State of New Jersey v. Stephen A. Zadroga
CourtNew Jersey Superior Court Appellate Division
Date FiledApril 26, 2022
DocketA-4432-19
StatusPublished
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Full Opinion
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4432-19
STATE OF NEW JERSEY,
Plaintiff-Respondent,
APPROVED FOR PUBLICATION
v. April 26, 2022
APPELLATE DIVISION
STEPHEN A. ZADROGA,
Defendant-Appellant.
________________________
Argued April 4, 2022 – Decided April 26, 2022
Before Judges Sabatino, Rothstadt and Mayer.
On appeal from the Superior Court of New Jersey, Law
Division, Hudson County, Indictment No. 18-07-550.
Peter R. Willis argued1 the cause for appellant (Willis
& Novel, LLC, attorneys; Peter R. Willis and
Maximillian A. Novel, on the briefs).
Leonardo V. Rinaldi, Assistant Prosecutor, argued the
cause for respondent (Esther Suarez, Hudson County
Prosecutor, attorney; Stephanie Davis Elson and
Colleen Kristan Signorelli, Assistant Prosecutors, on
the briefs).
1
Due to travel restrictions, defense counsel participated in the appellate oral
argument remotely with his consent. Counsel also accepted and took advantage
of the court's invitation to file a supplemental post-argument brief, which the
court has duly considered along with the State's responsive supplemental brief.
William P. Cooper-Daub, Deputy Attorney General,
argued the cause for amicus curiae Attorney General
(Matthew J. Platkin, Acting Attorney General, attorney;
William P. Cooper-Daub, of counsel and on the brief).
Scott M. Welfel, Assistant Deputy Public Defender,
argued the cause for amicus curiae Office of the Public
Defender (Joseph E. Krakora, Public Defender,
attorney; Scott M. Welfel, of counsel and on the brief).
The opinion of the court was delivered by
SABATINO, P.J.A.D.
This criminal prosecution arises out of a head-on collision that killed a
passenger in defendant's car. Defendant, Stephen A. Zadroga, had driven his
car into oncoming traffic, and an accident reconstruction expert estimated he
had been speeding at over 80 miles per hour in a 25 mile per hour zone at the
moment of impact. His blood sample was extracted at a hospital later that day,
yielding apparent test results from the State Police laboratory of blood alcohol
content ("BAC") well over the legal limit.
A grand jury charged defendant with aggravated manslaughter, death by
auto, and three intoxication-based assault offenses. A few days after the ensuing
jury trial commenced, and following the testimony of seven witnesses for the
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State, a testifying hospital nurse identified an inconsistency in the lab results.2
That disclosure, in turn, revealed the State had inadvertently misattributed the
blood sample of a deceased hospital patient to defendant, which the hospital had
mistakenly released, and which the State then failed to authenticate. In addition,
it came to light that defendant's own blood sample had been irretrievably lost.
The trial judge declared a mistrial and found that, pursuant to Arizona v.
Youngblood, 488 U.S. 51 (1988), the State had acted in bad faith in its
misattribution of the blood sample. The judge denied defendant's motion to
dismiss all five charges with prejudice, but he did dismiss with prejudice the
three counts of the indictment that hinged on defendant's intoxication, and thus
his BAC level. Defendant appealed; the State did not cross-appeal the judge's
finding of bad faith.
We hold the proper remedy in this situation is to re-present the matter to
a new grand jury, solely based on the reckless driving evidence without proof or
contentions of defendant's intoxication or impairment. We reject defendant's
claim of a double jeopardy violation, as the mistrial was justified on the grounds
2
As the record before us does not include the trial transcripts except for motion
proceedings, we rely on the parties' and the trial judge's recitations of the events
culminating in the mistrial.
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of manifest necessity. In addition, we reject defendant's argument that it is
fundamentally unfair to maintain any charges against him.
I.
The unusual circumstances of this appeal arose out of the following facts
and events.
The Collision
On November 16, 2017, at around 2:00 a.m., two cars collided head-on on
Paterson Plank Road in Jersey City. One car, an Acura, was driven by Steven
Carvache, with Nicole Krygoski in the passenger seat. The other car, a Mazda,
was driven by defendant, with Evadne Figueroa in the front passenger seat and
Matthew Nierstedt in the back seat.
Following the crash, Carvache, Krygoski, Figueroa, and Nierstedt were
all transported to nearby hospitals for treatment from the scene of the accident.
