State v. Tolentino
CourtHawaii Supreme Court
Date FiledJune 30, 2026
DocketSCWC-22-0000255
JudgeGinoza
StatusPublished
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Full Opinion
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Electronically Filed
Supreme Court
SCWC-XX-XXXXXXX
30-JUN-2026
08:46 AM
Dkt. 32 OPCD
IN THE SUPREME COURT OF THE STATE OF HAWAIʻI
---o0o---
STATE OF HAWAIʻI,
Respondent/Plaintiff-Appellee,
vs.
HENRY K. TOLENTINO,
Petitioner/Defendant-Appellant.
SCWC-XX-XXXXXXX
CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS
(CAAP-XX-XXXXXXX; CASE NO. 1CPC-XX-XXXXXXX)
JUNE 30, 2026
CONCURRING AND DISSENTING OPINION BY GINOZA, J.,
IN WHICH CIRCUIT JUDGE KIMURA, JOINS
This appeal deals with whether Petitioner/Defendant
Henry Tolentino (Tolentino) was entitled to a voluntariness
hearing for a statement he made upon being detained after a late-
night traffic stop, and after he attempted to flee and had a
physical altercation with police. According to an officer on
scene, when Tolentino was finally detained and was standing up,
“[h]e said that he was sorry and that he was just trying to get a
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Zip Pac” (Subject Statement). Tolentino’s application for writ of
certiorari to this court presents one question:
Did the Intermediate Court of Appeals err where it ruled
that the defendant’s constitutional rights were not
violated where the trial court admitted statements made
by the defendant without having a prior voluntariness
hearing where said statements were made after police had
repeatedly struck the defendant in the face, had tackled
the defendant, and had handcuffed said defendant?
To the extent the majority opinion answers this question in the
affirmative and holds that Tolentino is entitled to an evidentiary
voluntariness hearing on remand to the Circuit Court of the First
Circuit (Circuit Court), I concur. Should the Circuit Court
determine that the Subject Statement was not voluntarily made, I
agree a new trial is required.
To the extent the majority holds that a re-trial is
required even if the Circuit Court determines the Subject
Statement was voluntary, I respectfully dissent. In that
circumstance, the majority requires another trial even though the
Subject Statement admitted in the prior trial would again be
admitted on re-trial. This is not required under prevailing law
and the majority should not overrule precedent to achieve this
result. See Jackson v. Denno, 378 U.S. 368, 394 (1964); State v.
Goers, 61 Haw. 198, 201-02, 600 P.2d 1142, 1144 (1979); State v.
Kane, 52 Haw. 484, 488, 479 P.2d 207, 210 (1971); Int. of I
Child., 153 Hawai‘i 223, 225, 229, 529 P.3d 701, 703, 707 (App.
2023).
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I further dissent to the majority’s purported new rule
for an extremely wide range of circumstances that are not before
this court and were never raised or briefed by the parties in this
case. The majority seeks to impose requirements for when trial
courts must hold pretrial evidentiary hearings for its broad
definition of inculpatory statements. The majority’s discussion
of the myriad types of statements it has deemed inculpatory, and
thus subject to its expansive requirements, is dicta. There are
existing court rules that address defendant statements that the
majority attempts to sweep into this case. Without any true
adversarial testing, there are unknown consequences from the
court’s newly crafted rule. It’s also unclear if the issues
covered by the new rule must be raised by the parties or addressed
sua sponte by trial courts, which must then assess pretrial every
potential usage of a defendant’s statements, including when
testimony at trial could affect the analysis. This case deals
with one statement that Tolentino asserted could be construed as a
confession, regarding which Tolentino affirmatively filed a motion
in Circuit Court and sought an evidentiary voluntariness hearing.
The majority’s new rule reaches issues far beyond what is
presented in this case and which do not in any way decide this
case.
