United States v. Baling Dat
CourtCourt of Appeals for the Eighth Circuit
Date FiledJuly 9, 2026
Docket25-1131, 25-1198
StatusPublished
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Full Opinion
United States Court of Appeals
For the Eighth Circuit
___________________________
No. 25-1131
___________________________
United States of America
Plaintiff - Appellee
v.
Baling N. Dat
Defendant - Appellant
___________________________
No. 25-1198
___________________________
United States of America
Plaintiff - Appellee
v.
Jany Jock
Defendant - Appellant
___________________________
No. 25-1199
___________________________
United States of America
Plaintiff - Appellee
v.
Dilang Dat
Defendant - Appellant
___________________________
No. 25-1246
___________________________
United States of America
Plaintiff - Appellee
v.
Dilang Dat
Defendant - Appellant
____________
Appeal from United States District Court
for the District of Nebraska - Omaha
____________
Submitted: February 11, 2026
Filed: July 9, 2026
____________
Before COLLOTON, Chief Judge, BENTON and KELLY, Circuit Judges.
____________
BENTON, Circuit Judge.
Baling N. Dat appeals his criminal convictions for possession with intent to
distribute cocaine, in violation of 21 U.S.C. § 841(a)(1), (b)(1); possession of a
firearm in furtherance of a drug-trafficking crime, in violation of 18 U.S.C.
§ 924(c)(1)(A); and possession of a firearm as a prohibited person, in violation of 18
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U.S.C. §§ 922(g)(1), 924(a)(2). Dilang N. Dat appeals his criminal conviction for
possession of a firearm as a prohibited person, in violation of 18 U.S.C. §§ 922(g)(1),
924(a)(2). And, Jany G. Jock appeals his criminal conviction for selling or otherwise
disposing of a firearm to a felon, in violation of 18 U.S.C. §§ 922(d)(1), 924(a)(2).
They collectively challenge the district court’s1 admission of conspiracy and gang-
related evidence. Baling separately argues that the district court erred in denying his
motions to suppress and sever. Dilang and Jock appeal the denial of their motions
for acquittal. Finally, Baling and Dilang appeal their sentences. Having jurisdiction
under 18 U.S.C. § 1291, this court affirms.
I.
Around December 2021, a citizen told the Omaha Police that drugs and
firearms were inside 4704 Ellison Avenue, and that drugs were sold there. Police
knew Baling and Dilang resided there, and that they were convicted felons and Trip
Set gang members.
Police were investigating the Trip Set gang for drug possession, sales,
overdoses causing death, and violent crimes. The investigation included 4704
Ellison. Two months before the citizen’s tip, Goa N. Dat, a resident there and brother
of Baling and Dilang, was murdered in a shooting. Detective David D. Ullery, a part
of the Gang Intelligence Unit, swore that additional assaults and violent crimes
followed Goa’s death.
Responding to the citizen’s tip, Officer Jerrod Galloway pulled the trash from
4704’s driveway on trash-pickup day, January 21, 2022. Detectives Ullery and
Brandon Braun searched the two trash bags, finding: marijuana residue between two
cups; a torn-off piece of a ziplock baggie; and four unfired 9 mm bullets stuffed
inside two nitrile gloves. The marijuana residue tested positive for THC.
1
The Honorable Brian C. Buescher, United States District Judge for the
District of Nebraska.
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Based on Detective Ullery’s affidavit, a no-knock search warrant was issued
for 4704 Ellison. Five days later, a SWAT team executed it, encountering Baling,
Dilang, Jock, and others.
In Baling’s room, officers found two firearms (a Glock 23 Gen4 and a Sig
Sauer P365), loaded magazines, ammunition, thousands of dollars, and a fanny pack.
The fanny pack had 12.8 grams of cocaine, several baggies, and three digital scales
with white powder on their surfaces. DNA found on the two firearms matched
Baling’s.
In Dilang’s room, they found a Ruger-57 handgun, loaded magazines, and
ammunition tied off in a nitrile glove. The Ruger-57 had “no fingerprints” and “a
very low amount of DNA,” excluding Dilang and Baling as the contributors. At
trial, the government used the Ruger-57’s location in Dilang’s room and photos of
Dilang handling it to suggest the firearm was wiped.
