State of New Jersey v. Karl Smith
CourtNew Jersey Superior Court Appellate Division
Date FiledApril 19, 2022
DocketA-5557-17
StatusPublished
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Full Opinion
RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-5557-17
STATE OF NEW JERSEY,
APPROVED FOR PUBLICATION
Plaintiff-Respondent,
April 19, 2022
v. APPELLATE DIVISION
KARL SMITH, a/k/a
CARL SMITH,
Defendant-Appellant.
_______________________
Submitted November 8, 2021 β Decided April 19, 2022
Before Judges Messano, Rose and Enright.
On appeal from the Superior Court of New Jersey,
Law Division, Camden County, Indictment No. 18-01-
0178.
Joseph E. Krakora, Public Defender, attorney for
appellant (Richard Sparaco, Designated Counsel, on
the brief).
Jill S. Mayer, Acting Camden County Prosecutor,
attorney for respondent (Nancy P. Scharff, Special
Deputy Attorney General/ Acting Assistant
Prosecutor, of counsel and on the brief).
The opinion of the court was delivered by
MESSANO, P.J.A.D.
A Camden County grand jury returned a twenty-count indictment against
defendant Karl Smith. The judge granted the State's pretrial motion to dismiss
six of the first eighteen counts alleging defendant committed sexual offenses
against his daughter, K.W. (Karen), born August 2003; the last two counts
alleged he committed sexual offenses against S.E. (Sara), the daughter of
defendant's girlfriend, born June 2008. 1
The remaining twelve counts involving Karen charged defendant with
two counts of first-degree aggravated sexual assault committed between
November 2015 and August 2016, N.J.S.A. 2C:14-2(a)(1) (counts one and
two); two counts of second-degree sexual assault committed during the same
dates, N.J.S.A. 2C:14-2(b) (renumbered counts three and four); two counts of
first-degree aggravated sexual assault committed between August 2016 and
January 2017, N.J.S.A. 2C:14-2(a)(2)(a) (renumbered counts five and six); two
counts of third-degree aggravated sexual contact committed during the same
dates, N.J.S.A. 2C:14-3(a) (renumbered counts seven and eight); and four
1
We use initials and pseudonyms pursuant to Rule 1:38-3(c)(9). Apparently
the six dismissed counts were added to the original indictment via a
superseding indictment. Although insignificant to the issues presented, the
judge considered certain pre-trial motions, including defendant's motion to
sever, under the original indictment and prior to the filing of the superseding
indictment.
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counts of second-degree endangering the welfare of a child committed between
November 2015 and January 2017, N.J.S.A. 2C:24-4(a)(1) (renumbered counts
nine, ten, eleven and twelve). The two counts involving Sara alleged
defendant committed second-degree sexual assault between October 2015 and
August 2016, N.J.S.A. 2C:14-2(b) (renumbered count thirteen); and second-
degree endangering the welfare of a child between the same dates, N.J.S.A.
2C:24-4(a)(1) (renumbered count fourteen).
Prior to trial, defendant moved to sever the two counts involving Sara
for a separate trial. He also sought a ruling that admission of evidence
regarding Sara's precocious sexual knowledge did not violate the Rape Shield
Law, N.J.S.A. 2C:14-7. The judge denied both motions. At trial, the jury
acquitted defendant of counts one through four, could not reach a verdict on
the remaining eight counts as to Karen, and found defendant guilty of counts
thirteen and fourteen alleging offenses against Sara.
After granting the State's motion to impose an extended term of
imprisonment on defendant as a persistent offender, N.J.S.A. 2C:44-3(a), the
judge sentenced defendant to eighteen years' imprisonment on the sexual
assault conviction with an eighty-five percent period of parole ineligibility
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3
under the No Early Release Act, N.J.S.A. 2C:43-7.2, and a concurrent ten-year
term on the child endangerment conviction. 2
Before us, defendant raises the following points for our consideration:
POINT I β DEFENDANT'S MOTION FOR
SEVERANCE SHOULD HAVE BEEN GRANTED,
AND AS A RESULT OF IMPROPER JOINDER OF
OFFENSES HE WAS DENIED THE RIGHT TO A
FAIR TRIAL.