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I. Brief Background
At around 12:58 a.m. on September 21, 2019, Honolulu
Police Department (HPD) Officer Kenneth Fontes (Officer Fontes)
pulled Tolentino’s vehicle over for speeding. After stopping,
Tolentino exited the vehicle, which Officer Fontes testified lead
him to determine that this was a high-risk traffic stop. Officer
Fontes exited his vehicle, drew his firearm, pointed it at
Tolentino, and ordered Tolentino to raise his hands. Tolentino
complied. Officer Fontes then ordered Tolentino to get on the
ground and holstered his firearm so that he could arrest
Tolentino. According to Officer Fontes, Tolentino stood up,
kicked off his slippers, and began running. Officer Fontes gave
chase. After Tolentino stumbled, Officer Fontes attempted to gain
control of him. According to Officer Fontes, Tolentino kicked him
in his thigh and grazed him with a punch to his forehead.
Tolentino denies kicking and punching Officer Fontes.
Tolentino fled again, stumbled into a parked car, fell
and rolled into the street. Officer Fontes testified that to hold
Tolentino on the ground, he hit Tolentino in the face with a
closed fist three to five times. Tolentino again got up.
Corporal Dannan Smith (Corporal Smith), who had also been chasing
Officer Fontes and Tolentino on foot, testified that he then
collided with Tolentino and Officer Fontes. According to Corporal
Smith, he placed Tolentino in handcuffs, sat him up, and informed
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Tolentino he was detained. 1 1F Officer Fontes testified that as they
stood Tolentino up, Tolentino stated “he was sorry and that he was
just trying to get a Zip Pac.”
Respondent/Plaintiff the State of Hawai‘i (State)
charged Tolentino via grand jury indictment with Assault Against a
Law Enforcement Officer in the First Degree, in violation of
Hawai‘i Revised Statutes (HRS) § 707-712.5(1)(a) (2014). 2 2F
Tolentino pled not guilty.
Before trial, Tolentino moved in limine to exclude and
preclude from use at trial “[t]estimonial hearsay evidence
regarding any alleged statements made by Defendant to the police
subsequent to the alleged assault and after Defendant was placed
in handcuffs, including but not limited to ‘I'm sorry, I was just
trying to get a ZipPac.’”
At the motions in limine hearing, Defense Counsel
objected to admission of the Subject Statement, arguing that “it
1 Corporal Smith testified that after placing handcuffs on Tolentino and
standing him up, Tolentino did not make any utterances that he “remember[s] or
put in [his] report.”
2 The October 17, 2019 Indictment states, in relevant part:
On or about September 21, 2019, in the City and County of
Honolulu, State of Hawai‘i, HENRY K. TOLENTINO did
intentionally or knowingly cause bodily injury to Kenneth
Fontes Jr., a law enforcement officer who was engaged in the
performance of duty, thereby committing the offense of
Assault Against a Law Enforcement Officer in the First
Degree, in violation of Section 707-712.5(1)(a) of the
Hawai‘i Revised Statutes.
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could be deemed as a confession, so we’d like to get a
voluntariness.” The Circuit Court asked if Tolentino made the
statement in response to a question. The Deputy Prosecuting
Attorney (DPA) answered, “No,” and Defense Counsel stated, “That’s
what they say.” The Circuit Court preliminarily allowed the State
to use Tolentino’s statement as an admission by party-opponent,
subject to the State laying a proper voluntariness foundation,
ruling: “at this point the State will be allowed to use it unless
. . . the evidence shows that it was in response to a question,
then we'll have to revisit this.”
Further, during the hearing, Defense Counsel stressed
the “voluntariness” concern with respect to the “I’m sorry”
portion of the Subject Statement, arguing that “obviously
defendant would have a right to respond and to testify if we had
an actual voluntariness hearing.” After the court asked whether
Tolentino was “in custody” at the time he made the Subject
Statement and the DPA responded that the statement was made during
the arrest, the Circuit Court said “at this point I think it’s an
excited utterance. . . . [I]f it comes out that he was coerced or
if he was asked a question, . . . then I’m not going to allow it.”
In response, Defense Counsel repeated that the “I’m sorry part” is
concerning because it appeared “like an admission.” The Circuit
Court then asked the DPA how the prosecution intended to elicit
the Subject Statement. The DPA responded that it would be
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“[t]hrough Officer Fontes[,]” with the following question: “Upon
effectuating the arrest, did the defendant say anything without
any provocation or solicitation, which is the words he used in his
report.” The Circuit Court then ruled that it would allow the
line of questioning.
