Commonwealth v. Albert
CourtMassachusetts Appeals Court
Date FiledJuly 1, 2026
DocketAC 24-P-647
StatusPublished
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24-P-647 Appeals Court
COMMONWEALTH vs. ROBERT ALBERT.
No. 24-P-647.
Bristol. February 6, 2026. – July 1, 2026.
Present: Sacks, Hodgens, & Toone, JJ.
Rape. Child Abuse. Indecent Assault and Battery. Rape-Shield
Statute. Evidence, First complaint, Motive. Practice,
Criminal, Instructions to jury. Evidence, Relevancy and
materiality. Practice, Criminal, Defendant's decision not
to testify.
Indictments found and returned in the Superior Court
Department on January 23, 2020.
The cases were tried before Renee P. Dupuis, J.
James P. McKenna for the defendant.
Rachel J. Eisenhaure, Assistant District Attorney, for the
Commonwealth.
TOONE, J. After a Superior Court jury trial, the
defendant, Robert Albert, was convicted of numerous counts of
rape of a child and related offenses against his daughter, Britt
2
(a pseudonym).1 The primary issue on appeal is whether the judge
abused her discretion by admitting one of Britt's diary entries
as first complaint evidence, in violation of Commonwealth v.
King, 445 Mass. 217 (2005), cert. denied, 546 U.S. 1216 (2006).
See Commonwealth v. Aviles, 461 Mass. 60, 73 (2011). Because a
person's uncommunicated thoughts in a diary do not constitute a
complaint, we conclude that it was error to allow Britt's diary
in evidence under the first complaint doctrine. See Chan v.
Chen, 70 Mass. App. Ct. 79, 84 (2007) (review for abuse of
discretion encompasses errors of law). As we cannot say that no
prejudice occurred as a result of this error, see Commonwealth
v. Arana, 453 Mass. 214, 228 (2009), citing Commonwealth v.
Flebotte, 417 Mass. 348, 353 (1994), we vacate the judgments of
conviction and remand for a new trial.
Background. 1. Motion in limine to admit first complaint
evidence. The judge considered potential first complaint
evidence through motions in limine and ultimately a voir dire of
1 The defendant was charged with one count of rape of a
child aggravated by a five-year age difference, one count of
rape of a child aggravated by a ten-year age difference, three
counts of rape of a child, and two counts of indecent assault
and battery on a person age fourteen or over. (Although the
defendant remained more than ten years older than Britt at all
times, aggravated rape under G. L. c. 265, § 23A, requires only
a five-year age difference when the victim is under twelve years
of age, but a ten-year age difference when the victim is from
twelve to sixteen years of age.) One count of rape of a child
was dismissed during trial as duplicative; the defendant was
convicted of the remaining charges.
3
Britt. The indictments alleged that the defendant sexually
abused Britt between June 2013 (when she was ten) and September
2019 (when she was sixteen). In mid-November 2019, Britt
disclosed the abuse to her older sister Margot (a pseudonym), to
whom Britt was close despite their eleven-year age difference.
Before the 2023 trial, the Commonwealth filed a motion in limine
to admit Britt's disclosure to Margot as first complaint
evidence.
The defendant then notified the Commonwealth that a witness
might suggest Britt and Margot had fabricated the allegations,
motivated by Britt's desire to move out of the defendant's house
and into Margot's house to be freer to spend time with a
boyfriend Britt had met just before the disclosure. In
response, the Commonwealth changed course and amended its motion
in limine to include, in addition, an undated five-page diary
entry in which Britt described an incident of abuse by the
defendant. The Commonwealth sought to admit the diary entry as
both first complaint evidence and a prior consistent statement
to rehabilitate Britt if, as anticipated, the defendant argued
that she had a motive to lie when she disclosed the abuse to
Margot. See Mass. G. Evid. § 613(b)(2) (2023).
