Roy Allen Stephens v. State of Florida
CourtDistrict Court of Appeal of Florida
Date FiledJanuary 12, 2022
Docket1D19-3427
StatusPublished
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Full Opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
_____________________________
No. 1D19-3427
_____________________________
ROY ALLEN STEPHENS,
Appellant,
v.
STATE OF FLORIDA,
Appellee.
_____________________________
On appeal from the Circuit Court for Polk County.
Andrew J. Decker, Judge.
January 12, 2022
NORDBY, J.
This case involves the starvation death of a three-week-old
infant. The jury, after a week-long trial, convicted Roy Allen
Stephens of first-degree murder, aggravated child abuse, and
aggravated manslaughter of a child. Stephens challenges those
convictions, arguing the trial court erred by (1) denying his motion
for judgment of acquittal; (2) permitting dual convictions for both
first-degree murder and aggravated manslaughter of a child; (3)
failing to properly instruct the jury on the first-degree murder and
aggravated manslaughter counts; (4) precluding from trial
statements made by Stephens’s co-defendant; and (5) denying
Stephens’s motion for a new trial based on newly discovered
evidence. We affirm.
I.
On December 22, 2014, Stephens and his wife (the
co-defendant), left their home in Indiana to visit family in
Lakeland, Florida. They brought their three children with them on
the road trip, including the three-week-old victim. The family
arrived in Lakeland the next evening and stopped at a restaurant
to meet Stephens’s sister. It was then that Stephens and the
co-defendant noticed the infant was unresponsive. Stephens called
911 and first responders quickly arrived at the scene. They
transported the victim to the hospital where she was pronounced
dead. An autopsy revealed the victim had starved to death. In time,
Stephens was indicted for (1) first-degree murder, (2) aggravated
child abuse, and (3) aggravated manslaughter of a child. Stephens
ultimately elected to have the trial in Hamilton County.
At trial, the State presented testimony from various
witnesses, including several first responders, health care officials,
and a medical examiner. The State also introduced into evidence
text and Facebook messages involving Stephens, as well as a
recorded interview between law enforcement and Stephens.
In the early evening of December 23, 2014, the Lakeland Fire
Department and other first responders responded to a call about
an unresponsive infant. They arrived at the restaurant parking lot
around 6:15PM and discovered the victim, who appeared to be
lifeless. They performed CPR and transported the victim to
Lakeland Regional Medical Center, where the victim was
pronounced dead at 6:45PM.
Multiple nurses and paramedics testified that they had never
seen an infant as malnourished and emaciated as the victim. This
contrasted with the “very healthy” appearance of the two other
young children. First responders described the victim as skeletal;
her eyes were sunken; and she appeared to have been dead for
some time before they arrived. One paramedic said the victim was
small and rubberlike and noted “her arms were the size of my one
finger.” Another stated that the victim looked like “a skeleton with
skin draped over it.”
2
An ER physician recalled informing Stephens and the
co-defendant at the hospital of the victim’s death. The
co-defendant stated she breastfed the victim, the victim had no
health issues, and shortly before arriving at the restaurant, the
co-defendant had touched the victim’s foot and elicited a response.
The physician testified, contrary to the co-defendant’s assertions,
it was impossible for the victim to react that way or respond in any
significant manner. To the physician (as well as the first
responders), the victim appeared to have been dead “for some
period of time.” The paramedic who transported the victim to the
hospital explained that, by the time he arrived at the restaurant
parking lot, rigor mortis had begun to set in.
Multiple witnesses commented at trial on Stephens’s
unusually calm demeanor that day. Lakeland Police Officer Dagon
Leach testified that, while the co-defendant was somewhat upset,
Stephens did not “appear to be distraught or upset at all, and
throughout the time on scene, was able to carry on, you know,
small talk in a normal conversation.” One firefighter paramedic
even noticed Stephens laughing with others at the restaurant. A
chaplain who encountered Stephens and the co-defendant at the
hospital shortly after the victim was pronounced dead referenced
Stephens’s lack of emotion. According to the chaplain, Stephens
was emphatic that he did not want to visit the victim. At one point,
the co-defendant expressed concern to Stephens about finances, to
which he responded, “Don’t worry, we have life insurance.”
Later that night, law enforcement interviewed Stephens and
the co-defendant. Detectives described Stephens as calm and
lacking emotion, but he became agitated when the questions
focused on the victim’s feeding.