During trial, the DPA asked Officer Fontes if Tolentino
“[said] anything to you without provocation or solicitation?”, and
the DPA responded “Yes.” Outside the jury’s presence, the DPA
asked for a court ruling that Tolentino’s anticipated statement
“are utterances,” and “were not the product of coercion or
interrogative efforts.” The Circuit Court ruled:
I think that the statement or the utterance that was
made by the defendant to Officer Fontes was an excited
utterance. 3 It was -- there was no coercion, and there
4F
was no question asked by Officer Fontes when the
defendant made the unsolicited excited utterance.
Defense Counsel did not object. Before the jury, the DPA
proceeded to ask Officer Fontes what Tolentino said as he and
Corporal Smith were standing Tolentino up, and Officer Fontes
stated: “He said that he was sorry and that he was just trying to
get a Zip Pac.”
During the DPA’s closing argument, she stated:
The defendant kicked first. He threw the first punch. And
we don't assault law enforcement officers. Reason and
common sense. Maybe that's the excuse he had, because he
didn't want to get caught for speeding, because he didn't
3 Under Hawai‘i Rules of Evidence Rule 803(b)(2) (2016), an excited
utterance is “not excluded by the hearsay rule, even though the declarant is
available as a witness,” when “[a] statement relating to a startling event or
condition [was] made while the declarant was under the stress of excitement
caused by the event or condition.”
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want to get caught because he was drunk. In fact, he says,
I'm sorry, when he's finally detained. He says, I'm sorry,
I was just trying to get a Zip Pac. He was drunk. He was
hungry. He knew he did something wrong by saying I'm
sorry, that he was just trying to get a Zip Pac, ladies and
gentlemen.
(Emphases added.)
On December 10, 2021, the jury acquitted Tolentino of
Assault Against a Law Enforcement Officer in the First Degree, but
found Tolentino guilty of the included offense of Assault Against
a Law Enforcement Officer in the Second Degree. The Circuit Court
sentenced him to thirty days imprisonment.
Tolentino appealed to the ICA, asserting the Circuit
Court erred when it allowed the State to use Tolentino’s out-of-
court statement at trial without first conducting a voluntariness
hearing. State v. Tolentino, No. CAAP-XX-XXXXXXX, 2025 WL
1590193, at *1 (Haw. App. June 5, 2025) (SDO).
The ICA affirmed the Circuit Court judgment. Id. at *6.
The ICA stated that “HRS § 621-26 [(2016)]4 does not expressly
require the trial judge to hold a voluntariness hearing, but the
trial judge must make a voluntariness determination before the
statement is admitted and without the jury present.” Id. at *1
(citing State v. Hopkins, No. CAAP-XX-XXXXXXX, 2021 WL 4167382, at
*3 (Haw. App. Sept. 14, 2021) (SDO); State v. Green, 51 Haw. 260,
4 HRS § 621-26, governing “Confessions, when admissible,” states: “No
confession shall be received in evidence unless it is first made to appear to
the judge before whom the case is being tried that the confession was in fact
voluntarily made.”
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264, 457 P.2d 505, 508 (1969)). The ICA concluded the Circuit
Court did not err by not conducting a separate voluntariness
hearing because it “made a voluntariness determination at trial
before evidence of the out-of-court statement was admitted and
outside the presence of the jury.” Id. at *2 (footnotes omitted).
Tolentino applied for certiorari, presenting one
question for this court:
Did the Intermediate Court of Appeals err where it ruled
that the defendant’s constitutional rights were not
violated where the trial court admitted statements made by
the defendant without having a prior voluntariness hearing
where said statements were made after police had repeatedly
struck the defendant in the face, had tackled the
defendant, and had handcuffed said defendant?
