United States v. Cooper
CourtCourt of Appeals for the First Circuit
Date FiledAugust 6, 2026
Docket24-1769
StatusPublished
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Full Opinion
United States Court of Appeals
For the First Circuit
No. 24-1769
UNITED STATES OF AMERICA,
Appellee,
v.
SHERRIFF COOPER,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Nathaniel M. Gorton, U.S. District Judge]
Before
Gelpí, Rikelman, and Aframe,
Circuit Judges.
Judith H. Mizner, Assistant Federal Public Defender, District
of Massachusetts, for appellant.
Randall E. Kromm, Assistant United States Attorney, with whom
Leah B. Foley, United States Attorney, was on brief, for appellee.
August 6, 2026
RIKELMAN, Circuit Judge. A jury found Sherriff Cooper
guilty of multiple crimes connected to sex trafficking of a minor,
including forced labor. Cooper now lodges several challenges to
his convictions; he claims that one count of the indictment charged
more than one crime and that the government failed to produce
enough evidence against him at trial. He also contends that he
should have been tried on the forced labor charge in New York, not
Massachusetts, or, at a minimum, that the issue of venue should
have been put to the jury. Although we are unpersuaded by Cooper's
other arguments, we agree that the jury should have decided if
Massachusetts was the proper venue for the forced labor charge.
Thus, we vacate only Cooper's forced labor conviction and remand
for further proceedings.
I. BACKGROUND
A. Relevant Facts
In early 2017, Cooper worked as a security guard at
St. Mary's Center for Women and Children, a Massachusetts
Department of Children and Families (DCF) program for young
mothers.1 At St. Mary's, Cooper -- who was then 30 years
1 Cooper's multiple claims require us to evaluate the record
from various perspectives. For Cooper's challenges to the
sufficiency of the evidence against him, "we recount the relevant
facts as presented at trial in the light most favorable to the
jury's verdict, consistent with record support." United States v.
Coleman, 149 F.4th 1, 12 (1st Cir. 2025) (citation modified). In
analyzing his other claims, "we offer a balanced treatment, in
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old -- met J.C., a pregnant 15-year-old girl. The two began
communicating, both in person and via text message, and eventually
started a sexual relationship several months later, once J.C.
turned 16 in April.
J.C. gave birth in July 2017 at a local Boston hospital,
accompanied by a St. Mary's staff member. During her hospital
stay, J.C. asked the St. Mary's staff member to meet "her boo"
downstairs to retrieve the food he had brought for her. The staff
member recognized J.C.'s "boo" as Cooper and became concerned about
the relationship. She reported the incident to St. Mary's, which
subsequently filed a "51A" report with DCF -- a report alleging
abuse or neglect of a minor -- against Cooper. See Mass. Gen.
Laws ch. 119, § 51A. DCF conducted an investigation and determined
that the allegation that Cooper sexually exploited J.C. was
"supported."
After giving birth, J.C. briefly returned to St. Mary's
with her child but soon left to live with her mother. Cooper moved
in with her, as they were in a "relationship" by then. While
living together, Cooper became violent with J.C., including
"chok[ing]" her, "chasing [her] in the street with his car," and
"slapp[ing] [her] in [the] face" when he believed that she was
cheating on him.
which we objectively view the evidence of record." Id. (citation
modified).
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In October 2017, DCF took custody of J.C.'s child, and
J.C. subsequently spent several weeks in a mental-health facility.
During those weeks, Cooper sent her letters and bought her a ring.
By December 2017, J.C. had moved to a DCF program for
young mothers in Newburyport, Massachusetts. While J.C. was in
Newburyport, she and Cooper spoke daily and met in person every
week. To prove that she was "loyal" to Cooper, J.C. had sex with
him in his car.
J.C. ran away from the Newburyport program in early 2018
to meet Cooper at a local train station. When J.C. arrived, Cooper
checked her for wires and broke her cell phone. The two then began
living together again, initially with Cooper's aunt in Boston, and
eventually in various other places, including Cooper's car.