The defendant opposed admission of the diary entry on the
ground that it could not be shown Britt wrote it before making
her disclosure to Margot. At a voir dire, Britt testified that
4
she wrote the entry in August or September of 2019, before her
November disclosure. After considering arguments from counsel,
the judge found the diary entry admissible as the first
complaint, adding that she would instruct jurors on the first
complaint doctrine when the evidence was offered and again in
the final charge.
2. Trial. The Commonwealth's main trial witnesses were
Britt and Margot. Britt testified that the defendant sexually
abused her beginning when she was in the fifth grade, often as a
condition of her being able to attend events or to get spending
money from the defendant. The abuse continued until the start
of her junior year of high school, in August or September of
2019, when she was sixteen and the last incident occurred. It
was that incident that Britt wrote about in her diary the
following day.
A copy of the complete, narrative diary entry was then
admitted in evidence over the defendant's objection. At this
point, and again later in the final charge, the judge gave a
limiting instruction. See King, 445 Mass. at 247-248. Both
times, the judge modified the standard instruction: instead of
telling the jury that "we allow testimony by one person the
complainant told of the alleged assault," id. at 247, the judge
instructed the jury that "we allow evidence of the first
occasion the complainant told of the alleged assault." The
5
judge further instructed the jury that they could consider
Britt's diary entry for the purpose of "establish[ing] the
circumstances in which the complainant first reported the
alleged offense," and also that they could consider the "length
of time between the alleged crime and the report of the
complaint" as a factor in evaluating Britt's testimony. The
diary entry described the defendant's coming into Britt's
bedroom, sliding his hand up her leg and eventually into her
shirt, unbuckling his pants, asking if he could "lick it," and
trying to unbutton her pants. Britt read the entry to the jury
verbatim and affirmed that its account of the defendant's
alleged assault was accurate.
Britt then testified that, one day in November 2019, she
went to a park to meet a boy with whom she had been exchanging
text messages and whom she would soon begin dating. She lost
track of time until her younger brother called her to say that
the defendant was angry with both of them for not having come
home for dinner. Britt then learned that her brother was going
to be punished, but that she was not; she realized from this
disparate treatment that the defendant "wanted me to keep his
little secret," and she "got mad." Britt then went to stay with
Margot, who lived nearby with her husband and children. Britt
never returned to the defendant's home. The police later
retrieved the diary, but Britt had no access to it until the day
6
she testified. The Commonwealth elicited no testimony from
Britt about her disclosure to Margot, although the defendant
asked about it on cross-examination.
Margot, for her part, also testified to the circumstances
of Britt's coming to stay at her house, but she, too, did not
testify about Britt's disclosure until the defendant asked about
it on cross-examination. The Commonwealth also called a witness
who testified that, in mid-November 2019, as a police officer,
she had helped execute a warrant to search the defendant's home
for a diary, which was recovered.
The theory of the defense, advanced through cross-
examination and argument, was that Britt fabricated the
allegations because she wanted to be free of the strict rules
that the defendant enforced in his home; to be able to spend
time with her new boyfriend; and to emulate Margot, who had left
their father's home at a young age to live independently. The
defendant cross-examined Britt about when she made various
entries in her diary, why she had crossed out the dates on
others, whether it was true that she "pride[d] [her]self as a
little bit of a writer" and "like[d] to write stories," and
whether she had fabricated notes to excuse her absences from
school. The defendant called as witnesses his then fiancée, his
sister, and his estranged wife, who all testified that they
7
lived in the defendant's home at various times and never saw him
acting improperly toward Britt. The defendant did not testify.
Discussion. 1. First complaint evidence. The key issue
is whether Britt's diary entry was improperly admitted as first
complaint evidence. We conclude that it was.
The first complaint doctrine is an exception to the usual
rule of evidence that "a prior statement of a witness that is
merely repetitive of the witness's trial testimony is not
admissible." King, 445 Mass. at 229. See Aviles, 461 Mass. at
73 (describing doctrine as "a body of governing principles to
guide a trial judge on the admissibility of first complaint
evidence"). The goals of the first complaint doctrine are to
"refute any false inference that silence is evidence of a lack
of credibility on the part of [sexual assault] complainants,
. . . and to give the jury as complete a picture as possible of
how the accusation of sexual assault first arose." Aviles,
supra at 72, quoting King, supra at 243, 247. "[I]nitial
disclosures of sexual assault" are "often frightening and
traumatic for victims," and information about "observations of
the complainant," "the timing of the complaint," and the
complainant's "motivation for disclosing the assault to the
particular person told and in the particular circumstances"
allows the jury "to make a fairer and more accurate assessment
of the validity of that accusation." King, supra at 245-247.