Defendant, meanwhile, was first released to the custody of his parents before
going into the Jersey City Medical Center ("JCMC") for treatment that same
morning. At 3:00 a.m., about an hour after the accident, Nierstedt, defendant's
rear passenger, was pronounced dead at the JCMC due to blunt trauma injuries
he sustained during the car collision.
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The Grand Jury Proceedings
The State presented its case to a grand jury in June 2018. At the hearing,
the prosecutor questioned two police detectives who investigated the collision,
Detective Tony Espaillat and Detective Joe Bisone. Much of the grand jury
evidence dwelled upon defendant and others drinking alcohol on the night of the
collision, and whether the drivers were under the influence at the time of the
crash.
Detective Espaillat's Investigation
Detective Espaillat mostly testified about the statements he had taken
from witnesses, including the other passengers in defendant's and Carvache's
cars. He stated that, following a first visit to the collision site, he went to Christ
Hospital where he questioned Krygoski, the passenger in Carvache's car.
Krygoski told the detective she worked at Corkscrew Bar in Jersey City and had
served Carvache "approximately two to three" twelve-ounce cans of beer earlier
the night of the accident before Carvache offered to give her a ride home.
Krygoski also told the detective she remembers a "dark-colored vehicle,"
understood as being defendant's car, going over the double solid lines into her
and Carvache's lane just before the collision.
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The detective later took a formal statement from Krygoski, who reiterated
that she remembered Carvache drinking two twelve-ounce cans of beer at
Corkscrew Bar at approximately 1:30 a.m. on November 16. Krygoski stated
Carvache did not seem drunk, and that she would not have gotten into a car with
him if it appeared otherwise. She accepted his offer of a ride home at about 2:00
a.m.
Krygoski told the detective that she remembered the headlights of another
vehicle coming toward them on Paterson Plank Road, that the vehicle appeared
to be driving "really, really fast," and that it appeared to be on their side of the
center line when the cars collided. Krygoski recalled that Carvache tried to
swerve out of the way to avoid the oncoming vehicle, but that "there was limited
room since there isn't a shoulder at that location."
Detective Espaillat then discussed Figueroa's police statement. Figueroa
worked with defendant's sister and his ex-girlfriend, and she lived in the same
building as defendant. She remembered defendant drinking "two or three . . .
draft beers and two shots of a dark-colored alcohol[.]" While Figueroa admitted
she "did not pay much attention to everyone" that night, she recalled Nierstedt
"buying lots of rounds[.]"
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According to Figueroa, she planned on being taken home by defendant,
who asked her to first "take a ride with him so he could drive Nierstedt home"
to Jersey City. Figueroa accepted the ride from defendant. She told the
detective she would not have gotten into his car if she had suspected he was
intoxicated. Figueroa stated she was nevertheless "scared" during the ride
because defendant was "speeding" and that he and Nierstedt "just laughed at
her" when she asked him to slow down.
Figueroa initially told Detective Espaillat that she saw a vehicle—
evidently Carvache's—driving toward them and "go over the double solid lines"
just before the collision. When pressed about this, Figueroa recanted the
allegation about Carvache, but maintained she did not recall defendant driving
over the double lines, either.
Detective Espaillat also took a statement from Venicio Rojas, a driver for
a charter bus company. Rojas stated he was stopped at a light facing north on
Paterson Plank Road at approximately 1:50 a.m., with a Port Authority pickup
truck ahead of him, and a black Mazda—defendant's car—behind him.
Rojas recounted that when the light turned green, the Mazda accelerated
past Rojas, passing him on the left side "at a high rate of speed ." Rojas then
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briefly lost sight of both the Mazda and the Port Authority pickup truck before
coming upon the collision site.
According to Rojas, at that point, Rojas got out of the bus to help, and saw
defendant "acting crazy" and "punching the rear passenger window to get his
friend out of the vehicle[.]" Once police arrived on the scene, Rojas stated he
overheard defendant tell them Carvache had lost control of his car, which Rojas
then told the officers he believed was inaccurate. Rojas told the officers he
thought defendant was drunk "because of the way he was acting." He also stated
that when he attempted to prevent defendant from touching Nierstedt, he smelled
alcohol.
