State v. K. Proctor
CourtMontana Supreme Court
Date FiledJuly 14, 2026
DocketDA 23-0409
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
07/14/2026
DA 23-0409
Case Number: DA 23-0409
IN THE SUPREME COURT OF THE STATE OF MONTANA
2026 MT 150
STATE OF MONTANA,
Plaintiff and Appellee,
v.
KATHERINE ANNE PROCTOR,
Defendant and Appellant.
APPEAL FROM: District Court of the First Judicial District,
In and For the County of Lewis and Clark, Cause No. CDC 2022-30
Honorable Kathy Seeley, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Alexander H. Pyle, Assistant Public Defender, Office of the State
Public Defender, Lewistown, Montana
For Appellee:
Austin Knudsen, Montana Attorney General, Cori Losing, Assistant
Attorney General, Helena, Montana
Kevin Downs, Lewis and Clark County Attorney, Mary Barry,
Deputy County Attorney, Helena, Montana
For Amici The American Civil Liberties Union and The ACLU of Montana:
Alex Rate, ACLU of Montana Foundation Inc., Missoula, Montana
For Amicus The Innocence Network:
Karl Pitcher, Attorney at Law, Missoula, Montana
Submitted on Briefs: November 5, 2025
Decided: July 14, 2026
Filed:
__________________________________________
Clerk
2
Justice Laurie McKinnon delivered the Opinion of the Court
¶1 Katherine Anne Proctor (Proctor) appeals her June 9, 2023 conviction for felony
Assault on a Minor, in violation of § 45-5-212, MCA, entered in the First Judicial District
Court, Lewis & Clark County. We affirm.
¶2 We restate the issues on appeal as follows:
Issue One: Whether the District Court erred in admitting expert testimony related
to “Shaken Baby Syndrome.”
Issue Two: Whether the District Court erred by not suppressing evidence obtained
under an impermissible general warrant.
Issue Three: Whether the prosecutor violated Proctor’s right to a fair trial with
impermissible statements related to Proctor’s character.
Issue Four: Whether Proctor’s counsel was ineffective.
FACTUAL AND PROCEDURAL BACKGROUND
¶3 P.P. was born in May 2021 and was healthy. At the time, Proctor was an Assistant
Attorney General and P.P.’s father, Tim Proctor, was an officer with the Montana Highway
Patrol. Proctor and Tim diligently participated in routine neonatal care for P.P. The family
relied on an Owlet baby monitor integrated into a sock (Owlet) to track P.P.’s heart rate
and oxygen levels at night. The family was then living in Helena, Montana, but were
preparing to move to Choteau, Montana, for Tim’s job in August 2021. With Proctor
primarily caring for P.P. in Helena, Tim began residing in the family’s new residence while
returning regularly to assist Proctor. Unbeknownst to Proctor, Tim was engaged in an
extramarital affair at this time. Proctor and Tim prepared to sell their house in Helena,
with closing scheduled for September 29, 2021. However, Proctor could not immediately
3
move into the new Choteau home until her employer approved her to work remotely.
Instead, Proctor would temporarily move into an apartment in Helena with P.P. Proctor
enrolled P.P. with 3Rs Daycare (3Rs) in August 2021 so that she could return to work.
Proctor also relied on extended family for supplemental childcare.
¶4 On September 7 and 9, 2021, workers at 3Rs noted P.P. had dime-sized bruises on
her cheekbones and forehead when she arrived. P.P. arrived at day care with an abrasion
on her nose on September 13, 2021. Tim took care of P.P. when she was sick with
COVID-19 on September 20-23, 2021, and thereafter returned to Choteau. When Tim left,
P.P. did not have a black eye. The next day, Proctor watched P.P. Tim returned to Helena
on September 25, 2021, and noticed P.P.’s black eye, which Proctor claimed was the result
of dropping a toy on herself. Two separate workers at 3Rs later testified about having seen
P.P.’s black eye on September 27, 2021. The second worker was skeptical of Proctor’s
proffered explanation because she had not seen P.P. demonstrate the dexterity required to
grasp a toy in such a manner.