8
Accordingly, "[i]t is the alleged victim's first complaint, the
point at which the accusation first surfaced, that is the most
pertinent to the jury's understanding of what motivated the
victim to come forward and is the most useful in assessing the
victim's credibility" (emphases added). Id. at 243.
Here, Britt's diary entry did not provide insight into the
circumstances surrounding her decision to come forward --
primarily because she had not yet come forward at the time she
wrote the entry. Rather, like many diaries, Britt's was a
private document intended for her eyes only.2 Most diaries
become public only if they are lost or stolen, or if the writer
decides to share or publish it. Britt did not mention her diary
to anyone until after the police investigation began, and her
diary entry offered no traditional first complaint information
about how her disclosure of abuse arose, the timing of that
complaint, or her motivations for coming forward.
An actual first complaint could have been admitted in this
case. The Commonwealth initially moved in limine to designate
Margot as the first complaint witness, based on Britt's report
2 Britt made her expectations regarding privacy clear on a
note affixed to the diary's cover, which read: "Please don't
Read This. [I]t was not made for you to read. [It's] made for
me and my thoughts. Not your eyes and opinions."
9
of sexual assault to her in mid-November 2019.3 After the
defendant then notified the Commonwealth that a witness might
suggest Britt and Margot had fabricated the allegations,
however, the Commonwealth changed course and sought to admit the
diary entry as both first complaint evidence and a prior
consistent statement. In effect, the Commonwealth maintained
that both the diary entry and Britt's disclosure to Margot
should come in as first complaint evidence -- notwithstanding
the general rule that only evidence concerning the first
complaint may be admitted and subsequent disclosures are
inadmissible under that doctrine. See Commonwealth v. Stuckich,
450 Mass. 449, 456 & n.9 (2008); King, 445 Mass. at 242-243.
Ultimately, neither Britt nor Margot testified on direct
examination about Britt's disclosure to Margot. Instead, the
judge admitted a copy of Britt's diary entry as the first
complaint evidence, and during her testimony Britt read the
entry to the jury and affirmed that it was "an accurate
description of what had occurred." As a general rule, a
complainant may "testify to the details of the first complaint
(i.e., what the complainant told the first complaint witness)"
only "if a first complaint witness or a 'substitute' complaint
3 According to representations by the Commonwealth, Margot
would have testified that she asked Britt whether the defendant
was "hurting" and "touching" her, and Britt answered "yes."
After that exchange, Margot called the police.
10
witness . . . is produced at trial who testifies regarding the
complaint," and the defendant is able to cross-examine both.
King, 445 Mass. at 245 & n.24. See Commonwealth v. Cruz, 98
Mass. App. Ct. 383, 386-387 (2020), quoting Commonwealth v.
Peters, 429 Mass. 22, 30 n.8 (1999) ("victim may not 'bootstrap
her testimony solely with her own account of statements made to
others'").4 Nevertheless, no first complaint witness testified
here.
In allowing Britt's diary entry in evidence, the judge
stated that "there's no question under the case law that . . .
[the] first complaint does not have to be an oral complaint, and
. . . a written complaint can serve as the first complaint." It
is certainly true that a written or otherwise recorded
communication may qualify as the first complaint, and "a live
witness is not required." Mass. G. Evid. § 413 note (2023).
Accordingly, we have upheld the introduction of written
communications as first complaint evidence. See Commonwealth v.
Gonzalez, 103 Mass. App. Ct. 74, 78-79 (2023) (Facebook messages
to cousin that he read); Commonwealth v. Holguin, 101 Mass. App.