Detective Espaillat also took a statement from Leon Sergeant, a Port
Authority worker who had been riding in the front seat of a Port Authority
vehicle the night of the accident. Sergeant stated that defendant tried overtaking
their vehicle on the right, "before the [two] lanes merged into one." He
explained that he did not see defendant's car again until he and his colleagues
came upon the collision, after taking their time driving up the road "because it
has a lot of curves[.]" Sergeant also recalled briefly seeing defendant in his car
unconscious before coming to and screaming "Mike" (Nierstedt's first name) .
His colleagues called 9-1-1.
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Detective Espaillat also informed the grand jurors about statements given
by defendant's three friends who had accompanied him, Nierstedt, and Figueroa
at various bars the evening of November 15. All three friends told Detective
Espaillat that defendant, as far as they could recall, had only had approximately
one to three beers between about 10:45 p.m. and 1:30 a.m. the night of the
accident. They all denied that defendant drank liquor or showed any signs of
inebriation that evening, but acknowledged that they themselves had all
consumed liquor.
Video Surveillance and Other Evidence of Drinking
Detective Espaillat also informed the grand jurors about video
surveillance footage he had obtained from the East LA Bar. The detective
testified that defendant could be seen on the video being served two twelve-
ounce bottles of beer, one at 10:10 p.m., the second at 10:31 p.m. The video
also revealed the group departing East LA Bar at 11:26 p.m. on November 15.
Detective Espaillat further recounted his interview with a bartender at
Village Pourhouse in Hoboken, where defendant and his friends had also been
that evening. Village Pourhouse did not have a functioning video surveillance
system the evening of November 15. The bartender stated that she recalled
Nierstedt starting a bar tab with his credit card, ordering a round of drinks and
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shots, and everyone in the group—including defendant—having a shot. She
further stated that defendant drank "about three or four" sixteen-ounce draft
beers, and "approximately" two shots of whiskey throughout the night.
Detective Espaillat interviewed the manager of the Village Pourhouse,
particularly about two bar tab receipts: one for $90 paid with Nierstedt's credit
card, the other for $75 paid for in cash by another friend of defendant's. Both
tabs were opened around 11:40 p.m. on November 15, and closed out around
2:00 a.m. on November 16. That bar tab included two bottles of beer, seven
whiskey shots, a draft beer, and three other $3 drinks.
Detective Espaillat also referred to video surveillance footage collected
from the Corkscrew Bar in Jersey City the night of the collision. That footage
showed Carvache enter the bar at approximately 1:09 a.m., and him being served
twelve-ounce cans of beer upon arrival; again at 1:15 a.m.; again at 1:31 a.m.;
and again at 1:45 a.m., for a total of four beers. Carvache is seen on the video
leaving the bar with Krygoski at 1:56 a.m.
The Autopsy and the BAC Evidence
Detective Espaillat conveyed to the grand jurors the results of Nierstedt's
autopsy. The medical examiner concluded that his cause of death was "blunt
trauma injuries of the head" due to the collision.
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The detective testified that a forensic scientist for the State Police had
analyzed blood samples taken from defendant and Carvache. He told the grand
jurors that the State lab reported BAC levels of 0.131% for Carvache's sample,
and a much higher 0.376% level for defendant's sample. 3
Detective Bisone's Investigation
Detective Bisone, the State's other grand jury witness, was questioned by
the prosecutor about the "fatal collision report" he prepared, which he described
as a "summary of all supporting documentation, witness interviews, roadway
evidence and field evidence." That evidence included hospital treatment reports
of the passengers in both defendant's and Carvache's cars, evidence from the
collision site, vehicle inspections, and imaging data obtained from defendant's
car.
The Black Box Data
Detective Bisone conveyed to the grand jurors the readings collected from
defendant's car's "airbag control module," also known as its "black box."
According to Bisone, computer data downloaded from the black box revealed
that defendant's car had been driving at "85 to 88 miles per hour until
3
We take judicial notice that the legal limit for BAC under the State's drunk
driving laws is 0.08%. N.J.S.A. 39:4-50. Hence, the reported BAC for
defendant was more than four times that limit.
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approximately three seconds prior to impact[,]" which fell to approximately 68
miles per hour at one-and-a-half seconds before impact, and 43 miles per hour
at the point of impact.
Detective Bisone noted that black box data was not available from
Carvache's car. However, he was able to determine from a reconstruction of the
collision that Carvache's car had been driving approximately 27 to 33 miles per
hour at the point of impact. He told the grand jurors that the speed limit on
Paterson Plank Road at the crash location is 25 miles per hour.