II. Discussion
A. Remand for Voluntariness Hearing
I concur with the majority that the Circuit Court erred
in failing to hold an evidentiary voluntariness hearing to address
Tolentino’s motion in limine and his assertion that the Subject
Statement was not voluntarily made and could be deemed a
confession. Tolentino should have been allowed to testify at such
a hearing so that the Circuit Court could determine, out of the
presence of the jury, whether the Subject Statement was a
voluntary statement consistent with article I, sections 5 and 10
of the Hawaiʻi Constitution and HRS § 621-26. 5F No such hearing was
held, and that failure was not harmless error. In Hawai‘i, a
defendant has both a “constitutional and statutory right to a
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judicial determination of the voluntariness of his confession.”
Goers, 61 Haw. at 201, 600 P.2d at 1144. Under the Hawai‘i
Constitution, “due process, based on article 1, section 5 . . .
requires a statement to be ‘voluntary’ in order to be admissible.”
State v. Eli, 126 Hawai‘i 510, 520 n.17, 273 P.3d 1196, 1206 n.17
(2012) (citation omitted). Additionally, under HRS § 621-26,
“[t]he trial judge has a duty to determine the admissibility of an
inculpatory statement out of the presence of the jury and prior to
the jury's exposure to such evidence.” Green, 51 Haw. at 264, 457
P.2d at 508 (citing Jackson, 378 U.S. 368).
Here, Tolentino was not allowed an opportunity to
testify at a voluntariness hearing outside the presence of the
jury to tell his side about what occurred in the circumstances
surrounding his Subject Statement. An evidentiary hearing would
allow the Circuit Court to properly assess the factual
circumstances and determine whether the Subject Statement was
voluntary. This case should thus be remanded to the Circuit Court
to hold an evidentiary voluntariness hearing.
B. Scope of Mandate Upon Remand
I respectfully dissent, however, from the majority’s
disposition which requires a new trial even if, after a
voluntariness hearing upon remand, the Circuit Court determines
the Subject Statement was voluntary. Rather, I would remand with
instructions that the Circuit Court conduct a voluntariness
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hearing and only require a new trial if the Circuit Court
determines the Subject Statement was not voluntary. This is the
procedure prescribed as constitutionally valid in Jackson v.
Denno, 378 U.S. at 393-95.
In Jackson, petitioner sought habeas corpus relief,
asserting his conviction for murder was invalid because it was
based on a confession that a New York state court did not properly
determine was voluntary. 378 U.S. at 369-70. The Supreme Court
of the United States held petitioner was constitutionally entitled
to “an adequate evidentiary hearing productive of reliable results
concerning the voluntariness of his confession.” Id. at 394. The
Supreme Court further clarified that “[i]t does not follow,
however, that [petitioner] is automatically entitled to a complete
new trial including a retrial of the issue of guilt or innocence.”
Id. (emphasis added). Rather, following an evidentiary hearing,
if “it is determined that [petitioner’s] confession was
voluntarily given, admissible in evidence, and properly to be
considered by the jury,” the court saw “no constitutional
necessity at that point for proceeding with a new trial, for
[petitioner] has already been tried by a jury with the confession
placed before it and has been found guilty.” Id. (emphases
added). Further, the Supreme Court stated: “Of course, if the
state court, at an evidentiary hearing, redetermines the facts and
decides that [petitioner’s] confession was involuntary, there must
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be a new trial on guilt or innocence without the confession's
being admitted in evidence.” Id. (footnote omitted).
The Supreme Court reversed a judgment denying
petitioner’s writ of habeas corpus and remanded the case to the
district court “to allow the State a reasonable time to afford
[petitioner] a hearing or a new trial, failing which [petitioner]
is entitled to his release.” Id. at 396.
In Hawaiʻi, akin to Jackson, this court has held that a
post-trial voluntariness hearing sufficiently remedied a situation
where the trial court failed to determine the voluntariness of a
confession before it was admitted at trial. Goers, 61 Haw. at
202, 600 P.2d at 1144. In Goers, the trial court held a post-
trial voluntariness hearing and found the confession voluntary.
On appeal, this court stated that “[a]lthough it is clear that the
judicial determination should have been made prior to jury
consideration, the voluntariness issue was ultimately resolved by
the court in a procedurally adequate manner.” Id. (emphasis
added) (concluding the error did not contribute to the conviction
or prejudice any substantial rights of the defendant and was
harmless (citation omitted)).