4 In Cruz, we held that the fact that "no first complaint
witness testified" was one of several errors that supported
reversal of the defendant's conviction. Cruz, 98 Mass. App. Ct.
at 384, 386-387. Although it is true that Cruz "did not involve
a recorded but untransmitted complaint," see post at note 4,
that is because the first complaint doctrine had not previously
been applied to such recordings.
11
Ct. 337, 340 (2022) (text messages closely followed by in-person
conversation with mother); Commonwealth v. Revells, 78 Mass.
App. Ct. 492, 497 (2010) (letter written at mother's request
during initial verbal disclosure). We have not, however,
extended the doctrine to encompass writings never communicated
to another person. That is because an uncommunicated writing
does nothing to "surface" an accusation of sexual assault. See
King, 445 Mass. at 243. See also Restatement (Second) of Torts
§ 559 comment a (1977) ("The word 'communication' is used to
denote the fact that one person has brought an idea to the
perception of another").
To be sure, Britt's diary might have been admitted in
evidence for other reasons. See Arana, 453 Mass. at 221-222
(first complaint doctrine "does not . . . prohibit the
admissibility of evidence that, while barred by that doctrine,
is otherwise independently admissible"). If inconsistent with
her testimony at trial, statements in the diary could have been
used to impeach her credibility. See Commonwealth v. Cogswell,
31 Mass. App. Ct. 691, 698 (1991); Mass. G. Evid. § 613(a)(2)
(2023). Conversely, if the defendant had claimed that Britt's
testimony was the result of a recent contrivance, prior
consistent statements in her diary could have been admitted to
rebut that claim, if they were made before she supposedly had a
motive to fabricate. See Mass. G. Evid. § 613(b)(2). No such
12
claim had been made, however, at the time the diary entry was
admitted.
Prior consistent statements are generally inadmissible
because "the testimony of a witness in court should not need --
and ought not -- to be 'pumped up' by evidence that the witness
said the same thing on some prior occasion." Commonwealth v.
Kindell, 44 Mass. App. Ct. 200, 202-203 (1998). See
Commonwealth v. Novo, 449 Mass. 84, 93 (2007), citing 4 J.
Wigmore Evidence § 1124, at 225 (Chadbourn rev. ed. 1972) ("the
statement of a witness is not made more trustworthy by repeating
it"); Mass. G. Evid. § 613(b)(1) (2023). In King, the Supreme
Judicial Court cited the rule on the limited admissibility of
prior consistent statements in rejecting the "contention that
the existing rules of evidence provide an adequate remedy with
which to combat" such stereotypes. King, 445 Mass. at 240-241.
See Tome v. United States, 513 U.S. 150, 157-158 (1995) (Federal
Rule of Evidence 801[d][1][B], which follows traditional common
law of evidence on prior consistent statements, "speaks of a
party rebutting an alleged motive, not bolstering the veracity
of the story told"). Instead, the court in King intended the
first complaint doctrine to be a distinct and limited exception
to the ordinary rules of evidence, designed to address concerns
unique to sexual assault cases. See King, supra at 218-219. In
so doing, it anticipated that the testimony of first complaint
13
witnesses would assist juries "in determining whether to credit
the complainant's testimony." Id. The court also contemplated
only one narrow exception to its rule that first complaint
evidence be limited to the testimony "of one witness -- the
first person told of the assault." See id. at 243-244 (judge
may allow "one other complaint witness to testify" where "the
first person told of the alleged assault is unavailable,
incompetent, or too young to testify"). We see no reason to
expand the doctrine crafted in King and its progeny to encompass
concerns addressed by other evidentiary rules.
We are also concerned that allowing noncommunicative
writings to serve as first complaint evidence could disrupt the
fair and efficient adjudication of future sexual assault cases.
