United States v. Matos
CourtCourt of Appeals for the Second Circuit
Date FiledAugust 13, 2026
Docket22-1561
StatusPublished
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Full Opinion
22-1561
United States v. Matos
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
August Term 2024
(Argued: February 20, 2025 Decided: August 13, 2026)
No. 22-1561
––––––––––––––––––––––––––––––––––––
UNITED STATES OF AMERICA,
Appellee,
-v.-
SAMUEL MATOS,
Defendant-Appellant. *
––––––––––––––––––––––––––––––––––––
Before: CABRANES, LIVINGSTON, and NARDINI, Circuit Judges.
Defendant-Appellant Samuel Matos (“Matos”) appeals from a judgment
entered on July 18, 2022, in the United States District Court for the Northern
District of New York (Suddaby, J.) convicting him of violating 21 U.S.C.
§§ 841(a)(1) and 846. Matos pled guilty pursuant to a plea agreement in which he
agreed, inter alia, not to challenge a sentence of incarceration of 135 months or less.
The district court sentenced Matos principally to 100 months’ imprisonment,
* The Clerk of Court is respectfully directed to amend the case caption as indicated above.
1
thereby triggering the appeal waiver. Matos now seeks to challenge the district
court’s calculation of his criminal history category under the U.S. Sentencing
Guidelines and argues that his sentence was substantively unreasonable. We
decline to consider these challenges, which are barred by Matos’s valid appeal
waiver.
Matos also challenges the district court’s imposition of two conditions of
supervised release that were not included in his Presentence Investigation Report
or read at sentencing but appear in the district court’s written judgment. We first
hold that the district court did not err in its pronouncement of Matos’s sentence
because it specifically incorporated the conditions by reference to a standing order
in effect in the Northern District of New York at the time of sentencing. We then
conclude the district court erred by failing to conduct an individualized
assessment in imposing the two challenged conditions. We hold, however, that
the error was harmless because the court’s reasoning is self-evident in the record.
Accordingly, Matos’s appeal is DISMISSED in part and the judgment of
the district court is AFFIRMED.
FOR APPELLEE: THOMAS R. SUTCLIFFE (Nicolas
Commandeur, on the brief), Assistant
United States Attorneys, for John A.
Sarcone III, First Assistant United States
Attorney, Northern District of New
York, Syracuse, NY.
FOR DEFENDANT-APPELLANT: DANIEL S. NOOTER, Washington, DC.
DEBRA ANN LIVINGSTON, Circuit Judge:
Defendant-Appellant Samuel Matos (“Matos”) appeals from a judgment
entered on July 18, 2022, in the United States District Court for the Northern
District of New York (Suddaby, J.) convicting him of violating 21 U.S.C.
§§ 841(a)(1) and 846 in connection with his participation in a drug trafficking
2
organization (“DTO”) in Syracuse, New York. Matos entered into a plea
agreement with the government pursuant to which he waived, inter alia, his right
to appeal any sentence of incarceration of 135 months or less. The district court
sentenced Matos principally to 100 months in prison and a five-year term of
supervised release, thereby triggering the plea agreement’s appeal waiver.
On appeal, Matos argues both that the district court procedurally erred by
miscalculating his criminal history category under the U.S. Sentencing Guidelines
(“Guidelines”) and that it imposed a substantively unreasonable sentence.
Recognizing that the appeal-waiver provision of his plea agreement forecloses
these arguments, Matos urges the court to adopt and apply a miscarriage-of-justice
exception to our long-established presumption that valid appeal waivers are
enforceable. 1 Following the Supreme Court’s decision in United States v. Hunter,
146 S. Ct. 1702 (2026), we conclude that an appeal waiver is unenforceable when it
would result in a miscarriage of justice, but that Matos has not alleged any error
to bring his case within the ambit of this “hard-to-meet” standard. Id. at 1714.
Whatever else the miscarriage-of-justice exception to an otherwise valid appeal
1 Although we have previously suggested that a miscarriage-of-justice limitation on the
enforceability of appeal waivers may be appropriate in some cases, see Cook v. United States, 84 F.4th 118,
125 n.4 (2d Cir. 2023), we have never applied it or defined its scope.