After Cooper lost his job driving for Uber in the spring
of 2018, he told J.C. that she could either "go back to DCF" or
"stay with him" and "help him make money" through prostitution.
Cooper brought J.C. to a client and taught her "what to do" and
"what to say" during the sexual encounter. J.C. had sex with the
client, collected $100, and handed the money to Cooper. Cooper
told J.C. that she had "done a good job" and "that it wasn't that
hard." J.C. was barely 17 at the time.
Cooper eventually bought J.C. a disposable cell phone
and taught her how to answer the phone to set up "dates" (a term
for prostitution arrangements), including by describing payments
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as "donations" or "roses" to avoid detection. He also posted an
advertisement on Backpage -- a website that listed escort and
prostitution services -- using fake pictures and names and listing
the number to the disposable cell phone. After the government
shut down Backpage, J.C. continued to schedule dates with previous
clients who called or texted her on the disposable phone using the
TextNow application.
J.C. testified that, for a period in the spring of 2018,
she went on nearly 10 dates per night and worked almost every night
of the week. Cooper drove J.C. to these dates, waited for her in
his car, and then collected the cash payments from her. If she
did not want to work, Cooper would "hit" her and call her "lazy."
The "dates" continued through May 2018, shortly after J.C. turned
17.2
When J.C. asked Cooper if she could stop engaging in
prostitution, he responded "no[t] until [she] [could] go to the
strip club." According to J.C., Cooper was referring to a strip
club in New York, Junior's Cabaret, which required its performers
to be 18.
Cooper and J.C. traveled to New York on April 30, 2018,
during the time that J.C. was going on "dates" in Massachusetts,
Although J.C. was uncertain of when exactly the "dates"
2
stopped, she testified that she did not engage in prostitution
after moving to New York in June 2018.
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but they presented different accounts of the impetus for this trip.
According to J.C., because she was 17 at the time, Cooper brought
her to New York to obtain a fake ID so that she could work at the
strip club. But the ID they procured in New York did not fool the
security guard at Junior's Cabaret, and he turned J.C. away.
Cooper testified, however, that they traveled to New York to visit
his mother and his two children, not to obtain an ID for J.C.3 For
her part, J.C. acknowledged she and Cooper "hung out with
[Cooper's] kids" and "met his mom" during the trip but maintained
that the purpose of the trip was always to obtain a fake ID.
While Cooper and J.C. were in New York, Cooper posted a
prostitution advertisement on another website, Plenty of Fish.
Cooper brought J.C. on a "date" he arranged through the website,
but J.C. left out of fear of being raped when she encountered
multiple men at the meet-up location.
Cooper and J.C. then returned to Massachusetts
temporarily. During this interim period, Cooper coerced J.C. to
resume "dates" and hit her if she refused to answer the phone, go
on a date, or give him the money.
3We describe Cooper's trial testimony because it is relevant
to his venue challenges to Count Three, the forced labor charge.
See infra section II.C. But we do not consider this testimony in
reviewing the sufficiency of the evidence against Cooper for Counts
One and Two, because it was the jury's prerogative not to credit
his testimony in reaching its verdict. See infra section II.B.
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On June 1, 2018, Cooper and J.C. tried to move to New
York. A police officer stopped them en route because of the window
tint of Cooper's car. After initially providing the police with
a fake name, J.C. eventually divulged her real identity. Because
J.C. was an underage "runaway," the officer returned her to DCF
custody but allowed Cooper to leave. Soon after, J.C. escaped
from DCF custody again, and Cooper picked her up and drove them to
New York that same day. While they were driving, Cooper destroyed
J.C.'s prepaid phone so they could not "be caught with it."
In New York, Cooper and J.C. lived in various places
throughout the summer and fall of 2018, including with Cooper's
mother in the Bronx. During this time, Cooper occasionally worked
as a janitor at a high school and later as a security guard. By
August, Cooper had obtained another ID for J.C., which was a
legitimate ID that belonged to a neighbor's daughter. J.C. applied
to work at Junior's Cabaret with this ID, and she became a regular
performer by mid-September, when she was still 17. J.C. testified
that she gave her earnings -- between $600 to $1,000 per
shift -- to Cooper.