The Commonwealth likely benefited in this case from the diary
entry's being admitted as the first complaint evidence, because
it was detailed and expressive whereas Britt's actual first
complaint to Margot was less so. But that will not always be
the case. Because only the first complaint may be admitted and
subsequent disclosures are generally inadmissible, Stuckich, 450
Mass. at 456, in any case where an alleged victim kept a diary
or journal, even a single vague or poorly phrased entry could be
cited by a defendant as a reason to preclude the admission of an
actual disclosure by the alleged victim to another person. In
such cases, the Commonwealth would not be able to "pick and
14
choose" among different first complaint evidence "to locate the
one" that is likely to be most effective. Commonwealth v.
Murungu, 450 Mass. 441, 446 (2008). Furthermore, diaries and
journals are not always intended to be reliable accounts of
fact,5 and requiring judges to assess the timing and intent
underlying an alleged victim's private writings, in addition to
the victim's communications with others, would make decisions
about the admissibility of first complaint evidence more fraught
and fact-specific than they already are. See Aviles, 461 Mass.
at 72-73.
Because we conclude that the admission of the diary entry
as first complaint evidence was error, we must also address
whether that error was prejudicial. See Commonwealth v. Cruz,
445 Mass. 589, 591 (2005). "The importance of maintaining a
balance between the interests of a complainant (who still may be
a child) 'in having her credibility fairly judged on the
specific facts of the case' and the interests of a defendant 'in
receiving a trial free from irrelevant and potentially
prejudicial testimony' cannot be overstated." Aviles, 461 Mass.
5 See, e.g., Joan Didion, On Keeping a Notebook, in
Slouching Towards Bethlehem 133 (1968) ("So the point of my
keeping a notebook has never been, nor is it now, to have an
accurate factual record of what I have been doing or thinking");
Susan Sontag, Reborn: Journals and Notebooks, 1947-1963 165
(2008) (journal "does not simply record my actual, daily life
but rather -- in many cases -- offers an alternative to it").
15
at 73, quoting Arana, 453 Mass. at 228. Accordingly, first
complaint evidence is limited to prevent improper bolstering and
cumulative evidence. See Arana, supra at 228-229; King, 445
Mass. at 243. At oral argument, the Commonwealth acknowledged
that the complex facts and strategic decision-making by counsel
in this case make it difficult to determine what would have
happened had the diary entry not been admitted as first
complaint evidence. It is clear, however, that the defense's
theory was that Britt fabricated the allegations and continued
to lie leading up to trial, and there is no dispute that her
diary entry provided a more detailed account of the defendant's
alleged conduct than Margot would have provided as a first
complaint witness. Although a defendant is usually provided
some protection against undue prejudice by the opportunity to
cross-examine the first complaint witness, the defendant was
unable to do so here. See King, supra at 245. In her closing
argument, the prosecutor emphasized that "the last time [the
alleged abuse] happened [Britt] wrote the day after in her
diary" and that her diary entry was consistent with her
testimony at trial.
Unfortunately, the prejudice to the defendant was only
compounded by the modified limiting instruction that the judge
gave when the diary entry was admitted and in the final charge.
Stating that "we allow evidence of the first occasion the
16
complainant told of the alleged assault" (emphasis added), the
modified instruction indicated that the diary entry was a
"telling" of the alleged assault, even though it was not. See
King, 445 Mass. at 243 (first complaint witness is "the first
person told of the assault"). The modified instruction further
misled the jury by referring to the diary entry as a "report" of
sexual assault and allowing the jury to evaluate Britt's
testimony based on the short "length of time" between it and
"the alleged crime." The instruction was not consistent with
the evidence heard by jurors and may have misled them to believe
that a report had been communicated. The instruction also
improperly allowed the jury to consider the contemporaneous
nature of Britt's diary entry as a factor that corroborated her
testimony, even though, as discussed, the timing of an
uncommunicated diary entry has no bearing on the underlying
goals of the first complaint doctrine.
Because we cannot say that no prejudice resulted from the
erroneous admission of the uncommunicated diary entry as first
complaint evidence, see Arana, 453 Mass. at 228, the defendant's
convictions must be vacated.
2. Remaining claims. "We review the defendant's
additional claims of error to provide guidance to the extent
that they may resurface at any new trial." Commonwealth v.