3
waiver may cover, it does not extend to run-of-the-mill challenges to a district
court’s allegedly erroneous calculation of a Guidelines range, or to other such
Guidelines errors. Accordingly, we hold that Matos’s procedural and substantive
challenges to his sentence are barred by his appeal waiver.
Matos also challenges the imposition of two conditions of supervised release
that were not included in his Presentence Investigation Report (“PSR”) or read
aloud at sentencing, but which appear in the district court’s written judgment. 2
We first conclude that the district court did not violate Matos’s right to oral
pronouncement of his sentence because the court specifically incorporated the
conditions by reference to General Order #23, a standing order in place in the
Northern District at the time of sentencing. And though we agree with Matos that
the district court erred in failing to provide an individualized assessment of the
need for the two conditions he challenges, we hold the error was harmless because
“the district court’s reasoning is ‘self-evident in the record.’” United States v. Betts,
886 F.3d 198, 202 (2d Cir. 2018) (quoting United States v. Balon, 384 F.3d 38, 41 n.1
(2d Cir. 2004)).
2 The appeal waiver in Matos’s plea agreement covers any challenge “to a term of supervised
release within the maximum permitted by law” but does not reference the conditions of supervised release.
App’x at 52–53. Accordingly, Matos “did not waive his right to appeal the conditions of supervised release.”
United States v. Arguedas, 134 F.4th 54, 66 (2d Cir. 2025) (emphasis in original).
4
Accordingly, we DISMISS Matos’s appeal in part and AFFIRM the
judgment of the district court.
BACKGROUND
Beginning in May 2020, Matos and others were members of a DTO operating
in and around Syracuse, New York. Matos performed several functions in the
organization. He identified a heroin supplier for the DTO in New York City,
arranged an introductory meeting with the supplier, and travelled to New York
City to obtain the heroin. He also coordinated among the DTO’s members to pool
the money used to purchase drugs. Matos played a further role in managing the
DTO’s daily operations, providing instructions to associates on how to manage
and distribute drugs. At one point during the conspiracy, Matos arranged to have
approximately two kilograms of cocaine shipped from Puerto Rico to one of his
associates in Syracuse. Investigators intercepted the shipment before its arrival.
An ensuing search of Matos’s residence revealed over a thousand bags containing
a total of 42.5 grams of heroin. As a result of his role in the DTO, Matos personally
received $112,650 in proceeds.
On December 10, 2020, a federal grand jury in the Northern District of New
York indicted Matos for conspiracy to distribute and to possess with intent to
distribute controlled substances, specifically 100 grams or more of heroin and 500
5
grams or more of cocaine, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(B), and
846, and possession with intent to distribute a controlled substance, namely an
unspecified quantity of heroin, in violation of 21 U.S.C. §§ 841(a)(1) and
841(b)(1)(C).
Matos pled guilty pursuant to a plea agreement. In the plea agreement,
Matos agreed, inter alia, to “waive[] (give[] up) any and all rights, including those
conferred by 18 U.S.C. § 3742 and/or 28 U.S.C. §§ 2241 and 2255, to appeal and/or
collaterally attack . . . [a]ny sentence to a term of imprisonment of 135 months or
less.” App’x at 52–53. The plea agreement also warned that:
Any estimate of the defendant’s offense level, criminal history
category, and sentencing guidelines range provided before
sentencing is preliminary and is not binding on the parties to this
agreement, the Probation Office, or the Court. Until the Probation
Office has fully investigated the defendant’s criminal history, it is not
possible to predict with certainty the defendant’s criminal history
category and, in some cases, the defendant’s offense level.
Id. at 56.
At Matos’s guilty plea hearing the district court asked the government to
outline its projected Guidelines sentencing range, which had not been included in
the plea agreement. The government responded:
Obviously, our projected guideline range calculation is only an
estimate based on the information we currently have. Obviously, any
6
error in our calculation or in the information that we have would not
serve as a basis for the defendant to withdraw his plea. But based on
the information we have, based on the counts of conviction, a criminal
history category of II, and an adjusted offense level of 30, the
defendant’s estimated guideline range without acceptance is 108 to
135 months, with acceptance is 78 to 97 months.