During the interview, Stephens explained he is always home
because of his disability and unemployment status. Stephens
maintained the co-defendant’s pregnancy went smoothly, and the
victim had no health issues after birth. Stephens described the
victim as “healthy as can be” because she felt healthy when he held
her and she smiled at him when he spoke to her. Stephens thought
the victim weighed the same on the day she died as she did shortly
after her birth.
3
According to Stephens, he and his family left their home in
Indiana on December 22 to visit his sister in Lakeland. That first
evening, they stopped at a hotel in Macon, Georgia. The next
morning, the family traveled to Lakeland, where they planned to
meet Stephens’s sister that evening at the restaurant. From there,
the plan was to spend Christmas with the co-defendant’s parents,
who reside in Oklahoma.
Stephens said the family stopped often because of the
children. Particularly, they stopped when the victim cried so the
co-defendant could breastfeed the victim. The co-defendant fed the
victim every half hour to two hours during the trip. When the
co-defendant fed the victim, Stephens did other things, like clean
the car, feed the other children, and change diapers.
When pressed about the possibility that the victim was dead
for a long time, Stephens replied that was not possible. After
vacillating about when he observed the co-defendant feed the
victim, he said he witnessed the co-defendant breastfeed the victim
once in Macon and at some time during the day of December 23.
When the family arrived at the restaurant in Lakeland, Stephens
removed a cover from the victim and realized she was dead, at
which point he called 911. At the end of the interview, in response
to a question about the circumstances surrounding the victim’s
death, Stephens declared that there was “no neglect.”
Based on the autopsy examination, the medical examiner
testified that no parent could look at the victim and determine that
she was fine. The victim appeared “extremely malnourished” and
“extremely dehydrated.” The victim’s bones were visible in many
areas, and her skin was hanging and wrinkled because of a lack of
fat. The medical examiner opined the victim did not develop this
physical condition over the course of a day, but over time. And
during this time, the victim suffered pain from the effects of
starvation.
At the time of examination, the victim weighed around four
pounds, which is around two pounds less than what she weighed
at birth and more than two pounds less than the normal weight of
an infant that age. According to the medical examiner, it would
take around twelve days without adequate sustenance for an
4
infant to lose two pounds. Based on the victim’s gastrointestinal
tract, the medical examiner concluded the victim had not been
fully fed for at least thirty hours.
The medical examiner explicitly rebutted some contentions
made by Stephens during his interview with law enforcement. The
medical examiner asserted the victim could not have been smiling
at Stephens the night before she was pronounced dead as the
victim was largely lethargic and comatose at that time. Nor could
Stephens have witnessed the co-defendant breastfeed the victim
shortly before Stephens called 911 because the victim was dead at
that point.
The victim’s body temperature revealed that the victim died
“three to six hours, or a little bit longer” before her temperature
was taken at the hospital. The medical examiner noted, however,
that the victim was likely in full rigor mortis when she was taken
to the hospital. Thus, she could have died anywhere from eight to
twelve hours before her temperature was taken. Based on the
examination, the medical examiner determined the victim starved
to death and suffered from no conditions that would prohibit her
from maintaining an appropriate weight if properly fed.
The autopsy prompted a criminal investigation,
superintended by Lakeland Police Detective Brian Wallace. After
the autopsy, Detective Wallace conducted a second interview with
the co-defendant. According to the co-defendant, she experienced
no complications with the victim after birth, and she fed the victim
exclusively by breastfeeding. The co-defendant explained that
insurance issues precluded her from taking the victim to a
follow-up medical appointment on December 18.
The co-defendant also explained Stephens was not happy
about the victim living in their home because the infant resulted
from the co-defendant’s extramarital affair. Stephens’s interaction
with the victim was “very minimal,” and he only held the victim a
few times during her lifetime. Stephens devoted most of his
attention to his other two children. During their travel from
Indiana to Florida, Stephens provided no attention to the victim.
The co-defendant maintained that, at the time of the victim’s
death, she thought the victim looked healthy.
5
The State introduced multiple text messages and Facebook
messages between Stephens and the co-defendant. In these,
Stephens complained that another individual was the father of the
victim. In one message between Stephens and his aunt, Stephens
jokingly conveyed that he did not want the victim. But in another
message between Stephens and the co-defendant, Stephens told
the co-defendant she could not put the victim up for adoption.
Multiple health care officials from Indiana testified at trial.
