Andre Bernard Richardson v. State of Florida
CourtDistrict Court of Appeal of Florida
Date FiledDecember 30, 2020
Docket1D18-4775
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
_____________________________
No. 1D18-4775
_____________________________
ANDRE BERNARD RICHARDSON,
Appellant,
v.
STATE OF FLORIDA,
Appellee.
_____________________________
On appeal from the Circuit Court for Duval County.
James H. Daniel, Judge.
December 30, 2020
KELSEY, J.
This is Appellant’s direct appeal from his convictions and
sentences for attempted second-degree murder, possession of a
firearm by a convicted felon, and shooting or throwing deadly
missiles. He seeks a new sentencing hearing based on two
unpreserved arguments related to his sentencing phase, at which
he had elected to represent himself: that the trial court committed
fundamental error by failing to engage in a new Faretta * colloquy
“before sentencing began”; and that his standby counsel was not
present for the very last part of sentencing—a three-minute
* Faretta v. California, 422 U.S. 806, 819 (1975) (finding an
implied Sixth-Amendment right to self-representation).
concluding segment of a hearing continued from the previous
afternoon. As to the first issue, our standard of review is de novo.
See Hooks v. State, 286 So. 3d 163, 167 (Fla. 2019). We review the
second issue for abuse of discretion. See Jones v. State, 449 So. 2d
253, 258 (Fla. 1984). We find no merit to either argument, and
affirm.
I. Facts.
As to both arguments, the chronology is important. The post-
trial-motion phase and the sentencing phase occurred in a span of
only four days, Monday through Thursday of the same week, and
involved four separate hearings that together totaled only about
four hours.
The jury returned its verdict on August 30, 2018. The trial
court set sentencing for October 8, 2018. Before then, Appellant’s
counsel filed a motion for new trial, also to be heard on October 8.
Appellant filed a pro-se motion that his counsel declined to adopt.
At the beginning of the Monday, October 8 hearing, Appellant
discharged his counsel. The trial court conducted an extremely
thorough and unchallenged Faretta inquiry—covering 17 pages of
the transcript—after which Appellant reconfirmed his desire to
discharge his counsel. The trial court appointed the public
defender as standby counsel, the lawyers discussed scheduling,
and the court continued the case to the next day. This Monday
hearing was less than an hour and a half long, and that time was
interrupted by the court’s having to deal with a jury selection issue
in another case.
On Tuesday, October 9, a one-hour hearing occurred at which
the trial court discussed scheduling, provided Appellant a copy of
his former counsel’s post-trial motion, and set post-trial motions
and sentencing for the next day. The trial court renewed the offer
of appointed counsel, which Appellant refused. The trial court
repeated a brief summary of the Faretta considerations and asked
again if Appellant understood and still wanted to represent
himself. Appellant confirmed that he did.
On Wednesday, October 10, the trial court again renewed the
offer of appointed counsel, which Appellant again refused. Standby
2
counsel was present. The trial court reminded Appellant of the
Faretta considerations, and Appellant again declined. Appellant
argued his pro-se post-trial motion, which the trial court denied.
Appellant asked for and received some time to prepare to argue
the post-trial motion his former counsel had filed, then presented
additional argument including new argument not raised in that
motion or his pro-se motion. The trial court denied the motion and
moved directly to sentencing.
Upon announcing that sentencing was about to begin, the trial
court again renewed the offer to appoint counsel. The court again
reminded Appellant of the advantages of having a lawyer, and
Appellant stated that he understood and still wished to represent
himself. Appellant presented argument about his presentence
investigation report and about the evidence at trial. He discussed
his past, his efforts to work and obtain counseling, and his desire
for the court to consider a probationary sentence because he had
successfully completed probation in the past. He explained his
version of the facts leading to a prior conviction. He objected
repeatedly to the State’s portrayal of the facts of this case, and
presented argument as to why he did not think the State had
proven guilt. He acknowledged his scoresheet totals, but asked for
probation, even if for a term of 15 or 20 years.