Id. at 37–38. The district court then told Matos that it would not “be able to
determine exactly what the guidelines are in [his] case until after probation has
completed the Presentence Report.” Id. at 38. The district court also confirmed
Matos understood the waiver provision of the plea agreement meant he “may not
appeal [his] sentence or otherwise challenge or collaterally attack [his] sentence
if . . . sentence[d] . . . to 135 months or less.” Id. at 40–41. Matos acknowledged
that he understood and pled guilty.
The Probation Office concluded in the PSR that Matos’s adjusted offense
level was 27 and, contrary to the government’s prediction at the plea hearing, that
Matos had a criminal history category of VI. Matos raised several objections to the
PSR’s Guidelines calculation including, as relevant here, that the Probation Office
had inaccurately scored four of Matos’s prior convictions.
Specifically, Matos challenged scoring these offenses based on the
maximum indeterminate sentence that had been imposed for each of them. In
2014, Matos had been convicted of aggravated assault for which he was initially
7
sentenced to probation but was then resentenced, following a series of parole
violations, to a term of nine to 23 months of incarceration. Matos also accrued
three separate convictions for driving under the influence (“DUI”) in 2014, 2017,
and 2019. He was sentenced to 72 hours to six months of incarceration for the first
DUI and 11.5 to 23 months for each of the two subsequent DUIs. With respect to
all four of these convictions, Matos was paroled to house arrest after serving a brief
period of incarceration.
The Probation Office, applying U.S.S.G. § 4A1.2(b)(1) and Application Note
2, recommended that the district court score the four offenses based on “the
maximum sentence imposed”—i.e., the top of the indeterminate imprisonment
range—in determining how many criminal history points each conviction
warranted. Accordingly, the PSR recommended three points for the sentences in
which the top of the indeterminate range exceeded a year and a month and two
points for the 2014 DUI conviction because the maximum sentence exceeded 60
days but was less than a year. Matos challenged this application of the Guidelines
and argued that the Probation Office should have counted only the time he served
in prison.
8
The district court rejected Matos’s arguments and adopted the PSR’s
sentencing calculation as its own. The court then sentenced Matos to 100 months,
at the bottom of the Guidelines range of 100 to 125 months, to be followed by five-
year and three-year terms of supervised release, to run concurrently. The district
court also informed Matos that while on supervised release he must “comply with
the standard conditions that have been adopted by this court, and . . . the special
conditions that have been attached to the presentence report in advance of
sentencing and that have not been objected to or challenged by either party.” 3
App’x at 76.
On July 18, 2022, the district court entered its written judgment. Among the
fifteen conditions listed as standard conditions are:
14. You must provide the probation office with access to any
requested financial information.
15. You must submit your person, and any property, house,
residence, vehicle, papers, effects, computer, electronic
communications devices, and any data storage devices or media, to
search at any time, with or without a warrant, by any federal
probation officer, or any other law enforcement officer from whom
the Probation Office has requested assistance, with reasonable
suspicion concerning a violation of a condition of probation or
supervised release or unlawful conduct by you. Any items seized
3 Matos’s counsel thereafter requested that the district court read the special conditions attached
to the PSR into the record.
9
may be removed to the Probation Office or to the office of their
designee for a more thorough examination.
Id. at 84. Conditions 14 and 15 are “identical to the conditions listed in General
Order #23,” United States v. McAdam, 165 F.4th 688, 692 (2d Cir. 2026), the standing
order in place in the Northern District of New York at the time of Matos’s
sentencing. 4
Matos’s appellate counsel filed a motion to withdraw pursuant to Anders v.
California, 386 U.S. 738 (1967), explaining that the appeal-waiver provision of the
plea agreement prevented him from challenging Matos’s sentence but suggesting
that the 19 criminal history points Matos received “grossly overstate[s] the severity
of his criminal conduct” and resulted in a substantively unreasonable sentence.
Dkt. 30, at 17. Counsel asked the Court to deny the Anders motion and direct the
parties to brief the case. Id. at 18. The government moved to dismiss the appeal
or for summary affirmance based on the waiver provision.
This Court denied the Anders motion and deferred the government’s motion
to dismiss. We directed the parties to brief, inter alia, “whether a ‘miscarriage of
justice’ exception should apply under which the criminal history issue would
4On December 15, 2023, the Northern District removed Conditions 14 and 15 from General Order
#23. General Order No. 23 (Amended) (N.D.N.Y. Dec. 15, 2023), available at https://perma.cc/YH2W-
WWN8.