POINT II β DEFENDANT WAS DENIED THE
RIGHT TO A FAIR TRIAL DUE TO THE COURT'S
ERROR IN PRECLUDING DEFENDANT FROM
INTRODUCING EVIDENCE OF THE VICTIM'S
PREVIOUS FAMILIARITY WITH SEXUALITY.
POINT III β DEFENDANT WAS DENIED THE
RIGHT TO A FAIR TRIAL DUE TO MULTIPLE
HEARSAY STATEMENTS OF THE VICTIM
ALLOWED INTO EVIDENCE. (Not raised below.)
POINT IV β THE DEFENDANT WAS DENIED
THE RIGHT TO A FAIR TRIAL DUE TO
PROSECUTORIAL MISCONDUCT DURING
CLOSING ARGUMENTS, WHERE THE STATE
SUGGESTED THAT THE DEFENDANT HAD THE
PROPENSITY TO COMMIT CRIMES. (Not raised
below.)
2
Ten days later, defendant entered a conditional guilty plea to renumbered
count twelve as amended to charge third-degree child endangerment of Karen,
preserving his right to appeal the denial of his severance motion. The State
recommended a concurrent five-year term of imprisonment, which the judge
imposed, and dismissed the remaining counts of the indictment on which the
jury did not reach a unanimous verdict.
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POINT V β THE SENTENCE OF EIGHTEEN
YEARS [IN] NEW JERSEY PRISON WAS
EXCESSIVE.[3]
I.
The State contended defendant's sexual abuse of the two children first
came to light on August 20, 2016. At that time, defendant lived in a two-
bedroom apartment in Camden with Sara, her mother and defendant's
girlfriend, K.D. (Kate), Kate's twelve-year old son, A.E. (Anthony), and
defendant's and Kate's infant daughter, D.S. (Donna). The charges involving
Karen surfaced in early 2017 when doctors examined Karen and discovered
she had gonorrhea. During further questioning, Karen said defendant had
sexually assaulted her on several occasions beginning in 2015 and continuing
until two months before her exam.
A.
The Pre-trial Severance Motion
Defendant moved to sever the two counts charging him with crimes
committed against Sara from trial of all other counts in the indictment. He
asserted that trying the two sets of charges together would be unduly
prejudicial. In her brief opposing the motion, the prosecutor extensively
3
We have deleted the subpoints in defendants' brief.
A-5557-17
5
summarized Sara's statement to Detective Daniel Choe on August 21, 2016. 4
She also summarized Kate's statement to the detective, in which Kate said she
confronted defendant after Sara's disclosure, and "defendant denied touching
[Sara] inappropriately." The prosecutor wrote: "[Kate] stated the defendant
said, 'Maybe she might [have] thought I grabbed her when I picked the blanket
off of her and put it on [Donna].'" In her brief, the prosecutor sum marized
defendant's statement to the detective, also given on August 21, noting
defendant "denied intentionally touching [Sara] in a sexual manner and
claimed he only touched her to move her over on the bed." The prosecutor
then summarized the case regarding Karen's allegations in detail, extensively
quoting portions of Karen's statement to Detective Choe.
The State argued a single trial was appropriate, because defendant's
assaults were against "female children to whom . . . defendant [wa]s a father
figure," and the crimes "occurred when the children were staying at . . .
defendant's home." Citing State v. Covell, 157 N.J. 554 (1999), the prosecutor
contended a wider range of Rule 404(b) evidence is admissible when "motive
or intent of the accused . . . is material." Regarding the two counts of the
indictment charging offenses against Sara, the prosecutor said,
4
Because the judge cited the briefs in rendering his decision on the motion,
we obtained the filed briefs from the trial court record.
A-5557-17
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The State is required to prove defendant's intent and
knowledge in touching [Sara's] vagina. The
defendant's state of mind is a material issue in dispute.