J.C. described Cooper as "extremely violent" during
their time in New York. According to J.C., Cooper hit her and
sent her profanity-filled and violent text messages. One August
text read: "Bitch I'll fuckin cut ya throat" and "when I see you
tonight, I'm gonna fuck you up." In the fall of 2018, J.C. told
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Cooper she was pregnant, but Cooper said she could still work
because she was not "showing yet" and was just "being lazy." He
allowed her "a couple days off" after she had an abortion. And in
December, an upset Cooper came to Junior's Cabaret when J.C. did
not answer her phone and tried to follow her into the dancers'
dressing room, causing a scene. Finally, in late March or early
April 2019, J.C. told Cooper she was pregnant again and could not
work because it hurt her. After an argument, Cooper choked J.C.
over the bathtub, making her fear for her pregnancy. On the heels
of this abuse, and soon after she turned 18, J.C. returned to
Boston using a bus ticket that Cooper's mother had bought for her.
J.C. gave birth to their child in October 2019, and she
and Cooper continued to communicate via phone and text during this
time. One October text from Cooper read: "I'm so sorry for putting
you in that game," which J.C. testified was a term for prostitution
(and Cooper maintained was about stripping). In a separate text,
Cooper again apologized for having her "in that life." In a series
of text exchanges during this time, J.C. wrote: "All you want to
do is be a drug dealing, rapper, pimp" and implored Cooper to "go
get someone else pregnant and beat them up." A few messages later,
Cooper admitted: "I get emotional [when] I'm hurt and lonely like
[I] said I'm sorry. Everything you said about me is true." In
November, J.C. and Cooper moved to New Jersey to attempt to live
together again, this time with their baby. But, after four or
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five months, in the spring of 2020, J.C. moved out and called the
police after an argument when Cooper spit in her face.
After J.C. left Cooper, he sought visitation time with
their son. J.C. filed for a restraining order against Cooper in
June 2020 and requested an extension of the restraining order in
October 2020. She also spoke with law enforcement, leading to
Cooper's ultimate arrest on the charges at issue in this case.
B. Procedural History
In June 2021, a grand jury charged Cooper with three
crimes: sex trafficking of a minor and by force, fraud, and
coercion, in violation of 18 U.S.C. § 1591(a)(1), (b)(1), and
(b)(2) ("Count One"); transportation of a minor with intent that
the minor engage in illegal sexual activity, in violation of 18
U.S.C. § 2423(a) ("Count Two"); and forced labor, in violation of
18 U.S.C. § 1589(a) ("Count Three").
Before trial, Cooper filed multiple pro se motions to
dismiss and quash the indictment. He contended that Count One was
duplicitous and failed to provide fair notice of the charges
against him. And he challenged the venue for both Counts One and
Three.
The district court denied each of Cooper's motions to
dismiss, and Cooper proceeded to trial. Both J.C. and Cooper
testified, along with a number of other witnesses. After the
government rested its case, Cooper moved for an acquittal arguing
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that the government had introduced insufficient evidence to
convict him, but the district court denied his motion. See Fed.
R. Crim. P. 29(a). Cooper later asserted objections to the jury
instructions, including the absence of a venue instruction.
The jury ultimately convicted Cooper on all three
counts. As to Count One -- sex trafficking -- the jury indicated
on the verdict form that Cooper "knew, or recklessly disregarded"
both "that Ms. J.C. had not attained the age of 18 years" and that
"means of force, threats of force, fraud, coercion, or any
combination of such means, would be used to cause Ms. J.C. to
engage in a commercial sex act."
After the verdict, Cooper filed additional motions,
including for acquittal and for a new trial. See Fed. R. Crim. P.
29(c), 33. The district court denied those motions as well. See
United States v. Cooper, 744 F. Supp. 3d 107 (D. Mass. 2024). It
then sentenced Cooper to 216 months in prison and five years of
supervised release. The court also ordered Cooper to pay $97,200
in restitution to J.C.
Cooper timely appealed.