The testimony established that the victim was born healthy on
December 1, 2014. The co-defendant’s lactation consultant
testified that the co-defendant was strictly breastfeeding the
victim, and mothers were discouraged from providing formula to
infants when they are breastfeeding unless it is medically
necessary to do so. Dr. Thomas Stratton, family physician at the
Echo Clinic Community Health Center, located in Indiana,
testified that he met with the co-defendant on December 5, 2014,
and the victim appeared healthy. The victim, for unknown reasons,
failed to attend her scheduled appointment on December 18. Dr.
Stratton stated that the clinic’s mission is to serve indigent and
uninsured patients, and the clinic would not have turned away the
victim over insurance issues.
The State also presented many photographs and recorded
phone calls. In one December 12, 2014 call, the co-defendant and
Stephens purchase Gerber life-insurance policies in the amount of
$10,000 for all three children. Twelve days later, on Christmas
Eve, Stephens informed a Gerber life-insurance representative of
the victim’s death.
At the close of the State’s case, Stephens moved for a judgment
of acquittal. He argued the State failed to establish a prima facie
case of premeditated murder. But Stephens conceded the State
presented sufficient evidence to support felony murder,
aggravated child abuse, and aggravated manslaughter of a child.
Stephens also argued the venue was improper, and the trial court
lacked jurisdiction because the State did not prove that the crimes
were committed in Florida. The trial court denied the motion.
6
During the trial, Stephens sought to call the co-defendant and
Alicia Jones, the co-defendant’s jail cellmate. The co-defendant
invoked her Fifth Amendment right to remain silent and did not
testify.
Stephens had deposed Ms. Jones to perpetuate her testimony.
Ms. Jones testified at deposition that, while in segregation, the
co-defendant spoke with her about the case. Ms. Jones maintained
the co-defendant was highly sedated and unremorseful of the
victim’s death. In fact, the co-defendant would openly talk with
people in the jail about the facts of the case and laugh about it.
According to Ms. Jones, the co-defendant said she did not want the
baby, but Stephens told her to keep the baby. The co-defendant
stated, “she was supposed to be breastfeeding the baby, [but] she
really wasn’t breastfeeding the baby, like five minutes here, a few
minutes here, a few minutes there.” “[Stephens] was telling her to
feed the baby, but she was just giving it just a suck here and a suck
there.” When asked if the co-defendant suggested it was obvious
that Stephens knew she was not feeding the victim, Ms. Jones said,
“yeah, because she said the baby kept crying and he’s like, ‘well,
feed the baby,’ and then that’s when she would get the baby
and . . . feed it for a couple of minutes and then move on.” The
co-defendant declared to Ms. Jones that Stephens had nothing to
do with the victim’s lack of food, but the co-defendant also
suggested that she did not want to testify because “her kids were
with [Stephens’s] sister and . . . she was scared that she would
never be able to speak to her kids again.” The trial court denied
Stephens’s request to question Ms. Jones about her conversation
with the co-defendant.
The jury found Stephens guilty of all three counts:
first-degree murder, aggravated child abuse, and aggravated
manslaughter of a child. For the first-degree murder count, the
jury specifically found Stephens guilty under both the
premeditated murder and felony murder theories. The trial court
sentenced Stephens to life in prison without the possibility of
parole on Count I. For Counts II and III, the trial court sentenced
Stephens to thirty years in prison, concurrent to each other but
consecutive to Count I.
7
Following trial, Stephens filed a motion for a new trial based
on newly discovered evidence: a letter found in the co-defendant’s
jail cell, titled “My Confession of what Happened to my Daughter.”
The letter was dated several years after the death of the victim. In
it, the co-defendant states she accidentally starved the victim to
death; she expresses regret in not listening to Stephens when he
told her to feed the victim; and she asserts Stephens played no role
in her negligent actions. The trial court entered a detailed order
summarily denying the motion for new trial.
II. Judgment of Acquittal
A. First-Degree Murder
Stephens first argues he was entitled to a judgment of
acquittal because the State’s evidence was insufficient to sustain
his three convictions. He also asserts the evidence failed to
establish either that the crimes or the death of the victim occurred
within the territorial jurisdiction of Florida. We disagree and
affirm.
We review de novo the trial court’s denial of a motion for
judgment of acquittal. Bradwell v. State, 300 So. 3d 325, 327 (Fla.
1st DCA 2020). “The standard of review to be applied in all
criminal cases where the sufficiency of the evidence is analyzed is
whether the State presented competent, substantial evidence to
support the verdict.” Carter v. State, 303 So. 3d 1271, 1273 (Fla.