10
survive waiver” and “whether supervised release conditions 14 and 15 . . . were
improperly imposed in the written judgment because they were not referenced in
the pre-sentence report or orally pronounced at sentencing.” Dkt. 73, at 2.
DISCUSSION
On appeal, Matos first argues that the district court committed procedural
error in calculating his criminal history category and that it imposed a
substantively unreasonable sentence. He next challenges the district court’s
imposition of Conditions 14 and 15, the two conditions of supervised release that
were not included in his PSR or read at sentencing, but were specifically
incorporated by reference to a standing order of the Northern District of New York
and which appear in the district court’s written judgment.
We decline to consider Matos’s procedural and substantive reasonableness
challenges as they are barred by his valid and enforceable appeal waiver. We also
reject Matos’s challenge to the two conditions of supervised release. The district
court did not err in its pronouncement of Matos’s sentence, and the court’s error
in failing to provide an individualized assessment before imposing the two
conditions was harmless.
11
I. Appeal Waiver
Matos argues that the district court procedurally erred in calculating his
criminal history category by not treating the four occasions on which he was
paroled to house arrest as the equivalent of four suspended sentences. Matos
contends that if these sentences had properly been treated as suspended, the
district court, pursuant to U.S.S.G. § 4A1.2(b)(2), would have considered only the
time he actually spent incarcerated (and not the balance of his indeterminate
sentence) in calculating his criminal history category. He also argues that the
district court imposed a substantively unreasonable sentence by relying on his
allegedly inflated criminal history, which “significantly overstates the severity of
his prior criminal conduct.” Appellant’s Br. at 29.
Recognizing that these challenges are foreclosed by the terms of his appeal
waiver, Matos asks us to recognize a miscarriage-of-justice exception to our
presumption that valid appeal waivers are enforceable and to apply it to reach the
merits of his argument. Following Hunter, we agree with Matos that “an appeal
waiver is unenforceable when it would result in a miscarriage of justice.” 146 S.
Ct. at 1713. But for the reasons set forth below, the miscarriage-of-justice exception
does not apply to Matos because he has not alleged “the kind of egregious error
that would bring the judicial system into disrepute” and identifies only a
12
”standard-fare error[] in misapplying sentencing law that cannot cancel an appeal
waiver.” Id.
* * *
“We review plea agreements, including waivers of the right to appeal, de
novo and in accordance with general principles of the law of contract.” United
States v. Green, 897 F.3d 443, 447 (2d Cir. 2018). Because plea agreements are not
typical contracts, we “temper the application of ordinary contract principles with
‘special due process concerns for fairness and the adequacy of procedural
safeguards.’” United States v. Granik, 386 F.3d 404, 413 (2d Cir. 2004) (quoting
United States v. Altro, 180 F.3d 372, 375 (2d Cir. 1999)). And “recognizing the
government’s awesome advantages in bargaining power in construing such
agreements, we tend to favor the defendants in cases of doubt.” United States v.
Lajeunesse, 85 F.4th 679, 692 (2d Cir. 2023) (internal quotations marks and citation
omitted).
“This Court has repeatedly held that a knowing and voluntary waiver of the
right to appeal a sentence is presumptively enforceable.” United States v. Ojeda,
946 F.3d 622, 629 (2d Cir. 2020). We refuse to enforce such waivers only in certain
exceptional circumstances that “occupy a very circumscribed area of our
13
jurisprudence.” United States v. Borden, 16 F.4th 351, 354–55 (2d Cir. 2021) (internal
quotation marks and citation omitted). Waivers are generally enforced because, if
they are not, “the covenant . . . becomes meaningless and would cease to have
value as a bargaining chip in the hands of defendants.” United States v. Yemitan,
70 F.3d 746, 748 (2d Cir. 1995). Waivers have been held unenforceable by this
Court only:
(1) where the waiver was not made knowingly, voluntarily, and
competently; (2) where the sentence was based on constitutionally
impermissible factors, such as ethnic, racial, or other prohibited
biases; (3) where the government breached the agreement containing
the waiver; (4) where the district court failed to enunciate any
rationale for the defendant’s sentence; [or] (5) where the waiver was
unsupported by consideration.