II. DISCUSSION
Cooper argues that we should reverse each of his
convictions. First, he brings various duplicity-related
challenges to Count One -- the sex trafficking charge. Second, he
challenges the sufficiency of the evidence to convict him on Counts
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One and Two. And finally, he lodges a multi-faceted attack on the
venue for Count Three -- the forced labor charge. He contends
that venue was not proper in Massachusetts or, at the very least,
that there was a genuine factual dispute about venue that should
have been decided by the jury. As we will explain, we conclude
that only one of his challenges has merit.
A. Duplicity (Count One)
Cooper maintains that Count One -- the sex trafficking
charge under § 1591(a)(1) -- was duplicitous on its face, failed
to provide him with adequate notice of the charges against him,
and raised the risk of a non-unanimous verdict. At bottom, each
of his duplicity-related arguments stems from his claim that
§ 1591(a)(1) sets out ten separate offenses instead of alternative
means of committing the single offense of sex trafficking. Whether
§ 1591(a)(1) prohibits more than one offense is a question of first
impression for our court.4 Because we agree with the district
4 In a recent decision, we stated that a violation of
§ 1591(a)(1) "requires proof in relevant part that
someone: (1) knowingly (2) by means of interstate or foreign
commerce, (3) recruited, enticed, [etc.] by any means a person,
(4) knowing that the person has not attained the age of 18 years
and will be caused to engage in a commercial sex act." United
States v. Pires, 138 F.4th 649, 658 (1st Cir. 2025) (citation
modified). Although our description in Pires of what the
government must prove to secure a conviction under § 1591(a)(1)
suggests that the ten acts listed in the provision are means, not
elements, that case did not grapple with the duplicity question we
decide today.
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court that the critical text in § 1591(a)(1) does not describe ten
separate crimes, we reject Cooper's duplicity-related arguments.
We review the district court's denial of Cooper's motion
to dismiss Count One on duplicity and lack of proper notice grounds
de novo. See United States v. Prieto, 812 F.3d 6, 11 (1st Cir.
2016); United States v. Coleman, 149 F.4th 1, 17 (1st Cir. 2025)
(reviewing sufficiency of indictment). And we also review de novo
the district court's decision to deny Cooper's request for a
unanimity instruction for Count One. See United States v.
Rodriguez, 115 F.4th 24, 46 (1st Cir. 2024); United States v.
Orlandella, 96 F.4th 71, 90 (1st Cir. 2024) ("[W]e review de novo
a party's right to a jury instruction on unanimity because their
right to such an instruction is a question of law.").
1. Means or Elements?
Cooper contends that Count One, which tracks the
language of § 1591(a)(1), was duplicitous, because it "join[ed] in
a single count two or more distinct offenses." United States v.
Pontz, 132 F.4th 10, 27 (1st Cir. 2025) (citation modified).
The chief evil of a duplicitous indictment is that "the
jury may find a defendant guilty on a count without having reached
a unanimous verdict on the commission of any particular offense."
United States v. Valerio, 48 F.3d 58, 63 (1st Cir. 1995). A
duplicitous indictment also "may (1) fail to give the defendant
adequate notice of the nature of the charges [against them],
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(2) threaten to subject the defendant to prejudicial evidentiary
rulings at trial, and (3) produce trial records inadequate to allow
a defendant" to raise an objection to a "subsequent prosecution
for the same offense." United States v. D'Amico, 496 F.3d 95, 99
n.3 (1st Cir. 2007), judgment vacated on other grounds, 552 U.S.
1173 (2008). Thus, the prohibition on duplicity seeks to safeguard
a defendant's right not to be tried twice for the same crime,
guaranteed by the Fifth Amendment, and to a verdict by a unanimous
jury, guaranteed by the Sixth Amendment. See United States v.
Trainor, 477 F.3d 24, 32 n.16 (1st Cir. 2007) (noting that "a jury
may find a defendant guilty on [a duplicitous] count without having
reached a unanimous verdict on the commission of any particular
offense, which in turn may prejudice a later double jeopardy
defense" (citation modified)); U.S. Const. amend. V, § 2
(protecting the right not to be tried twice "for the same
offense"); U.S. Const. amend. VI, § 1 (preserving the right to
trial "by an impartial jury").