The significance of this material issue is magnified by
the fact that the defendant provided a statement to
police, and [Sara's] mother provided a statement to
police, claiming that [Sara] may have been confused
regarding the sexual assault . . . by . . . defendant
mistakenly touching her while he was trying to move
the blanket covering her. Thus, it is abundantly clear
that absence of mistake and defendant's intent are
material issues in dispute at trial.
[(Emphasis added).]
At oral argument, the judge indicated he had read the briefs. 5 Defense
counsel began by arguing defendant's "intent or motive" was not material. The
judge asked if "intent [was] a question based upon what [defendant] said in his
statement," to which counsel responded, "it may very well be." In the colloquy
that followed, the judge acknowledged he had not read defendant's statement,
but said,
Going on what's in the briefs, [defendant] indicated
that . . . he was moving the blanket . . . and there was
an inadvertent touching if you will β
Defense counsel: Correct.
Judge: β versus a purposeful act. And that seems to
me goes directly to intent.
5
There is no indication that Kate's statement to police was reviewed by the
judge, and the statement is not in the appellate record.
A-5557-17
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[(Emphasis added).]
Defense counsel changed tack, arguing that trying the counts charging offenses
against Karen and those charging crimes against Sara in the same trial would
"create an overwhelming . . . prejudice . . . with regard to the other two
counts."
The prosecutor argued the State had to prove "defendant's intent in
touching [Sara]." She said, "Obviously, the fact that he was doing this to his
other child during the same time frame and that those behaviors began exactly
the same way . . . would obviously go to intent . . . ." The judge asked:
"[W]ith reference to [Sara], apparently because she complained immediately[,]
. . . it got no further . . . than the first touching incidents. Is that a fair
statement . . . [?]" The prosecutor replied, "That is a fair statement." 6
Reviewing the State's proffer, the judge noted that in his statement to
Detective Choe, defendant "suggested that [Sara] may have mistakenly thought
he grabbed her when he picked the blanket off her and put it on her sister."
Applying the Cofield7 analysis, the judge denied the severance motion,
concluding as to the first prong, "there [wa]s relevance in the testimony
6
Actually, in her statement to Detective Choe and her later testimony at trial,
Sara said defendant sexually touched her vagina more than once and before
August 20, 2016.
7
State v. Cofield, 127 N.J. 328, 338 (1992).
A-5557-17
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regarding these two incidents." Considering the fourth prong, and quoting
State v. Garrison, 228 N.J. 182, 197β98 (2017), the judge concluded, "Some
types of evidence . . . require a very strong showing of prejudice to justi fy
exclusion. One example is evidence of motive or intent." The judge said
"intent is the issue" in this case, and he denied the motion for severance.
The Rape Shield Motion
Defendant sought to introduce evidence that when Sara was four years
old, her teacher notified the Division of Child Protection and Permanency (the
Division) that she observed the child on several occasions lying on her back
with her legs spread and her hands down the front of her pants. The Division
discovered from Kate that Sara had a urinary tract infection and her physician
prescribed vaginal cream for relief.
Additionally, Sara told a Division caseworker that she and her three-
year-old male cousin would play a game wherein whenever she said "ice cream
vanilla," her cousin touched her vaginal area with a pen. The Division referred
the family to CARES Institute (CARES), described later during trial as "a
medical clinic that sees children when there are concerns for abuse or neglect
of those children." Dr. Stephanie Lanese examined Sara during the referral
and also four years later, when the August 2016 incident arose. Knowing Dr.
Lanese was a probable State's witness at trial, defendant sought to question the
A-5557-17
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doctor about Sara's first involvement with CARES and the sexually-related
matters the child discussed. Defense counsel argued the evidence was relevant
to rebut any "assumption that [Sara] could not possibly know about [sexual
conduct] unless . . . defendant . . . committed the act."
The prosecutor countered by arguing the evidence was strictly prohibited
by the Rape Shield Law. Moreover, she contended Sara was now eight years
old, i.e., old enough to know what was inappropriate touching; her complaints
about defendant's sexual contact did not demonstrate precocious sexual
knowledge.