The trial court reviewed the evidence and explained that
probation was not available due to the statutory mandate of a term
of years for the attempted-murder conviction. The court
pronounced Appellant guilty and sentenced him to 40 years for the
attempted-murder conviction, day for day; 15 years for the PFCF
conviction, with a three-year mandatory minimum sentence
during which no gain time could accrue; and 15 years for the
shooting deadly missiles conviction (all concurrent). The State
raised a question about whether gain time could accrue on the
attempted murder sentence after the first 25 years, if at all.
The trial court advised Appellant of the need for a lawyer to
handle the notice of appeal and preparation of the record, and
asked again if he wanted counsel. Appellant then asked for
counsel, and the court reappointed standby counsel to perfect the
appeal. The trial court also signed an appointment for appellate
counsel to take over thereafter. The lawyers and the court then
3
discussed the day-for-day issue as it related to the attempted
murder conviction, and the court continued the hearing to the next
morning to allow time for research on that issue.
On Thursday, October 11, court convened at 8:58 a.m. and
recessed at 9:01 a.m. (That’s three minutes.) The court’s docket
notes in the record indicate standby counsel was present, although
the transcript did not list counsel as present. The court and the
prosecutors discussed the day-for-day issue, the court explained it
to Appellant, and the court pronounced sentence of 40 years day
for day on the attempted murder conviction. The court reminded
Appellant of the appeal deadlines and that he had appointed
appellate counsel.
II. Faretta.
Against this factual backdrop, Appellant now argues that he
is entitled to a new sentencing hearing because the trial court did
not conduct a new Faretta inquiry “before it began the sentencing
phase.” So phrased, the argument is clearly contrary to the record,
which reveals that the trial court conducted a full, lengthy Faretta
hearing at the first hearing on Monday, October 8, which had been
set for both sentencing and new-trial arguments; repeated the
inquiry in shorter form on Tuesday, October 9, renewing the offer
of counsel; and reminded Appellant of the Faretta considerations
and renewed the offer of counsel when the sentencing hearing
started on Wednesday, October 10. Appellant also argues that the
trial court should have conducted a new Faretta hearing at the
beginning of the Thursday three-minute hearing. We find no merit
to these arguments, but write to address Appellant’s mistaken
reliance on our decision in Howard v. State, 147 So. 3d 1040 (Fla.
1st DCA 2014).
Appellant rests his Faretta argument on the statement in
Howard that “[f]ailure to renew the offer of counsel at a critical
stage and conduct a Faretta inquiry if the defendant rejects the
renewed offer of counsel is per se reversible error.” Id. at 1043.
Appellant’s reliance is misplaced, because the quoted sentence is
taken out of context. The Howard error does not exist on the facts
of this case.
4
The appellant in Howard received a full Faretta inquiry on
October 2, 2012, before trial. Id. at 1041. He received another full
inquiry before jury selection on February 11, 2013. Id. at 1041–42.
At the end of the February 21 hearing set for the motion for new
trial and the first part of sentencing, which ended up only
addressing the motion for new trial, the trial court asked a passing
“by the way” question about whether the appellant had still
wanted to represent himself. Id. at 1042. At a March 26 hearing
for sentencing, and again at a continuation of the sentencing
hearing on April 4, the court renewed the offer of counsel, without
a full Faretta inquiry. Id. The court conducted a full Faretta
inquiry at the final sentencing hearing on April 12. Id. We held
that the trial court’s failure to conduct a new Faretta hearing for
the new-trial and sentencing hearing on February 21, and the
failures to do so for the sentencing hearings on March 26 and April
4, constituted reversible error. Id. at 1043.
Our analysis in Howard emphasized that the trial court
conducted three critical-phase hearings over a span of over two
months without conducting a new Faretta hearing. Id. We held the
error was not cured by conducting a full inquiry at the final
sentencing hearing. Id.
As we made clear, our analysis in Howard centered on the
passage of significant time without a renewed, full Faretta inquiry
for critical-phase hearings. We reinforced that approach in
distinguishing Neal v. State, 142 So. 3d 883 (Fla. 1st DCA 2014),
in which the court conducted a full Faretta hearing before trial and
the defendant, after accepting and consulting with standby
counsel, entered a plea mid-trial. Howard, 147 So. 3d at 1043
(noting that unlike in Neal, the sentencing phase in Howard took
“several months and multiple hearings” to complete).