Count One charged Cooper with violating 18 U.S.C.
§ 1591, which is titled "Sex trafficking of children or by force,
fraud, or coercion." Section 1591(a) states:
(a) Whoever knowingly --
(1) in or affecting interstate or foreign
commerce, . . . recruits, entices, harbors,
transports, provides, obtains, advertises,
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maintains, patronizes, or solicits by any
means a person; or
(2) benefits, financially or by receiving
anything of value, from participation in a
venture which has engaged in an act described
in violation of paragraph (1),
knowing, or, except where the act constituting
the violation of paragraph (1) is advertising,
in reckless disregard of the fact, that means
of force, threats of force, fraud, coercion
described in subsection (e)(2), or any
combination of such means will be used to
cause the person to engage in a commercial sex
act, or that the person has not attained the
age of 18 years and will be caused to engage
in a commercial sex act, shall be punished as
provided in subsection (b).
18 U.S.C. § 1591(a).
Count One tracked the language of § 1591(a)(1). It
alleged that Cooper:
[D]id knowingly, in and affecting interstate
commerce, recruit, entice, harbor, transport,
provide, obtain, advertise, maintain,
patronize and solicit by any means [J.C.],
knowing and in reckless disregard of the fact
that means of force, threats of force, fraud,
coercion, and any combination of such means,
would be used to cause [J.C.] to engage in a
commercial sex act, and knowing and in
reckless disregard of the fact that [J.C.] had
not attained the age of 18 years and would be
caused to engage in a commercial sex act.
According to Cooper, the ten acts listed in
§ 1591(a)(1) -- "recruits, entices, harbors, transports,
provides, obtains, advertises, maintains, patronizes, or
solicits" -- represent distinct elements of ten separate offenses.
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See United States v. Taylor, 848 F.3d 476, 492 (1st Cir. 2017)
("Some statutes are divisible, meaning they list elements in the
alternative."). The government contends, however, that the
provision lists ten alternative means of committing just one
offense: sex trafficking. See Schad v. Arizona, 501 U.S. 624, 636
(1991) (explaining that statutes "frequently enumerate alternative
means of committing a crime without intending to define separate
elements or separate crimes"), abrogated on other grounds by
Edwards v. Vannoy, 593 U.S. 255 (2021).
Ultimately, to resolve this means-versus-elements
dispute, we must determine Congress's intent in enacting
§ 1591(a)(1). As we have held, "[w]hether a particular fact is a
means or an element is a 'value choice more appropriately made in
the first instance by a legislature than by a court.'" United
States v. Verrecchia, 196 F.3d 294, 299 (1st Cir. 1999) (citation
modified) (quoting Schad, 501 U.S. at 637). In conducting our
analysis of what Congress intended, we "begin[] -- and sometimes
end[] -- with the text of the statute of conviction." United
States v. Lee, 317 F.3d 26, 37 (1st Cir. 2003) (explaining how to
determine "the extent to which jury unanimity is required"). If
the statute's text "does not furnish decisive guidance," we expand
our analysis to the "overall structure of the law," the "statute's
legislative history," "relevant legal traditions," and any
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"implications for unfairness." Id. (citing Richardson v. United
States, 526 U.S. 813, 819-20 (1999); Schad, 501 U.S. at 637-38).
We start with the text of § 1591. Four aspects of the
text, when viewed together, indicate that Congress intended the
ten acts in § 1591(a)(1) to describe different means of committing
a single crime rather than elements of ten separate crimes. First,
"the proscribed conduct is listed in a single sentence" within
§ 1591(a)(1). United States v. Bradford, 148 F.4th 699, 707 (9th
Cir. 2025) (discussing § 1591(a)). By contrast, Congress has used
separate subsections in other statutes to "set out [separate
crimes] in the alternative." Taylor, 848 F.3d at 492 (concluding
the assault statute at issue "is plainly divisible" as "the
subsections [(a) and (b)] are set out in the alternative").