After considering arguments and relying on the Court's decision in State
v. P.S., 202 N.J. 232 (2010), the judge barred defendant from questioning the
doctor about the earlier incidents. 8
B.
Trial Evidence Regarding Sara's Allegations of Abuse
Sara was the first witness at trial, which began in February 2018. Late
on the evening of August 20, 2016, she was watching television with Donna
asleep next to her on the bed in a bedroom defendant shared with Kate and the
newborn baby. Sara said defendant came into the bedroom, touched her
8
The judge's oral decision did not specifically bar defendant from calling the
Division caseworker who investigated the school's referral, but it clearly
barred both defense proffers pursuant to the Rape Shield Law.
A-5557-17
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"private part" in the front and "rubbed it." This happened on other occasions
when, before he went to work, defendant would come into the bedroom Sara
shared with Anthony and touched her as she slept. Sara said she would "close
[her] legs" to try to avoid this. On August 20, after defendant left the bedroom
and went into the bathroom, Sara decided for the first time to tell Kate.
The jury saw a videotaped statement Detective Choe took from Sara on
August 21, 2016. 9 Sara initially said defendant only touched her private part
once, but then, as questioning continued, she told the detective it happened
"more than once." Showing reluctance to provide any particular dates or times
of previous incidents, Sara eventually said defendant "did it today and he
do[es] it every time when he go[es] to work."
Kate testified she was dating defendant for about one year prior to
August 2016, first living together with the children in a different apartment
before moving two or three months earlier into the apartment where the
incident occurred. Kate was not working at the time, but defendant worked
weekdays from 4:00 a.m. to 5:00 p.m. Late on the evening of August 20, Kate
and defendant were watching television in the living room; Sara and Donna
9
The statement was admitted pursuant to N.J.R.E. 803(c)(27), the "tender
years" exception to the hearsay rule, after the judge held a pre-trial Michaels
hearing. See State v. Michaels, 136 N.J. 299, 320β21 (1994) (requiring the
State to demonstrate the reliability of the child's statement, and that it was not
the product of suggestive or coercive interview techniques).
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were in Kate's bedroom. When the baby began crying, defendant left the
living room to give her a pacifier. Kate heard defendant go into the bathroom;
then Sara came out of the bedroom and said defendant touched her private
part. Kate immediately took Sara to the hospital.
Dr. Lanese, an expert in "child abuse pediatrics," examined Sara on
September 1, 2016, at CARES. Sara told her defendant touched her private
part over her clothing on more than one occasion. 10 Dr. Lanese found no
physical signs of sexual abuse. The doctor explained she saw Sara again six
months later, in March 2017, because defendant's daughter Karen was "found
to be positive for gonorrhea." Dr. Lanese said Sara did not have gonorrhea and
could not have contracted the disease from the "touching" she described.
Trial Evidence Regarding Karen's Allegations of Abuse
The balance of the trial focused on Karen's allegations. On February 13,
2017, Dr. Monica Burton, a pediatrician, saw Karen for a "well child
examin[ation]" because an earlier "lab result" was concerning. Dr. Burton told
10
The judge conducted a hearing outside the presence of the jury and ruled
Dr. Lanese could testify about statements Sara made to her pursuant to
N.J.R.E. 803(c)(27).
A-5557-17
12
Karen she had gonorrhea. The doctor said Karen first denied having sexual
relations, but ultimately admitted having sex with someone for some time. 11
Dr. Monique Higginbotham, also affiliated with CARES, testified as an
expert child abuse pediatrician. She first saw Karen on February 21, 2017.
The doctor recounted in exacting detail Karen's descriptions of sexual assaults
by "an adult male" that began when she was twelve years old, and last
occurred two months earlier. 12 The doctor found nothing "abnormal" when she
physically examined Karen, who was then negative for gonorrhea.
Karen's mother, K.W. (Kylie) testified. She and defendant dated until
approximately one year after Karen's birth in 2003. Kylie and Karen moved to
Oklahoma, and defendant was not in his daughter's life until 2015, when she
and her mother returned to Camden. Kylie said after they returned, they would
11
At one point, the doctor testified Karen told her it was her "father."