Hawai‘i appellate courts have also applied the remedy
from Jackson in other cases. In State v. Kane, this court held
the defendant was unconstitutionally denied a fair hearing on his
objections to appointed counsel and was entitled to a hearing. 52
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Haw. at 488, 479 P.2d at 210. However, as for the proper
disposition, this court stated “[w]e do not believe that the error
below automatically requires a new trial.” Id. Rather, based
on Jackson, this court held that “[t]he outcome of such hearing
should determine whether the further remedy of a new trial is
necessary.” Id. (citing Jackson, 378 U.S. 368). The decision in
Kane concluded by stating:
We remand the case to the circuit court for an
investigation, to be put on the record, of the defendant's
claim of ineffective representation. If the claim proves
to be without merit that court may re-enter the judgment.
If the claim is meritorious there should be a new trial.
Id.; see also Int. of I Child., 153 Hawai‘i at 225, 229, 529 P.3d
at 703, 707 (remanding “for a hearing on the basis of Father's
request for new counsel . . . and a determination as to whether
Father's claim of ineffective assistance of counsel at that point
has merit,” and stating that “[b]ased on the reasoning in Kane,
the outcome of such a hearing should determine whether the further
remedy of a new contested hearing is necessary” (citing Kane, 52
Haw. at 488, 479 P.2d at 210)).
Here, the proper remedy under Jackson and Goers for
failing to hold an evidentiary voluntariness hearing is to remand
with instructions that the Circuit Court conduct an evidentiary
hearing to determine the voluntariness of Tolentino’s statement.
See Jackson, 378 U.S. at 396; Goers, 61 Haw. at 201-02, 600 P.2d
at 1144. If the Circuit Court determines that Tolentino’s
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statement was voluntarily given, there is no constitutional
necessity to conduct a new trial. See Jackson, 378 U.S. at 394;
Goers, 61 Haw. at 201-02, 600 P.2d at 1144. In this case,
remanding to the Circuit Court with such instruction for a
voluntariness hearing protects Tolentino’s constitutional rights
while promoting judicial efficiency. This remedy does not violate
Tolentino’s due process rights because if the Circuit Court on
remand determines that Tolentino’s Subject Statement was
involuntary, there must be a new trial without the statement being
admitted into evidence.
In requiring a new trial for Tolentino even if the
Subject Statement was voluntary, the majority insists that all
voluntariness hearings must be conducted pretrial for known
statements. To reach this result, the majority overrules forty-
seven-year-old precedent in State v. Goers to the extent it
permits voluntariness determinations after trial begins. Goers
held that “a motion for a voluntariness hearing with regard to a
confession may be brought at any time prior to the admission of
the confession into evidence.” 61 Haw. at 201, 600 P.2d at 1144.
As noted, Goers also held — directly on point to this case — that
a post-trial determination of voluntariness was procedurally
adequate where the issue was not decided during the trial. Id. at
202, 600 P.2d at 1144.
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I dissent to the majority’s overruling of Goers and
instead ruling in this case that a new trial is required
regardless of whether the Subject Statement is deemed voluntary on
remand by the Circuit Court. Goers, like Jackson v. Denno,
properly recognized that it is constitutionally sound to allow a
post-trial hearing to address whether a statement was voluntarily
made and if there was error in admitting the statement to require
a re-trial. A completely new trial is not always necessary to
resolve what the majority states is a “discrete admissibility
question.” Further, “a court should not overrule its earlier
decisions unless the most cogent reasons and inescapable logic
require it.” Dairy Rd. Partners v. Island Ins. Co., 92 Hawai‘i
398, 421, 992 P.2d 93, 116 (2000) (internal quotation marks and
citation omitted).
The majority relies on dicta in State v. Chang to
support overruling Goers, but Chang does not support this. See
State v. Chang, 144 Hawai‘i 535, 445 P.3d 116 (2019).