Detective Bisone found liquid splatter documented at the collision site,
consistent with the collision occurring "predominately in the southbound lane,"
meaning in Carvache's lane. Based on photographs of the crash site and the
physical evidence in both lanes, Bisone determined that defendant's car, before
the impact, had been "straddling the double yellow lines with the front of the
[car] halfway over the line[.]" Detective Bisone testified that he had been made
aware of both defendant's and Carvache's respective BAC level analyses, the
results of which he repeated to the grand jury. He also explained to the grand
jurors the "physics" of Paterson Park Road itself, and opined that weather was
not a factor in the collision.
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Notably, no officer that reported to the scene of the accident administered
field sobriety tests to defendant.
The Indictment
The grand jury returned a five-count indictment against defendant,
charging him with, most severely, aggravated manslaughter in the first degree,
N.J.S.A. 2C:11-4(a)(1) (count one); and death by auto in the second degree,
N.J.S.A. 2C:11-5(a) (count two). Counts three, four, and five charged defendant
with victim-specific charges of assault by auto in the third degree, N.J.S.A.
2C:12-1(c)(2), for the injuries respectively sustained by Carvache, Krygoski,
and Figueroa. Those three counts charged that defendant drove his car while in
violation of N.J.S.A. 39:4-50, which elevates the assault to a third-degree
offense, where, as here, serious bodily injury results.
Carvache, the other driver, was not criminally charged.
Defendant's Trial and the Sudden Revelation of the Mistaken BAC
Evidence
Defendant's jury trial commenced on July 8, 2019. After seven of the
State's witnesses had testified, the State became aware that the blood sample it
had submitted into evidence with an associated record of defendant's BAC was
not, in fact, collected from defendant. The BAC level of the incorrect sample
that was offered by the State was 0.376%, over four times the legal limit.
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This stunning revelation emerged during the testimony of Melissa
Rosario, R.N., the JCMC emergency room nurse who had collected the blood
sample in question. Nurse Rosario testified that she had drawn two vials of
blood from defendant. By contrast, the Hudson County Prosecutor’s Office
investigative report reflected the State was in possession of five, not two, vials
of defendant's blood.
Following an investigation on July 12, 2019, the day after Rosario
testified, the State discovered that the five vials of blood it had admitted into
evidence had been drawn from another, since-deceased JCMC patient, not from
defendant. The prosecutor duly informed the court and defense counsel of this
mistake.
Defendant's Motion to Dismiss the Indictment with Prejudice
In the wake of the "wrong blood sample" revelation, defendant moved to
dismiss his entire indictment with prejudice. After a hearing on July 15, 2019,
the trial judge partially granted defendant's motion, but dismissed the whole
indictment without prejudice. The court thereafter declared a mistrial, without
objection from either party, and disbanded the jury.
Defendant moved for reconsideration, arguing, among other points, that
the State had violated his right against double jeopardy. The judge asked the
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parties to submit briefs on the double jeopardy issue, which was argued at a
hearing before the trial court on February 21, 2020.
The February 21, 2020 Motion Hearing
At the hearing on his motion for reconsideration, defendant presented
three arguments as to why the entire indictment should have been dismissed with
prejudice: fundamental fairness; double jeopardy; and a violation of his rights
under Brady v. Maryland, 373 U.S. 83 (1963).
Defendant argued the State's grand jury presentation emphasized two
evidentiary cornerstones supporting all five counts of the indictment: "alcohol
and . . . speed." Defendant contended that his alcohol consumption was essential
to the State's case against him, arguing that "alcohol permeates the entire case
up until the point . . . they're driving on the highway," and yet the State cannot
provide blood sample evidence "used to indict" defendant.
As to double jeopardy, defendant argued that he had been placed in an
"untenable position" after suddenly being made aware of the inaccurate BAC
report. He contended that his options were either potentially waiving a double
jeopardy defense by moving to dismiss the indictment, or maintaining the double
jeopardy defense by risking a guilty verdict for charges predicated at least partly
on false information. Further, defendant argued that the State could not, or at
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least should not be allowed to, "indict based upon speed alone" without any BAC
or alcohol-related evidence.
Relatedly, defendant argued that principles of fundamental fairness should
protect him "where the rights implicated do not squarely fall within the scope of
an identifiable constitutional protection." Citing State v. Yoskowitz, 116 N.J.
697 (1989), defendant asserted that "pain and suffering and financial issues"
should be considered before the trial court gives the State an avenue to re-try its
case, particularly as it had been two years since the original indictment.