However, apparently understanding the hearsay nature of the statement and
attempting to forestall any further objectionable testimony, the prosecutor
limited her direct examination by asking only a few leading questions. The
doctor did not repeat Karen's accusation of defendant.
12
There was an initial hearsay objection by defense counsel. Much of the
sidebar that ensued is "indiscernible," but it appears the prosecutor or judge
asserted the doctor's hearsay testimony was admissible as a "[m]edical
exception." See N.J.R.E. 803(c)(4) (excepting from the hearsay rule, "[a]
statement . . . made in good faith for purposes of, and is reasonably pertinent
to, medical diagnosis or treatment; and . . . describes medical history; past or
present symptoms or sensations; their inception; or their general cause"). This
ruling is not challenged on appeal.
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do things together as a family with defendant's oldest daughter, T.S. (Tara),
who lived with defendant along with her children. In October 2015, Karen and
her younger brother 13 began overnight visits with defendant at his home, and
Karen spent every weekend with defendant, Tara and her children. The visits
continued after defendant began living with Kate, but ended after Karen saw
Dr. Burton in February 2017. Karen never told Kylie about defendant's sexual
abuse.
Detective Kevin Courtney testified briefly on direct. On cross-
examination, however, defense counsel questioned the detective extensively
about the investigation. Courtney acknowledged defendant was not arrested
until March 1, 2017, based on Karen's allegations and after the detective spoke
with Kylie and Dr. Burton. The detective never spoke with Tara and never
secured a search warrant for defendant's home. 14
Karen was fourteen years old when she testified. She stopped visiting
defendant and Kate in February 2017, after the doctor told her she had
gonorrhea; she told the doctor "it was from" her father. Karen initially
13
Karen's brother was not defendant's child.
14
In her statement to police, apparently Karen alleged defendant forced her to
watch pornography at his house using an Xbox video gaming console. The
statement is not in the record, but defense counsel asked Karen if she recalled
telling detectives that defendant made her watch things on the Xbox; she could
not recall.
A-5557-17
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testified she did not remember anything her father did to her. As the
prosecutor continued direct examination and asked whether her father "tr[ied]
to have sex with [her], Karen responded, "Yes." Karen described how
defendant penetrated her vagina with his finger and penis and inserted his
penis in her mouth. Karen said this always happened at defendant's house,
sometimes when they were alone, but not every time she visited.
On cross-examination, Karen admitted telling Dr. Higginbotham some
things she failed to tell detectives. Defense counsel probed other
inconsistencies between Karen's testimony and her prior statement.
After admitting by stipulation defendant's jail medical records for the
year after his arrest in February 2017, the State rested.
Defense case
Tara testified as the first defense witness. She was living with her
children and defendant β her father β in his home when she first met Karen,
who came to visit defendant on weekends, sometimes with her brother, and
stayed in the house. At the time, defendant worked every day except Sunday,
and Tara babysat all the children.
Before defendant testified, the judge conducted a Rule 104(c) hearing
regarding the recorded video statement defendant made to Detective Choe on
August 21, 2016, the day after Sara's accusation. The judge ruled the State
A-5557-17
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could use the statement during cross-examination for impeachment purposes.
The judge also conducted a Sands/Brunson15 hearing and ruled all of
defendant's prior convictions were admissible for impeachment purposes.
Defendant's testimony was surprisingly brief; direct examination
comprises seventeen pages of transcript and cross-examination only five.
There are less than two pages each of re-direct and re-cross. Defendant had
six prior convictions and was last released from a halfway house in 2015,
when he returned to Camden, his hometown. Defendant described how he met
Kate while he was in the halfway house, and how he became reacquainted with
his daughter, Karen. Karen began to visit when Tara and her children were
living in the house with him. When Tara moved out, and Kate and her
children moved in, Karen continued to visit and stay overnight. Defendant
said he never lived in a third house since his release and never lived alone in
the house. This explicitly rebutted Karen's testimony that defendant
sometimes sexually assaulted her on weekends when he was alone in the
house, and that she visited him in three different houses.