Consistent with this principle, at least one court has concluded
that subsections (1) and (2) in § 1591(a) represent different
crimes.5 See United States v. Lewis, No. 19-cr-307, 2021 WL
2809819, at *6-7 (D.D.C. July 6, 2021).
Second, the "nature of the behavior" that underlies most
of the ten acts does not "differ[] so significantly" so as to
warrant treating them as different crimes. Chambers v. United
States, 555 U.S. 122, 126 (2009), abrogated on other grounds by
Johnson v. United States, 576 U.S. 591 (2015); see id. at 127
5 Count One did not charge Cooper under § 1591(a)(2), so this
provision of the statute is not at issue.
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(determining that the relevant phrases in the statute at issue did
not define separate crimes because the phrases "describe[d]
roughly similar forms of behavior"). Instead, many of the ten
acts, such as enticing and recruiting, cover overlapping conduct
and "amount to variations on a single theme." Id. at 127.
No doubt, Cooper makes a valid point that there is less
overlap between some of the ten acts than others. For example, he
contends that "providing" covers conduct that is arguably
inconsistent with "patronizing." And he emphasizes that
advertising is qualitatively different from all the other acts
listed in § 1591(a)(1). But Cooper's argument throughout this
case has been that Congress intended that each of the ten acts
listed in § 1591(a)(1), no matter how similar, be treated as an
element of a separate crime. And, as we explained, accepting his
argument would require us to ignore the overlapping nature of many
of the listed acts, such as recruiting and enticing. Cf. United
States v. Burwell, 122 F.4th 984, 991 (D.C. Cir. 2024) ("The fact
that [the two statutory words] 'intimidation' and 'extortion' are
synonyms is strong evidence that Congress viewed extortion and
intimidation as alternative means to commit bank robbery."). Yet,
Cooper provides no principled or practical reason why we should
ignore that aspect of § 1591(a)(1)'s text. Cf. Mathis v. United
States, 579 U.S. 500, 506 (2016) (explaining that the inclusion of
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"diverse means" in a statute "merely . . . spells out various
factual ways of committing . . . the offense").
Third, we do not read the inclusion of the phrase "by
any means" at the end of the list of acts in § 1591(a)(1) to signal
Congress's intent to create ten separate crimes. In Cooper's view,
comparing Congress's use of "by any means" in this portion of the
provision to its use of the word "means" at the end of § 1591(a)
indicates that Congress intended the acts listed to represent
elements of ten separate crimes and specified that those elements
could be committed "by any means." Indeed, he argues that any
other reading of § 1591(a)(1) would make the provision redundant.
But we see no redundancy in § 1591(a)(1). Each of the
ten acts listed -- such as "recruit[ing]" or "entic[ing]" -- can
be accomplished in a multitude of ways. As Cooper admits, one can
"entice" a person with money, candy, or promises of stability.
Thus, the phrase "by any means" at the end of § 1591(a)(1) can be
read just as easily to confirm Congress's view that any form of
enticement or recruitment, for example, that caused a person to
engage in a commercial sex act amounts to a violation of the
statute.
Fourth, the penalty for violating § 1591(a)(1) does not
depend on which of the ten acts a defendant committed. See 18
U.S.C. § 1591(b). Instead, it depends on two other aspects of the
offense: (1) the age of the minor, and (2) whether "the offense
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was effected by means of force" or "not so effected." Id.
§ 1591(b)(1), (b)(2). Thus, whether the defendant engaged in
advertising or enticement, for example, makes no difference. That
Congress calibrated the penalty for sex trafficking to other
aspects of a defendant's conduct indicates that Congress did not
have "an intent . . . to link culpability" to a particular act
listed in § 1591(a)(1), undermining the conclusion that each act
is a separate element. Verrecchia, 196 F.3d at 299-300 (concluding
that the punishment provisions in the felon-in-possession statute
did not support a claim that the nature or number of firearms
possessed was an element of the crime).
To be sure, Cooper highlights features of the text that
arguably skew in his favor. He points out that § 1591(a) uses the
term "violation" and contends that the Supreme Court held in
Richardson that Congress's use of that term in the continuing
criminal enterprise (CCE) statute, 21 U.S.C. § 848, "support[ed]
the conclusion" that the text at issue described separate elements.
