph E.
Krakora, Public Defender, attorney; Marcia Blum,
Assistant Deputy Public Defender, of counsel and on the
briefs, and Tamar Y. Lerer, on the briefs).
Stephen W. Kirsch, Designated Counsel, argued the
cause for respondent Kenneth Daniels (Joseph E.
Krakora, Public Defender, attorney; Stephen W. Kirsch,
on the brief, and Kenneth Daniels, pro se, on the
supplemental brief).
David A. Gies, Designated Counsel, argued the cause for
respondent Barry Berry (Joseph E. Krakora, Public
Defender, attorney; David A. Gies, on the briefs).
Marc Yenicag argued the cause for amicus curiae
Association of Criminal Defense Lawyers of New Jersey
(Pashman Stein Walder Hayden, attorneys; CJ Griffin, of
counsel, and Zachary Levy, on the brief).
JUSTICE FASCIALE delivered the opinion of the Court.
2
In this appeal, we focus primarily on the trial judge’s response to a
question posed by the jury during deliberations. A jury found defendants
Kenneth Daniels, Levell Burnett, and Barry Berry guilty of being leaders of a
drug trafficking network, N.J.S.A. 2C:35-3, commonly referred to as the
“kingpin” offense. As to the four material elements of the kingpin offense, the
jury asked whether it was “possible” to be a supervisor (the third element), but
not to occupy a high-level position (the fourth element). That question
required a “yes” or “no” answer -- and the answer is indisputably “yes,” one
can be a “supervisor” but not hold a “high-level” position in a drug trafficking
network. Instead of responding “yes” to the question, however, the judge re -
read the entire model kingpin charge; opined that those elements, three and
four, sounded similar; and may have implicitly suggested that being a
“supervisor” is sufficient to establish that a defendant held a “high-level”
position within such an organization. The response to the question was an
error clearly capable of producing an unjust result.
We hold that judges are encouraged, when practical, to respond “yes” or
“no” to unambiguous and specific questions posed by juries during
deliberations rather than solely re-read sections of the final jury charge. In
general, when a specific request for clarification clearly calls for and is
3
capable of a “yes” or “no” answer, like here, then judges should respond
accordingly.
Without concluding he should have answered “yes,” the Appellate
Division determined that the trial judge failed to adequately address the
“fundamental import of the jury’s question.” State v. Berry, 471 N.J. Super.
76, 112 (App. Div. 2022). It found that the trial judge should have modified
element four of the model kingpin charge by adding language from State v.
Alexander, 136 N.J. 563, 571 (1994), to further explain what constitutes a
“high-level” member of a conspiracy. And it determined that the judge needed
to tailor the kingpin charge to the evidential proofs admitted against each
defendant. The Appellate Division therefore reversed the kingpin convictions
as to defendants Kenneth Daniels and Levell Burnett. As to defendant Barry
Berry, however, the appellate court reversed an order denying his motion for a
judgment of acquittal and vacated his conviction.
Regarding the appellate determination that it was error not to alter
portions of the model jury charge here, we hold that the trial court was under
no obligation either to mold the charge sua sponte by factually addressing the
varying levels of authority that each defendant played in the conspiracy or to
modify the model charge by adding further definitional language from
4
Alexander. And we conclude that the trial judge properly denied Berry’s
motion for a judgment of acquittal.
We therefore affirm as modified the Appellate Division’s judgment to
vacate the kingpin convictions as to Daniels and Burnett; and we reverse the
appellate court’s reversal of the trial judge’s denial of Berry’s motion for a
judgment of acquittal. We remand for a new trial against all defendants on the
State’s kingpin charge.
I.
The police arrested Daniels for car theft and incarcerated him for six
weeks. During that time, prosecutors recorded wiretapped jailhouse calls
between Daniels and his co-defendants about narcotics distribution. As
relevant here, the State intercepted twenty-four telephone conversations:
fifteen of the calls were from Daniels to Berry or Burnett; two were from
Daniels to others; two were from Burnett to Daniels; and five were from Berry
to others.
Communication data warrants led to the arrests of Burnett and Berry.