Troche, 493 Mass. 34, 51 (2023). See Commonwealth v. Carter,
17
488 Mass. 191, 192 (2021). The defendant also raises claims
that the judge abused her discretion by allowing Britt to
testify to how she understood certain text messages sent by the
defendant; by applying the rape shield statute, G. L. c. 233,
§ 21B, to exclude evidence supporting the defense theory that
Britt fabricated her allegations; and by failing to sufficiently
confirm defense counsel's representation that the defendant
waived his right to testify in his own defense.6
a. Defendant's text messages. The defendant argues that
allowing Britt to testify to the meaning of a 2019 text message
exchange between herself and the defendant was improper, because
she lacked personal knowledge of his intended meaning.
The Commonwealth introduced a screenshot of the exchange,
which read (verbatim and with spelling uncorrected) as follows:
Defendant: "How much to do somthing for me"
Britt: "do what"
Defendant: "U know"
Britt: "not tonight"
Defendant: "Ok
"Never mind"
Britt: "ok"
6 We need not address the defendant's claim that the judge
abused her discretion by denying his motion for a mistrial based
on Margot's testimony about other instances of sexual abuse in
the family, "as the unique facts underlying this claim are
unlikely to repeat." See Commonwealth v. Rodriguez, 92 Mass.
App. Ct. 774, 782 n.14 (2018).
18
Defendant: "Please
"5 min"
Britt testified that she "knew what he meant" because "that's
the only thing he would pay me for." She "just wanted to hear
him say it." These messages were "more vague than his normal
text messages" in which, when he asked her to do chores, he
would "make sure to state it" by saying, for example, "You need
to clean the bunny cage." The jury saw many examples of such
messages from the defendant. The jury could reasonably infer
(although Britt did not explicitly state) that, in the messages
quoted above, she understood the defendant to be requesting
sexual contact.
Lay witnesses may testify when "evidence is introduced
sufficient to support a finding that they have personal
knowledge of the matter about which they are testifying."
Commonwealth v. Harbin, 435 Mass. 654, 657 (2002). See Mass.
G. Evid. § 602 (2023). A witness with personal knowledge of the
meaning of a text message may opine as to that meaning. See
United States v. Santiago, 62 F.4th 639, 649-650 (1st Cir.
2023). Compare Commonwealth v. Blanchard, 88 Mass. App. Ct.
637, 641 (2015), S.C., 476 Mass. 1026, 1029 (2017) (witness
properly barred from testifying to meaning of text message where
she lacked personal knowledge).
19
Britt had personal knowledge of the defendant's intended
meaning, as shown by the defendant's reply, "U know," when Britt
asked what he wanted her to do. The judge properly allowed
Britt to testify to what she "knew" the defendant wanted her to
do. The defendant's argument that other text messages in
evidence did not support Britt's interpretation went to the
weight of her testimony, not its admissibility. See
Commonwealth v. Meola, 95 Mass. App. Ct. 303, 313 (2019).
b. Application of rape shield statute. The defendant
sought to show that Britt was motivated to fabricate her
allegations by her desire to escape the defendant's strict rules
and be free to spend time with boys. To that end, after Britt
denied fabricating the allegations and testified that she
"didn't really care about boys," the defendant sought to impeach
her with her diary entries referring to performing oral sex on
boys. The judge ruled that such questions were barred by the
rape shield statute, G. L. c. 233, § 21B, and the defendant
argues that this ruling was an abuse of discretion.7
7Prior to trial, the judge ruled that the diary contained
much irrelevant information and would not be admitted in its
entirety, but that if the defendant wished to offer specific
parts of the diary at trial, the judge would rule on them at
that time. The defendant thus errs in suggesting that the judge
categorically barred the use of any diary entries other than the
one admitted as first complaint evidence.