¶5 Tim returned to Helena on September 28, 2021, to assist Proctor in the final steps
of vacating the Helena house. He picked up P.P. from 3Rs that evening and fed her a bottle
at approximately 6:30 p.m. before leaving her on a blanket on the floor to continue packing
the home with Proctor. Major Dustin Lerette (Lerette), one of Tim’s coworkers, arrived at
around 7:45 p.m. and spoke with Tim. Lerette had a brief interaction with Proctor, who
appeared “stressed.” Additionally, Lerette heard music and P.P. crying from inside the
house. After Lerette left, Tim went back inside the house and found P.P. was asleep—not
on the ground where he had last seen her—but in her car seat. Proctor remained packing
4
at the house and Tim took P.P. to the apartment for the night. Once there, Tim prepped
P.P. for sleep, “put[ting] her pajamas on, chang[ing] her diaper[,]” and “warm[ing] up her
bottle.” “The entire time[,]” P.P was asleep, only waking up “[a] little bit” for her evening
bottle, of which she only consumed between “five and ten [milliliters].” P.P. usually
consumed 125 milliliters. Tim woke at 1:30 a.m. on September 29, 2021, after hearing a
noise. He checked on P.P., who remained asleep even after Tim picked her up.
¶6 At 6:00 a.m. on September 29, 2021, Proctor began readying P.P.’s morning bottle.
P.P would not wake up. Data from the Owlet, worn by P.P. overnight, showed her heart
rate had dropped to between 60 and 70 beats per minute (bpm). A typical four-month-old
should register at least 100 bpm. The parents were concerned about possible seizure
activity, as they noticed one side of P.P.’s body was twitching. Proctor called P.P.’s
pediatrician, who advised bringing P.P. to the emergency room.
¶7 At the emergency room in Helena, medical personnel reacted quickly on P.P.’s
arrival shortly after 7:00 a.m. because she was obviously “critically ill.” P.P. had a bruise
on her right eyelid. Due to P.P.’s moist mucous membranes, emergency room Dr. Andy
Coil (Dr. Coil) ruled out dehydration. Although P.P.’s heart rate and oxygen were initially
normal, her oxygen levels dropped shortly after her arrival, necessitating supplemental
oxygen. Her temperature was low. P.P was less responsive than she should have been at
four-months-old.
¶8 Dr. Coil conducted a head-to-toe exam and found P.P.’s anterior fontanelle, the “top
front part of [her] skull[,]” was “tense and bulging a little bit.” The swelling of P.P.’s
anterior fontanelle, which should have been “normally soft and somewhat squishy” at
5
P.P.’s stage of development, indicated pressure on the brain. Dr. Coil stepped out of the
room to order a computed tomography (CT) scan of the brain. When Dr. Coil returned,
P.P. was actively seizing. The CT scan indicated P.P. had suffered “a large, massive anoxic
brain injury.” Given the severity of the brain injury, Dr. Coil decided to transfer P.P. to
another hospital capable of providing “pediatric neurosurgery, [. . .] pediatric neurology,
and a pediatric intensivist” as required by P.P.’s dire situation but which was unavailable
in Helena. P.P. spent five hours in the Helena emergency room before being transported
by helicopter with Proctor to the children’s hospital in Kalispell, Montana. In preparation
for the flight, Dr. Coil and staff placed P.P. in a “medically induced coma” and intubated
her to “put her on life support to breathe” during transport.1 Dr. Coil indicated he would
not have been surprised if P.P. died due to the severity of her injuries.
¶9 Dr. Nicholas Satovick (Dr. Satovick), a neuroradiologist who contracted with the
hospital in Kalispell, reviewed P.P.’s CT scan from the Helena hospital. He found the scan
reflected P.P. had “a small subdural hemorrhage” on the left side of her brain, a “linear
focus of blood in the right lower cerebellum,” and a “profound [. . .] decreased attenuation
of the cerebral hemispheres of the brain on both sides.” The latter diagnosis was
determined because, rather than showing a “differentiation of gray and white matter” in
P.P.’s brain, the scans reflected “all one shade of grey” indicating an injury such as “loss
of blood flow or oxygen to the brain.” Dr. Satovick agreed with Dr. Coil that the CT scan
1
Medical staff made one unsuccessful attempt to intubate P.P. before completing the procedure.
No evidence suggested P.P. had suffered any physical injury from the first failed attempt.
6
indicated P.P. had experienced a “hypoxic ischemic event” in which brain injuries were
caused by reduced oxygen and blood flow.
¶10 When P.P. and Proctor arrived in Kalispell, Dr. Timothy Stidham (Dr. Stidham)
ordered a Magnetic Resonance Imaging (MRI) scan of P.P.’s brain, a chest x-ray to check
the intubation, and a blood test. The blood test ruled out a Sudden Infant Death Syndrome
event. P.P. tested positive for the common cold but was not displaying any symptoms. She
tested negative for COVID-19, influenza, and respiratory syncytial virus. P.P. began
seizing again after metabolizing the antiseizure drugs administered before her flight to
Kalispell. Dr. Stidham restabilized P.P.