1st DCA 2020). In applying this standard, we must view the
evidence in the light most favorable to the State. Taylor v. State,
316 So. 3d 420, 426 (Fla. 1st DCA 2021).
We begin by noting that our review of this issue is limited by
what was argued and preserved below. See Sanders v. State, 318
So. 3d 605, 611 (Fla. 1st DCA 2021) (citing Newsome v. State, 199
So. 3d 510, 513 (Fla. 1st DCA 2016)). In moving for a judgment of
acquittal, defense counsel conceded the State had presented
sufficient evidence to convict Stephens of first-degree felony
murder, aggravated child abuse, and aggravated manslaughter of
a child. Thus, the only arguments raised below (and thus preserved
for our review) were whether the State presented sufficient
evidence of first-degree premeditated murder and whether the
8
State presented sufficient evidence to establish territorial
jurisdiction. Given counsel’s concession that the evidence was
enough to support the first-degree felony murder conviction, we
decline to address Stephens’s sufficiency argument about
premeditated murder. See Crain v. State, 894 So. 2d 59, 75 n.16
(Fla. 2004) (“Because we determine that the evidence is sufficient
to support a first-degree felony murder conviction, we decline to
directly address Crain’s argument that the evidence is insufficient
to establish first-degree premeditated murder.”). 1
1 Had there been no concession on these points, however, a
judgment of acquittal would not have been proper. The evidence
(viewed in a light most favorable to the State) was enough to
sustain the convictions.
First, the evidence established that the victim starved to
death, and the State presented evidence suggesting that the victim
suffered from a lack of adequate sustenance for weeks. Second, the
State presented evidence suggesting that Stephens knew the
victim was starving in the days and weeks before the victim’s
death. The evidence reflects that the emaciated condition of the
victim, before and at the time of death, was readily apparent. In
fact, a chorus of witnesses testified that the victim’s case was one
of the worst cases they had ever seen. Third, the evidence
incontrovertibly establishes that nothing was done about the
victim’s condition until several hours after she died when Stephens
called 911. The evidence also suggests that Stephens and the
co-defendant actively prevented the victim from receiving medical
attention in the weeks just before her death. Finally, the State
presented evidence showing Stephens harbored bad feelings
toward the victim and, because of these feelings, refused to provide
adequate attention and care to the victim.
In sum, the State provided sufficient evidence that Stephens
committed first-degree felony murder predicated on aggravated
child abuse, aggravated child abuse, and aggravated
manslaughter of a child. The evidence, in a light most favorable to
the State, suggests, at minimum, that Stephens willfully and
consciously failed to ensure that the victim received proper
medical care and adequate sustenance as the victim was starved
to death over several weeks. Florida case law has long held that
9
B. Territorial Jurisdiction
The remaining judgment of acquittal issue concerns
territorial jurisdiction. In the criminal context, this refers to the
sovereign authority of the State to subject a criminal defendant to
prosecution in its courts for crimes committed in Florida. Lane v.
State, 388 So. 2d 1022, 1026 (Fla. 1980). Particularly, Florida’s
criminal jurisdiction statute subjects a person to prosecution in
Florida for an offense he or she commits if, among other things,
“[t]he offense is committed wholly or partly within the state.”
§ 910.005(1)(a), Fla. Stat. The statute further provides:
An offense is committed partly within this state if either
the conduct that is an element of the offense or the result
that is an element, occurs within the state. In homicide,
the “result” is either the physical contact that causes
death, or the death itself; and if the body of a homicide
victim is found within the state, the death is presumed to
have occurred within the state.
§ 910.005(2), Fla. Stat. (emphasis added).
Territorial jurisdiction is a factual determination, which is
within the province of the jury, and the issue must be proved
beyond a reasonable doubt. Lane, 388 So. 2d at 1028–29. In cases
aggravated child abuse encompasses not only willful acts of
commission, but also willful acts of omission and neglect that cause
unnecessary or unjustifiable pain or suffering to a child. See
Nicholson v. State, 600 So. 2d 1101 (Fla. 1992) (upholding
convictions for felony murder and aggravated child abuse when the
defendant systematically, over a four-month period, deprived a
child of food); Zile v. State, 710 So. 2d 729 (Fla. 4th DCA 1998)
(upholding convictions for felony murder and aggravated child
abuse when the defendant was present and made no effort to
interfere while husband severely punished the victim); State v.