In Chang, defendant Chang was charged with Operating a
Vehicle Under the Influence of an Intoxicant, and the prosecution
and Chang stipulated to consolidate a hearing on Chang’s motion to
suppress evidence with the bench trial. Id. at 537, 445 P.3d at
118. The dispositive issue on appeal was “whether Chang
knowingly, intelligently, and voluntarily waived his right to
testify for purposes of his suppression hearing.” Id. at 543, 445
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P.3d at 124 (footnote omitted). This court unanimously held that
Chang was not properly advised of his right to testify in the
context of the consolidated proceeding. Id. at 545, 445 P.3d at
126.
Thereafter, however, a split majority in Chang, sua
sponte, further stated in dicta that prospectively “trial courts
may not consolidate a motion to suppress hearing with a trial.”
Id. at 546, 445 P.3d at 127. Chief Justice Recktenwald, joined by
Justice Nakayama, dissented to this part of the Chang opinion.
Id. at 556, 445 P.3d at 137 (Recktenwald, C.J., dissenting). The
dissenting opinion recognized that “[n]either party in this case
at any time suggested that the trial court’s consolidation of the
suppression hearing and trial was improper . . . . rather, both
parties expressly agreed to consolidate[.]” Id. Regardless, the
majority in Chang overruled nearly forty years of precedent that
had permitted consolidation when the parties agreed to do so on
the record. Id. at 556, 556 n.22, 445 P.3d at 137, 137 n.22
(specifically overruling State v. Doyle, 64 Haw. 229, 230, 638
P.2d 332, 333-34 (1981), and State v. Thomas, 72 Haw. 48, 53, 805
P.2d 1212, 1214 (1991)); see also id. at 556, 445 P.3d at 137
(Recktenwald, C.J., dissenting).
Here, the majority relies on the sua sponte dicta in the
second part of Chang to extend it even further to where it does
not apply.
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First, the split majority in Chang did not base its
prospective new rule on due process grounds. Rather, it based its
new rule on Hawai‘i Rules of Penal Procedures (HRPP) Rule 12(e)
(eff. 2007) (“a motion to suppress made before trial shall be
determined before trial”); the State’s right to appeal an adverse
ruling on a suppression motion under HRS § 641-13(7) (2016); and
the “administrative complications” that result from consolidating
a motion to suppress hearing with trial. Id. at 547-54, 445 P.3d
at 128-35. The majority here appears to extrapolate these
underlying reasons in Chang to this case, which involves wholly
different circumstances. Here, the State never argued the Circuit
Court should decide the voluntariness issue pretrial so it could
appeal an adverse ruling, and Tolentino never raised any of the
administrative complications discussed in Chang as to why he
wanted a hearing on his voluntariness motion. Further, in Goers,
this court explicitly stated “we hold that, in spite of the
general requirement stated in H.R.P.P. Rule 12(b)(3) that motions
to suppress be raised prior to trial, a motion for a voluntariness
hearing with regard to a confession may be brought at any time
prior to the admission of the confession into evidence.” 61 Haw.
at 201, 600 P.2d at 1144 (emphasis added). As discussed above,
Goers also held that a post-trial voluntariness determination was
constitutionally sound to remedy a failure to hold an earlier
hearing. Id. at 202, 600 P.2d at 1144. Significantly, Chang did
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not overrule Goers. There is no basis here to overrule Goers or
for the majority in this case to require a new trial even if on
remand the Circuit Court determines that Tolentino’s Subject
Statement was voluntary.
C. The Majority’s New Rule Is Dicta
In addition to resolving the question presented by
Tolentino’s application for certiorari, the majority in this case
writes expansively to reach issues not before this court and which
have no bearing on the outcome of this case.
The majority purports to set out a broad new rule that a
trial court must conduct a pretrial voluntariness hearing for any
known inculpatory statement by a defendant. Under the majority’s
new rule, an inculpatory statement triggering a required pretrial
voluntariness hearing includes everything from confessions,
ambiguous admissions, a false alibi, inconsistent statements, and,
for the most part, any statement by the defendant that would be
relevant under Hawai‘i Rules of Evidence Rule 401 (2016).
Without requiring parties to raise issues in the normal
course of the adversarial system, this new rule places a
tremendous burden on our already overburdened trial courts.