¶11 The CT scan confirmed significant swelling on the brain as well as significant
portions of her brain that were without oxygen long enough that she was going to have
irreversible, significant injury. Dr. Stidham decided against surgery on the brain because
all sides of the brain were affected, thus negating any benefit from emergency surgery. The
MRI showed P.P. had a cervical ligamentous injury but no spinal cord injury in her neck.
The subdural bleeding between the brain and the skull was more evident on the MRI than
it appeared on the CT scan conducted in Helena. Dr. Stidham put a C-collar on P.P. to
stabilize her neck ligaments and protect her spine.
¶12 Dr. Stidham asked Proctor about the bruising on P.P.’s face. He was skeptical of
Proctor’s explanation that P.P. had dropped a toy on herself because “it’s kind of hard for
four-months-olds to bruise their face and [. . .] bring [a] toy to her face with enough force
to cause a bruise[.]” Dr. Stidham testified that “any bruising without a very consistent
mechanism is a concern for [. . .] some type of child abuse[,]” especially in conjunction
7
with the x-ray imaging, which revealed multiple rib fractures. Dr. Stidham began to
suspect P.P.’s injuries resulted from trauma, specifically non-accidental trauma or abusive
trauma. He indicated the fractures were more important than the history of a mechanism
for the bruises on P.P’s face, and his leading diagnosis was “non-accidental trauma”
(NAT). On September 30, 2021, Dr. Stidham conducted a skeletal survey, which
confirmed the rib fractures and a femur fracture. The fractures were in various stages of
healing, suggestive of “different time points of different abusive injuries to [P.P.]” Dr.
Stidham further opined the rib fractures and P.P.’s brain injuries suggested a diagnosis of
NAT caused by inflicted abuse.
¶13 P.P.’s arrival presented a fast-moving medical situation to doctors in Kalispell, but
Dr. Stidham managed to keep Proctor and Tim apprised of developments. On September
29, he first told the parents that P.P.’s injuries resembled “inflicted injuries.” Neither
parent could provide Dr. Stidham with any history that could explain P.P.’s injuries and
P.P. had no history of any significant trauma. Confronted with Dr. Stidham’s suspicions,
Tim vomited. Proctor remained focused on the timing of P.P.’s injuries.
¶14 On October 1, 2021, Dr. Mark Remington (Dr. Remington), an ophthalmologist in
Kalispell, examined P.P.’s right eye.2 Dr. Remington found extensive hemorrhages in the
retina and “significant macular edema[,]” or swelling in the retina. When Dr. Remington
conducted a second exam on October 19, 2021, he was able to examine both of P.P.’s eyes.
2
Dr. Remington only dilated P.P.’s right eye, keeping her left eye undisturbed so nurses could
continue checking for a sudden increase in pressure on the brain, a symptom of which is a dilated
pupil, due to a persisting intracranial hemorrhage.
8
The hemorrhages were clearing in P.P.’s right eye as expected, but he also discovered
retinoschisis, or a splitting of the retina, as well as hemorrhages in the left eye.
¶15 Dr. Kelly Schmidt (Dr. Schmidt), a specialist in pediatric neurosurgery, also treated
P.P. On October 6, 2021, Dr. Schmidt ordered another MRI, which showed a tearing of
the arachnoid, a thin membrane connecting the brain to the skull. Blood from this tear
mixed with brain fluid into P.P.’s subarachnoid space. P.P. could not reabsorb the fluid,
which had begun to accumulate and cause pressure against P.P.’s skull in the week after
she first entered the Kalispell hospital. According to Dr. Schmidt, this was a “classic”
scenario in abuse cases: a patient would enter the hospital with a tear on this layer of the
brain and, “anywhere from one to sometimes weeks later[,]” fluid would then accumulate
within the brain.
¶16 Dr. Schmidt testified to child abuse protocols wherein doctors will examine both the
brain and the spine. Because infants have weaker neck muscles, cases of “abusive head
trauma or shaken baby” can lead to injury of the cervical spine. Babies “very rarely have
bony injur[ies,]” and instead they “tend to have injury more to soft tissue and to ligaments.”
The MRI of P.P.’s neck showed fluid in the joints of her neck at the base of her skull,
indicating a disruption of those joints. According to Dr. Schmidt, this injury can only be
caused by shaking a baby. As for a prognosis for P.P., Dr. Schmidt could only offer to
Proctor and Tim that P.P.’s brain had been “irreversibly injured.” She emphasized the
severity of P.P.’s brain injury. Further, she opined to them that P.P. “had been abused[.]”