20
The rape shield statute generally prohibits the admission
of "[e]vidence of specific instances of a victim's sexual
conduct" at trials concerning certain sexual offenses. G. L.
c. 233, § 21B. However, if specific instances of such conduct
are relevant to show bias or motive to lie, the evidence may be
admissible despite the statute. See Commonwealth v. Parent, 465
Mass. 395, 405 (2013). In such circumstances, the judge "must
determine whether the weight and relevance of the proffered
evidence outweighs its prejudicial effect on a victim" and
retains broad discretion to "limit and control the scope of
cross-examination . . . once the jury have been adequately
exposed to the issue of bias" (quotations and citations
omitted). Commonwealth v. Mountry, 463 Mass. 80, 86 (2012).
The defendant here was given wide latitude to explore
Britt's motives. This included cross-examination about (1) the
defendant's strictness regarding boys, chores, and school
attendance, (2) diary entries describing Britt's attending
social events with boys, and (3) Britt's first date with her new
boyfriend. The defendant also offered in evidence several
photographs of Britt and the boyfriend being affectionate with
each other at Margot's house. Further, the defendant elicited
from Margot that on one occasion, after seeing Britt and her
boyfriend together, Margot had sent a text message to Britt
about "[]holding to [Margot's] expectations" while living in
21
Margot's house.8 The judge could reasonably conclude that the
jury had been adequately exposed to evidence of Britt's motive
to lie and that the value to the defense of introducing diary
entries about consensual oral sex with boys would not outweigh
the prejudice to Britt and to the values served by the rape
shield statute.9
c. Defendant's right to testify. The defendant finally
argues that the judge, before accepting counsel's representation
that the defendant waived his right to testify in his own
defense, should first have asked the defendant directly whether
he had consulted with counsel and what decision he had made.
The defendant does not, however, argue that he wished to testify
but was prevented from doing so or that he would have made any
different choice if the judge had further inquired. There was
no error.10
8 The judge acted within her discretion in excluding a
further message in which Margot told Britt, "i dont wanna catch
yall all ovr eachother like that again."
9 The defendant also claims the judge improperly excluded a
photograph of condoms in Britt's bedroom. But that photograph's
admissibility was left unresolved by the motions in limine, and
the defendant never offered it at trial. The judge thus never
excluded it, although doing so would have been within her
discretion. See Commonwealth v. Gentile, 437 Mass. 569, 582-583
(2002).
10With regard to waiver of the right to testify, a judge is
"entitled to rely on trial counsel's representations made in the
presence of his client and to which his client did not object."
Commonwealth v. Garvin, 456 Mass. 778, 786-787 (2010), quoting
22
Conclusion. We vacate the judgments of convictions, the
verdicts are set aside, and the case is remanded for a new
trial.
So ordered.
Commonwealth v. Smith, 456 Mass. 476, 481 (2010). Moreover, we
previously rejected the defendant's proposed rule requiring that
a judge engage in a colloquy with a defendant before accepting a
waiver of the right to testify. See Commonwealth v. Hennessey,
23 Mass. App. Ct. 384, 388-390 (1987).
SACKS, J. (dissenting). I respectfully disagree that the
judge abused her discretion by admitting Britt's diary entry as
first complaint evidence. Although nothing in Commonwealth v.
King, 445 Mass. 217 (2005), cert. denied, 546 U.S. 1216 (2006),
expressly contemplates first complaint evidence in a form other
than witness testimony, neither does King or any other decision
foreclose it. To the contrary, "post—King jurisprudence . . .
[made it] apparent that trial judges need[ed] greater
flexibility to deal with the myriad factual scenarios that arise
in the context of purported first complaint evidence."
Commonwealth v. Aviles, 461 Mass. 60, 72 (2011). Thus,
"[r]ather than considering the first complaint doctrine as an
evidentiary 'rule,' it makes greater sense to view the doctrine
as a body of governing principles to guide a trial judge on the
admissibility of first complaint evidence." Id. at 73.
"The judge who is evaluating the facts of a particular case
is in the best position to determine the scope of
admissible evidence, keeping in mind the underlying goals
of the first complaint doctrine, our established first
complaint jurisprudence, and our guidelines for admitting
or excluding relevant evidence."
Id. We review such decisions for abuse of discretion. Id.