Carwile, 615 So. 2d 748 (Fla. 2d DCA 1993) (reversing dismissal of
a felony murder by aggravated child abuse charge because intent
to commit aggravated child abuse through omissions was an issue
of fact).
10
implicating homicide, the question of whether the crime occurred
in Florida, for purposes of territorial jurisdiction, is a jury question
once the State proves that the victim died in Florida. See id.;
§ 910.005(2), Fla. Stat. The law provides a presumption in fact: “if
the body of a homicide victim is found within the state, the death
is presumed to have occurred within the state.” § 910.005(2), Fla.
Stat.
There is very little guidance on the application of this
presumption. Yet we find informative the application of similar
presumptions from other parts of Florida’s Penal Code. See State
v. Grimmage, 522 So. 2d 523, 524 (Fla. 2d DCA 1988) (explaining
the application of presumption enumerated in section 812.022(2),
relating to evidence of theft or dealing in stolen property); see also
J.M. v. State, 884 So. 2d 481 (Fla. 4th DCA 2004) (applying
burglary presumption based on a defendant’s stealthy entry under
section 810.07); Johnson v. State, 444 So. 2d 563, 564–65 (Fla. 1st
DCA 1984) (applying fraud presumption enumerated in section
832.07). In line with these cases, we conclude the appropriate
inquiry here is whether Stephens provided an unrefuted
explanation as to where the offense was committed. If so, the trial
court erred in failing to direct a judgment of acquittal. If, on the
other hand, the explanation is not conclusive, or if there is any
evidence to suggest that the crime took place in Florida, the trial
court did not err, and the case properly went to the jury.
Here, the discovery of the victim in Lakeland, Florida
generates a presumption that she died in Florida. Through this
presumption, the State provided sufficient evidence that all three
offenses occurred in Florida. See §§ 827.03, 782.04, 782.07, Fla.
Stat. Stephens presented no evidence and offered no explanation
through the State’s evidence that conclusively rebutted the
presumption. Thus, the statutory presumption was enough to
create a prima facie case and avoid a judgment of acquittal. See
J.M., 884 So. 2d at 481; Johnson, 444 So. 2d at 564–65.
III. Jury Instructions
Stephens argues the trial court fundamentally erred in
instructing the jury. He alleges (1) the trial court erroneously
instructed the jury as to manslaughter as a lesser-included offense
11
of first-degree murder, and (2) the trial court failed to properly
instruct the jury as to aggravated manslaughter.
We find no fundamental error in the jury instructions. As for
Stephens’s first contention, the trial court properly instructed the
jury as to first-degree felony murder, the offense of conviction, and
the evidence presented at trial was enough to support the
conviction for first-degree felony murder. See Weaver v. State, 288
So. 3d 784 (Fla. 1st DCA 2020) (“[W]here there is no error in the
jury instruction on the offense of conviction, and the evidence
supports that conviction, the defendant’s judgment must be
affirmed.”). As to Stephens’s second contention, while the trial
court’s instructions as to aggravated manslaughter did not
perfectly conform to the recently adopted standard jury
instructions, see In re Standard Jury Instructions in Criminal
Cases-Report 2016-01, 213 So. 3d 680, 698–700 (Fla. 2017), the
trial court properly instructed the jury on manslaughter (culpable
negligence) and the jury explicitly found Stephens guilty of
aggravated manslaughter of a child and made explicit findings
that Stephens, through neglect, caused the death of a child.
IV. Out-of-Court Statements
We reject Stephens’s argument that the co-defendant’s
hearsay statements to Alicia Jones were admissible as statements
against the co-defendant’s penal interest. Statements against
penal interest are governed by section 90.804(2)(c), Florida
Statutes, and the tests enunciated in Dort v. State, 175 So. 3d 836,
840 (Fla. 4th DCA 2015) and Chambers v. Mississippi, 410 U.S.
284 (1973). Among other things, each analysis requires an
evaluation about the truthfulness of the confession or statement.
Payton v. State, 239 So. 3d 129, 131–33 (Fla. 1st DCA 2018).