Proctor again questioned the timeline of P.P.’s injuries, a response Dr. Schmidt found
9
“unusual” given the severity of P.P.’s immediate situation and the rapid pace of treatment
decisions.
¶17 Nine days after P.P.’s arrival in Kalispell, Dr. Schmidt relieved the
continued-pressure on her brain by draining the fluid. After a couple days, the laceration
healed and the tube was removed. However, P.P.’s recovery was limited to the abatement
of more immediate dangers from her injuries; Dr. Schmidt opined that P.P. would require
full-time care for the rest of her life and be unable to function independently in the world.
P.P.’s brain injury liquified her brain and the injured areas were “replaced by the normal
brain fluid,” leaving her with large portions of “just nonfunctioning brain.” P.P. was
missing the vision-processing structures and the balance center in the cerebellum due to
strokes she had been having. Dr. Schmidt was consistent in her diagnosis that P.P.’s brain
injury was caused by non-accidental trauma, discounting a competing theory ascribing
cause to a “venous clot” because the “strokes weren’t venous” since the issue was that “the
brain didn’t get enough oxygenated blood from the arteries[,]” not an issue of the veins
inability to drain blood away from the brain. Dr. Schmidt described that the result
resembled “a near drowning.”
Criminal Investigation
¶18 On September 29, Proctor called 3Rs to explain P.P.’s absence from daycare. P.P.
had last attended on September 28, when staff noticed the bruises under P.P.’s eyes. At
the time, a staff member asked Proctor about the injuries, which were blamed on dropping
a toy. When Tim arrived to pick up P.P. that evening, he offered the same explanation.
Out of concern for the bruising, 3Rs’s owner, Susan Anderson (Anderson) reviewed the
10
staff logbooks and discovered “a pattern of injuries” staff had noticed and kept a record of
during P.P.’s attendance. In addition to the black eye, the pattern included an alleged “rug
burn” on P.P.’s nose documented on September 13, 2021 and two additional bruises on
September 7 and 9. On September 28, staff met to discuss P.P. and decided to report the
pattern of injuries to Child Protective Services (CPS), which Anderson did on September
29.3
¶19 Led by Detective Joshua Van Dyke (Van Dyke) of the Lewis & Clark Sheriff’s
Office, the State began investigating the abuse of P.P. the same day. Van Dyke informed
Tim of the investigation. Van Dyke seized two smartphones belonging to Proctor and Tim
pursuant to a search warrant obtained on October 15, 2021. He applied for a second warrant
to search the devices, which was granted on October 28, 2021. The warrant application
alleged aggravated assault as probable cause and requested “[a]ll data currently stored in
or related to the account or device identified herein related to the crimes or offenses
identified herein[.]” This included location data, internet browsing history, media files,
and any correspondence on the devices. Van Dyke averred “[c]riminals will often use [. . .]
wireless communication methods to facilitate their crimes” but did not specify how
wireless communication may have facilitated the alleged abuse of P.P. The warrant
application sought cell phone information due to the parents’ use of the companion
smartphone application for the Owlet monitor and further noted that, according to CPS
3
While in the Natal Intensive Care Unit, Proctor nicked P.P.’s finger with nail clippers, which
should not be used on a child P.P.’s age. There were further concerns about the possibility of the
wound becoming infected within the hospital environment. A hospital social worker reported this
incident to CPS in addition to the report made by the day care.
11
worker Jennifer Blodgett (Blodgett), both Proctor and Tim were “on their phones for a
significant amount of time following news of physical abuse to P.P.” At the suppression
hearing, Van Dyke testified that Blodget confirmed the parents’ smartphone use to him;
however Blodgett testified that she could not recall saying the same to Van Dyke.
¶20 The warrant granted the extraction of “all data currently stored” on the parents’
smartphones, with the exception of communications with legal counsel and clergy, as well
as any information the parties stipulated to protecting. The data sought encompassed but
was “not limited to” location history, internet activity, multimedia, metadata, and
correspondence through associated applications. Proctor moved to suppress evidence
obtained by this search warrant on the basis the warrant was overbroad. The District Court
denied this motion, concluding the temporal limitations provided specificity and the data
seized did not include “anything other than evidence related to the Owlet monitor, photos
of P.P., and messages referencing P.P. or injuries to P.P.”
Criminal Charges and Trial
¶21 The State filed an Amended Information on September 28, 2022, charging Proctor
with Assault on a Minor, a felony in violation of § 45-5-212, MCA, alleged to have
occurred between June 28, 2021 until October 13, 2021.4 Proctor, the State alleged, had
been overwhelmed by balancing working and caring for P.P. with Tim largely absent.