Unlike many other kingpin cases, this case did not involve testimony from a
cooperating witness describing the organizational hierarchy of the criminal
enterprise. As supplemented by physical evidence gathered by investigators,
including money, narcotics, and weapons, the wiretapped conversations
5
constituted the bulk of the State’s evidence against defendants. Berry, Burnett,
and Daniels were all indicted for multiple offenses, see Berry, 471 N.J. Super.
at 93-97, including first-degree being a leader of a narcotics trafficking
network in violation of N.J.S.A. 2C:35-3.
A.
Prior to trial, counsel for Burnett moved to dismiss the counts of the
indictment relating to the kingpin charge or, in the alternative, to edit the
model jury charge, including by adding that “[a]nother material element of the
crime is the . . . existence of a drug trafficking scheme, network or system.”
(citing State v. Ellis, 424 N.J. Super. 267 (App. Div. 2012)). Counsel asked
the judge to explain to the jury that, “[w]hile no particular form of
organization is required, there must be some form of structured relationship.”
The court declined to dismiss the kingpin counts. The trial court also
rejected the challenge to using the model jury charge as is, noting that the
model charge was modified after changes to the statute and this Court’s
opinion in Alexander, and that, in State v. Feliciano, 224 N.J. 351 (2016), this
Court “saw no reason to disturb the model jury charge or the amended statute
with the added language” proposed in that case.
At trial, the State played for the jury the recorded twenty-four
conversations described above, and introduced testimony from an expert who
6
interpreted the meaning of slang words and phrases utilized in the calls. The
State also introduced into evidence weapons, money, and drugs that further
implicated defendants.
After the State rested, defendants moved for judgments of acquittal
pursuant to Rule 3:18-1 and State v. Reyes, 50 N.J. 454 (1967), arguing that
the phone calls and physical evidence produced by the State were insufficient
to establish that they were leaders of a drug trafficking organization.
The trial court observed that
[d]uring the calls, there are discussions that can be
inferred to be regarding a drug trafficking network,
such as collecting money from certain individuals;
packaging and distribution of drugs; the mention of
various individuals who appear to be under the
authority of the defendants in the organization; orders
being given out; discussion about firearms; supervision
of lower level individuals and so forth.
“[V]iewing the State’s evidence in its entirety . . . and giving the State the
benefit of all its favorable testimony, as well as all of the favorable
inference[s] which reasonably could be drawn therefrom,” the trial court
determined that “a reasonable jury could find guilt of the charge beyond a
reasonable doubt” and therefore denied the motions.
B.
After both the State and defendants closed their cases, the trial court
instructed the jury on its role. Regarding the kingpin charges, the trial court’s
7
instructions closely tracked the model charge. See Model Jury Charges
(Criminal), “Leader of Narcotics Trafficking Network (N.J.S.A. 2C:35-3)”
(rev. Oct. 23, 2000). The court first read the offense as set forth in N.J.S.A.
2C:35-3 and reprinted in the model charge, that “[a] person is a leader of a
narcotics trafficking network if he conspires with two or more other persons in
a scheme or course of conduct to unlawfully manufacture, distribute, dispense,
or transport in this State” one or more of a list of specified controlled
dangerous substances “as a financier, or as an organizer, supervisor or
manager of at least one other person.”
The court then told the jury that,
[i]n order to convict a defendant of this charge, the
State must prove each of the following elements beyond
a reasonable doubt: One, that the defendant conspired
with two or more persons. Two, that the purpose of the
conspiracy included a scheme or course of conduct to
unlawfully manufacture, distribute, dispense or
transport heroin in the state. And, three, that the
defendant was a financier or the defendant was an
organizer, supervisor, or manager of at least one other
person. And number four, that defendant occupied a
high level position in the conspiracy.
Again, the court’s list of elements tracked the model jury charge verbatim, as
did the court’s more detailed explanations of the elements particularly relevant
here:
The third element that the State must prove beyond a
reasonable doubt for this charge, is that the defendant
8
acted as a financier or as an organizer, supervisor,
manager of at least one other person. A financier is a
person who, with the intent to derive a profit, provides
money or credit or other thing of value in order to
purchase a controlled dangerous substance or an
immediate precursor or otherwise to finance the
operations of a drug trafficking network. The State
need not prove that any intended profit was actually
realized.