The State, in turn, argued to the trial judge that there can be no Brady
violation with regard to evidence "it never had in its possession," namely
defendant's actual blood samples lost at the JCMC. Instead, the State argues
that the blood sample debacle is a matter of "spoilation" rather than a Brady
violation.
Further, the State insisted that none of the three doctrines offered by
defendant—Brady, fundamental fairness, or double jeopardy—could sustain the
dismissal of an indictment with prejudice under our State's case law, which
establishes a presumption against such dismissals. Citing State v. Farmer, 48
N.J. 145, 175 (1966), the prosecutor stressed the general public's interest in
seeing serious crimes tried, as a consideration to be weighed against the
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defendant's due process rights. The State also stressed that defendant has not
been in custody as he awaits the possibility of a revived indictment, pending this
proceeding. The State further urged that "[t]here needs to be some bad faith or
willful misconduct on the part of the . . . prosecutor for the Court to grant the
dismissal with prejudice."
The State also reminded the court of its non-alcohol related evidence
indicative of defendant's recklessness. Specifically, according to black box data,
defendant had been driving up to 88 miles per hour in a 25 mile per hour zone
within seconds of the collision; eyewitness testimony also corroborated
defendant's speed and reckless driving; and lastly, a reconstruction of the
collision suggested he had driven over the double solid line into Carvache's lane
right before impact.
The Trial Judge's June 29, 2020 Written Opinion
Judge Patrick J. Arre declined to dismiss the entire indictment with
prejudice, and preserved the first two counts. The judge issued a written opinion
on June 29, 2020 that rejected the arguments posed by defendant.
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First, the judge concluded that defendant's motion for reconsideration was
neither procedurally barred nor time barred under Rule 4:49-2, as argued by the
State.4
Second, the judge rejected defendant's argument that the State's admission
of an inaccurate blood sample violated his due process rights under Brady v.
Maryland. The judge found that Brady does not apply because this is not an
instance where the State withheld "evidence favorable to an accused." 373 U.S.
at 87. Nevertheless, the judge relied upon a related Supreme Court due process
case, Youngblood, 488 U.S. at 51, to justify the partial dismissal of defendant's
indictment.
In Youngblood, a defendant was convicted of child molestation, sexual
assault, and kidnapping, though a police criminologist was unable to obtain
information about the victim's assailant from evidence collected with a "sexual
assault kit." 488 U.S. at 52. The Arizona Court of Appeals reversed the
conviction on the ground that the State had breached a constitutional duty to
preserve evidence collected from the victim's body and clothing. Ibid. The
4
Because the trial judge was plainly correct in his application of Rule 4:49-2,
we need not comment further about this alleged procedural bar to
reconsideration. See D'Atria v. D'Atria, 242 N.J. Super. 392, 401-02 (Ch. Div.
1990).
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United States Supreme Court reversed because the record did not show bad faith
on the part of the State. As the Court held:
Unless a criminal defendant can show bad faith on the
part of the police, the state's failure to preserve
potentially useful evidence—of which no more can be
said than that it could have been subjected to tests, the
results of which might have exonerated the defendant—
does not constitute a violation of the due process clause
of the United States Constitution's Fourteenth
Amendment.
[Ibid. (emphasis added).]
The trial judge observed that our State's Supreme Court, since State v. Marshall,
123 N.J. 1 (1991), has consistently applied the Youngblood "bad faith" standard
for deeming unconstitutional a prosecutor's failure to preserve "potentially"
exculpatory evidence.
Applying Youngblood's bad faith test, Judge Arre found that "the conduct
of the State is shocking to a universal sense of justice and resulted in a denial of
due process to the defendant." The judge noted that the "detectives here cannot
be said to have followed their protocols or policies in good faith, and their failure
to do so warrants a finding of bad faith." (Emphasis added).
In addition, the judge found "there was a significant likelihood that [the
blood sample evidence] was exculpatory." The judge perceived that the "only
evidence" the State had relevant to defendant's alcohol use, aside from the blood
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sample, were statements by witnesses who could mostly recall defendant
drinking a few beers the evening of the accident, and the "speed and direction
of the car at the time of impact." In the trial judge's estimation, depriving
defendant a chance to examine or "meaningfully challenge" the strongest
evidence on record—his reported BAC—amounted to a due process violation.
