State of New Jersey v. James P. Kozak
CourtNew Jersey Superior Court Appellate Division
Date FiledOctober 20, 2026
DocketA-2685-24
StatusUnpublished
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Full Opinion
RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited . R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-2685-24
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JAMES P. KOZAK,
Defendant-Appellant.
_______________________
Submitted September 29, 2026 – Decided October 20, 2026
Before Judges Vanek and Bergman.
On appeal from the Superior Court of New Jersey, Law
Division, Ocean County, Accusation No. 22-05-1038.
Jennifer N. Sellitti, Public Defender, attorney
for appellant (Monique Moyse, Designated Counsel, on
the brief).
Bradley D. Billhimer, Ocean County Prosecutor,
attorney for respondent (William Kyle Meighan,
Supervising Assistant Prosecutor, of counsel; Julianna
Iacona, Assistant Prosecutor, on the brief).
PER CURIAM
Defendant James P. Kozak appeals from the April 17, 2025, order denying
his petition for post-conviction relief (PCR) without an evidentiary hearing.
Defendant contends plea counsel rendered ineffective assistance prior to the
entry of his guilty plea by failing to review discovery, investigate, meaningfully
discuss the case with him, and pressuring him to plead guilty by telling him he
would receive a life sentence if he did not accept the plea offer. Having
conducted a de novo review of the record, we are unpersuaded by these
contentions and affirm substantially for the reasons expressed by Judge Dina M.
Vicari in her cogent written decision.
I.
We recite the facts and procedural history relevant to our decision. On
September 14, 2021, police responded to a report of sexual assault involving a
juvenile victim, S.X (Sandra).1 Sandra, then sixteen years old, reported
defendant had sexually assaulted her over a period of years beginning when she
was eleven years old. Sandra described repeated sexual abuse at multiple
residences, including sexual intercourse, oral sex, and later anal penetration.
1
We use initials and pseudonyms because records relating to child victims of
sexual assault or abuse are excluded from public access under Rule 1:38-3(c)(9).
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After law enforcement took defendant into custody and advised him of his
Miranda2 rights, defendant admitted to having Sandra touch him inappropriately
when she was eleven years old. This alleged behavior led defendant to engage
in sexual intercourse, oral sex, and anal sex with Sandra at various locations.
Defendant was charged with one count of first-degree aggravated sexual assault,
N.J.S.A. 2C:14-2(a)(1).
On May 31, 2022, defendant waived indictment by accusation and pled
guilty to the above charge. As part of the plea agreement, the State agreed to
limit defendant's sentence to a fifteen-year custodial term with fifteen years of
parole ineligibility, together with other statutory consequences and monitoring.
During the plea hearing, the court advised defendant the maximum term for the
offense was life imprisonment. Defendant stated he understood.
The court also questioned counsel and defendant regarding counsel's
discussions with defendant about discovery, consultation, and voluntariness.
Counsel represented he had "received and fully reviewed all discovery" with
defendant. Defendant stated he had sufficient time to discuss the matter with
his attorney, counsel had reviewed the plea and supplemental forms with him,
counsel answered all of his questions, and he was satisfied with counsel 's
2
Miranda v. Arizona, 384 U.S. 436 (1966).
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representation. Defendant further stated he was entering the plea voluntarily,
no one had forced, threatened, or coerced him, no promises had been made
beyond the plea agreement, and defendant was pleading guilty because he was
guilty.
While providing a factual basis to the court, defendant admitted between
June 28, 2016 and June 26, 2018, while living with Sandra, he penetrated her
vagina with his penis when she was under the age of thirteen. Defendant also
stated he was pleading guilty to take accountability for what he did. The court
accepted the plea.
At the sentencing hearing in October 2022, defendant reaffirmed under
oath he had engaged in sexual penetration with the victim when she was under
thirteen years old. Counsel advised the court defendant did not challenge the
factual findings in the Adult Diagnostic and Treatment Center (ADTC) report
and noted defendant did not deny his actions. Pursuant to the statutory
sentencing factors, the court found aggravating factor three, the risk defendant
will commit another offense, N.J.S.A. 2C:44-1(a)(3), and nine, the need for
deterring the defendant and others from violating the law, N.J.S.A. 2C:44-
1(a)(9), and mitigating favor seven, no history of prior delinquency or criminal
activity or has led a law-abiding life for a substantial period of time before the
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commission of the present offense, N.J.S.A. 2C:44-1(b)(7). The court gave
moderate, heavy, and light weight to those factors, respectively. As such, the
sentencing court found the aggravating factors outweighed the mitigating
factors.