4
The original Information, filed on January 24, 2022, charged Proctor with one count of
Aggravated Assault and one count in the alternative of Accountability for Aggravated Assault.
12
¶22 On March 4, 2022, Proctor moved to exclude testimony related to a series of
diagnoses typically referred to as “shaken baby syndrome” (SBS), arguing SBS is based
on insufficiently supported scientific evidence and its admission would be far more
prejudicial than probative. The District Court held a hearing on the matter on August 26,
2022.
¶23 The State presented Dr. Kathryn Wells (Dr. Wells), a board-certified child abuse
pediatrician, as their expert on NAT. She explained NAT, as a diagnosis, has been referred
to by various names, including SBS and “Abusive Head Trauma” (AHT). Dr. Wells
testified to the history of NAT, in addition to the controversies surrounding the diagnosis,
particularly when referred to by different diagnostic names. Speaking to the more
“colloquial term” of SBS, Dr. Wells noted that an SBS diagnosis does not result from a
series of tests, but instead refers to a “constellation of medical findings.” Shaking “may be
a component of [. . .] the mechanism that caused the injuries[,]” but the actual breadth of
findings was more accurately captured by the terms AHT/NAT.5 Dr. Wells herself did not
use SBS in her reports. Nevertheless, Dr. Wells testified that none of the major medical
associations—namely the “American Medical Association, American Academy of
Pediatrics, the radio graphic associations, the neurological associations”—disputed the
validity of AHT as a medical diagnosis. AHT, according to Dr. Wells, presented a legal
controversy, not a medical one.
5
AHT and NAT were used interchangeably by Dr. Wells.
13
¶24 According to Dr. Wells, a doctor would arrive at an NAT diagnosis like any other:
physical examinations of the patient, imaging, laboratory results, and the patient’s medical
history, ruling out competing causes through a “differential diagnosis.” Dr. Wells
explained the process of making a differential diagnosis: doctors begin with “a large list of
things that may be a cause for a certain presentation” and narrow the list of possible causes
as further tests are administered and doctors can interpret those results.
¶25 Helena doctors triaging P.P. initially diagnosed her with seizures, lack of oxygen,
and brain injuries, which Dr. Wells opined was commensurate with the process of securing
a differential diagnosis. Once P.P. transferred to Kalispell, treating doctors continued
assessing her condition through blood tests, which eliminated a bleeding disorder as a
possible cause for her condition, and administered further tests. A doctor arrives at a
diagnosis based on what is assessed, and does not “speak to who did what” or the issue of
culpability. Dr. Wells opined P.P.’s injuries were caused by “acceleration/deceleration”
and “rotational inertial forces” due to the nonimpact type of injuries presented. P.P. had
the triad of AHT injuries: retinal hemorrhages, brain bleeding, and brain swelling,
consistent with acceleration/deceleration potentially caused by nonimpact or impact into a
soft surface. However, she also had a brain contusion, a neck injury, and healing rib
fractures consistent with squeezing or grabbing of the chest. Importantly, if only the triad
was present, Dr. Wells would require further information to diagnose NAT. Taking the
sum of all of P.P.’s symptoms and eliminating an infection, bleeding problem, or other
underlying disorder through the differential diagnosis, Dr. Wells agreed P.P. had been
abused.
14
¶26 Discussion on NAT testimony continued at a September 20, 2022 hearing. Proctor
presented testimony from Dr. John Galiznik to argue that a diagnosis of NAT based on
retinal hemorrhages, brain bleeding, and brain swelling alone was unreliable without a
differential diagnosis. The District Court then issued an oral order denying Proctor’s
motion to exclude, concluding that, although a diagnosis based on that specific triad alone
may not be reliable and “you have to have more to get [to an NAT diagnosis.]” The court
was satisfied that an NAT diagnosis could be made on the evidence presented of the other
injuries beyond the triad. The District Court concluded the method of diagnosing NAT
was reliable and the experts were qualified to speak to that method. Thus, the State could
present to the jury at trial evidence from expert witnesses and P.P.’s treating physicians on
how, through the differential diagnosis process, medical staff arrived at an NAT diagnosis.