In Jock’s room, they found a loaded Glock 19 Gen4, two boxes of
ammunition, magazines, nitrile gloves, and sales records for the Glock 19 and a
Glock 43 Gen4. Only one of Jock’s fingerprints was on the Glock 19 despite photo
evidence of Dilang handling it. At trial, Nyot M. Pan, the defendants’ friend,
testified he bought the Ruger-57 and left it with Jock. The boxes of ammunition
contained 5.7x28mm rounds, compatible with only the Ruger-57. One box was
missing 25 rounds. One magazine in Dilang’s room was loaded with 21 rounds with
the 5.7x28mm headstamp. Police later learned that Jock purchased the Glock 23
found in Baling’s room.
Officers seized the defendants’ phones, finding: text messages between the
defendants (and others) about buying, possessing, and sharing firearms; images and
video of Baling and Dilang with firearms; search histories about firearms and straw
purchases; and location data showing Jock purchased firearms.
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After an eight-day trial, the jury found Baling guilty of possession with intent
to distribute cocaine; possession of a firearm in furtherance of a drug-trafficking
crime; and being a felon in possession of a firearm. The district court sentenced him
to 195 months in prison.
The jury found Dilang guilty of being a felon in possession of a firearm. He
was then on supervised release. The district court revoked his supervised release,
sentencing him to a total of 144 months in prison.
The jury found Jock—a non-felon—guilty of selling or otherwise disposing
of a firearm to a felon. The district court sentenced him to 120 months in prison.
II.
Baling argues that the search warrant lacked probable cause.
The Fourth Amendment protects persons and their “houses, papers, and
effects against unreasonable searches and seizures” effectuated by the government.
U.S. Const. amend. IV. See Bailey v. United States, 568 U.S. 186, 192 (2013) (The
Fourth Amendment applies to the states through the Fourteenth Amendment.).
Fourth Amendment interests are at their zenith in the home. See Florida v. Jardines,
569 U.S. 1, 6 (2013) (“[W]hen it comes to the Fourth Amendment, the home is first
among equals.”); Welsh v. Wisconsin, 466 U.S. 740, 748 (1984) (“It is axiomatic
that the physical entry of the home is the chief evil against which the wording of the
Fourth Amendment is directed.” (citation and quotation omitted)). “The Fourth
Amendment ordinarily requires that police officers get a warrant before entering a
home without permission.” Lange v. California, 594 U.S. 295, 298 (2021).
Warrants require probable cause. U.S. Const. amend. IV. Probable cause,
however, is “not a high bar.” United States v. Charles, 125 F.4th 904, 910 (8th Cir.
2025), quoting Kaley v. United States, 571 U.S. 320, 338 (2014).
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“Probable cause exists when there is a fair probability that contraband or
evidence of a crime will be found in a particular place.” United States v. Juneau,
73 F.4th 607, 614 (8th Cir. 2023). For a denial of a motion to suppress, this court
“reviews the district court’s factual findings for clear error and legal conclusions de
novo.” United States v. Norey, 31 F.4th 631, 635 (8th Cir. 2022). Probable-cause
determinations are legal conclusions. United States v. Torres-Lona, 491 F.3d 750,
755 (8th Cir. 2007). “In reviewing whether a warrant was supported by probable
cause, our role is to ensure that the issuing judge had a substantial basis for
concluding that probable cause existed.” United States v. Tate, 139 F.4th 678, 682
(8th Cir. 2025) (quotation omitted).
Here, Detective Ullery’s affidavit provided a substantial basis for probable
cause. True, the citizen’s tip, alone, might have been insufficient. See Alabama v.
White, 496 U.S. 325, 329 (1990) (“[A]n anonymous tip alone seldom demonstrates
the informant’s basis of knowledge or veracity inasmuch as ordinary citizens
generally do not provide extensive recitations of the basis of their everyday
observations and given that the veracity of persons supplying anonymous tips is ‘by
hypothesis largely unknown, and unknowable.’”), discussing Illinois v. Gates, 462
U.S. 213, 237 (1983). Cf. United States v. Wells, 223 F.3d 835, 839–40 (8th Cir.
2000) (finding no probable cause where the anonymous caller “did not report any
firsthand information or intimate details,” the caller’s description was “too broad,”
and the police were able to corroborate only “innocent details”). However, the police
corroborated the tip by conducting a lawful trash-pull search. See California v.