Apparently, trial courts must divine from the totality of the
record whether any statement by a defendant might potentially be
inculpatory and hold an evidentiary voluntariness hearing
pretrial. This mandate applies regardless of whether a case
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involves a singular statement, like in this case, or where a
defendant has given lengthy and/or multiple statements. Moreover,
the new mandate doesn’t account for situations where a defendant’s
statement is known but it’s not until evidence is adduced at trial
that it becomes apparent the statement could infer guilt or could
somehow affect the defendant’s credibility. HRPP Rule
16(b)(1)(ii) (eff. 2012) requires the prosecution to disclose
statements made by the defendant. It should be up to the parties
to raise issues whether such statements may be inculpatory and to
assert a need for a voluntariness hearing. Sometimes, that may
not occur until the case is in the trial stage. There is also an
existing rule addressing alibis that allows a court to set the
time for exchange of information between the parties, which
conflicts with the majority’s new rule mandating pretrial
determination. See HRPP Rule 12.1 (eff. 2007). These are just a
few examples of how the majority’s new rule creates unwanted or
unintended consequences or conflicts with an existing rule.
Given the breadth of the majority’s new rule, it appears
a pretrial evidentiary voluntariness hearing could be required
whenever there is a statement by a defendant. The majority’s new
rule also requires trial courts to enter findings and conclusions
on such voluntariness hearings. And although a defendant can
stipulate to the voluntariness of their statement and waive a
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hearing, this can be done only after a new colloquy required under
the new rule.
The majority points to State v. Zuffante as one example
of a recent case demonstrating how this court’s practice is to go
beyond the facts and articulate a new rule when a case turns on a
procedural right. See 157 Hawai‘i 194, 203-04, 576 P.3d 243, 252-
53 (2025). I disagree with this approach, as I did in Zuffante,
when it comes to issues that parties do not raise or argue and
overruling precedent sua sponte. See id. at 213, 576 P.3d at 262
(Ginoza, J., dissenting); see also Chang, 144 Hawai‘i at 557, 445
P.3d at 138 (Recktenwald, C.J., dissenting) (emphasizing the
majority’s sua sponte overruling of precedent and new rule was not
raised, briefed, or argued by the parties before this court and
accordingly, it “should not change such a well-settled procedure
on our accord without being fully informed by those who will be
directly affected by that change”).
Further, to the extent the majority contends this court
often articulates operative rules to guide future cases, most of
the cases the majority relies on are distinguishable because the
parties raised arguments bearing on the court’s new rules in those
cases. See State v. Glenn, 148 Hawai‘i 112, 123, 468 P.3d 126,
137 (2020) (defendant’s question presented included whether a
trial court must conduct a colloquy with the defendant regarding
the penal-responsibility defense); State v. Tetu, 139 Hawai‘i 207,
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210-11, 386 P.3d 844, 847-48 (2016) (in the trial court, defense
counsel requested access to private condominium where alleged
burglary occurred, arguing defendant’s constitutional rights to
effective representation and to confront witnesses overrode
privacy considerations); State v. Lewis, 94 Hawai‘i 292, 294, 12
P.3d 1233, 1235 (2000), holding modified by State v. Monteil, 134
Hawai‘i 361, 341 P.3d 567 (2014) (petitioner argued trial court
was required to obtain a waiver of his right against self-
incrimination prior to his testimony); Tachibana v. State, 79
Hawai‘i 226, 233-34, 236, 900 P.2d 1293, 1300-01, 1303 (1995) (the
State urged this court to adopt the “demand” approach, where a
defendant who fails to complain about the right to testify during
trial is conclusively presumed to have waived that right; instead,
this court adopted the colloquy approach (citations omitted)).
Here, the majority’s new and expansive rule is dicta 5 6F
and is undertaken sua sponte with no adversarial testing. No
5 This court has defined orbiter dictum as follows:
Strictly speaking an obiter dictum is a remark made or
opinion expressed by a judge, in his decision upon a cause,
by the way—that is, incidentally or collaterally and not
directly upon the question before the court; or is any
statement of law enunciated by the judge or court merely by
way of illustration, argument, analogy, or suggestion.