¶27 Trial began on December 5, 2022. The doctors who treated P.P. testified. The State
presented Dr. Wells and Dr. Logan Dance (Dr. Dance), a radiologist, as experts. Dr. Dance
opined that P.P. would have died from her brain injury if her skull had been fully fused and
not been able to expand with the swelling of her brain. His analysis of P.P.’s imaging was
not “diagnostic of abuse,” but rather fit with the mechanism of “severe noncontact shaking”
resulting in bruising of the brain, a highly specific injury in cases of NAT not present in
children accidentally injured in, for example, a car accident. As for P.P.’s neck injuries,
Dr. Dance believed the fluid between the joints of the top two vertebrae at the base of her
skull visible in the MRI scans indicated a loss of integrity to the connection between these
bones consistent with deceleration and acceleration. P.P.’s femur fractures, according to
Dr. Wells, most specifically suggested she had been abused, either through “really violent
15
shaking” or “just a yank” on her leg exerting significant force causing the end of the bone
to separate from the growth plate.
¶28 Dr. Wells testified that the cartilaginous quality of infant rib bones renders them
more difficult to fracture, requiring compression “front to back” or a “bending or
fulcruming” force on the bones and suggesting a squeezing of P.P.’s ribs in conjunction
with a shaking mechanism. For these reasons, Dr. Wells found the fractured ribs indicated
abuse. As for the severe brain injury P.P. presented with on arrival at the Helena hospital,
Dr. Wells and Dr. Dance agreed P.P. had been immediately injured sometime after her last
“normal interaction[.]” This timeline suggested P.P. endured the most acute injury between
the time Lerette conferred with Tim at 7:45 p.m. on September 28, 2021, when P.P. had
been observed crying, and when Tim began to notice P.P.’s lethargy later that night.
¶29 Proctor’s experts testified to perceived deficiencies in the differential diagnosis and
alternative interpretations of testing results. A clot in P.P.’s sagittal sinus vein, Dr. Julie
Mack (Dr. Mack) and Dr. Joseph Scheller (Dr. Scheller) both opined, could have also
caused P.P.’s brain injury but medical staff had not pursued a Magnetic Resonance
Venography. The State countered this with Dr. Wells’ testimony that she had rarely
encountered a sagittal vein clot and in those instances the clot resulted from abuse.
Dr. Mack noted P.P.’s cerebellum laceration might have actually been a cerebellar cleft
and thus the fluid in P.P.’s cerebellum was not caused by acceleration and deceleration.
Dr. Scheller opined the fluid was caused by the failed intubation attempt, an assertion Dr.
Coil, who had performed that procedure, categorically denied.
16
¶30 As for the rib and femur fractures, Proctor’s expert disagreed with the State’s
experts. Pediatric orthopedic surgeon Dr. Christopher Sullivan (Dr. Sullivan) believed the
rib fractures were older and possibly caused during birth. Dr. Sullivan would have treated
P.P.’s femur fractures through reconstructive surgery to reset her pelvis and then allowed
the bones to heal in a body cast, a treatment plan Dr. Wells disagreed with because the
fractures had occurred where the bone met cartilage and thus could heal on their own.
Dr. Sullivan also posited that P.P. had rickets caused by a Vitamin D deficiency leading to
brittle bones and Kalispell doctors had not tested for her Vitamin D levels. Dr. Dance did
not find evidence of rickets in his review of P.P.’s imaging.
¶31 Evidence obtained from Proctor’s cell phone was also admitted. Van Dyke testified
that data seized included Proctor’s use of the Pinterest application contemporaneously to
P.P.’s time in the hospital, Proctor’s searches for defense counsel while P.P. was in the
hospital, photographs of P.P. showing bruises and abrasions, and some correspondence
with Tim. The latter consisted of a photo of P.P. and an accompanying message that she
was “doing great” and a photo of P.P. outside. Other than noting he found her phone use
incongruent with the severity of P.P.’s ordeal, Van Dyke did not elaborate any further on
the meaning of Proctor’s phone activity.
¶32 At closing, the prosecutor reiterated the State’s theory of the case. She imagined
Proctor’s predicament on the evening of September 28: extrapolating the pressures of being
a new mom largely without Tim, the exhaustion of moving, and the anxiety clouding her
ability to continue in her career if not approved for remote work. The prosecutor
summarized P.P.’s life beginning at 7:00 a.m. on September 28 until she arrived at the
17
hospital in Helena at 7:00 a.m. on September 29: P.P. healthy despite a bruised eye at 3Rs;
Tim bringing her home and giving her a bottle that evening; P.P. crying while her parents
finished packing; P.P. quiet after Tim spoke to LeRette; P.P. consuming only some of her
evening bottle; P.P. unresponsive at 1:00 a.m. when Tim picked her up, and finally her
alarming condition on the morning of September 29. The prosecutor reminded the jury
that P.P.’s injuries were caused not by one instance of violent shaking, although that
appeared to cause the most significant brain injury. Rather, the prosecutor delineated, P.P.
had experienced numerous fractures and bruising over an extended period of time.