15
State v. Sands, 76 N.J. 127 (1978); State v. Brunson, 132 N.J. 377 (1993).
Defense counsel specifically requested that defendant's prior convictions not
be "sanitized." Id. at 380.
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Defendant said on the night of August 20, 2016, he was with Kate
watching television when Donna began to cry. He took the pacifier and went
into the bedroom where Sara was watching television, pretending to be asleep,
next to the baby. After getting the baby back to sleep, defendant told Sara to
move over on the bed, but "she didn't move." Defendant "pushed [Sara] over
to move her over on the bed and . . . laid [his] daughter down." Defendant put
a blanket over his daughter and left for the bathroom.
When Kate confronted him at the bathroom door, defendant told her to
take Sara to the hospital "[t]o have her checked to prove that she was lying."
Defendant denied ever "rub[bing Sara's] vagina" and also denied all of Karen's
accusations.
On cross-examination, the prosecutor reviewed defendant's prior
convictions: two for distribution of CDS in a school zone in 1995; possession
of CDS in 2002; resisting arrest and eluding police in 2002; distribution of
CDS in a school zone in 2004; and possession of a firearm during a CDS
offense in 2012. 16 The prosecutor asked defendant to confirm that he "pushed"
Sara on the night of August 20, but asked no further questions about those
16
Only the last conviction was within ten years of the start of trial in 2018.
The other convictions were presumptively inadmissible. See N.J.R.E. 609(b).
There is no appeal from the judge's ruling admitting all the convictions for
impeachment purposes.
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events or any questions about the accusations made by Karen. She did not
confront defendant with his prior statement to Detective Choe.
Defendant called Kate as the trial's final witness. She confirmed details
about when she and defendant first began living together, where they lived,
and when Karen first started visiting. Kate also said she contracted chlamydia,
not gonorrhea, from defendant sometime after the birth of their daughter
Donna in 2015.
Summations
Defense counsel stressed that defendant's medical records revealed he
tested negative for gonorrhea shortly after his arrest and could not have been
the source of Karen's infection. He criticized the lack of investigation of
Karen's allegations, noting Detective Courtney "fail[ed] to gather . . .
corroborating evidence." Counsel suggested Karen's brief testimony was
incredible.
As to Sara, defense counsel highlighted that although the events
allegedly took place in August 2016, and Sara gave a statement the next day,
detectives did not arrest defendant until March 2017, when Karen's allegations
surfaced. Counsel acknowledged defendant admitted pushing Sara across the
bed, but only to make space on the bed for Donna.
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The prosecutor recounted Karen's testimony and the findings of Drs.
Burton and Higginbotham. She reviewed defendant's medical records, which
demonstrated he tested negative for chlamydia and gonorrhea at the jail. She
noted the records reflected that defendant kept asking jail officials to
administer the test, and she asserted, despite the lack of any evidence, that by
then defendant had already been "tested and treated." Defense counsel
objected. Although the judge sustained the objection, he only told jurors their
recollection of the evidence controlled.
The prosecutor picked up the argument immediately, telling the jury:
[I]t's clear from the testimony that . . . gonorrhea and
chlamydia . . . go hand in hand, there's enough there
for you to make the very logical inference that the
defendant was treated. That the defendant had
chlamydia and gonorrhea. . . . Again, chlamydia and
gonorrhea go hand in hand. Even if you test positive
for only one the doctors said you get treated for both.
Citing testimony that anonymous testing was available in the county,
defendant's knowledge as of August 2016 that he was under investigation, and
that adult males "experience symptoms more readily than females," the
prosecutor urged the jury to "conclude . . . defendant had gonorrhea, gave
gonorrhea to [Karen]" and was treated for it prior to his post-arrest negative
test.