State v. Hussein, 122 Hawai‘i 495, 514, 229 P.3d 313, 332 (2010) (quoting
Black’s Law Dictionary 1177 (9th ed. 2009)); id. at 533, 229 P.3d at 351 (Moon,
C.J., concurring and dissenting) (stating “‘Obiter dictum’” is ‘[a] judicial
comment made while delivering a judicial opinion, but one that is unnecessary
to the decision in the case and therefore not precedential (although it may be
considered persuasive).’” (emphasis added) (quoting Black’s Law Dictionary 1102
(8th ed. 2004)); Pierre N. Leval, Judging Under the Constitution: Dicta About
Dicta, 81 N.Y.U. L. Rev. 1249, 1256 (2006) (“If the court's judgment and the
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party raised the issues addressed in the new rule, and the court
neither received nor requested briefing on the myriad types of
defendant statements and issues covered by this new rule. State
v. Fields, 115 Hawai‘i 503, 529, 168 P.3d 955, 981 (2007), as
amended on denial of reconsideration (Oct. 10, 2007) (“‘The
premise of our adversarial system is that appellate courts do not
sit as self-directed boards of legal inquiry and research, but
essentially as arbiters of legal questions presented and argued by
the parties before them.’” (quoting Ford v. United States, 533
A.2d 617, 624 (D.C. 1987)).
The majority takes the position that because a handful
of questions by the court initiated a discussion at oral argument
on aspects of voluntariness hearings, that was sufficient to give
the parties a say on the majority’s expansive opinion.
This unfortunate approach calls to mind the legislative
history that lead this court to amend Hawai‘i Rules of Appellate
Procedure (HRAP) Rule 28(b)(4) in 2021, adding the following
language:
If an appellate court, when acting on a case on appeal,
contemplates basing the disposition of the case wholly or
in part upon an issue of plain error not raised by the
parties through briefing, it shall not affirm, reverse, or
vacate the case without allowing the parties the
opportunity to brief the potential plain-error issue prior
to disposition.
reasoning which supports it would remain unchanged, regardless of the
proposition in question, that proposition plays no role in explaining why the
judgment goes for the winner. It is superfluous to the decision and is
dictum.”).
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Order Amending Rule 28(b)(4) of the Hawai‘i Rules of Appellate
Procedure, SCRU-XX-XXXXXXX (Aug. 30, 2021), https://perma.cc/38HS-
DMTK.
This case is even more problematic than plain error
because the majority reaches a large expanse of issues, not needed
to decide this case, without briefing by anyone on those issues.
The amendment to HRAP 28(b)(4) was the judiciary’s response to the
Legislature’s attempt to curb appellate courts’ sua sponte
rulings. During the 2021 legislative session, the Senate
introduced S.B. 639, entitled “Relating to Courts of Appeal.” The
purpose of S.B. 639 was “to prohibit the courts of appeal from
affirming, modifying, reversing, or vacating a matter on grounds
other than those raised by the parties to the proceeding, unless
the parties are provided the opportunity to brief the court.”
S.B. 639, S.D. 1, H.D. 1, C.D., 1, 31st Leg., Reg. Sess. (2021).
The bill would have added a section to HRS Chapter 602 called “Sua
sponte decisions,” and would have required rehearing upon petition
of any party should the court fail to afford the opportunity for
the parties to submit supplemental briefing.6 Id.
6 Legislative history indicates the Legislature’s concerns with sua
sponte decisions. The Senate Judiciary Committee stated, “when a court decides
a case on grounds not raised by the parties, it departs from the principle of
party presentation and risks abusing its discretion.” S. Stand. Comm. Rep. No.
701, in 2021 Senate Journal, at 1127. The House Judiciary & Hawaiian Affairs
Committee stated that it found “this measure will ensure due process during the
appeals process and permit parties, rather than the appellate court, to
litigate their cases.” H. Stand. Comm. Rep. No. 1720, in 2021 House Journal,
at 1103.
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Although the Legislature passed the bill, it was vetoed
by Governor Ige, who stated in his statement of object