¶33 The prosecutor then characterized Proctor’s behavior once P.P. had been admitted
to the hospital. She first noted her preparation for the case as indicative of her own diligent
character because “when people are under pressure [. . . ] their character really comes out.”
This stood in contrast with Proctor’s text messages to Tim wherein she said the
intubated-P.P. was “doing great” rather than focusing on P.P.’s predicament. The
prosecutor cast aspersions on Proctor for using her phone to search for criminal defense
attorneys instead of researching the complex medical terminology presented from P.P.’s
doctors.
¶34 The jury returned a verdict finding Proctor guilty of assault on a minor. Proctor
moved for a new trial, which the court denied on April 3, 2023. On June 9, 2023, the court
sentenced Proctor to 20 years in the Montana Women’s Prison. Proctor now appeals.
STANDARDS OF REVIEW
¶35 We review evidentiary rulings for an abuse of discretion. State v. Pelletier, 2020
MT 249, ¶ 12, 401 Mont. 454, 473 P.3d 991 (citations omitted). A court abuses its
18
discretion when it is based on a clearly erroneous finding of fact, an erroneous conclusion
or application of law, or otherwise acts arbitrarily, without conscientious judgment or in
excess of the bounds of reason, resulting in substantial injustice. Pelletier, ¶ 12 (citation
omitted).
¶36 Whether or not a search warrant was overbroad is a legal conclusion which we
review de novo. State v. Graham, 2004 MT 385, ¶ 11, 325 Mont. 110, 103 P.3d 1073.
¶37 Generally, this Court will not address issues of prosecutorial misconduct pertaining
to a prosecutor’s statements not objected to at trial. State v. Haithcox, 2019 MT 201, ¶ 23,
397 Mont. 103, 447 P.3d 452; see also State v. Devereaux, 2022 MT 130, ¶ 21, 409 Mont.
177, 512 P.3d 1198; State v. Miller, 2022 MT 92, ¶ 10, 408 Mont. 316, 510 P.3d 17 (failure
to contemporaneously object to an asserted error generally constitutes a waiver of the right
to seek appellate review). However, this Court, in our discretion, may review an
unpreserved assertion of error under the common law plain error doctrine. Devereaux,
¶ 21; Miller¸ ¶ 10.
¶38 Claims of ineffective assistance of counsel present mixed questions of law and fact
which this Court reviews de novo. State v. Weber, 2016 MT 138, ¶ 11, 383 Mont. 508,
373 P.3d 26.
DISCUSSION
¶39 Issue One: Whether the District Court erred in admitting expert testimony related
to “Shaken Baby Syndrome.”
¶40 On appeal, Proctor argues the reasoning and methodology supporting SBS is not
scientifically reliable or accurate and that recent modeling has not validated the hypothesis.
19
Moreover, she argues that P.P.’s case presents a non-impact mechanism and that the State
had not adequately demonstrated the reliability of non-impact biomechanical principles of
an SBS diagnosis. The State counters that her argument only obliquely captures the
prosecution’s theory of the case, which relied on a diagnosis of NAT resulting from several
possible mechanisms, including shaking P.P., and manifested in multiple severe injuries,
including rib and femur fractures and injuries to her neck, indicating conduct beyond the
classical non-impact SBS hypothesis.
¶41 Proctor and amicus, the Montana Innocence Project, rely on a New Jersey case to
cast doubt on the reliability of an SBS diagnosis. There, the court held that the SBS
hypothesis, also referred to as AHT, was unreliable due to a “lack of biomedical support[.]”
New Jersey v. Nieves (Nieves I), 302 A.3d 595, 620 (N.J. Super. Ct. App. Div. 2023). The
trial court barred the admission of expert testimony related to SBS/AHT in two separate
criminal prosecutions and the state appealed. Nieves I, 302 A.3d at 599. In a consolidated
appeal, the Appellate Division of the New Jersey Superior Court affirmed both decisions
on the basis that, although the pediatric medical community accepted the validity of
SBS/AHT, the theory itself “integrates multiple scientific disciplines” and thus its
admissibility required the proponent of SBS/AHT to “establish cross-disciplinary
validation to establish reliability.” Nieves I, 302 A.3d at 599. The expert testimony
presented at the preliminary evidentiary hearings provided only a consensus of the existing
“controversy surrounding the theory that the biomechanical principles underlying
SBS/AHT actually supported the conclusion that shaking only can cause injuries associated
with SBS/AHT.” Nieves I, 302 A.3d at 599. The specific “triad of symptoms” supporting
20
an SBS/AHT diagnosis included subdural hemorrhages, severe retinal hemorrhages, and
encephalopathy, but these alone were “not diagnostic”; rather, “the combination of
findings, in the absence of pathology,” provides the final diagnosis. Nieves I, 302 A.3d
at 603.