Greenwood, 486 U.S. 35, 41–42 (1988) (holding no Fourth Amendment right to
privacy in trash left in public areas); United States v. Gabrio, 295 F.3d 880, 882–83
(8th Cir. 2002) (“An informant’s tip can be sufficient to establish probable cause if
. . . the tip ‘is corroborated by independent evidence.’”); United States v. Thurmond,
782 F.3d 1042, 1044 (8th Cir. 2015) (“[I]tems found in a trash pull, standing alone,
may be sufficient to establish probable cause.”), discussing United States v. Briscoe,
317 F.3d 906, 908 (8th Cir. 2003).
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The citizen’s tip and marijuana residue, alone, provided a substantial basis for
probable cause. In Briscoe, 40 marijuana seeds and 25 stems from a trash pull,
standing alone, sufficiently established probable cause for a residential search
warrant. Briscoe, 317 F.3d at 908. While the residue here is less—0.027 grams—
it shows recent possession of marijuana (then illegal under both federal and
Nebraska law), providing a fair probability that the residence had a larger quantity.
Cf. United States v. March, 91 F.4th 975, 976 (8th Cir. 2024) (finding two marijuana
stems from a trash pull sufficient to suggest “ongoing marijuana consumption inside
the residence”). The marijuana residue coupled with the citizen’s tip sufficiently
established probable cause. See United States v. Gonzalez-Rodriguez, 239 F.3d 948,
951 (8th Cir. 2001) (finding methamphetamine residue from a trash pull with a
reliable confidential informant’s tip sufficiently established probable cause for a
residential search warrant); United States v. Hohn, 8 F.3d 1301, 1302, 1307 (8th
Cir. 1993) (finding drug-related items testing positive for meth from a trash pull with
a confidential informant’s tip sufficient to establish probable cause for a residential
search warrant). Cf. March, 91 F.4th at 976–77 (finding two marijuana stems from
a trash pull and an officer’s statements that firearms were stored at the defendant’s
residence sufficient for the Leon good-faith exception to apply).
Together with the unfired ammunition in the glove, the torn-off piece of a
ziplock baggie (evidence of drug trafficking), the gang-related activity in the area,
and Baling’s and Dilang’s felon status, the issuing judge had a substantial basis to
find probable cause. See Thurmond, 782 F.3d at 1045 (finding an affidavit
established probable cause with the defendant’s prior criminal history, two
marijuana roaches, and smoking materials from a trash pull); United States v. Smith,
581 F.3d 692, 694 (8th Cir. 2009) (holding an affidavit established probable cause
with the defendant’s prior drug conviction and trash-pull evidence revealing
“evidence of illegal drug activity”); United States v. Allebach, 526 F.3d 385, 387
(8th Cir. 2008) (finding an affidavit established probable cause with cocaine residue
and drug paraphernalia from a trash pull). The district court did not err in denying
Baling’s motion to suppress.
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III.
Baling argues that the district court abused its discretion in denying his motion
for severance. He bases this on evidence admitted against Jock. At trial, the
government introduced logs of Jock’s emails to prisoners and his payment to Baling,
in order to show Jock knew he was selling or disposing of a firearm to a convicted
felon: Baling. These logs indicated that Baling was incarcerated at least 12 days,
but showed nothing about the name or nature of his incarceration. Baling claims
that Federal Rule of Evidence 403 and Old Chief prohibit this evidence, requiring
severance of his trial.
Multiple defendants may be tried together “if they are alleged to have
participated in the same act or transaction, or in the same series of acts or
transactions, constituting an offense or offenses.” Fed. R. Crim. P. 8(b). “There is
a preference in the federal system for joint trials of defendants who are indicted
together.” Zafiro v. United States, 506 U.S. 534, 537 (1993). If joinder appears
prejudicial, the district court may “sever the defendants’ trials.” Fed. R. Crim. P.
14(a). This court reviews the district court’s denial of a motion for severance for an
abuse of discretion. United States v. Warfield, 97 F.3d 1014, 1018 (8th Cir. 1996).