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The prosecutor asserted that "just as was the case with [Karen],"
defendant's abuse of Sara "was a matter of opportunity." She said that unlike
those occasions when defendant molested Sara before going to work, on
August 20, 2016, it happened at night, and Sara's mother, Kate, was awake in
the next room. In urging jurors to find Sara and Karen more credible than
defendant, the prosecutor said defendant was "essentially a career criminal
who has six prior convictions, has spent a good deal of his adult life in prison,
clearly showing contempt for the balance and rules of society." There were no
objections.
II.
Defendant contends it was reversible error to deny his motion to sever
the two counts of the indictment involving Sara's allegations from the
remaining counts involving Karen because the evidence regarding Sara would
be inadmissible at a separate trial of counts involving Karen "and vice versa."
The State contends the severance motion was properly denied because the
"charged offenses . . . were the same or similar offenses, and constituted a
pattern of ongoing and overlapping criminal activity." We find defendant's
argument persuasive.
A.
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Rule 3:7-6 permits the State to charge multiple offenses in a single
indictment "if the offenses charged are of the same or similar character or are
based on the same act or transaction or on [two] or more acts or transactions
connected together." (Emphasis added). "Although joinder is favored,
economy and efficiency interests do not override a defendant's right to a fair
trial." State v. Sterling, 215 N.J. 65, 72β73 (2013).
Rule 3:15-2(b) provides "[r]elief from prejudicial joinder," and states:
"If for any . . . reason it appears that a defendant . . . is prejudiced by a
permissible or mandatory joinder of offenses . . . in an indictment . . . the court
may order . . . separate trials of counts . . . or direct other appropriate relief."
"A court must assess whether prejudice is present, and its judgment is
reviewed for an abuse of discretion." Sterling, 215 N.J. at 73 (citing State v.
Chenique-Puey, 145 N.J. 334, 341 (1996)).
"The test is whether the evidence from one offense would have been
admissible N.J.R.E. 404(b) evidence in the trial of the other offense . . . ." Id.
at 98. "If the evidence would be admissible at both trials, then the trial court
may consolidate the charges because 'a defendant will not suffer any more
prejudice in a joint trial than he would in separate trials.'" Chenique-Puey, 145
N.J. at 341 (emphasis added) (quoting State v. Coruzzi, 189 N.J. Super. 273,
299 (App. Div. 1983)). To avoid prejudicial joinder, the court must conclude
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the proffered evidence for each set of charges would be admissible in a
separate trial on the other set of charges because the "N.J.R.E. 404(b)
requirements [are] met, and the evidence of other crimes or bad acts [is]
'relevant to prove a fact genuinely in dispute and the evidence is necessary as
proof of the disputed issue.'" Sterling, 215 N.J. at 73 (first citing Cofield, 127
N.J. at 338; and then quoting State v. Darby, 174 N.J. 509, 518 (2002)).
In State v. Green, the Court succinctly explained:
Rule 404(b) bars "evidence of other crimes, wrongs,
or acts" when used "to show that [a] person acted in
conformity therewith." However, evidence of prior
"crimes, wrongs, or acts" may be used to show intent,
. . . knowledge, . . . or absence of mistake or
accident." Because evidence of a defendant's other
crimes "has a unique tendency" to prejudice the jury,
other-crimes evidence proffered under Rule 404(b)
"must pass [a] rigorous test."
[236 N.J. 71, 81 (2018) (alterations in original) (first
quoting N.J.R.E. 404(b); then State v. Reddish, 181
N.J. 553, 608 (2004); and then Garrison, 228 N.J. at
194).]
That "rigorous test" is the four-part Cofield test. Id. at 81β82 (citing Cofield,
127 N.J. at 338). 17
17
"The evidence of the other crime must be admissible as relevant to a
material issue . . . similar in kind and reasonably close in time to the offense
charged; . . . clear and convincing; and [its] probative value . . . must not be
outweighed by its apparent prejudice." Cofield, 127 N.J. at 338 (quoting
Abraham P. Ordover, Balancing The Presumptions Of Guilt And Innocence:
A-5557-17
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We apply a deferential standard of review to the trial judge's evidential
rulings. Id. at 81. "In addition, sensitive admissibility rulings regarding other-
crimes evidence made pursuant to Rule 404(b) are reversed '[o]nly where there
is a clear error of judgment.'" Ibid. (alteration in original) (quoting State v.