¶42 The New Jersey Supreme Court affirmed this decision, holding that the expert
testimony failed the general acceptance standard established in Frye v. United States, 293
F. 1013 (D.C. Cir. 1923).6 State v. Nieves (Nieves II), 345 A.3d 1127, 1132 (N.J. 2025).
The Frye standard requires expert testimony “not only be reliable, but its proponent must
establish that the information to which the expert will testify is generally accepted in the
relevant community to which the expertise belongs.” Nieves II, 345 A.3d at 1132. The
defense experts in one of the underlying prosecutions evaluated on appeal “emphasized
[the] lack of general acceptance of SBS/AHT” across relevant scientific disciplines.
Nieves II, 345 A.3d at 1170. Thus, evidence of acceptance by the medical community
notwithstanding, the State had “not met its burden of establishing general acceptance [of
SBS/AHT] in the relevant scientific communities because the research, studies, and
testimony presented at the [Frye] hearing reflect a lack of general acceptance by many in
the biomechanical community regarding SBS/AHT without impact.” Nieves II, 345 A.3d
at 1171-72.
¶43 However, Montana rejected the “general acceptance rule” aspect of the Frye test
more than four decades ago because it no longer conformed “with the spirit of the new
6
New Jersey has since abandoned the Frye standard. Nieves II, 345 A.3d at 1132 n.1 (citing New
Jersey v. Olenowski, 289 A.3d 456, 459 (N.J. 2023)).
21
rules of evidence.” Barmeyer v. Mont. Power Co., 202 Mont. 185, 193, 657 P.2d 594, 598
(1983) (citations omitted), overruled on other grounds Martel v. Mont. Power Co, 231
Mont. 96, 103, 752 P.2d 140, 145 (1988). “‘Absolute certainty of result or unanimity of
scientific opinion is not required for admissibility.’” Barmeyer, 202 Mont. at 193, 657
P.2d at 598 (quoting United States v. Baller, 519 F.2d 463, 466 (4th Cir. 1975)). Granted,
scientific advancements must have their “‘first day in court [. . .] [a]nd court records are
full of the conflicting opinions of doctors, engineers, and accountants, to name just a few
of the legions of expert witnesses . . . [but] . . . [u]nless an exaggerated popular opinion of
the accuracy of a particular technique makes its use prejudicial or likely to mislead the jury,
it is better to admit relevant scientific evidence in the same manner as other expert
testimony and allow its weight to be attacked by cross-examination and refutation.’”
Barmeyer, 202 Mont. at 193-94, 657 P.2d at 598 (quoting Baller, 519 F.2d at 466).
Cross-examination is “the shield to guard against unwarranted opinions[.]” Barmeyer, 202
Mont. at 194, 657 P.2d at 598-99 (citation omitted).
¶44 Generally, all relevant evidence is admissible. State v. Santoro, 2024 MT 136, ¶ 19,
417 Mont. 92, 551 P.3d 822 (citing M. R. Evid. 402). Montana Rules of Evidence 701-705
additionally govern the admission of opinion and expert testimony. Santoro, ¶ 19. Rule
702 provides, “[i]f scientific, technical, or other specialized knowledge will assist the trier
of fact to understand the evidence or to determine a fact in issue, a witness qualified as an
expert by knowledge, skill, experience, training, or education may testify thereto in the
form of an opinion or otherwise.” The clause “or otherwise[,]” in the context of Rule 702,
refers to testimony provided by an expert witness not necessarily “in the form of opinion,
22
but which informs the jury so they may render the correct decision.” M. R. Evid. 702,
Commission Comments; State v. Jay, 2013 MT 79, ¶ 27, 369 Mont. 332, 298 P.3d 396;
State v. Cassill, 70 Mont. 433, 448, 227 P. 49, 55 (1924). “To restate this rule, if a reliable
field helps the trier of fact, and the court deems the witness qualified as an expert, then he
may testify.” State v. Clifford, 2005 MT 219, ¶ 33, 328 Mont. 300, 121 P.3d 489 (emphasis
in original). This Court has repeatedly stated the test for admissibility of expert testimony
is whether the matter is sufficiently beyond common experience that the opinion of the
expert will assist the trier of fact to understand the