Here, the trial court found that the co-defendant’s statements
were not trustworthy enough to warrant admission. In reaching its
conclusion, the trial court mainly relied on the context, setting, and
language of the co-defendant, which aligns with a trial court’s
analysis of the trustworthiness of a third-party confession. See
Payton, 239 So. 3d at 133. The trial court referenced the fact that
the co-defendant was “very highly sedated” when she spoke with
Ms. Jones; the trial court referenced the co-defendant’s openness
12
in speaking with other inmates at the jail about the murder; and
the trial court referenced the co-defendant’s desire to curry favor
with Stephens. The trial court also referred to inconsistencies
between the co-defendant’s statements and the evidence presented
at trial. The record supports the trial court’s findings that the
co-defendant’s statements to Ms. Jones were not sufficiently
trustworthy. For these reasons, the trial court did not abuse its
discretion in ruling that the co-defendant’s statements to Ms.
Jones were not trustworthy enough to warrant admission.
V. Newly Discovered Evidence
Stephens also contends the trial court erred in summarily
denying his motion for a new trial based on newly discovered
evidence in the form of a “Confession” letter drafted by the
co-defendant. This argument also fails. We review de novo the
summary denial of a newly discovered evidence claim. Johnson v.
State, 313 So. 3d 894, 896 (Fla. 2d DCA 2021); see also Mitchell v.
State, 260 So. 3d 456, 457 (Fla. 5th DCA 2018) (citing Nordelo v.
State, 93 So. 3d 178, 184 (Fla. 2012)). Summary denial of a newly
discovered evidence claim is permitted only if the “motion, files and
records in the case conclusively show that the movant is entitled
to no relief.” McLin v. State, 827 So. 2d 948, 954 (Fla. 2002)
(quoting Fla. R. Crim. P. 3.850(d)). This Court has articulated a
two-step inquiry for determining when a defendant is entitled to
relief: First, “the evidence must not have been known by the trial
court, the party, or counsel at the time of trial, and it must appear
that the defendant or defense counsel could not have known of it
by the use of diligence,” and secondly, “the newly discovered
evidence must be of such nature that it would probably produce an
acquittal on retrial.” Stills v. State, 154 So. 3d 524, 526 (Fla. 1st
DCA 2015) (quoting Johnston v. State, 27 So. 3d 11, 18 (Fla. 2010)).
As to the first prong, this court has held that “evidence can be
treated as newly discovered where it is based on newly available
testimony of defendants who were previously unwilling to testify.”
Stills, 154 So. 3d at 526–27 (quoting Brantley v. State, 912 So. 2d
342, 342–43 (Fla. 3d DCA 2005)). Newly discovered evidence
satisfies the second prong if it “weakens the case against [the
defendant] so as to give rise to a reasonable doubt as to his
culpability.” Jones v. State, 709 So. 2d 512, 526 (Fla. 1998) (quoting
13
Jones v. State, 678 So. 2d 309, 315 (Fla. 1996)). In reaching this
conclusion, the trial court will have to evaluate the weight of both
the newly discovered evidence and the evidence that was
introduced at trial. Nordelo v. State, 93 So. 3d 178, 186 (Fla. 2012);
see also Jones, 709 So. 2d at 521–22 (describing evaluation under
the second prong).
The trial court did not err by denying Stephens’s motion for a
new trial based on the “Confessions” letter. The trial court
correctly ruled that the letter was inadmissible hearsay not subject
to the “statement against interest” hearsay exception under
section 90.804(2)(c). See Sims v. State, 754 So. 2d 657, 660 (Fla.
2000) (“Assuming the defendant’s evidence meets the threshold
requirement by qualifying as newly discovered, no relief is
warranted if the evidence would not be admissible at trial.”). The
content of the letter was not self-inculpatory, but overwhelmingly
self-exculpatory. In the letter, the co-defendant never admits to
committing a crime. Instead, she tries to minimize her criminal
liability by continually claiming she accidently starved the victim.
“If a part of what the declarant has said is exculpatory, the
statement is not entirely self-inculpatory, and it is not therefore
admissible under the statement against penal interest exception.”
Smith v. State, 746 So. 2d 1162, 1168 (Fla. 1st DCA 1999). “An
attempt to minimize criminal liability removes the sole
justification for allowing the declarant’s statement in evidence.”
Id.
Additionally, the trial court correctly ruled that the letter is
not of a nature that would likely produce an acquittal at trial.
Much like the out-of-court statements mentioned above, given the
evidence introduced at trial, the letter fails to cast doubt upon the
theory that Stephens knew of the victim’s condition and failed to
intervene before her death.