The facts of this case differ markedly and materially from
those of Howard. Rather than allowing over two months to pass
while conducting critical-stage hearings without a new Faretta
inquiry, the trial court here conducted a full inquiry on Monday,
appointed standby counsel who was present all week; and renewed
the Faretta analysis briefly on Tuesday and Wednesday together
with a renewed offer of appointed counsel. This reminder of rights
and renewed offer of counsel was sufficient under Howard. See also
5
Cuyler v. State, 131 So. 3d 827, 828 (Fla. 1st DCA 2014) (“While a
full Faretta inquiry need not be conducted at every stage of
criminal proceedings, once counsel has been waived under Faretta,
the offer of assistance of counsel must be renewed by the court at
each critical stage of the proceedings.”).
Appellant has not argued, and the record does not
demonstrate, that Appellant was confused about or had forgotten
his rights in the span of three short hearings in three days. He had
standby counsel available each day, but declined to avail himself
of counsel’s services. See Fla. R. Crim. P. 3.111(d)(5) (requiring
renewal of offer of counsel only at stages at which defendant
appears without counsel). Instead, each time Appellant was asked,
he acknowledged understanding his rights, and he affirmatively
declined appointed counsel (until accepting counsel for purposes of
appeal at the conclusion of sentencing).
In this factual context, we also reject Appellant’s apparent
suggestion that it was fundamental error for the trial court not to
conduct a full Faretta inquiry at the three-minute “hearing” on
Thursday. It was not a new critical phase, and Appellant’s rights
had been protected adequately throughout the four short hearings
within those four days. The full inquiry provided on Monday was
still fresh and current, and the trial court had reminded Appellant
of it and had renewed an offer of appointed counsel on Tuesday and
Wednesday. He had standby counsel all four days. The short gap
between recess of the Wednesday afternoon hearing (at 4:07 p.m.),
and the beginning of the three-minute conclusion Thursday (at
8:58 a.m.), was not significant enough to violate Appellant’s
constitutional rights. We therefore reject Appellant’s argument
and affirm.
III. Presence of Standby Counsel.
Appellant also claims entitlement to a new sentencing hearing
because standby counsel was not present at the three-minute
Thursday-morning hearing, when the court clarified that
Appellant would not be eligible for gain time during the 40-year
sentence for attempted second-degree murder. Although the
“appearances” page on that hearing transcript does not list
standby counsel, the court docket notes indicate that standby
6
counsel was present. Even if standby counsel did not attend that
brief discussion, however, we would find no reversible error.
Throughout the new-trial and sentencing phase, after having
been thoroughly apprised of the pitfalls of self-representation and
the benefits of having a lawyer, Appellant steadfastly refused to
accept an attorney or to seek help from standby counsel once
appointed. He has not asserted that he needed or would have
requested the assistance of standby counsel for the narrow issue
explained at this extremely short hearing, which had already been
discussed the previous afternoon with standby counsel present—
and Appellant did not seek any assistance from standby counsel
then. Sentence had already been pronounced and did not change
at this hearing. There was no testimony. Ultimately the gain-time
issue was controlled by statutes and rules governing the
Department of Corrections; it was not discretionary. We find this
argument factually unfounded, and the trial court’s action within
its discretion in any event. Accordingly, we also affirm as to this
issue.
AFFIRMED.
JAY and TANENBAUM, JJ., concur.
_____________________________
Not final until disposition of any timely and
authorized motion under Fla. R. App. P. 9.330 or
9.331.
_____________________________
Andy Thomas, Public Defender; and Megan Long, Assistant Public
Defender, Tallahassee, for Appellant.
Ashley Moody, Attorney General; Trisha Meggs Pate, Assistant
Attorney General; and Steven E. Woods, Assistant Attorney
General, Tallahassee, for Appellee.
7