The court acknowledged the ADTC report's factual findings, and
sentenced defendant to a fifteen-year term of imprisonment according to the
terms of the negotiated plea agreement and pursuant to the No Early Release
Act, N.J.S.A. 2C:43-7.2, Nicole's Law, N.J.S.A. 2C:44-8, the Jessica Lundsford
Act, N.J.S.A. 2C:14-2(d), Megan's Law, N.J.S.A. 2C:7-1 to -23, and the
conditions of Parole Supervision for Life, N.J.S.A. 2C:43-6.4. The court also
imposed several mandatory fines and penalties at sentencing. Defendant did not
file a direct appeal.
On or about April 4, 2024, defendant filed a self-represented PCR petition.
After counsel was assigned, defendant filed an amended petition, certification,
and supporting brief. In his certification, defendant asserted counsel met with
him twice by video for less than ten minutes total. Defendant further asserted
counsel failed to discuss trial strategy and the strengths and weaknesses of the
State's case with him. Defendant also asserted his counsel told him if he did not
accept the plea he would "get life."
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The PCR court heard oral argument and denied relief in a written opinion
and order dated April 17, 2025. Judge Vicari found defendant failed to establish
a prima facie claim of ineffective assistance of counsel and was not entitled to
an evidentiary hearing.
II.
On appeal, defendant raises the following point for our consideration:
POINT I
[DEFENDANT] IS ENTITLED TO AN
EVIDENTIARY HEARING ON HIS CLAIM THAT
HIS ATTORNEY RENDERED INEFFECTIVE
ASSISTANCE OF COUNSEL PRETRIAL BY
FAILING TO INVESTIGATE, PROVIDE
DISCOVERY, OR DISCUSS HIS CASE IN A
MEANINGFUL MANNER, AND BY TELLING HIM
THAT HE WOULD RECEIVE A LIFE SENTENCE IF
HE DID NOT PLEAD GUILTY, ALL OF WHICH
PRESSURED HIM INTO A GUILTY PLEA.
III.
PCR is New Jersey's analogue to the federal writ of habeas corpus. State
v. Preciose, 129 N.J. 451, 459 (1992). Whereas here, the PCR court does not
conduct an evidentiary hearing, we review the court's legal conclusions de novo.
State v. Harris, 181 N.J. 391 (2004).
Claims of ineffective assistance of counsel are governed by the familiar
two-part test set forth in Strickland v. Washington, 466 U.S. 668, 687 (1984),
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and adopted in State v. Fritz, 105 N.J. 42, 58 (1987). Defendant must show both
counsel's performance was deficient, and counsel's deficient performance
prejudiced the defense. Strickland, 466 U.S. at 687.
When the conviction is based on a guilty plea, the prejudice prong requires
a defendant to show "there is a reasonable probability that, but for counsel's
errors, he would not have pleaded guilty and would have insisted on going to
trial." Hill v. Lockhart, 474 U.S. 52, 59 (1985); see also State v. DiFrisco, 137
N.J. 434, 457 (1994). In the PCR context, the defendant must also show that
"'reject[ing] the plea bargain would have been rational under the
circumstances.'" State v. O'Donnell, 435 N.J. Super. 351, 371 (App. Div. 2014)
(quoting Padilla v. Kentucky, 559 U.S. 356, 372 (2010)).
A defendant is not entitled to an evidentiary hearing merely by asserting
ineffective assistance. Preciose, 129 N.J. at 462. To obtain a hearing, the
defendant must establish a prima facie case, demonstrate there are material facts
in dispute that cannot be resolved on the existing record, and show an
evidentiary hearing is necessary to resolve the claim. R. 3:22-10(b); State v.
Porter, 216 N.J. 343, 354 (2013). Bald assertions are insufficient. State v.
Cummings, 321 N.J. Super. 154, 170 (App. Div. 1999). Further, a defendant
may not create a genuine factual dispute to warrant a hearing by contradicting
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prior sworn statements without explanation. State v. Blake, 444 N.J. Super. 285,
299 (App. Div. 2016).
Applying these principles, we conclude defendant failed to establish a
prima facie claim of ineffective assistance of counsel, and the PCR court
correctly denied the petition without an evidentiary hearing.
Defendant argues counsel failed to review discovery with him and failed
to discuss the case in a meaningful way. His own prior sworn statements refute
this claim. At the plea hearing, counsel represented on the record he had
"received and fully reviewed all discovery" with defendant. Defendant did not
dispute this representation. The record clearly indicates defendant confirmed he
had sufficient time to discuss the matter with counsel, counsel had reviewed the
plea and supplemental forms with him, counsel had answered "any and all"
questions, and he was satisfied with counsel's representation. Defendant further
stated he fully understood everything discussed at the plea hearing.
In addition, defendant's later certification does not identify what discovery
was not reviewed, what portion of the State's proofs he did not understand, or
what additional consultation would have altered his decision to plead guilty. As
the PCR court correctly found, defendant did not "prove what discovery the Trial
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Attorney did not review," nor did he demonstrate review of any additional
discovery would have led him to reject the plea and proceed to trial.
We determine the PCR court's conclusion is well supported by the record.