VI. Double Jeopardy
Finally, Stephens argues that his convictions for both
first-degree murder and aggravated manslaughter of a child
violate the state and federal constitutional proscription against
double jeopardy. As explained below, we disagree and affirm.
14
Both the United States and Florida constitutions contain
double jeopardy clauses designed to prevent a person from
receiving multiple prosecutions, convictions, and punishments for
the same criminal offense. See Valdes v. State, 3 So. 3d 1067,
1069–70 (Fla. 2009); see also Art. I, § 9, Fla. Const.; Amend. V, U.S.
Const. Because a double jeopardy violation constitutes
fundamental error, such a claim may be raised for the first time on
appeal. Johnson v. State, 150 So. 3d 214, 214 (Fla. 1st DCA 2014).
We review these claims de novo. Graham v. State, 170 So. 3d 141,
142 (Fla. 1st DCA 2015).
We begin by noting that Stephens’s convictions for first-degree
murder and aggravated manslaughter of a child are for the same
victim. Until recently, his double jeopardy claim would have fallen
under the principle of merger (i.e., the “single homicide” rule),
which prohibits multiple punishments for a single killing. See
generally Williams v. State, 90 So. 3d 931, 934 (Fla. 1st DCA 2012)
(discussing merger principle and citing Goodwin v. State, 634 So.
2d 157 (Fla. 1994) and Houser v. State, 474 So. 2d 1193 (Fla. 1985)).
But the Florida Supreme Court has abrogated this exception:
“[T]he single homicide rule is no longer applicable under Florida
law.” State v. Maisonet-Maldonado, 308 So. 3d 63, 70 (Fla. 2020).
Thus, we review Stephens’s dual convictions arising from the
death of a single victim as we would any other double jeopardy
claim.
In the context of multiple punishments arising from a single
criminal transaction, “the Double Jeopardy Clause does no more
than prevent the sentencing court from prescribing greater
punishment than the legislature intended.” Missouri v. Hunter,
459 U.S. 359, 366 (1983). Thus, the prevailing standard for
determining the constitutionality of multiple convictions for
offenses arising from the same criminal transaction is whether the
Legislature “intended to authorize separate punishments for the
two crimes.” M.P. v. State, 682 So. 2d 79, 81 (Fla. 1996) (quoting
Albernaz v. United States, 450 U.S. 333, 344 (1981)).
Without an explicit statement of legislative intent authorizing
separate punishments for two crimes, courts determine whether
separate punishable offenses exist through application of the
15
Blockburger 2 “same-elements test,” as codified in section
775.021(4), Florida Statutes. See Valdes, 3 So. 3d at 1069–71.
Under this test, courts look to whether “each offense requires proof
of an element that the other does not.” § 775.021(4)(a), Fla. Stat.
Criminal offenses are separate (and satisfy Blockburger) if they
contain at least one element distinct from the other. See id.
But the Blockburger test does not end the inquiry. The
Legislature has enumerated three other situations in which dual
convictions are barred. So even if offenses are separate under the
“same-elements test,” courts next look to the three exceptions set
out in section 775.021(4)(b). Houk v. State, 316 So. 3d 788, 791 (Fla.
1st DCA 2021). These include offenses which: (1) “require identical
elements of proof”; (2) “are degrees of the same offense as provided
by statute”; and (3) “are lesser offenses the statutory elements of
which are subsumed by the greater offense.” § 775.021(4)(b), Fla.
Stat. If any one of these exceptions applies, then double jeopardy
bars the dual convictions. Houk, 316 So. 3d at 791.
A. Blockburger
“In applying the provisions of section 775.021, a double
jeopardy analysis must be conducted without regard to the
charging document or the proof adduced at trial and must, instead,
involve a strict examination of ‘the statutory elements and the
entire range of conduct proscribed’ by the statutes.” Id. (quoting
Tambriz-Ramirez v. State, 248 So. 3d 1087, 1094 (Fla. 2018)); see
also Maisonet-Maldonado, 308 So. 3d at 68 (“[The] statutory
language is the only factor for determining whether the
Legislature intended to punish separate offenses.”).
Here, for aggravated manslaughter of a child, section 782.07,
Florida Statutes, provides that “[a] person who causes the death of
any person under the age of 18 by culpable negligence under
s[ection] 827.03(b)(2) commits aggravated manslaughter of a child,
a felony of the first degree” § 782.07(3), Fla. Stat. To prove the
crime of aggravated manslaughter of a child, the State must prove
(1) the victim is dead; (2) the death of the victim was caused by the
2 Blockburger v. United States, 284 U.S. 299, 304 (1932)
16
defendant’s culpable negligence; and (3) the victim was at the time
a child. Fla. Std. Jury Instr. (Crim.) 7.7(a).