Turning to the question of a remedy for the due process violation, the
judge concluded the appropriate recourse was to bar the State from proceeding
under the three counts defendant was charged with pursuant to N.J.S.A. 2C:12-
1(c)(2) (assault by auto in the third degree). The judge dismissed those three
counts ---
with prejudice, as the defendant's intoxication and, therefore, his BAC,
constituted a fundamental element of those charges.
By contrast, the judge preserved the State's ability to prosecute defendant
under counts one and two. In this regard, the judge noted that "one can be
reckless while driving and not be intoxicated." Implicitly, the judge's ruling
signifies that the State's evidence of defendant's high speed and veering over the
center line—even without incriminating BAC evidence—could satisfy its prima
facie burden to establish the elements of first-degree aggravated manslaughter
under count one and second-degree death by auto under count two.
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Finally, the judge rejected defendant's arguments that his further
prosecution on counts one and two should be disallowed due to principles of
double jeopardy and fundamental fairness. Weighing the "unfairness and
prejudice suffered by defendant extending beyond his reasonable expectation in
this case" against "the public interest in having the charges prosecuted[,]" the
judge concluded that counts one and two of the indictment should not be
dismissed with prejudice.
The trial judge emphasized that the court must consider the "public right
to have the accused tried and punished if found guilty . . . especially . . . when
looking at the seriousness of the crime charged." Despite what the judge termed
the State's "inexcusable conduct" in its misattribution of the blood samples
needed to support counts three, four, and five, defendant, according to the judge,
had not been "subjected to the quantum of oppression, harassment or egregious
deprivation necessary to warrant a dismissal" with prejudice of the remaining
two counts.
Defendant now appeals. The State notably has not cross-appealed the
dismissal with prejudice of counts three through five.
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At our invitation, we received helpful amicus briefs from the Attorney
General and the Public Defender on these issues, and we heard oral arguments
from the amici along with those presented by counsel of record.
II.
Through his initial and numerous supplemental briefs on appeal,
defendant essentially advances two core arguments: first, that the trial judge
erred in rejecting his claim of a double jeopardy violation, and, second, that
allowing the State to proceed on charges of aggravated manslaughter and death
by auto is fundamentally unfair. We address these arguments in turn.
As a preface to our analysis, we are mindful that a determination of
whether to dismiss an indictment generally is left to the sound discretion of the
trial court and will be reversed only for an abuse of discretion. State v.
Warmbrun, 277 N.J. Super. 51, 59 (App. Div. 1994). The court's decision to
dismiss an indictment will constitute an abuse of discretion only "where 'the
decision [was] made without a rational explanation, inexplicably departed from
established policies, or rested on an impermissible basis.'" State v. Triestman,
416 N.J. Super. 195, 202 (App. Div. 2010) (quoting United States v. Scurry, 193
N.J. 492, 504 (2008)) (alteration in original). Here, the judge's reasonable
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decision to dismiss with prejudice the last three counts of the indictment, but not
the first two, was an appropriate exercise of discretion.
A.
We first consider defendant's claim that his constitutional right to be free
from double jeopardy was violated when the trial judge granted a mistrial and
preserved the first two counts of the indictment. 5 Defendant and the Public
Defender contend that the trial judge, having found that the State mishandled
the blood sample evidence in bad faith, should have offered defendant the option
of proceeding with the same jury to a verdict if it was unwilling to dismiss the
indictment in its entirety as he had requested. We disagree.
The Fifth Amendment of the United States Constitution instructs that no
person shall "be subject for the same offense to be twice put in jeopardy of life
or limb[.]" U.S. Const. amend. V. Similarly, the New Jersey Constitution states
that "No person shall, after acquittal, be tried for the same offense." N.J. Const.
art. I, ¶ 11. Despite these differences in wording, our courts have treated these
5
We recognize that defendant's opening brief on appeal mentioned but did not
contain a substantive discussion of double jeopardy. However, his subsequent
briefs in this appeal, including his response to the amici, explicitly argued the
issue. Because of the importance of the issue, we choose to reach and resolve
it.
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federal and state constitutional Double Jeopardy clauses synonymously. State
v. Miles, 229 N.J. 83, 92 (2017).
Jeopardy "attached" in this case when the trial jurors were sworn. State
v. Allah, 170 N.J. 269, 279 (2002). After that moment, a defendant generally
has a double jeopardy right to have that jury trial proceed to a verdict. Id. at 280
(citing State v. Lynch, 79 N.J. 327, 340-41 (1979)). That does not end the
analysis, however. Not all mistrials bar a new trial; only an improper
termination of a trial by the court precludes a defendant's re-prosecution. Ibid.