A district court can abuse its discretion in denying severance “only if there is
a serious risk that a joint trial would compromise a specific trial right of one of the
defendants, or prevent the jury from making a reliable judgment about guilt or
innocence.” Zafiro, 506 U.S. at 539. “Only in an unusual case . . . will the prejudice
resulting from a joint trial be substantial enough to outweigh the general efficiency
of joinder.” United States v. Huggans, 650 F.3d 1210, 1221 (8th Cir. 2011). To
show the “severe or compelling prejudice”—necessary for an abuse of discretion—
a defendant must “affirmatively demonstrate that the joint trial prejudiced his right
to a fair trial.” Warfield, 97 F.3d at 1018. Because Baling, Dilang, and Jock were
“jointly indicted on similar evidence from the same or related events,” Baling must
show “something more than the mere fact that he would have had a better chance for
acquittal had he been tried separately.” United States v. Oakie, 12 F.3d 1436, 1441
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(8th Cir. 1993). Baling must show that “his defense was irreconcilable with that of
the codefendant or that the jury was unable to compartmentalize the evidence.”
United States v. Casteel, 663 F.3d 1013, 1018 (8th Cir. 2011).
Baling can show neither. He fails to demonstrate any prejudice was
“substantial enough to outweigh the general efficiency of joinder.” See id. at 1019.
The government presented overwhelming evidence to show Baling committed the
crimes charged only against him. This independent evidence, not the mention of
Baling’s incarceration, supported the jury’s verdict. Even if prejudice existed here,
Rule 14 “does not require severance”; “rather, it leaves the tailoring of the relief to
be granted, if any, to the district court’s sound discretion.” See Zafiro, 506 U.S. at
538–39. The district court limited any risk of prejudice with its instructions:
As you know, there are three defendants in this trial: Baling Dat, Dilang
Dat, and Jany Jock. Each defendant is entitled to have his case decided
solely on the evidence which applies to him. Some of the evidence in
this case may only be considered against fewer than all defendants; you
may not consider that evidence against the other defendant or
defendants.
....
You will hear evidence that multiple defendants were previously
convicted of a crime because that is an element of multiple offenses
charged in the Superseding Indictment. This evidence, however, does
not mean that the defendant committed any of the crimes charged in
this case. You may not consider any defendant’s prior conviction as
evidence that he committed any of the charged offenses in this case.
See id. at 539 (stating limiting instructions “often will suffice to cure any risk of
prejudice”). This case is not unusual enough “to outweigh the general efficiency of
joinder.” See Huggans, 650 F.3d at 1221; United States v. Davis, 534 F.3d 903,
917 (8th Cir. 2008) (stating an argument that “some of the evidence admissible
against one of the defendants was damaging to” the rest “is not enough to require
separate trials”); United States v. Delpit, 94 F.3d 1134, 1143 (8th Cir. 1996)
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(“Severance is not required merely because evidence which is admissible only
against some defendants may be damaging to others . . . .”). 2
Baling believes that the Old Chief case prohibits the mention of his
incarceration. Generally, a criminal defendant may not, through a Rule 403
objection, “stipulate or admit his way out of the full evidentiary force of the case as
the Government chooses to present it.” Old Chief v. United States, 519 U.S. 172,
186–87 (1997). Old Chief, however, is a narrow exception: A district court abuses
its discretion if it admits evidence of the “name or nature” of the defendant’s prior
conviction for the purpose of proving only felon status where the defendant is willing
to stipulate to that fact. See id. at 191–92. Baling thinks that, absent joinder, his
felon-status stipulation would have foreclosed the mention of his incarceration. See
Zafiro, 506 U.S. at 539 (Severe prejudice “might occur when evidence that the jury
should not consider against a defendant and that would not be admissible if a
defendant were tried alone is admitted against a codefendant.”).
Old Chief, however, does not apply here because any facts beyond Baling’s
felon status were not introduced to prove Baling was a felon, but to show Jock’s
mens rea. See United States v. Hill, 249 F.3d 707, 713 (8th Cir. 2001) (stating “the
limited rule of Old Chief disappears,” if the defendant’s previous crime is introduced
for any reason other than showing his status as a felon). “[A]bsent the unusual
circumstance of prior criminal status, the Government is free to offer its evidence as
it sees fit.” United States v. Becht, 267 F.3d 767, 774 (8th Cir. 2001). The
government’s mention of incarceration is not what Old Chief prohibits. See Old
Chief, 519 U.S. at 174, 180.