An organizer is a person who purposely arranges,
devises or plans a drug trafficking conspiracy. A
supervisor is one who purposely oversees the operation
of a drug trafficking conspiracy. A manager is one who
purposely directs the operation of a drug trafficking
conspiracy.
....
The fourth element that [the] State must prove beyond
a reasonable doubt on this charge is that the defendant
held a high level position in the drug trafficking
conspiracy. In other words, the State must prove that
the defendant occupied a position of superior authority
or control over other persons in a scheme or
organization of drug distribution or manufacture,
dispensing or transportation, and that in that position
the defendant exercised supervisory power or control
over others engaged in the drug trafficking conspiracy.
Defendant, however, does not have to be the only, or
even the primary financier, organizer, supervisor or
manager, and it is no defense that defendant was subject
to the supervision or management of another, nor that
another person or persons were also leaders of the
narcotics trafficking network.
9
C.
During deliberations, the jury submitted a question to the court. The
jurors did not probe generally into the kingpin instruction. They did not ask
that the judge re-read any part of the charge. Instead, their question was
precise. After pointing out that elements three and four seemed similar, they
asked whether element three could be found without finding element four. The
judge read the question at sidebar with counsel:
With regards to the leader of narcotics trafficking
network; in defining [the] high level element, number 4
. . . , the wording seems similar a little to element 3.
Clarifying question: Is it possible to be a supervisor,
element 3, but not high level for element 4?
[(emphases added) (quotation marks omitted).]
He then discussed with counsel how to respond. 1
The judge expressed his initial intention to re-read all elements of the
kingpin offense -- not just three and four -- and asked for trial counsel’s input.
The assistant prosecutor and Daniels’ counsel agreed that the judge should re -
read the entire kingpin charge. Burnett’s counsel, joined by Berry’s counsel,
renewed her pretrial motion essentially requesting that elements three and four
be more fully defined.
1
The lawyers for both parties in this appeal, who did not try the case, agree
that the answer to the question is “yes.”
10
The judge brought the jury back and announced that he would re-read
the charge and then “explain it a little bit.” The judge read the indictment
charging each defendant with “being a leader of a narcotics trafficking
network,” and noted that the language of the statute was “very similar” to that
of the indictment. The judge then re-read the instructions about the offense
and its elements. After reading the third and fourth elements of the offense,
the judge added:
All right, so you have the 4 elements, 3 and 4 on the
surface do they sound similar? Yeah, I would agree
with you. They sound similar but they are 4 separate
elements to this offense and you have to consider each
one separately. And you have to [decide] whether each
element has been proven beyond a reasonable doubt or
not. If you find that [all] of the 4 elements ha[ve] been
proven beyond a reasonable doubt, then your verdict
must be guilty on that charge. If you find that . . . any
one of the four elements for this charge has not been
proven beyond a reasonable doubt then your verdict has
to be not guilty on this charge.
At sidebar, Burnett’s counsel requested that the judge directly answer
the jury’s question by instructing them that a defendant can be a supervisor
without occupying a high level position, explaining her view that, if the jurors
“ask for a yes or no answer, . . . it’s . . . legally correct to say yes, it’s possible
to be guilty on 3 but not 4.” Then she explained, “I think that’s what they are
looking for. I think that’s simple and straightforward and it’s true and . . .
would be helpful for them.” The judge responded, “[l]et’s stick to what I just
11
gave them. If they come back with more, I will try to [do] a little more but,”
he elaborated, “I don’t like going down a road of giving an exact answer. I’d
rather just stick with the model charge, try to elaborate on that a little bit and
let them decide. We’ll see how it is.”
The jurors did not pose further questions about that instruction.
Following deliberations, the jury returned a guilty verdict for each of the
defendants on the charge of being a leader of a narcotics trafficking network.
D.
Defendants appealed from their convictions under N.J.S.A. 2C:35-3, in
part challenging the trial court’s instructions on the kingpin charge. Berry,
471 N.J. Super. at 89, 94-98.
As to the charge, the Appellate Division opined that reading verbatim
the model kingpin charge is ordinarily sufficient. Id. at 104. But the court
determined that here, where the State alleged three defendants were leaders,
the kingpin charge should have included language from Alexander further
defining what constituted a “high-level” member of the conspiracy. Id. at 105,
112-13. It also found that the judge should have tailored the kingpin charge to
the proofs as to each defendant. Id. at 114. As to Berry, the appellate court
found that the evidence against him was insufficient to sustain a kingpin
conviction. Id. at 102, 104.