Defendant had already admitted to the charged conduct after receiving Miranda
warnings from law enforcement. He then admitted under oath at the plea hearing
he penetrated the victim when she was under thirteen years old. Defendant
reaffirmed this admission at sentencing. On this record, defendant's generalized
assertion additional discovery review might have changed the outcome is
precisely the sort of unsupported claim we rejected in Cummings, 321 N.J.
Super. at 170.
Defendant next claims counsel failed to investigate properly. We
conclude the PCR court appropriately rejected this claim. Counsel has a duty to
make reasonable investigations or to make a reasonable decision particular
investigations are unnecessary. Strickland, 466 U.S. at 691; State v. Savage,
120 N.J. 594, 619-21 (1990). But when a defendant asserts inadequate
investigation on PCR, they must identify the facts an investigation would have
revealed and support that assertion with competent proofs. Cummings, 321 N.J.
Super. at 170.
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Defendant did not satisfy the above standards. His certification does not
identify any witness counsel should have interviewed, any exculpatory evidence
counsel would have uncovered, any viable defense further investigation would
have supported, or any factual inconsistency that would have undermined t he
State's case. Defendant simply states counsel did not suggest investigative
avenues, which made him feel he had no choice but to plead guilty. This
statement is insufficient to support a prima facie case of ineffective assistance
of counsel.
The record also supports the PCR judge's determination further
investigation was unnecessary. Defendant had already given a detailed
inculpatory statement admitting sexual intercourse, oral sex, and anal sex with
the victim beginning when she was eleven. He later provided a sworn factual
basis for the plea and reaffirmed the factual basis at sentencing. In light of those
admissions, the PCR court reasonably concluded defendant failed to show either
deficient performance or prejudice arising from any alleged lack of
investigation. Unlike cases wherein a defendant supported an ineffectiveness
claim with competent evidence of an alibi, mental-state defense, or an
overlooked witness, defendant offered no such proofs here. See Porter, 216 N.J.
at 353-56; see also Savage, 120 N.J. at 621.
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Defendant also asserts counsel pressured him into pleading guilty by
telling him he would receive a life sentence if he did not accept the plea. Again,
the record does not support defendant asserted a prima facie claim concerning
this allegation. At the plea hearing, the court expressly advised defendant the
maximum sentence for the offense was life imprisonment. The court then
explained the negotiated plea would limit the State's recommendation to fifteen
years in state prison with fifteen years of parole ineligibility. Defendant clearly
stated under oath he understood those sentencing consequences.
Most importantly, defendant swore no one had forced, threatened, or
coerced him into pleading guilty, no promises had been made beyond the plea
agreement, and he was pleading guilty because he was guilty. He did not express
confusion, hesitation, or reluctance. Defendant reaffirmed the plea at
sentencing.
Even accepting defendant's certification at face value, we conclude he did
not satisfy the second prong of Strickland as he failed to show prejudice. He
failed to delineate any viable defense he would have presented at trial. Further,
defendant failed to explain why rejecting the plea would have been a rational
choice given his inculpatory statement, sworn admissions, and the significantly
greater sentencing exposure absent the negotiated plea agreement.
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In addition, as stated above, the plea substantially limited defendant's
sentencing exposure and resolved additional charges arising from years of
repeated abuse of the victim. Defendant therefore failed to show a reasonable
probability that, but for counsel's alleged statement, he would have rejected the
plea and insisted on going to trial. Based on our de novo review, we concur
with Judge Vicari who reached the same conclusion, finding defendant failed to
show he was improperly pressured into pleading guilty or that, absent the alleged
pressure, defendant would have insisted on going to trial.
Because defendant did not present a prima facie claim, no evidentiary
hearing was required. R. 3:22-10(b). The alleged factual disputes defendant
identifies are not material within the meaning of the rule because, even viewing
his certification indulgently, he failed to proffer genuine issues of fact related to
the effectiveness of counsel or to demonstrate sufficient prejudice. See
Preciose, 129 N.J. at 462-63.
Nor are we persuaded by defendant's contention he is entitled to a hearing
to "expand" upon his allegations. A hearing is not a vehicle to search for support
for otherwise deficient claims. See R. 3:22-10(e). On this record, defendant's
allegations were vague and conclusory. Rule 3:22-10(e)(3) forbids a court from
holding an evidentiary hearing when, such as here, a "defendant has not
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demonstrated a reasonable likelihood of success as required by R. 3:22-10(b)."
Since the PCR court found defendant failed to demonstrate a prima facie claim
for ineffective assistance of counsel under Rule 3:22-10(b), the PCR court
correctly rejected this claim without an evidentiary hearing.
To the extent we have not specifically addressed any of defendant 's
remaining legal arguments we conclude they lack sufficient merit to warrant
discussion in a written opinion. R. 2:11-3(e)(2).
Affirmed.
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