Cook, 84 F.4th at 122 (internal quotation marks, citations, and alterations omitted).
Matos acknowledges that his appeal waiver suffers from none of the five
deficiencies this Court has previously recognized. Instead, he argues that this
Court should adopt and apply a “miscarriage of justice” exception. We agree in
part. Following the Supreme Court’s decision in Hunter, we conclude that when
a miscarriage of justice would result, “an appeal waiver is unenforceable.” 146 S.
Ct. at 1713. But we disagree that Matos has shown his entitlement to such relief,
for reasons that Hunter also makes clear.
14
After approving the majority view among courts of appeals that an appeal
waiver is unenforceable in “[e]xtreme cases,” where carrying out a waiver might
call into question the judicial system’s integrity, the Supreme Court in Hunter
hastened to explain that this “hard-to-meet” standard is inapplicable to alleged
sentencing errors that are “ordinary” or “uncertain.” Id. at 1714. As the Court
articulated:
Th[e] rule, properly understood and applied, sets a high bar:
The waiver may be set aside only if the sentence is marred by the kind
of egregious error that would bring the judicial system into disrepute.
The error must be obvious—not one a judge could reasonably make.
And it must be of the type that would undermine public confidence
in the judiciary. Sentencing is a complex affair in our criminal justice
system, involving for example the detailed calculation of a Sentencing
Guidelines range and the mandatory consideration of multiple
sentencing factors. In that endeavor, it is unfortunate but inevitable
that mistakes will occur. Such standard-fare errors in misapplying
sentencing law cannot cancel an appeal waiver. Were they to do so,
the utility of waivers in plea negotiations could plummet: such a
provision would have less value to the Government, and so might
induce fewer concessions to a defendant. And still more to our point,
that kind of standard error is not likely to discredit the judiciary’s
commitment to law.
Id. at 1713.
The Court made clear that in rare circumstances—such as if a district court
were to impose a sentence “exceeding what the relevant statute allows”—appeal
waivers must be set aside, lest “the justice system’s basic integrity” be called into
15
question. Id. at 1714. But alleged errors in “the detailed calculation of a Sentencing
Guidelines range” do not implicate the miscarriage-of-justice limit on the
enforceability of appeal waivers. Id. at 1713. Indeed, such errors are precisely the
sort of “standard-fare errors” contemplated in the plea agreements that contain
appeal waivers. 5 Id. And our court has routinely enforced appeal waivers in the
face of asserted errors of this sort. See, e.g., United States v. Buissereth, 638 F.3d 114,
117 (2d Cir. 2011) (“While [the] appeal waiver did not relieve the District Court of
its responsibility to follow the procedural requirements related to the imposition
of a sentence, [it] does preclude this Court from correcting the errors alleged to
have occurred below.”). 6
Matos contends that in those circuits that adopted the miscarriage-of-justice
exception before the Supreme Court’s decision in Hunter, his sentencing challenge
would be heard despite his waiver. We disagree. To the contrary, there is
5 Justice Gorsuch’s concurrence, joined by Justices Sotomayor and Jackson, suggested “the failure
to correct a plain and nonharmless error in calculating an advisory guidelines range” would qualify for the
miscarriage-of-justice exception. Hunter, 146 S.Ct. at 1720–21 (Gorsuch, J., concurring). But as Justice
Kavanaugh’s concurrence notes, such a rule “would set a lower bar for the miscarriage-of-justice exception
than the Court’s opinion does.” 146 S. Ct. at 1724 (Kavanaugh, J., concurring). We are bound by the opinion
of the Court, and “the Court’s opinion of course speaks for itself.” Id.
6 See also United States v. Rodriguez, 782 F. App’x 51, 53 (2d Cir. 2019) (summary order) (“[A]ny
alleged procedural error in the Guidelines calculation is insufficient to undo an appellate waiver where, as
here, the sentence imposed comes within the range contemplated by the waiver.”); United States v. Peele,
500 F. App’x 33, 34–35 (2d Cir. 2012) (summary order) (enforcing a plea waiver even though the district
court applied the incorrect edition of the Sentencing Guidelines because the defendant “received the benefit
of his bargain”).