Rose, 206 N.J. 141, 157β58 (2011)). However, "[t]hat deferential approach
does not fit in cases where the trial court did not apply Rule 404(b) properly to
the evidence at trial; in those circumstances, to assess whether admission of
the evidence was appropriate, an appellate court may engage in its own
'plenary review' to determine its admissibility." Rose, 206 N.J. at 158 (quoting
State v. Barden, 195 N.J. 375, 391 (2008)).
With these guideposts in mind, we consider the trial evidence here.
B.
Construing the State's proffer as admissions by defendant to Kate and
Detective Choe of "inadvertently" touching Sara's vaginal area when he
"pushed" her to make room for Donna on the bed, the judge seemingly
concluded evidence that defendant sexually assaulted Karen by vaginally
penetrating her with his penis and finger, and orally penetrating her with his
______________________
Rules 404(b), 608(b), And 609(a), 38 Emory L.J. 135, 160β61 (1989) (footnote
omitted)). See State v. Gillispie, 208 N.J. 59, 88β89 (2011) (noting second
Cofield prong need not receive universal application).
A-5557-17
23
penis, was admissible to prove defendant intended to touch Sara's vagina for
his sexual gratification or to disprove a potential defense that the touching was
"inadvertent" or by mistake. See, e.g., P.S., 202 N.J. at 256 ("In determining
whether 404(b) evidence bears on a material issue, the Court should consider
whether the matter was projected by the defense as arguable before trial, raised
by the defense at trial, or was one that the defense refused to concede." (citing
State v. Stevens, 115 N.J. 289, 301β02 (1989))); State v. Cusick, 219 N.J.
Super. 452, 465β66 (App. Div. 1987) (admitting evidence of the defendant's
sexual abuse of two different victims to rebut his claim of inadvertent sexual
contact). The judge never explained, however, why the alleged touching of
Sara's vagina was relevant to prove a material fact in dispute regarding Karen's
allegations.
More importantly, defendant's intent in rubbing Sara's vaginal area, or
that it did not occur by mistake, was never an issue because defendant denied
touching Sara's vaginal area at all, inadvertently or otherwise. In State v. J.M.,
the defendant, a massage therapist, was charged with sexually assaulting a
client during a massage. 225 N.J. 146, 151β53 (2016). The defendant denied
any sexual contact occurred when interviewed after his arrest. Id. at 153. The
trial court ruled the State could introduce evidence that the defendant was
accused of similar conduct with a massage client in Florida six years earlier.
A-5557-17
24
Id. at 153β54. We granted leave to appeal and reversed, finding the evidence
was inadmissible under Cofield. Id. at 150β51 (citing State v. J.M., 438 N.J.
Super. 215, 240 (App. Div. 2014)). 18
The Court agreed, clearly stating: "In a case in which a defendant
contends the alleged assault did not occur, intent and absence of mistake are
not at issue. In the absence of a genuinely contested fact, other-crime evidence
is irrelevant and the first Cofield prong cannot be satisfied." Id. at 159
(emphasis added). 19 The Court explained:
Defendant does not argue that the alleged sexual
assault of [the victim] was consensual or accidental;
rather, he maintains that the sexual assault never
occurred. As such, [the Florida victim's] testimony is
inadmissible to establish motive, intent, or absence of
mistake because defendant's state of mind is not a
"genuinely contested" issue in this case. The
testimony is also inadmissible for proof of plan,
because it is insufficient to establish the existence of a
larger continuing plan of which the crime on trial is a
18
We also concluded that because defendant was acquitted of the Florida
charges, that evidence was always inadmissible under Rule 404(b) unless the
jury was convinced beyond a reasonable doubt the other crimes occu rred. Id.
at 153. The Court specifically refused to adopt that "bright-line" rule. Id. at
151.
19
The Court tempered this by noting that it could "envision certain
circumstances in which motive evidence may be admissible in t