Here, Britt's account of a sexual assault by the defendant
-- recorded in writing before any other disclosure, but not
transmitted to a third person until after Britt's disclosure to
her sister -- served the purposes of first complaint evidence
2
and caused no unfair prejudice to the defendant. In no way did
the judge's decision to admit the diary entry "fall[] outside
the range of reasonable alternatives." L.L. v. Commonwealth,
470 Mass. 169, 185 n.27 (2014). Nor did the judge's limiting
instructions -- which were necessarily (if not perfectly)
adapted from the model first complaint instruction to reflect
that the complaint here was a writing -- cause the defendant any
prejudice, contrary to the majority's suggestion. Ante at .
Because I would not disturb the judge's first complaint ruling,
I would affirm the judgments.1
1. First complaint. a. Goals of the doctrine. The
judge's decision advanced the goals of the first complaint
doctrine, which are "to 'refute any false inference that silence
is evidence of a lack of credibility on the part of [sexual
assault] complainants,' . . . and 'to give the jury as complete
a picture as possible of how the accusation of sexual assault
first arose.'" Aviles, 461 Mass. at 72, quoting King, 445 Mass.
at 243, 247.
The majority elevates the doctrine's second goal to
controlling status, while giving virtually no weight to the
first. Ante at . That is, the majority focuses almost
1 I agree with majority on the defendant's remaining claims,
and I see no abuse of discretion in the judge's denial of the
defendant's motion for a mistrial. Ante at .
3
exclusively on the perceived shortcomings of an uncommunicated
diary entry in giving a picture of how the sexual assault
accusation first "arose," while ignoring the value of the diary
in refuting the myth that earlier "silence" means the
complainant is now fabricating. Even if an untransmitted
complaint may not give "as complete a picture" as a transmitted
complaint, King, 445 Mass. at 247, surely an untransmitted
complaint that comes first in time -- here, the day after the
latest assault -- does more to rebut the assumption that the
complainant is lying than does an oral complaint made at some
later time -- whether months (as here) or years after the fact
-- when the complainant finds the courage to tell another person
of the assault.2 The majority does not allow for the flexibility
announced in Aviles, but holds that only the later, transmitted
complaint is admissible. Cf. Commonwealth v. Murungu, 450 Mass.
441, 446 (2008) (Commonwealth may not "pick and choose" among
various complaint witnesses to locate "most effective" witness;
ordinarily, only "first" complaint is admissible).
i. Picture of how accusation arose. The first complaint
doctrine originated in the old English common-law requirement
2 I thus do not agree with the majority that "the timing of
an uncommunicated diary entry has no bearing on the underlying
goals of the first complaint doctrine," ante at , or that the
judge erred in instructing that the timing of the entry could be
considered when determining Britt's credibility, id. at .
4
that a victim make immediate "hue and cry to arouse the
neighborhood," Commonwealth v. Bailey, 370 Mass. 388, 394 n.7
(1976), and that, if she did not, it was "in effect an assertion
that nothing violent had been done" (quotation and citation
omitted), King, 445 Mass. at 228-229. However, we no longer
require a "cry" to "arouse the neighborhood," Bailey, supra. We
do not insist that, to be admitted as first complaint evidence,
an account of a sexual assault must be transmitted to another
person so as to lead to an investigation (or pursuit) of the
defendant. Thus, a statement to a cousin was the proper "first"
complaint even though it did not name the defendant as the
perpetrator, which occurred only in a complaint to police two
years later. See Commonwealth v. Asenjo, 477 Mass. 599, 600,
602-603 (2017). A statement to a brother was the proper first
complaint even though no complaint was made to police until nine
years later. See Commonwealth v. Wallace, 76 Mass. App. Ct.
411, 414 (2010). So, although Britt's diary entry did not
constitute a "cry" or prompt an investigation of the defendant,
it could still serve as the first complaint.
The majority concludes otherwise because in its view a
diary entry provides no information about the complainant's
motivation for disclosure or the timing of the complaint. Ante
at . Yet here, Britt's diary entry explained at the outset
what prompted her to write about the defendant's most recent
5
sexual assault: