United States v. Flores
CourtCourt of Appeals for the Armed Forces
Date FiledAugust 27, 2026
Docket26-0005/NA
StatusPublished
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Full Opinion
This opinion is subject to revision before publication.
UNITED STATES COURT OF APPEALS
FOR THE ARMED FORCES
_______________
UNITED STATES
Appellee
v.
Steven G. FLORES,
Missile Technician Petty Officer First Class
United States Navy, Appellant
No. 26-0005
Crim. App. No. 202300290
Argued April 28, 2026—Decided August 27, 2026
Military Judge: Rachel E. Trest
For Appellant: Frank J. Spinner, Esq. (argued);
Lieutenant Meggie C. Kane-Cruz, JAGC, USN (on
brief).
For Appellee: Lieutenant Stephanie N. Fisher,
JACG, USN (argued); Colonel Iain D. Pedden,
USMC, Lieutenant K. Matthew Parker, JAGC, USN,
and Brian K. Keller, Esq. (on brief).
Judge SPARKS delivered the opinion of the Court,
in which Chief Judge MAGGS, Judge OHLSON,
Judge HARDY, and Judge JOHNSON joined.
_______________
United States v. Flores, No. 26-0005/NA
Opinion of the Court
Judge SPARKS delivered the opinion of the Court.
Missile Technician Petty Officer First Class (E-6) Ste-
ven G. Flores (Appellant) was convicted of two specifica-
tions of rape of a child in violation of Article 120b, Uniform
Code of Military Justice (UCMJ), 10 U.S.C. § 920b (2018).1
He was sentenced to a dishonorable discharge and confine-
ment for life with the possibility of parole. The convening
authority approved the findings and sentence. The United
States Navy-Marine Corps Court of Criminal Appeals
(CCA) affirmed the findings and sentence. Appellant then
petitioned this Court and we granted review on January
15, 2026.
Appellant asks this Court to determine whether the
military judge abused her discretion when she failed to
suppress his statements to Navy Criminal Investigative
Service (NCIS) investigators after he invoked his right to
counsel under the Sixth Amendment and Military Rule of
Evidence (M.R.E.) 305(c)(3). 2 We conclude that under both
the dual sovereignty doctrine and the Supreme Court’s de-
cision in Montejo v. Louisiana, 556 U.S. 778, 786 (2009),
Appellant’s Sixth Amendment right to counsel was not vi-
olated.
I. Background
The charges in this case stem from an incident in which
Appellant’s wife found him naked in bed with their nine-
year-old daughter who was also naked from the waist
down. United States v. Flores, 85 M.J. 611, 615 (N-M. Ct.
Crim. App. 2025). After the daughter revealed to her
mother that Appellant had sexually assaulted her, her
1 Appellant was acquitted of a third specification of rape of a
child.
2 The granted issue was:
Whether the military judge abused her discretion
in failing to suppress Appellant’s statements to
law enforcement after he had invoked his right to
counsel in violation of the Sixth Amendment and
M.R.E. 305(c)(3).
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United States v. Flores, No. 26-0005/NA
Opinion of the Court
mother took her to the hospital. Id. The hospital contacted
the St. Mary’s, Georgia, police department, which coordi-
nated with NCIS. Id. NCIS took Appellant into custody and
delivered him to the St. Mary’s police station. Id. At this
point, NCIS opened a “limited assist” investigation into Ap-
pellant. At the police station, in the presence of an NCIS
agent, a St. Mary’s officer informed Appellant of his Mi-
randa rights. 3 Id. Appellant indicated that he did not want
to talk, but the officer continued to ask him questions. Id.
Appellant admitted that he was naked in the bedroom with
his daughter and that his wife interrupted them and ac-
cused him of sexual assault. Id. Appellant then invoked his
right to counsel and the interview with the St. Mary’s of-
ficer ended. Id. The NCIS agent then approached Appellant
and read him his Article 31(b), UCMJ, 10 U.S.C. § 831(b)
(2018), rights. Flores, 85 M.J. at 615. Appellant again in-
voked his right to counsel and that interview ended. Id. At
some point following that initial civilian law enforcement
interview of Appellant, the case became a joint investiga-
tion involving civilian law enforcement and NCIS. 4
Georgia state officials arrested Appellant for multiple
felonies. Id. He retained a civilian lawyer who filed a
motion for a preliminary hearing and a motion for bail. Id.
Before the preliminary hearing could take place, the
prosecutors agreed to release Appellant to the military for
court-martial. Id. at 615-16.
3 Miranda v. Arizona, 384 U.S. 436 (1966).
4 In their briefs before this Court, both parties agree that the
initial interview at the St. Mary’s police station should be char-
acterized as a “joint investigation.” The Government, however,
argues that the joint investigation had already ceased when
NCIS took custody of Appellant and interviewed him on August
23, 2022. Appellant does not address the issues of whether or
when the joint investigation ceased. We find it unnecessary to
resolve these issues because, for reasons that we will explain,
the existence of a joint investigation would not affect the out-
come of this case.
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Opinion of the Court
NCIS Special Agents (SA) JC and CW brought Appel-
lant back to base. During the car ride, SA JC and a trial
counsel had the following text exchange:
SA JC: He won’t stop talking to us. We are mind-
ing 31B [sic] but any issues with us to try and in-
terview a third time???
TC: Get him to waive in writing if you can
SA JC: Of course
TC: Or do a recording of you advising and him
waiving.
But no, no issues
If you can record it, that would be awesome. He
does have an attorney so be mindful of that.
Id. at 616.
Back at the NCIS office, the agents engaged Appellant
in an audio and video recorded interview. Id. After several
minutes of casual, non-offense related conversation, Appel-
lant asked, “ ‘So what’s next?’ ” Id. The agents told Appel-
lant that they would need to complete some paperwork and
then take him to the hospital to be checked out. Id. About
twenty more minutes of small talk ensued before SA JC
told Appellant, “ ‘I appreciate you sharing all that stuff
with us. Like, I think your family needs you . . . . And the
best way to do that is, you know, stay in the Navy. Sounds
like you’re a good Sailor.’ ” Id. (alteration in original). SA
JC then asked Appellant if he would be willing to share his
side of the story. Appellant agreed. Id.
SA JC gave Appellant an Article 31(b), UCMJ, rights
form, which included a cleansing warning stating that
“ ‘any prior illegal admissions or other improperly obtained
evidence which incriminated me cannot be used against me
in a trial by court-martial.’ ” Id. Appellant reviewed the
document and SA JC verbally explained the importance of
Appellant knowing and understanding his rights. Id. Ap-
pellant initialed and signed the rights waiver and SA JC
confirmed that Appellant wanted to talk and did not want
an attorney. Id. During the roughly hour-long interview
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Opinion of the Court
that followed, Appellant made statements that largely cor-
roborated his wife and daughter’s versions of events and
admitted that he had been naked in his bedroom with his
daughter when his wife walked in on them. Id. at 617.
Pretrial Motions
Prior to trial, Appellant filed a motion to suppress his
statements to the Georgia officers and to NCIS because
there had been no knowing, intelligent, and voluntary
waiver of his Fifth and Sixth Amendment rights. The Gov-
ernment called SA JC to testify. Id. SA JC testified that he
and SA CW planned for the possibility that Appellant
would want to talk during or after the transport, but that
they left the decision up to him. Id. He stated that, in the
car, Appellant began talking about his situation but that
the NCIS agents did not try to obtain any admissions or
confessions. Id. After the Article 39(a), UCMJ, 10 U.S.C.
§ 839(a) (2018), session, Appellant submitted an affidavit
challenging SA JC’s version of events. Appellant asserted
that, during the car ride, both agents asked him questions
and he responded but he did not initiate any conversation
himself. Flores, 85 M.J. at 617.
The military judge issued a detailed ruling in which she
granted the defense motion to suppress evidence derived
from the interview with the Georgia law enforcement offic-
ers because Appellant’s invocation of the right to silence
had not been honored. However, she denied the motion to
suppress the NCIS interview of Appellant. In her analysis,
she gave greater credit to SA JC’s version of events. She
found that Appellant had willingly initiated the conversa-
tion with SAs JC and CW in a manner that could be inter-
preted as relating to the investigation, in keeping with Ed-
wards v. Arizona, 451 U.S. 477, 484-85 (1981). She noted
that Appellant’s question, “ ‘So what’s next?’ ” presented
circumstances similar to those in Oregon v. Bradshaw, 462
U.S. 1039, 1045-46 (1983), in which the Supreme Court
concluded that the accused’s question, “ ‘Well, what is go-
ing to happen to me now?,’ ” demonstrated a willingness to
engage in generalized discussion about the case. She also
found that the agents had ensured that Appellant
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Opinion of the Court
knowingly, intelligently, and voluntarily waived his rights
to silence and to counsel, highlighting that SA JC con-
firmed with Appellant that he had read and understood his
rights, that he wanted to talk to the agents, and that he did
not want his attorney present.
In addition, the military judge determined that Appel-
lant’s interrogation was admissible under the dual sover-
eignty doctrine. She highlighted the Supreme Court’s find-
ing in Texas v. Cobb, 532 U.S. 162, 167 (2001), that the
Sixth Amendment right to counsel is offense specific and
noted that the majority of the circuits have recognized that
dual sovereignty applies in a Sixth Amendment context.
Navy-Marine Corps Court of Criminal Appeals
In a published opinion, the CCA examined multiple is-
sues including whether the military judge abused her dis-
cretion in failing to suppress Appellant’s statements after
he invoked his right to counsel in violation of the Fifth and
Sixth Amendments and M.R.E. 305(c)(3). Flores, 85 M.J. at
614. The lower court determined that the military judge
did not err in concluding that the NCIS agents did not vio-
late Appellant’s Fifth Amendment right to counsel and
fully adopted her findings of fact. Id. at 620. It highlighted
the fact that the military judge was positioned to assess the
credibility of SA JC’s testimony concerning the conversa-
tion with Appellant and that the text messages between SA
JC and trial counsel supported his version of events. Id. It
agreed that Appellant had initiated the conversation with
the NCIS agents and willingly engaged with them in a
manner that did not violate Edwards. Id. at 621. The CCA
also agreed with the military judge that Appellant under-
stood and voluntarily waived his Fifth Amendment rights
when presented with his notice and waiver of rights form.
Id.
Citing language in Montejo, 556 U.S. at 778, Michigan
v. Harvey, 494 U.S. 344 (1990), and M.R.E. 305(e)(3)(B), the
lower court determined that Appellant’s Sixth Amendment
claim was disposed of because the military judge did not
err in denying Appellant’s Fifth Amendment claim. Flores,
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85 M.J. at 624. However, because the military judge had
not made her decision based on this rationale, the lower
court also looked at whether the dual sovereignty doctrine
should apply when there is a Sixth Amendment question.
Id. at 624-25. It noted that, while the Supreme Court has
not yet ruled on whether the dual sovereignty doctrine ap-
plies when deciding if a Sixth Amendment violation in one
court is relevant to the same Sixth Amendment claim in
another, it has “provided strong dicta to that effect.” Id. at
622. It referenced Cobb and its provision that there is no
constitutional difference between the meaning of the term
“offense” in the contexts of double jeopardy and of the right
to counsel. Id. at 622-23. The CCA found the fact that this
was a joint investigation was not determinative. Id. at 625.
It recognized the circuit split among federal courts, but con-
cluded that:
The Supreme Court’s jurisprudence is clear that
the Sixth Amendment right to counsel is offense
specific, not investigation specific. Appellant’s
contention that we must consider the nature of the
investigation is directly contrary to the facts
considered by the Supreme Court in Cobb where
the same investigators conducting the same
investigation questioned Cobb about a separate
offense. We must take the Supreme Court at its
word when it pronounces that there is “no
constitutional difference between the meaning of
the term ‘offense’ in the contexts of double
jeopardy and the right to counsel.” Here, the
offenses for which Appellant was pending trial in
Georgia are not the same as those for which he
was convicted at court-martial. As a result, his
interrogation without the presence of his counsel
was not a violation given the fact that he was
prosecuted by a separate sovereign and validly
waived his right to counsel.
Id. (footnote omitted) (quoting Cobb, 532 U.S. at 173).
II. Standard of Review
In reviewing a lower court’s decision on a military
judge’s denial of a motion to suppress evidence, this Court
has typically “pierced through that intermediate level and
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examined the military judge’s ruling, then decided whether
the Court of Criminal Appeals was right or wrong in its
examination of the military judge’s ruling.” United States
v. Blackburn, 80 M.J. 205, 211 (C.A.A.F. 2020) (internal
quotation marks omitted) (quoting United States v. Shel-
ton, 64 M.J. 32, 37 (C.A.A.F. 2006)). A military judge’s rul-
ing on a motion to suppress evidence is reviewed for an
abuse of discretion. United States v. Shields, 83 M.J. 226,
230 (C.A.A.F. 2023) (citing United States v. White, 80 M.J.
322, 327 (C.A.A.F. 2020)). Abuse of discretion occurs when
the military judge: (1) bases a ruling on findings of fact that
are not supported by the evidence; (2) uses incorrect legal
principles; (3) applies correct legal principles in a clearly
unreasonable way; or (4) fails to consider important facts.
United States v. Commisso, 76 M.J. 315, 321 (C.A.A.F.
2017). When evaluating for abuse of discretion, we review
findings of fact for clear error and conclusions of law de
novo. United States v. Weston, 67 M.J 390, 392 (C.A.A.F.
2009) (citing United States v. Gallagher, 66 M.J. 250, 253
(C.A.A.F. 2008)).
III. Analysis
Applicable Law
Though the granted issue is limited to Appellant’s Sixth
Amendment rights, the constitutional right to counsel
spans both the Fifth and Sixth Amendments of the Consti-
tution. The Sixth Amendment states that “[i]n all criminal
prosecutions, the accused shall enjoy the right . . . to have
the Assistance of Counsel for his defence.” U.S. Const.
amend. VI. M.R.E. 305(c) implements this right to counsel.
Under M.R.E. 305(c)(4), if a person is subject to interroga-
tion and chooses to exercise their right to counsel, interro-
gation must stop until counsel is present. After being
warned of his rights, an accused may waive those rights
and make a statement as long as the waiver is made freely,
knowingly, and intelligently. M.R.E. 305(e)(1).
The Sixth Amendment right to counsel may be waived
if the relinquishment is voluntary, knowing, and intelli-
gent. Montejo, 556 U.S. at 786. An accused may waive the
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Opinion of the Court
right even if he is already represented by counsel, and the
decision to waive need not be counseled. Id. The Supreme
Court established in Montejo that the “doctrines ensuring
voluntariness of the Fifth Amendment waiver simultane-
ously ensure the voluntariness of the Sixth Amendment
waiver.” Id. at 795.
In Edwards, the Supreme Court clarified that “an ac-
cused . . . having expressed his desire to deal with the police
only through counsel, is not subject to further interrogation
by the authorities until counsel has been made available to
him, unless the accused himself initiates further communi-
cation, exchanges, or conversations with the police.” 451
U.S. at 484-85. M.R.E. 305(e)(3)(B) similarly states:
If an accused or suspect interrogated after prefer-
ral of charges . . . requests counsel, any subse-
quent waiver of the right to counsel obtained dur-
ing an interrogation concerning the same offenses
is invalid unless the prosecution can demonstrate
by a preponderance of the evidence that the ac-
cused or suspect initiated the communication
leading to the waiver.
The Sixth Amendment right to counsel is offense spe-
cific. “It cannot be invoked once for all future prosecutions.”
McNeil v. Wisconsin, 501 U.S. 171, 175 (1991). The Sixth
Amendment right’s effect of invalidating subsequent waiv-
ers in police-initiated interviews is also offense specific. Id.
In the civilian context, the Sixth Amendment right to coun-
sel attaches “at or after the initiation of adversary judicial
criminal proceedings—whether by way of formal charge,
preliminary hearing, indictment, information, or arraign-
ment.” Id. (internal quotation marks omitted) (quoting
United States v. Gouveia, 467 U.S. 180, 188 (1984)). In the
military, the Sixth Amendment right attaches upon prefer-
ral of charges. M.R.E. 305(c)(3).
Discussion
A. Dual Sovereignty Doctrine
“The dual sovereignty doctrine is founded on the com-
mon-law conception of crime as an offense against the
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Opinion of the Court
sovereignty of the government. When a defendant in a sin-
gle act violates the ‘peace and dignity’ of two sovereigns by
breaking the laws of each, he has committed two distinct
‘offences.’ ” Heath v. Alabama, 474 U.S. 82, 88 (1985) (quot-
ing United States v. Lanza, 260 U.S. 377, 382 (1922)).
“[W]here there are two sovereigns, there are two laws, and
two offences.” Gamble v. United States, 587 U.S. 678,
683-84 (2019) (quoting Grady v. Corbin, 495 U.S. 508, 529
(1990) (Scalia, J., dissenting)). In Gamble, examining the
doctrine in the context of the double jeopardy clause, the
Supreme Court upheld the idea that “a crime under one
sovereign’s laws is not ‘the same offence’ as a crime under
the laws of another sovereign.” Id. at 681. Under the dual
sovereignty doctrine, federal and state offenses that in-
volve the same conduct are not the same offense. United
States v. Warrington, 78 F.4th 1158, 1165 (10th Cir. 2023).
Therefore, the federal government may prosecute a defend-
ant under federal statute even if a state has prosecuted him
for the same conduct under state law.
Appellant argues that the military judge erred in find-
ing the dual sovereignty doctrine applied. He claims that
the Supreme Court in Cobb indicated that the Blockburger 5
test and not the dual sovereignty doctrine should be used
to determine if two offenses are the same for Sixth Amend-
ment right to counsel purposes. He also posits that the doc-
trine does not apply because this was a joint military-civil-
ian investigation.
The Government counters that, though it has not ex-
plicitly said so, the Supreme Court decisions surrounding
this question indicate that the dual sovereignty doctrine
applies in the Sixth Amendment context. The Government
argues that the military judge correctly determined that
5 In Blockburger v. United States, the Supreme Court decided
that “where the same act or transaction constitutes a violation
of two distinct statutory provisions, the test to be applied to de-
termine whether there are two offenses or only one is whether
each provision requires proof of a fact which the other does not.”
284 U.S. 299, 304 (1932) (citation omitted).
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Opinion of the Court
identical underlying conduct is not the same offense when
prosecuted by separate sovereigns. She therefore properly
found Appellant’s Sixth Amendment rights were not vio-
lated since, in the military, the Sixth Amendment right to
counsel attaches at the preferral of charges and charges
were not preferred against Appellant at the time of the in-
terview.
Though the Supreme Court has not ruled on whether
the dual sovereignty doctrine extends from double jeopardy
to the Sixth Amendment right to counsel, we agree with
the military judge and the CCA that Cobb provides signifi-
cant guidance. In Cobb, the Supreme Court considered
whether the Sixth Amendment right to counsel extended
to crimes that were factually related to those that were
charged. 532 U.S. at 166. In that case, the two crimes in
question were a burglary and an associated double murder.
Id. Cobb stated that the Sixth Amendment right to counsel
is offense specific. “It cannot be invoked once for all future
prosecutions, for it does not attach until a prosecution is
commenced.” Id. at 167 (internal quotation marks omitted)
(quoting McNeil, 501 U.S. at 175). The Court in Cobb found
no constitutional difference between the meaning of “of-
fense” in the contexts of double jeopardy and the right to
counsel. Id. at 173. It went on to clarify that, “when the
Sixth Amendment right to counsel attaches, it does encom-
pass offenses that, even if not formally charged, would be
considered the same offense under the Blockburger test.”
Id. In a footnote, the Cobb Court added that, “we could just
as easily describe the Sixth Amendment as ‘prosecution
specific’ insofar as it prevents discussion of charged of-
fenses as well as offenses that, under Blockburger, could
not be the subject of a later prosecution.” Id. at 173 n.3.
Cobb established that the Sixth Amendment attaches
to offenses, not investigations. It also established that
there is no difference between the meaning of the word “of-
fense” in the contexts of double jeopardy and the Sixth
Amendment right to counsel. As noted in Gamble in the
double jeopardy context, two offenses are not the same if
prosecuted by different sovereigns. 587 U.S. at 681-82. It
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therefore should follow that, since the military and the
states are different sovereigns and the term offense means
the same thing when applied to double jeopardy in Gamble
or right to counsel as in the present case, the dual sover-
eignty doctrine applies and the two offenses are not the
same.
We agree with the majority of circuit courts which have
interpreted Cobb to mean that dual sovereignty should ap-
ply to Sixth Amendment questions just as it applies in the
double jeopardy context. Following this logic, offenses pros-
ecuted by state and federal entities are two separate of-
fenses for Sixth Amendment purposes even if they are
based on the same criminal act and are considered identi-
cal under Blockburger. The United States Courts of Ap-
peals for the First, Fourth, Fifth, Sixth, Tenth, and Elev-
enth Circuit Courts of Appeals have all found that the
Supreme Court indicated in Cobb that, when an accused’s
conduct violates the law in two different sovereigns, the de-
fendant commits two separate offenses under the dual sov-
ereignty doctrine. Therefore, invocation of the right to
counsel with one sovereign has no effect on the right to
counsel in the other sovereign. 6 “Because Cobb clearly
6 See Warrington, 78 F.4th at 1165 (stating that “[i]n light of
Cobb, we agree with the majority of circuits that the dual sover-
eignty doctrine extends to [the right to counsel] context”); Turner
v. United States, 885 F.3d 949, 955 (6th Cir. 2018) (joining the
view of the majority of circuits that applies the dual sovereignty
doctrine from the double jeopardy context to the “Sixth Amend-
ment right-to-counsel context”); United States v. Burgest, 519
F.3d 1307, 1310 (11th Cir. 2008) (holding that “where conduct
violates laws of separate sovereigns, the offenses are distinct for
purposes of the Sixth Amendment right to counsel”); United
States v. Alvarado, 440 F.3d 191, 198 (4th Cir. 2006) (stating
that “we join those circuits that have employed the dual sover-
eignty doctrine in the Sixth Amendment context”); United States
v. Coker, 433 F.3d 39, 47 (1st Cir. 2005) (holding that “as a result
of the Supreme Court’s decision in Cobb, the dual sovereignty
doctrine applies in the Sixth Amendment right to counsel con-
text”); United States v. Avants, 278 F.3d 510, 517 (5th Cir. 2002)
(concluding that “it seems rather clear that the Supreme Court
would require us to apply double jeopardy principles in
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Opinion of the Court
indicates that the definition of offense is the same in the
right to counsel and double jeopardy contexts, the dual sov-
ereignty doctrine had equal application in both.” Alvarado,
440 F.3d at 196 (citation omitted).
The United States Courts of Appeals for the Second and
Eighth Circuits, however, have ruled that the Supreme
Court did not intend for dual sovereignty to apply in the
Sixth Amendment right to counsel context. They instead
have interpreted Cobb as applying Blockburger, but not
dual sovereignty, to the Sixth Amendment right to counsel.
See United States v. Mills, 412 F.3d 325 (2d Cir. 2005);
United States v. Red Bird, 287 F.3d 709 (8th Cir. 2002).
In Mills, the Second Circuit affirmed the suppression in
a federal prosecution of statements that were originally
made to state law enforcement in violation of the right to
counsel, where the underlying conduct and factual ele-
ments of the offenses were identical. 412 F.3d at 328, 331.
The court concluded that Cobb did not support “a dual sov-
ereignty exception to its holding that when the Sixth
Amendment right to counsel attaches, it extends to of-
fenses not yet charged that would be considered the same
offense under Blockburger.” Id. at 330. The suppressed ev-
idence in Mills was directly obtained through questioning
by state law enforcement that occurred in violation of the
appellant’s right to counsel. Id. at 328. Significantly, in
United States v. Worjloh, the Second Circuit cabined their
decision in Mills, stating that the holding “is limited to sit-
uations in which federal prosecutors seek to admit evidence
obtained by state and local prosecutors in violation of the
Sixth Amendment.” 546 F.3d 104, 109 (2d Cir. 2008). In the
present case, the evidence in question was obtained by
NCIS when they questioned Appellant after he was in their
custody.
In Red Bird, the two sovereigns in question were federal
and tribal. 287 F.3d at 711-12. The Eighth Circuit
determining whether two offenses are the same in the Sixth
Amendment context”).
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determined that “pursuant to the [Blockburger] test set
forth in Texas v. Cobb, the federal and tribal complaints
charge the same offense for Sixth Amendment purposes.”
Id. at 715. The court emphasized the joint investigation by
tribal and federal authorities, but it also highlighted the
“unique and limited” nature of tribal sovereignty, a factor
that distinguishes Red Bird from this case. Id. (internal
quotation marks omitted) (quoting United States v.
Wheeler, 435 U.S. 313, 323 (1978)).
Appellant emphasizes that, like his own case, both Mills
and Red Bird involved joint investigations. However, noth-
ing in the Supreme Court precedent on dual sovereignty
singles out joint investigations as an exception. Several of
the federal circuit cases upholding the application of the
dual sovereignty doctrine in the Sixth Amendment context
involve joint investigations. See Turner, 885 F.3d at 951
(stating that the appellant was arrested as part of a joint
federal-state task force); Alvarado, 440 F.3d at 194 (noting
that the appellant was arrested as a result of combined
state and federal law enforcement officer surveillance);
Coker, 433 F.3d at 46 (adopting the district court’s finding
that “[t]he state authorities began an investigation . . . on
the day of the incident. Within a day or two, they notified
[the Bureau of Alcohol, Tobacco, and Firearms] of the pos-
sibility of a federal crime, and for a time the two sovereigns
continued the investigation in parallel.” (first alteration in
original) (internal quotation marks omitted) (quoting
United States v. Coker, 298 F. Supp. 2d 184, 192 (D. Mass.
2003))).
In Coker, the First Circuit directly addressed the joint
investigation question. It contemplated what it called the
“Bartkus exception” to the dual sovereignty doctrine, based
on the Supreme Court’s decision in Bartkus v. Illinois, 359
U.S. 121 (1959). 433 F.3d at 45. The exception exists where
“one sovereign so thoroughly dominates or manipulates the
prosecutorial machinery of another that the latter retains
little or no volition in its own proceedings.” Id. (quoting
United States v. Guzman, 85 F.3d 823, 827 (1st Cir. 1996)).
The First Circuit concluded that, in the Sixth Amendment
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Opinion of the Court
context, “if it appears that one sovereign is controlling the
prosecution of another merely to circumvent the defend-
ant’s Sixth Amendment right to counsel the dual sover-
eignty doctrine will not apply.” Id. Otherwise, “[c]oopera-
tive law enforcement efforts between independent
sovereigns are commendable, and, without more, such ef-
forts will not furnish a legally adequate basis for invoking
the . . . exception to the dual sovereign rule.” Id. at 46 (sec-
ond alteration in original) (quoting Guzman, 85 F.3d at
828); see Alvarado, 440 F.3d at 198 (stating that “while fed-
eral and state law enforcement authorities did engage in
joint investigation, such collaborative efforts can hardly be
dispositive of government misconduct”).
Like the First Circuit, we note the advantages of coop-
eration between independent law enforcement entities and
find no precedent that supports any kind of joint investiga-
tion exception in this case. As articulated by the Fourth
Circuit in Alvarado, “federal and state crimes are neces-
sarily separate offenses for the purposes of the Sixth
Amendment because they originate from autonomous sov-
ereigns that each have authority to define and prosecute
criminal conduct.” 440 F.3d at 194. We conclude that ab-
sent the type of unusual circumstances arising out of the
circuit court cases that implicated the Bartkus exception,
the mere fact that this was a joint investigation does not
alter our analysis of this issue.
The language the Supreme Court utilized in Cobb indi-
cates an intention to treat offenses identically in the Fifth
Amendment double jeopardy and the Sixth Amendment
right to counsel context. As noted by the First Circuit in
Coker, if the Supreme Court intended to incorporate only
the Blockburger test into its Sixth Amendment jurispru-
dence, then its statement in Cobb that it saw “no constitu-
tional difference between the meaning of the term ‘offense’
in the contexts of double jeopardy and of the right to coun-
sel” would not make sense, “because there would be a dif-
ference in the meaning of the term ‘offense’ in the contexts
of double jeopardy and of the right to counsel.” 433 F.3d at
44 (internal quotation marks omitted) (citation omitted).
15
United States v. Flores, No. 26-0005/NA
Opinion of the Court
The right to counsel attaches to the offense being pros-
ecuted by a particular sovereign, not to the offense across
all prosecutions. Here, the military charges originated with
the federal government, a sovereign autonomous from the
state of Georgia. The military charges constituted a sepa-
rate offense from the state charge for Sixth Amendment
purposes and the Sixth Amendment had not yet attached
to the military prosecution because those charges had not
been preferred. 7 Therefore, the NCIS agents’ questioning
of Appellant did not violate his Sixth Amendment right to
counsel. The military judge did not abuse her discretion in
concluding that the dual sovereignty doctrine applied.
B. Fifth Amendment Waiver
Even setting aside the application of the dual sover-
eignty doctrine, Appellant’s claim that his Sixth Amend-
ment right to counsel was violated would still fail given the
Supreme Court’s language in Montejo that “doctrines en-
suring voluntariness of the Fifth Amendment wavier sim-
ultaneously ensure the voluntariness of the Sixth Amend-
ment waiver.” 556 U.S. at 795. Thus, when a defendant is
read his Miranda rights, including the right to have coun-
sel present during interrogation, and waives those rights,
he typically also waives the Sixth Amendment right to
counsel. Id. at 786. “[A]n accused who is admonished with
the warnings prescribed by this court in Miranda . . . has
been sufficiently apprised of the nature of his Sixth Amend-
ment rights, and of the consequences of abandoning those
rights, so that his waiver on this basis will be considered a
knowing and intelligent one.” Id. at 786-87 (second altera-
tion in original) (internal quotation marks omitted) (quot-
ing Patterson v. Illinois, 487 U.S. 285, 296 (1988)). Though
this Court has not yet applied this aspect of Montejo in a
military context, nothing about an accused’s rights under
M.R.E. 305 indicates reason not to do so. Therefore, even if
Appellant’s Sixth Amendment right to counsel applied to
7 Because the military charges were not preferred for more
than a month after the NCIS interview, M.R.E. 305(c)(3) does
not apply.
16
United States v. Flores, No. 26-0005/NA
Opinion of the Court
the NCIS interrogation, he would also have to establish
that the military judge abused her discretion when she de-
termined NCIS agents did not violate his Fifth Amendment
rights.
However, we agree with the CCA that the military
judge did not abuse her discretion when she determined
that Appellant reinitiated communication with the police
within the meaning of Edwards, and that he validly waived
his Article 31(b) and Miranda rights under M.R.E.
305(e)(1). Flores, 85 M.J. at 620-21, 624. We also see no
reason to question the military judge’s conclusion that Ap-
pellant voluntarily initiated the conversation with the
NCIS agents in a manner that could be interpreted as re-
lating to the investigation and demonstrated a willingness
to engage in generalized discussion about the case. In ad-
dition, we agree with the CCA and the military judge that
SA JC took care to ensure that Appellant read and under-
stood his rights, that he wanted to talk without his attor-
ney present, and that he showed no signs of confusion or
lack of comprehension. Id. at 621. As such, we also conclude
Appellant knowingly, intelligently, and voluntarily waived
his Fifth Amendment rights to silence and to counsel.
Though Appellant states in his brief that the NCIS agents
engaged in custodial interrogation of Appellant without
counsel present and without reinitiation by Appellant, he
does not offer any legal arguments to challenge either the
military judge’s or the CCA’s conclusions that his Fifth
Amendment rights were waived. Given that the military
judge properly denied Appellant’s Fifth Amendment claim,
it logically follows that Appellant’s reinitiation with NCIS
also made his statement admissible under the Sixth
Amendment, regardless of whether he was represented by
counsel or the right to counsel had attached. See Montejo,
556 U.S. at 795.
IV. Conclusion
The decision of the United States Navy-Marine Corps
Court of Criminal Appeals is affirmed.
17