See 526 U.S. at 818-19 (reasoning that the "tradition of requiring
juror unanimity where the issue is whether a defendant has engaged
in conduct that 'violates' the law" supports the conclusion that
"each 'violation'" in the phrase "continuing series of violations"
of the federal drug laws "amounts to a separate element").
But Cooper ignores that the term "violation" in the CCE
statute appears in the critical text describing the crime
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itself -- "a person is engaged in a continuing criminal enterprise
if . . . such violation is a part of a continuing series of
violations of [the relevant provisions in the criminal
code] . . . ." 21 U.S.C. § 848(c)(2). Whereas, in § 1591(a),
"violation" is part of a textual sentence making clear that the
mens rea for advertising is different than that for the other acts
listed in § 1591(a)(1). Cooper also claims that the "extremely
broad" scope of the acts in § 1591(a)(1) is akin to the broad sweep
of the CCE statute. But this comparison does not hold up. The
word "violation" in the CCE statute "covers many different kinds
of behavior of varying degrees of seriousness," from removing drug
labels to distributing large quantities of drugs, prohibited by
the 90 sections of the federal criminal code that set out drug
crimes. Richardson, 526 U.S. at 819. By contrast, § 1591(a)(1)
is a single subsection that describes ten largely overlapping acts.
Cooper's final textual argument highlights the different
mens rea for "advertising." See 18 U.S.C. § 1591(a)
(". . . knowing, or, except where the act . . . is advertising, in
reckless disregard of the fact, that means of force" will cause a
commercial sex act (emphasis added)). And he is correct that a
different mens rea is one indication that statutory text
corresponds to an element not just a means. See, e.g., United
States v. Tavares, 843 F.3d 1, 14 (1st Cir. 2016) (concluding an
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offense "reads as a divisible statute" given one section "requires
a heightened mens rea").
Cooper then contends that, at a minimum, we should hold
that "advertising" is a separate offense under § 1591(a)(1) and
dismiss Count One on the ground that it is duplicitous "in part."
But Cooper did not make this argument to the district court or in
his opening brief on appeal. Thus, he has both forfeited and
waived this argument, and we leave for another day whether the
provision's text supports treating "advertising" as a separate
offense. See United States v. Shafa, 175 F.4th 1, 29 n.9 (1st
Cir. 2026) (explaining that "[w]e have consistently held
that . . . arguments not raised in a party's initial brief and
instead raised for the first time at oral argument are considered
waived" (quoting parenthetically United States v. Pizarro-Berrios,
448 F.3d 1, 5-6 (1st Cir. 2006))); United States v. Walker, 538
F.3d 21, 23 (1st Cir. 2008) (explaining that forfeiture occurs
when "a party fails to make a timely assertion of a right" at the
district court (citation modified)). All told, we conclude that
§ 1591(a)(1)'s text does not support treating all of the listed
acts as elements instead of means.
But even if the text were inconclusive, the legislative
and statutory history of § 1591 convinces us that the government
has the better argument about its meaning. See Verrecchia, 196
F.3d at 300 (considering legislative history as "further evidence
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of Congressional intent"). Congress enacted Section 1591 as part
of the Victims of Trafficking and Violence Protection Act of 2000
("the Act"). See Pub. L. No. 106-386, 114 Stat. 1464 (2000). In
findings accompanying the Act, Congress explained that "[e]xisting
legislation" in the United States prohibiting sex trafficking was
"inadequate," a "comprehensive law" was needed to "bring
traffickers to justice," and the Act's purpose was to ensure
"effective punishment of traffickers." Id. Div. A., § 102(a),
(b)(14). Division A of the Act is titled the "Trafficking Victims
Protection Act" (TVPA). Section 1591 is part of the TVPA and falls
under the subsection "Strengthening Prosecution and Punishment of
Traffickers." Id. Div. A., § 112.