12
We denied petitions for certification by the defendants, 252 N.J. 80
(2022); 252 N.J. 87 (2022); 252 N.J. 96 (2022), but granted the State’s cross-
petition for certification, 252 N.J. 97 (2022). We also granted the motion of
the Association of Criminal Defense Lawyers of New Jersey (ACDL) to
appear as amicus curiae.
II.
The State argues that the trial judge responded appropriately to the jury’s
“yes” or “no” question, although it now concedes that the answer to the
question is “yes” because it is in fact “possible” to be a “supervisor” (element
three) but not hold a “high-level” position (element four) in the conspiracy.
The State contends, however, that the current model kingpin charge, which has
existed for more than two decades, is adequate as it is, even in multi-defendant
cases, like this one, where there are multiple alleged leaders of a criminal
enterprise. It maintains that the Appellate Division erred by requiring the
judge to include in the kingpin charge more language from Alexander about
what constitutes a “high-level” position and by determining that the trial judge
should have molded the kingpin charge to the evidence against each defendant.
Finally, the State asserts the Appellate Division disregarded its proofs in
reviewing Berry’s Reyes motion.
13
Defendants contend the judge failed to answer the jury’s question by not
simply saying “yes,” and exacerbated the problem by giving his opinion that
elements three and four of the kingpin offense sounded similar. Defendants
argue generally that the judge was obligated to analyze the reason for the
jury’s question and that a further definition of “high-level” would have been
appropriate, especially in a multi-defendant case like this where each
defendant is charged with being a leader and where there is no testimony
explaining the inner workings of the criminal enterprise. Berry additionally
argues that the appellate court correctly applied Reyes to acquit him.
The ACDL asserts that the model kingpin charge is fundamentally
flawed. It contends that the fourth element of the existing charge provides a
confusing definition of what it means to hold a “high-level” position in the
drug trafficking conspiracy. For that reason, it urges us to refer the matter to
the Committee on Model Criminal Jury Charges to study the issue and adopt
clarifying language from Alexander that the model charge currently does not
contain.
III.
The trial judge’s response to the jury’s question seeking clarification
requires us to briefly address the kingpin statute; determine whether the
longstanding kingpin model jury charge adequately instructs jurors on the law;
14
determine whether, in elaborating on that charge in response to the jury’s
request for clarification, the trial court misstated the law; and, finally,
determine whether the judge should have molded the charge to the facts by
explaining defendants’ respective levels of authority in the drug trafficking
network. We begin with the adequacy of the model jury charge.
A.
The kingpin statute, N.J.S.A. 2C:35-3, was enacted as part of the
Comprehensive Drug Reform Act of 1987, L. 1987, c. 106. The Act contains
several “[d]eclaration[s] of policy and legislative findings,” including that,
[i]n order to be effective, the battle against drug abuse
and drug-related crime must be waged aggressively at
every level along the drug distribution chain, but in
particular, our criminal laws must target for expedited
prosecution and enhanced punishment those repeat
drug offenders and upper echelon members of
organized narcotics trafficking networks who pose the
greatest danger to society.
[N.J.S.A. 2C:35-1.1(c) (emphases added).]
The legislative history of the Act notes how its overarching policies are
furthered by N.J.S.A. 2C:35-3, which
is designed to reach the upper echelon participants in
an illegal narcotics conspiracy. This provision makes
it a crime to conspire with others as an organizer,
supervisor, financier or manager to engage in a profit-
making scheme to manufacture, distribute or transport
certain of the most dangerous drugs, such as heroin,
cocaine, methamphetamine, LSD or PCP. This offense
15
distinguishes between lower-level dealers and “mules,”
and higher-ranking drug profiteers. Persons convicted
of this offense will be subject to a mandatory life term
during which they shall be ineligible for parole for a
term of 25 years.
[A. Judiciary Comm. Statement to A. 3270 2 (Dec. 18,
1986).]