16
remarkable agreement among the circuits that alleged Guidelines errors fall
comfortably within the scope of appeal waivers. See Sotirion v. United States, 617
F.3d 27, 38 (1st Cir. 2010) (“This miscalculation of the advisory guidelines range is
precisely the kind of ‘garden-variety’ claim of error contemplated by Sotirion’s
appellate waiver.” (citation omitted)); United States v. Castro, 704 F.3d 125, 141–42
(3d Cir. 2013) (“[A] district court’s arguably erroneous calculation of a guidelines
range ‘is precisely the kind of garden variety [sic] claim of error contemplated by
[an] appellate waiver.’” (quoting Sotirion, 617 F.3d at 38)); United States v. Nulf, 978
F.3d 504, 505–07 (7th Cir. 2020) (holding that allegations a district court erred in
calculating defendant’s offense level do not constitute sufficiently exceptional
circumstances to overcome a valid waiver); United States v. Andis, 333 F.3d 886, 892
(8th Cir. 2003) (“[A]n allegation that the sentencing judge misapplied the
Sentencing Guidelines or abused his or her discretion is not subject to appeal in
the face of a valid appeal waiver.”); United States v. Martinez, 143 F.3d 1266, 1271
(9th Cir. 1998) (“When a plea agreement expressly waives a defendant’s right to
appeal a sentence, the waiver extends to an appeal based on an incorrect
application of the sentencing guidelines.”); United States v. Morales-Figueroa, No.
22-14278, 2024 WL 33909, at *3 (11th Cir. Jan. 3, 2024) (“[T]here is no exception to
17
appeal waivers based on . . . [the] belief that the district court committed an error
in applying the guidelines.”); United States v. Adams, 780 F.3d 1182, 1184 (D.C. Cir.
2015) (“[A]n allegation that the sentencing judge misapplied the Sentencing
Guidelines or abused his or her discretion is not subject to appeal in the face of a
valid appeal waiver.” (quoting Andis, 333 F.3d at 892)). 7 This is a convincing
national consensus, and we agree with our sister circuits.
Matos attempts to distinguish all these cases, arguing that they did “not
involve the underlying interpretation of a Guideline, but merely whether or not an
unambiguous Guideline was misapplied in the particular facts of a defendant’s
case.” Reply Br. at 10. We again disagree. As the cases themselves highlight,
asserted errors in application of the Sentencing Guidelines often turn on questions
of interpretation. See, e.g., Sotirion, 617 F.3d at 38 (finding no miscarriage of justice
where “the district judge, defense counsel, and the government, failed to realize
that the abuse-of-trust increase was inapplicable” based on the commentary to the
7 See also United States v. Jones, 538 F. App’x 285, 287 (4th Cir. 2013) (“Because [the defendant’s]
challenge regards the district court’s calculation of his Guidelines range, there is no miscarriage of justice
sufficient to overcome the appellate waiver.”); United States v. Portillo Palencia, 837 F. App’x 286, 290 (5th
Cir. 2020) (“‘[R]elatively standard challenge[s]’ to a district court’s application of the Sentencing Guidelines
‘would not fall within a miscarriage-of-justice exception’ to circumvent an appeal waiver.” (quoting United
States v. Riley, 381 F. App’x 315, 316 (5th Cir. 2010) (per curiam))); United States v. Riggins, 677 F. App’x 268,
271 (6th Cir. 2017) (“[A]n erroneous Guideline calculation is not a miscarriage of justice that will void an
appellate waiver.”); United States v. Waller, 213 F. App’x 696, 697 (10th Cir. 2007) (“[T]o hold that alleged
errors under the sentencing guidelines render an appeal waiver unlawful would nullify the waiver based
on the very sort of claim it was intended to waive.”).
18
Sentencing Guidelines); Castro, 704 F.3d at 141 (concluding appellate waiver in
plea agreement barred defendant’s argument that an “additional adjustment is
mandatory if the government moves for it and the other requirements of the
provision are met,” which was a “question” of first impression in the circuit); cf.
Perkins v. Endicott Johnson Corp., 128 F.2d 208, 223 n.60 (2d Cir. 1942), aff’d, 317 U.S.