The district court did not abuse its discretion in denying Baling’s motion to
sever.
2
Dilang briefly asserts that he was prejudiced by the joint trial. He also fails
to affirmatively show severe or compelling prejudice.
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IV.
The defendants argue that the district court erred in admitting the
government’s Exhibit 128, a 78-slide PowerPoint with photos, video, text messages,
search histories, and location data from the defendants’ phones.
For Baling, Exhibit 128 revealed text messages from February 2020 to
October 2021 about the communal sharing of firearms, along with photos of him in
nitrile gloves, dual wielding firearms.
For Dilang, Exhibit 128 displayed the following text messages he sent from
October 2020 to January 2022:
• “What you got on the burner we need a good gun case [s__t] go
left!”;
• “Just pull up. I got a glock on me”;
• “Yup! We have to get an apartment & glocks today?”;
• “I was just about to order that money bag and buy Bros Glock with
the jug money.”;
• “I wanna grab this glock tonight but it’s 600 loan me 400 an I’ll give
it back Friday?”;
• “Loan me 1k I gotchu back Oct. 29th? (You can hold the Glock
until I give your money back)”;
• “I ain’t going there wit out the pole”;3
• “I gotchu, but I’m lit an i won’t get in traffic without the gun”;
3
Explained at trial as a reference to a “firearm.”
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• “I’ll be hitting the gun store then that same location from
yesterday.”;
• “Can I put my gun up”;
• “Can you spot me $500 so I can get this switch for my glock?”
Dilang messaged Jock, “This [n___a] Reese sent bread so you can grab the ammo!
An this [n___a] Jay sent bread and wants me to put a ticket in for him can you help
me?” Other messages revealed Dilang’s involvement in the communal sharing of
firearms. The Exhibit’s slides also showed images from Dilang’s phone of firearms,
him possessing the Ruger-57 and Glock 19, and using Trip Set gang hand signs.
For Jock, Exhibit 128 displayed his messages from July 2020 to January 2022.
As discussed, prison communication and payment logs (independent of Exhibit 128)
showed that he knew Baling was a prohibited person. Knowing this, Jock messaged
Baling, “Ya gonna grab the pole?” Dilang messaged Jock about his parole-mandated
drug test, suggesting Jock also knew about his prohibited status. A few months after
this text, Dilang messaged Jock, “looks like we buying weapons this weekend.”
Other messages highlighted Jock’s part as a purchaser of firearms in the communal-
sharing conspiracy. One image from Jock’s phone showed Baling passing a firearm
to the photographer. Another showed nitrile gloves in Jock’s room. The Exhibit
revealed Jock’s search history, including searches for firearms, drum magazines,
and: “How to prove a straw purchase”; “what happens after you buy a gun”; “Straw
purchase investigation”; “can police come to home to verify gun is there”; “straw
purchase”; and “Straw purchase convictions.” Exhibit 128 also used his location
data to show he physically purchased firearms.
A.
This court reviews the district court’s admission of evidence for an abuse of
discretion. United States v. Sorensen, 148 F.4th 992, 996 (8th Cir. 2025).
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Defendants argue that the admission of Exhibit 128 violates Federal Rule of
Criminal Procedure 16. “Upon a defendant’s request, the government must permit
the defendant to inspect . . . documents, data, photographs, . . . or copies or portions
of any of these items, if the item is within the government’s possession, custody, or
control,” and “the item is material to preparing the defense,” or “the government
intends to use the item in its case-in-chief at trial.” Fed. R. Crim. P. 16(a)(1)(E).
The night before trial, the government submitted Exhibit 128 to the court and
defendants. The government attributed the late submission to working on the
Exhibit until the eve of trial, adding it was uncertain if the case was going to trial.
The district court, at a hearing, believed the government’s explanation. Excusing
the violation of its scheduling order, the district court admitted Exhibit 128 as
substantive evidence under Federal Rule of Evidence 1006. The defendants assert
that the late submission denied them the opportunity to review content “material to
preparing the defense” that the government used “in its case-in-chief at trial.” See
id.