N.J.S.A. 2C:35-3 makes it a crime of the first degree to be a leader of a
narcotics trafficking network. (“A person is a leader of a narcotics trafficking
network if he conspires with two or more other persons in a scheme or course
of conduct to unlawfully manufacture, distribute, dispense, bring into or
transport in this State” any specified controlled dangerous substance. “Leader
of narcotics trafficking network is a crime of the first degree and upon
conviction thereof, . . . a person shall be sentenced to an ordinary term of life
imprisonment . . . .”).
In State v. Afanador, the defendant challenged the kingpin statute as
unconstitutionally vague. 134 N.J. 162, 165 (1993). Specifically, the
defendant argued that the term “organizer,” as used within the statute, is
susceptible to a number of interpretations that would expand the reach of the
statute far beyond the Legislature’s intent. Id. at 171-72. The defendant
claimed that the plain text of the statute would apply to an individual who
merely brings together a willing buyer and seller, an outcome that runs
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contrary to the Legislature’s intent to target “upper-echelon members” of drug
trafficking organizations. Id. at 172.
Although this Court noted that “the statute is hardly a model of precise
draftsmanship,” we reasoned that the “[t]he clear implication of ‘organizer,’
particularly in a statute dealing with a ‘leader’ of a drug-trafficking network, is
that the term describes a person who exercises some supervisory power over
others.” Id. at 169, 172. The Court observed that, when read in context with
the terms “supervisor, financier or manager,” “organizer” denotes authority to
direct the actions of others. Id. at 172-73. Accordingly, the Court concluded
that the kingpin statute is not unconstitutionally vague. Id. at 173.
After upholding the kingpin statute in Afanador, this Court addressed the
adequacy of a jury charge in a kingpin prosecution in Alexander, 136 N.J. 563.
The Appellate Division in that case reversed the defendant’s conviction under
the kingpin statute, reasoning that the trial court failed to instruct the jury that
it must find that the defendant was an “upper-echelon member” of the network
and failed to define certain critical terms in the statute. Id. at 567. The
Appellate Division held that a proper jury instruction should define an upper
echelon member “as someone who stands on an upper level of the chain of
command of a drug trafficking network, exercising command authority over
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members of that organization whose status is subordinate to his.” Id. at 568
(quoting State v. Alexander, 264 N.J. Super. 102, 111 (App. Div. 1993)).
This Court rejected the definition of “high-level” proposed by the
Appellate Division in Alexander because that definition suggested there must
be a vertical “chain of command” in a drug trafficking network, as part of
which an individual working at the street level or immediately above that
could not be “high-level.” Id. at 574-75. The Court explained:
A “high-level” or “upper-echelon” “leader” of such an
organization is one who occupies a significant or
important position in the organization and exercises
substantial authority and control over its operations.
Neither the specific elements enumerated in the
provisions of N.J.S.A. 2C:35-3 nor the additional
requirements extrapolated from the statute’s statement
of purpose indicate that a drug operator exercising
authority and controlling other people in an
organization or network, even at the street level, could
not be a “leader” or “drug kingpin” within the
contemplation of the Legislature. Rather, the role of a
defendant as a leader or drug kingpin turns more on the
nature of that person’s authority, the magnitude or
extent of control, and the number of persons over whom
that power is exercised.
[Id. at 575 (emphases added).]
Nevertheless, the Court agreed with the Appellate Division that, in light
of the trial court’s instruction as to N.J.S.A. 2C:35-3, “the jury, although it had
convicted defendant, ‘did not determine whether defendant’s status and
activities warranted the punishment [that] the Legislature has reserved for a
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“leader of a narcotics trafficking network.”’” Id. at 570 (alteration in original)
(quoting 264 N.J. Super. at 111).
This Court analyzed the kingpin statute and its “statement of purpose,”
and more specifically the Legislature’s intent to make a defendant’s “‘upper
level’ role in a drug network central to the activity criminalized.” Ibid.
Noting that the statute “does not include some of the important factors used in
the statutory statement of purpose to describe the drug-kingpin crime, and, to
that extent, does not completely convey the full legislative understanding in
creating this crime,” the Court remarked that the “status or the position of the
defendant in the drug trafficking network is a substantive part of the