501 (1943) (“There is no need here to go into the question of how ‘construction’
and ‘application’ sometimes overlap, i.e., of how ‘construction’ of a statute is, in
part, a function of its ‘application.’ This is an old problem.”). This is not a
distinction that transforms a routine Guidelines mistake into a potential
miscarriage of justice.
Matos also argues that it would be unfair to enforce his appeal waiver when
both he and the government predicted that his criminal history category should
be II instead of VI. But “[a] mutual mistake concerning the proper Guidelines
range is an insufficient basis to void a plea agreement.” United States v. Riggi, 649
F.3d 143, 149 (2d Cir. 2011). And this is particularly true where, as here, the plea
agreement contains “express provisions with respect to the possibility of a
mistaken prediction as to sentencing calculations.” Id. (quoting United States v.
Rosen, 409 F.3d 535, 548–49 (2d Cir. 2005)).
19
Matos agreed not to appeal a sentence of 135 months or less, and he received
a sentence of 100 months’ imprisonment. He claims that absent a purported error
in his Guidelines calculation, he might have been sentenced to a shorter term. But
this argument falls far short of the sort of extreme claim the Supreme Court in
Hunter understood to implicate the miscarriage-of-justice limit. This is not a case
in which the defendant was sentenced to a term “exceeding what the relevant
statute allows – most commonly, a term of years above the maximum prescribed.”
Hunter, 146 S. Ct. at 1714. Matos’s sentence was not “imposed without ‘some
minimum of civilized procedure.’” Id (citation omitted). Nor does Matos claim
that his sentence was “infected with a blatant constitutional error, such as when a
judge takes account of a constitutionally impermissible factor (like race)[.]” Id. In
short, far from clearing “the high bar a defendant must surmount to overcome an
appeal waiver,” id., Matos points to nothing to undermine the deal he struck with
the government. Accordingly, we dismiss Matos’s procedural and substantive
reasonableness challenges as barred by his appeal waiver.
II. Conditions of Supervised Release
Matos next contends that the district court improperly imposed Conditions
14 and 15. He argues that (1) he did not receive proper notice and (2) the district
court failed to provide adequate explanation for the imposition of the conditions.
20
We first conclude that the district court did not violate Matos’s right to oral
pronouncement of his sentence because the court incorporated the challenged
conditions by reference to the Northern District’s standing order. We agree with
Matos, however, that the district court erred by failing to conduct an
individualized assessment prior to imposing Conditions 14 and 15. But we
conclude that error was harmless because “the district court’s reasoning is ‘self-
evident in the record.’” Betts, 886 F.3d at 202 (quoting Balon, 384 F.3d at 41 n.1).
“This Court generally reviews the imposition of supervised release
conditions for abuse of discretion.” United States v. Oliveras, 96 F.4th 298, 304 (2d
Cir. 2024) (citation omitted). Where a defendant “did not object when the sentence
was imposed, plain error review applies.” United States v. Williams, 998 F.3d 538,
540 (2d Cir. 2021). But “unobjected-to supervised release conditions are reviewed
for plain error only if the defendant had a meaningful ‘opportunity to object to
them.’” McAdam, 165 F.4th at 696 (quoting United States v. Maiorana, 153 F.4th 306,
310 (2d Cir. 2025)). To be sure, Matos’s request that the special conditions of
supervised release be read into the record suggests that he had ample opportunity
to object to the standard conditions adopted in the Northern District, which were
imposed by the district court at the very same time. We need not decide what
21
standard of review properly applies here, however, because Matos’s challenge
fails either way.
A
“A defendant is guaranteed the right to be present at any stage of the
criminal proceeding that is critical to its outcome if his presence would contribute
to the fairness of the procedure.” Maiorana, 153 F.4th at 313 (alteration omitted).
“The right to presence generally requires that the terms of a defendant’s sentence
be orally pronounced by the court in the defendant’s presence at the sentencing
proceeding.” Id. at 310. In Maiorana, the en banc Court held “that a sentencing
court intending to impose non-mandatory conditions of supervised
release . . . must notify the defendant during the sentencing proceeding; if the
conditions are not pronounced, they may not later be added to the written
judgment.” Id. at 314. Because “Conditions 14 and 15 are discretionary special
conditions,” McAdam, 165 F.4th at 696, the district court could not impose them
absent “prior notice or pronouncement,” Maiorana, 153 F.4th at 313.