The district court’s admission of Exhibit 128 did not violate Rule 16. Over
two years earlier, the government gave the underlying data to the defendants. While
the district court was initially concerned with the late submission, it later stated, “I’m
very confident that the attorneys who reviewed the cell phone data would have [seen]
these photos and these texts and underst[oo]d that that’s absolutely something the
government would focus on.” The district court also found that reviewing Exhibit
128 was not an “onerous task” because each slide showed a Cellebrite link
identifying the data’s location in the phones. Importantly, the defendants never
moved for a continuance (despite their previous requests for other reasons), vitiating
their claim of prejudice. See Patterson v. F.W. Woolworth Co., 786 F.2d 874, 879–
80 (8th Cir. 1986) (“[A]ny claim of prejudice or surprise is vitiated by plaintiffs’
failure to request a continuance.”). The district court did not abuse its discretion in
admitting Exhibit 128 over the defendants’ Rule 16 objections. See United States v.
Maloney, 102 F.4th 904, 915–16 (8th Cir. 2024).
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B.
“This court reviews de novo the district court’s interpretation and application
of the rules of evidence, and reviews for an abuse of discretion the factual findings
supporting its evidentiary ruling.” American Mod. Home Ins. Co. v. Thomas, 993
F.3d 1068, 1071 (8th Cir. 2021).
Defendants argue that Exhibit 128 is not a summary under Rule 1006. “The
court may admit as evidence a summary, chart, or calculation offered to prove the
content of voluminous admissible writings, recordings, or photographs that cannot
be conveniently examined in court, whether or not they have been introduced into
evidence.” Fed. R. Evid. 1006(a). “Summaries are properly admissible when (1)
they fairly summarize voluminous trial evidence; (2) they assist the jury in
understanding the testimony already introduced; and (3) the witness who prepared it
is subject to cross-examination with all documents used to prepare the summary.”
United States v. Fechner, 952 F.3d 954, 959 (8th Cir. 2020). “[T]he evidence
summarized within it need[] only [] be admissible, not already admitted.” Id.
Exhibit 128 is admissible as a summary. The defendants’ phones had several
gigabytes of information. The final version of Exhibit 128 compiled relevant and
accurate data from the phones, summarizing voluminous evidence. The slides
circled certain text messages and search histories. For the text messages, the left
side of the slides re-stated the circled texts in a larger font, with the date, sender, and
recipient. Other slides had short descriptions for images, or arrows pointing to
relevant portions of images. The Exhibit fairly summarized voluminous trial
evidence. See United States v. Bishop, 264 F.3d 535, 547 (5th Cir. 2001) (“A
summary may include only evidence favoring one party, so long as the witness does
not represent to the jury that he is summarizing all the evidence in the case.”); Wright
& Miller, Federal Practice and Procedure § 8044, at 549 (“Since a summary by
its very nature leaves out portions of the source material, accuracy in this context is
a relative concept. . . . While parties are permitted to provide [a] summary of
favorable evidence, the summary should not include argumentative or otherwise
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unfairly prejudicial matter.”); 2 McCormick on Evidence § 241, at 187 (9th ed.)
(“So long as they are accurate, however, such summaries may present only one
party’s side of the case.”).
Exhibit 128 satisfies the other summary elements. It assisted the jury’s
understanding of the underlying conspiracy between the defendants to unlawfully
possess and transfer firearms. Testimony about the conspiracy was introduced
before Exhibit 128’s admission to the jury. And, Detectives Michael Curd and
Kristen Pignotti, who extracted, compiled, and authenticated the phone data, testified
at trial and were available for cross-examination.
The district court did not abuse its discretion in admitting Exhibit 128 under
Rule 1006. See Fechner, 952 F.3d at 959–60 (finding no abuse of discretion in
admitting an exhibit summarizing 36 pornographic videos not shown to the jury,
providing “the names, the date created, and a brief description”); United States v.
Possick, 849 F.2d 332, 339 (8th Cir. 1988) (stating “Rule 1006 does not require that
it be literally impossible to examine all the underlying records, but only that in-court
examination would be an inconvenience”); United States v. Dunnican, 961 F.3d
859, 873 (6th Cir. 2020) (stating “Rule 1006 was designed to govern” scenarios
where phone extractions yield a quantity of data “so unwieldy and robust that it
would take multiple months . . . for a court to examine”).
C.