One of the recognized exceptions to the double jeopardy bar to a re-trial
is whether the court declared a mistrial in circumstances where there was a
"manifest necessity." United States v. Dinitz, 424 U.S. 600, 606-07 (1976);
State v. Kelly, 201 N.J. 471, 485 (2010); Allah, 170 N.J. at 280. "Where the
court finds a sufficient legal reason and manifest necessity to terminate a trial,
the defendant's right to have his initial trial completed is subordinated to the
public's interest in fair trials and reliable judgments." State v. Loyal, 164 N.J.
418, 435 (2000); see also Allah, 170 N.J. at 280. The presence of such manifest
necessity is highly fact-specific and contextual, and there are "no rigid rules"
about what rises to that level. State v. Smith, 465 N.J. Super. 515, 536-37 (App.
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Div. 2020) (finding, albeit in a different procedural context arising out of the
COVID-19 pandemic, "manifest necessity" to terminate an ongoing jury trial).
We are persuaded the judge here reasonably terminated the trial and
discharged the jury once the sudden bombshell about the mistaken blood sample
was revealed. Although we have not been provided with the trial transcripts, we
presume the prosecution in its opening statement presented the trial jurors with
the same theme it had presented to the grand jurors, i.e., that defendant was
heavily intoxicated at the time of the collision. It is also likely that some of the
testifying witnesses before the hospital nurse took the stand provided testimony
in support of that theme. The parties have not shown otherwise. 6
Once the testifying nurse's records revealed that the blood samples tested
at the State's lab were not attributable to defendant, there was no realistic way
for the jurors to ignore that enormous mistake. A limiting instruction woul d not
have sufficed to cure the massive prejudice to the State that defense counsel
would surely exploit. See, e.g., State v. Manning, 82 N.J. 417, 421-22 (1980)
(finding that the prejudicial effect of testimony that should not have been
admitted was "devastating" and constituted reversible error despite prompt and
6
As we noted above, in advocating for dismissal with prejudice after the blood
sample snafu had come to light, defense counsel argued to the court that the
State’s case thus far had been centered on "alcohol" and "speed."
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emphatic limiting instructions from the trial court); State v. Herbert, 457 N.J.
Super. 490, 504-08 (App. Div. 2019) (recognizing that "jury compliance with
curative and limiting instructions" cannot always be presumed, and that such an
instruction sometimes may be ineffective when it concerns evidence that "bears
directly on the ultimate issue"). The trial simply could not be salvaged.
Moreover, defendant did not voice to the trial judge any objection to a
mistrial after partially losing his motion for dismissal with prejudice of all
charges. Although his attorney did not affirmatively assent to the mistrial, the
lack of an objection deprived the judge of an opportunity to consider the matter
more deeply. In any event, there simply were no realistic options other than to
end the trial and plan for a fresh start.
Defendant urges that he was entitled to a bar on re-prosecution because
the judge found that the State's misattribution of the blood samples, while not
deliberate, was done in bad faith. But not all findings of the government's bad
faith inexorably preclude re-prosecution. The trial court must examine the
comparative interests and equities on a case-by-case basis, just as it does in the
analogous context of a Brady violation. See, e.g., State v. Brown, 236 N.J. 497,
527-28 (2019). The question is whether the State's conduct is "so outrageous"
A-4432-19
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as to "absolutely bar" it from involving judicial processes to obtain a conviction.
Id. at 528 (quoting United States v. Russell, 411 U.S. 423, 431-32 (1973)).
In Brown, the State belatedly turned over nineteen reports to the defense
one week into a jury trial, but there was no evidence of "willful misconduct."
Ibid. Accordingly, the Supreme Court discerned no constitutional barrier to
allowing the State to proceed with the case. Ibid.
Here, although we surely do not condone the misattribution of the blood
samples and the loss of defendant's own vials, we likewise are satisfied that the
mistakes were not sufficiently outrageous to bar the State completely from going
forward with portions of the charges that are not dependent on defendant's BAC
level or proof of intoxication. The Double Jeopardy clauses do not mandate
total dismissal here.
B.
In a related argument, defendant contends that his re-prosecution on
counts one and two would contravene principles of fundamental fairness. The
trial judge soundly rejected that argument.
The New Jersey Supreme Court has characteriz