We noted in Maiorana that “[a] sentencing court need not read the full text
of every condition on the record.” Id. at 314; see also McAdam, 165 F.4th at 695 n.4
(declining to “determine whether the District Court’s reference to the ‘the standard
conditions that have been adopted by this Court’ properly ‘notif[ied] the
22
defendant during sentencing’ of the conditions being imposed.” (citations omitted
and alterations in original)). Here, the district court did not violate Matos’s right
to oral pronouncement because its reference to “the standard conditions that have
been adopted by this court,” App’x at 76, “specifically incorporate[d] by reference
particular conditions that [had] been set forth in writing and made available to the
defendant in . . . a notice adopted by the court,” Maiorana, 153 F.4th at 314.
The right to oral pronouncement stems from a defendant’s “due process
right ‘to be present in his own person whenever his presence has a relation,
reasonably substantial, to the fulness of his opportunity to defend against the
charge.’” Kentucky v. Stincer, 482 U.S. 730, 745 (1987) (quoting Snyder v.
Massachusetts, 291 U.S. 97, 105–106 (1934)). In other words, “notice and
opportunity to object are the hallmarks of the pronouncement requirement.”
United States v. Martinez, 15 F.4th 1179, 1181 (5th Cir. 2021). “By referencing at
sentencing a written list, the court affords any defendant who is unfamiliar with
the conditions the opportunity to inquire about and challenge them.” United States
v. Rodriguez, 75 F.4th 1231, 1246 (11th Cir. 2023). And so, here, the district court’s
reference to General Order #23, a publicly accessible order, “provided [Matos]
adequate notice to either object to the standard conditions or to ask the district
23
court to clarify which conditions it imposed upon him.” United States v. Hayden,
102 F.4th 368, 374 (6th Cir. 2024).
We thus agree with every other circuit to decide the issue and conclude that
“[a] reference to a written list of conditions is enough to afford a defendant the
opportunity to challenge the conditions of supervised release, which is all that due
process requires.” United States v. Hayden, 119 F.4th 832, 838 (11th Cir. 2024); see
also Martinez, 15 F.4th at 1181 (“Given the longstanding existence of the Western
District’s standing order, defense counsel certainly knew that the standard
conditions being imposed were the ones listed in the standing order and included
in the judgment form created by the Administrative Office of the United States
Courts”); United States v. Rogers, 961 F.3d 291, 299 (4th Cir. 2020); United States v.
Matthews, 54 F.4th 1, 6 n.2 (D.C. Cir. 2022); Hayden, 102 F.4th at 374. 8 Accordingly,
8 We note that the Ninth Circuit has suggested that for incorporation by reference to satisfy the
pronouncement requirement, the district court must refer to a “previously provided list or document.” United
States v. Montoya, 82 F.4th 640, 652 (9th Cir. 2023) (emphasis added). But the court clarified that it did “not
exclude any particular method a district court may use in an effort to satisfy the incorporation by reference
requirement.” Id. at 652 n.15; see also United States v. Avendano-Soto, 116 F.4th 1063, 1068 n.5 (9th Cir. 2024)
(declining to “decide whether General Order 17-18 on its own, without reference in the PSR, would have
provided [the defendant] sufficient notice such that the district court’s later incorporation by reference to
it at sentencing satisfied his right to presence”). We conclude that reference to a publicly-accessible
standing order, as here, provides sufficient notice to object or seek clarification, satisfying the oral
pronouncement requirement.
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we hold that the district court did not err in its pronouncement of Conditions 14
and 15.
B
Though we reject Matos’s argument regarding oral pronouncement, we
agree that the district court committed error by failing to conduct an
individualized assessment of the need for Conditions 14 and 15. Because
Conditions 14 and 15 are not mandatory conditions, “‘[the] district court [wa]s
required to make an individualized assessment when determining whether to
impose [those] special condition[s] of supervised release, and to state on the record
the reason[s] for imposing [them]; the failure to do so [wa]s error.’” McAdam, 165
F.4th at 697 (alterations