Defendants challenge the district court’s admission of the text messages
within Exhibit 128 as co-conspirator statements. While the government here did not
charge the defendants with a conspiracy, it presented evidence of one. See United
States v. Zackery, 494 F.3d 644, 648 (8th Cir. 2007) (stating co-conspirator
statements may be admitted as non-hearsay “even in the absence of a conspiracy
charge so long as there is independent evidence of concert of action”).
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Hearsay is an out-of-court statement used “to prove the truth of the matter
asserted.” Fed. R. Evid. 801(c). Under Federal Rule of Evidence 801(d)(2)(E),
however, statements “offered against an opposing party” that were “made by the
party’s coconspirator during and in furtherance of the conspiracy” are not hearsay.
To admit statements under Rule 801(d)(2)(E), the government must “establish by a
preponderance of the evidence . . . ‘that there was a conspiracy involving the
declarant and the nonoffering party, and the statement was made during the course
and in furtherance of the conspiracy.’” United States v. Mayfield, 909 F.3d 956,
960 (8th Cir. 2018), quoting Bourjaily v. United States, 483 U.S. 171, 175 (1987).
Procedures set forth in Bell instruct district courts should conditionally admit alleged
co-conspirator statements after the defendants invoke Bell in their objection, subject
to an on-the-record ruling that the statement is admissible under Rule 801(d)(2)(E).
United States v. Bell, 573 F.2d 1040, 1044 (8th Cir. 1978). These procedures should
“transpire out of the hearing of the jury.” Id.
Defendants argue that the district court erred in its factfinding and ultimate
decision to admit these statements. “[T]he proper standard is to review the district
court’s Rule 801(d)(2)(E) factfinding for clear error, and then review the ultimate
decision to admit or exclude the statement for abuse of discretion . . . .” Mayfield,
909 F.3d at 961.
Defendants argue that the district court erred in its Rule 801(d)(2)(E)
factfinding. They argue that Exhibit 128 failed to show a conspiracy, and that the
statements in the Exhibit were the government’s only evidence of a conspiracy. See
United States v. Ramirez-Martinez, 6 F.4th 859, 867 (8th Cir. 2021) (“[T]he
government must produce independent evidence outside of the statements
themselves to establish the existence of the conspiracy. Notably, this ‘independent
evidence’ can be ‘completely circumstantial.’” (internal citation omitted)). These
arguments fail. Overwhelming evidence inside and independent of Exhibit 128
showed that the defendants conspired to unlawfully possess and transfer firearms.
The district court did not clearly err in its factfinding.
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Defendants also argue that the district court failed to follow the Bell
procedures. This argument fails because (1) the district court complied with Bell,
and (2) the defendants were not prejudiced.
Before Exhibit 128’s admission, during trial, the district court welcomed the
defendants’ objections. The defendants raised several hearsay objections to the text
messages. Baling, objecting, argued this was “not a conspiracy case,” and that the
government could not use Rule 801(d)(2)(E). The government responded:
No. With respect to co-conspirator statements, those can come in.
They don’t have to be charged as co-conspirators. They’re still co-
conspirator statements and, in fact, the Indictment alleges that in effect.
That Jany Jock transferred a firearm to Baling Dat. So whether or not
they’re charged in a conspiracy has nothing to do with co-conspirator
statements.
Despite this, the defendants neither invoked Bell nor requested a Bell ruling. The
district court then raised concerns about three slides where the individual in the
image was unidentifiable. The government agreed to remove these three slides. The
district court continued:
[T]he other evidentiary objections that have been made to specific
pages, you know, I’m going to overrule them to the extent that the --
that the United States has agreed to withdraw some of the pages. They
are going to take those out, . . . and we’ll just tell the jury that due to
my ruling some of the pages are out.
....
I’m gonna allow the parties to again object once the . . . exhibit is in
final after the United States takes out the pages we’ve discussed and
any other pages they decide to take out after this discussion . . . .
The district court brought back the jury. The trial continued.
-17-
Later during the trial, the district court revisited its Exhibit-128 ruling, stating:
[R]egarding Exhibit 128, the defendants objected to many of the
government’s slides. . . . The defendants objected on the grounds of
relevance, Rule 403, and Rule 404. The defendants also sought a
limiting instruction to the jury to not consider evidence that may be
related to a co-defendant when it is unrelated to a certain defendant.