Importantly, the Act contains a definitions section,
including for the term "Sex Trafficking." In 2000, Congress
defined sex trafficking as "the recruitment, harboring,
transportation, provision, or obtaining of a person for the purpose
of a commercial sex act." Id. Div. A, § 103(9). This definition
of the crime of "sex trafficking" mirrored the list of acts in the
original version of § 1591(a)(1), except that the verb "entice[]"
also appeared in the original version. See id. Div. A., § 112.
Over time, Congress amended § 1591(a)(1) to add to the
list of prohibited acts. A 2008 amendment added "maintains." See
William Wilberforce Trafficking Victims Protection Reauthorization
Act of 2008, Pub. L. No. 110-457, § 222, 122 Stat. 5044, 5069.
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And a later amendment via the Justice for Victims of Trafficking
Act of 2015 added "patronizes" and "solicits" with the purpose of
"clarify[ing] the range of conduct punished as sex trafficking."
Pub. L. No. 114-22, § 108, 129 Stat. 227, 238-39. Finally,
Congress added "advertises" to expand § 1591(a)(1) to its current
form. See id. § 118.
Both the original definition of the term "sex
trafficking" in the Act, which mirrored the original version of
§ 1591(a)(1), and Congress's amendments to § 1591(a)(1), indicate
that it considered this provision to prohibit one crime of sex
trafficking, which could be accomplished through multiple means.
Cooper has not pointed to any legislative or statutory history to
the contrary. Thus, the best evidence indicates that Congress's
focus in enacting § 1591(a)(1) was "the scope of the crime of
[trafficking] as a whole, [not] each act . . . comprised within
that whole." Lee, 317 F.3d at 39.
Finally, the other factors -- such as "[c]onsiderations
of tradition and potential unfairness" -- do not obviously weigh
in Cooper's favor. Verrecchia, 196 F.3d at 300-01. Cooper
contends that our interpretation of the acts as means would
"undermine[] the constitutional requirement of juror unanimity,"
because it risks "covering up disagreements about what the
defendant did." But, as the government points out, treating the
ten acts listed in § 1591(a)(1) as elements of ten different
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offenses would permit the government to charge an individual with
multiple crimes for conduct such as enticing a sex trafficking
victim and recruiting that same victim. Cooper does not explain
how that outcome would be more consistent with tradition or more
likely to ensure fairness for defendants.
Thus, we reject Cooper's argument that Count One was
duplicitous because § 1591(a)(1) sets out ten separate offenses.
See United States v. Garcia-Torres, 341 F.3d 61, 66 (1st Cir. 2003)
(quoting United States v. Barbato, 471 F.2d 918, 922 n.3 (1st Cir.
1973) (explaining "it is permissible for a count in an indictment
to allege all or several" of the "different means" listed in a
statute)). Our holding is consistent with the decisions of two of
our sister circuits, which have considered similar issues. See
United States v. Paul, 885 F.3d 1099, 1104 (8th Cir. 2018)
(suggesting that § 1591(a)'s statutory language of "recruits,
entices [etc.]" indicates "alternative ways of committing a single
offense" in holding that the district court did not plainly err in
failing to address issue of duplicity sua sponte); Bradford, 148
F.4th at 705-06 (rejecting argument that "advertising" was an
element of a "separate and distinct crime" prohibited by
§ 1591(a)(1)). To date, no circuit has concluded otherwise.
2. Remaining Duplicity Arguments
Because we reject Cooper's duplicity challenge to Count
One, his related arguments about lack of notice, the government's
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failure to elect a theory of prosecution, and his request for a
jury unanimity instruction also fail.
First, we have repeatedly held that an indictment that
tracks the language of the criminal statute at issue provides
sufficient notice to a defendant of the crime charged. See
Coleman, 149 F.4th at 18 (determining that "it was permissible to
list each statutorily available method of kidnapping in the
alternative in the indictment"). And when a statute lists multiple
means of committing that crime, the indictment is not defective
because it lists all those means in the alternative. See id.; see
also Schad, 501 U.S. at 631 ("[A]n indictment need not specify
which overt act, among several named, was the means by which a
crime was committed.").
Second, because we disagree with Cooper's duplicity
arguments, the government did not need