As for first-degree murder, section 782.04, Florida Statutes,
provides:
(1)(a) The unlawful killing of a human being:
1. When perpetrated from a premeditated design to
effect the death of the person killed or any human being;
[or]
2. When committed by a person engaged in the
perpetration of, or in the attempt to perpetrate . . .
[a]ggravated child abuse
is murder in the first degree and constitutes a capital
felony.
§ 782.04(1)(a), Fla. Stat.
To prove the crime of first-degree premeditated murder, the
State must prove (1) the victim is dead; (2) the death was caused
by the defendant’s criminal act; and (3) the killing of the victim
was premeditated. Fla. Std. Jury Instr. (Crim.) 7.2. To prove the
crime of felony murder, the State must prove (1) the victim is dead;
(2) the defendant caused the death of the victim while engaged in
the commission of a felony (in this case aggravated child abuse);
and (3) the victim was killed, in the commission of the felony, by
the defendant or another principal. Fla. Stat. Jury Instr. (Crim.)
7.3. 3
3 Manslaughter is a necessary lesser-included offense of both
first-degree premeditated murder and first-degree felony murder.
Fla. Std. Jury Instr. (Crim.) 7.2, 7.3. Aggravated Manslaughter is
a permissive lesser-included offense of both first-degree
premeditated murder and first-degree felony murder. Fla. Std.
Jury Instr. (Crim.) 7.2, 7.3.
17
Under Blockburger, first-degree murder and aggravated
manslaughter of a child are separate offenses. Each crime contains
an element the other does not. Aggravated manslaughter of a child
requires the victim to be a child, an element absent in first-degree
murder (under both felony murder and premeditated murder).
Premeditated first-degree murder requires that the killing be
premeditated, which element is absent in aggravated
manslaughter of a child. And first-degree felony murder requires
that the killing be done in the commission of certain enumerated
felonies, which element is absent in aggravated manslaughter of a
child.
B. §§ 775.021(4)(b)(1) & (3) – The “Identical Elements of Proof” and
“Subsumed by the Greater Offense” Exceptions
Neither the first nor third exception applies. Under the
former, first-degree murder and aggravated manslaughter of a
child do not require identical elements of proof. For the latter,
contrary to Stephens’s argument, “the lesser offense is not
subsumed by the greater offense” because first-degree murder and
aggravated manslaughter of a child are separate under the
Blockburger test. See Maisonet-Maldonado, 308 So. 3d at 71
(“[B]ecause these two offenses satisfy the Blockburger
same-elements test, the third exception does not apply . . . .”);
Rodriguez v. State, 46 Fla. L. Weekly D1645, D1646 (Fla. 2d DCA
July 16, 2021) (“‘[T]he lesser offense is not subsumed by the greater
offense’ because second-degree murder and third-degree murder
are separate under the Blockburger test.” (quoting
Maisonet-Maldonado, 308 So. 3d at 71)). Thus, Stephens has no
right to relief on his double jeopardy claim under these provisions.
C. § 775.021(4)(b)(2) – The “Degree-Variant” Exception
We turn to the remaining exception, which turns on whether
the offenses “are degrees of the same offense as provided by
statute.” § 775.021(4)(b)(2), Fla. Stat.
18
This exception has some history. A little over a decade ago,
the Florida Supreme Court abandoned the “primary evil” and “core
offense” tests previously used to determine whether two offenses
were degree variants under section 775.021(4)(b)(2). See Valdes v.
State, 3 So. 3d 1067, 1068–75 (Fla. 2009). The Supreme Court
shifted to the textualist approach enunciated by Justice Cantero
in his special concurrence in State v. Paul, 934 So. 2d 1167 (Fla.
2006). See id.; see also Velazco v. State, 305 So. 3d 72, 79–81 (Fla.
3d DCA 2020) (explaining the degree-variant exception).
Under this approach, the Court held that section
775.021(4)(b)(2), when construed according to its plain meaning,
prohibits against multiple punishments for offenses which are
“degrees of the same offense.” See Valdes, 3 So. 3d at 1075. This
legislative prohibition bars “separate punishments for crimes
arising from the same criminal transaction only when the statute
itself provides for an offense with multiple