I just wanna note from the outset that in the vast majority of trials such
as this, some of the evidence in Exhibit 128, along with many other
items of evidence that have already been admitted in this case, generally
are not needed and may not be offered and may not be properly
proffered because in most of these trials that I presided over -- and
actually all of them maybe but this one -- the defendants have entered
into stipulations that make such -- certain evidence unnecessary.
Here, we of course have a couple Old Chief stipulations but we don’t
have any other stipulations. And as a result of that, the government has
to meet its burden; and the burden it has to meet is -- requires additional
evidence that normally doesn’t have to come in so I’m just gonna note
that. So given the circumstances here, the government feels compelled
and I’m -- I’m compelled to consider evidence that many times doesn’t
need -- doesn’t need to be considered and doesn’t need to be put into
evidence.
....
. . . . Although it would have been optimal if the government had
provided the exhibit before the day before trial, there are reasons why
they did not. And since it was simply the compilation of evidence
already provided, I don’t find any prejudice there anyway.
Finally, the last thing I wanna talk about with regard to this. Over the
weekend I looked at the exhibits again. . . . [T]he notice of the funeral
that was on [slide] 56. I have decided to ask that that slide be removed
in addition to the other ones I already stated.
-18-
The government agreed to remove the slide. The district court concluded:
So there’s my -- that’s all I have to say on that. Okay. So given that,
that is my ruling. I’ve already spent a lot of court time on this exhibit,
and everyone’s had an opportunity to address this issue numerous times
so I don’t intend to -- to spend any more time on that so -- but I wanna
do ask if there’s anything besides that issue that the -- that we need to
address before bringing in this jury and continuing this trial.
(emphasis added). Defendants mentioned their previous hearsay objections, which
the district court found did not affect its ruling. The defendants still neither invoked
Bell nor requested a Bell ruling. The four slides were blacked out.
Later, when the government was authenticating the phone extractions, the
defendants argued against the government’s use of Rule 801(d)(2)(E), invoking Bell.
Responding, the government argued that a conspiracy existed, and stated at the close
of its evidence it would request a Bell ruling. The district court admitted the phone
extractions, but did not allow them to go to the jury. The district court added:
Counsel, one thing that was mentioned in the sidebar is the United
States is going to seek to use Federal Rule of Evidence 801(d)(2)(E) as
one ground to admit some of the statements that were made in Exhibit
128 which is forthcoming and will be admitted likely unless there’s a
problem with -- with its admission that’s not anticipated.
. . . . And I will intend to conditionally admit such information subject
to a final declaration or final decision under United States v. Bell with
regard to that matter.
After authentication, the government offered Exhibit 128. The defendants
made their Rule 801 objections, which the district court overruled. The district court
conditionally admitted Exhibit 128, allowing the government to publish it to the jury.
Toward the end of trial, the district court made its Bell ruling. It found Exhibit
128 admissible as non-hearsay:
-19-
. . . . Here, the government’s evidence shows by a preponderance of
the evidence that the defendants were members of a conspiracy to
unlawfully possess and transfer weapons. The out-of-court statements
presented by the government in Exhibit 128 were related to the
unlawful transfer, receipt, and possession of firearms that were thus
“made during the course of and in furtherance of the conspiracy.” Thus,
. . . Rule 801(d)(2)(E) applies to the out-of-court statements made by
the defendants. Accordingly, these statements are admissible against
all defendants.
....
. . . . Evidence of other defendants’ possession or transfer of firearms
is admissible due to the existence of the conspiracy. As discussed, there
is sufficient evidence of an unlawful firearm conspiracy between the
defendants, meaning any acts in furtherance of that conspiracy are
admissible against the others. . . .
However, the government did not present any evidence of a conspiracy
to possess or distribute cocaine. Accordingly, the Court will give a
limiting instruction as to the cocaine . . . .
Since the district court conditionally admitted the statements in Exhibit 128
after Bell’s invocation, and “made an explicit on-the-record ruling that the
government had met its burden and that the challenged statements were admissible,”
outside the presence of the jury, it complied with the Bell procedures. See United
States v. England, 966 F.2d 403, 408 (8th Cir. 1992); United States v. Craig, 94
F.4th 752, 756 (8th Cir. 2024). Cf. United States v. Jorgensen, 144 F.3d 550, 561
(8th Cir. 1998) (“Prosecutors who offer coconspirator statement