United States v. ST. HELEN
CourtNavy-Marine Corps Court of Criminal Appeals
Date FiledJuly 10, 2026
Docket202400264
StatusPublished
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Full Opinion
This opinion is subject to administrative correction before final disposition.
Before
KISOR, FLUHR, and GANNON
Appellate Military Judges
_________________________
UNITED STATES
Appellee
v.
Christopher J. ST. HELEN
Midshipman, U.S. Navy
Appellant
No. 202400264
_________________________
Decided: 10 July 2026
Appeal from the United States Navy-Marine Corps Trial Judiciary
Military Judge:
Angela J. Tang
Sentence adjudged 10 March 2022 by a general court-martial tried at
the Washington Navy Yard, District of Columbia, consisting of a mili-
tary judge sitting alone. Sentence in the Entry of Judgment: confine-
ment for 56 days. 1
For Appellant:
Lieutenant Commander Michael W. Wester, JAGC, USN
1 Appellant was credited with 56 days of pretrial confinement credit.
United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
For Appellee:
Lieutenant Commander Philip J. Corrigan, JAGC, USN
Commander John T. Cole, JAGC, USN
Judge FLUHR delivered the opinion of the Court, in which Senior Judge
KISOR and Judge GANNON joined.
_________________________
This opinion does not serve as binding precedent, but
may be cited as persuasive authority under
NMCCA Rule of Appellate Procedure 30.2.
_________________________
FLUHR, Judge:
Appellant was convicted, consistent with his pleas, of two specifications of
assault consummated by a battery and one specification of simple assault with
an unloaded firearm, in violation of Article 128, Uniform Code of Military Jus-
tice (UCMJ). 2 All three specifications stem from an incident in which Appellant
pointed the barrel of an unloaded firearm at Seaman (SN) Hotel 3 and unlaw-
fully touched SN Hotel’s face and neck with the unloaded firearm. We have
jurisdiction to review this case under Article 66(b)(1)(A), UCMJ. 4
Appellant asserts two assignments of error (AOEs): (1) whether the mili-
tary judge abused her discretion by accepting Appellant’s guilty pleas without
inquiring into the mental responsibility affirmative defense; and (2) whether
Appellant is entitled to relief because of post-trial processing delay. We find no
prejudicial error and affirm.
I. BACKGROUND
While enrolled as a Midshipman at the Naval Academy, Appellant at-
tended a party at the home of a friend in Norfolk, Virginia, on 17 December
2 10 U.S.C. §928.
3 All names in this opinion, other than those of Appellant, the judges, and counsel,
are pseudonyms.
4 10 U.S.C. § 866(b)(1)(A).
2
United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
2021. 5 Upset at a perceived slight in a group text thread, Appellant confronted
SN Hotel, an acquaintance who had been a Midshipman at the Naval Acad-
emy, as he arrived at the party location. 6 Appellant and SN Hotel argued and
then Appellant removed an unloaded firearm from behind his back, pointing
the barrel of the weapon at SN Hotel’s head from a short distance away. 7 Ap-
pellant also brought the unloaded firearm into contact with SN Hotel’s face
and neck, which resulted in a cut on SN Hotel’s face. 8 After the altercation with
SN Hotel ended, Appellant returned to the party and did not see SN Hotel for
the remainder of that evening. 9
The Government charged Appellant with three specifications under Article
128, UCMJ, all relating to the incident with SN Hotel on 17 December 2021.
Prior to referral of the Charge, the convening authority directed that Appellant
undergo an inquiry into his mental capacity and mental responsibility pursu-
ant to Rule for Courts-Martial (R.C.M.) 706. 10 In a report dated 23 February
2022, the R.C.M. 706 board members diagnosed Appellant with the following
conditions both at the time of the alleged offenses and at the time of their eval-
uation: “Posttraumatic Stress Disorder, Chronic”; “Suicidality, Chronic”; “An-
tisocial Personality Disorder”; and “Intermittent Explosive Disorder.” 11 How-
ever, the R.C.M. 706 board concluded that the Appellant did not suffer from a
severe mental disease or defect at the time of the alleged criminal conduct. 12
Moreover, the R.C.M. 706 board found that Appellant “was not unable to ap-
preciate the nature and quality or wrongfulness of his conduct.” 13 Finally, the
R.C.M. 706 board found that “a mental disease or defect currently does not
render [Appellant] unable to understand the nature of the proceedings against
him or to conduct or cooperate intelligently in his defense.” 14
5 Pros. Ex. 1, paras. 4, 8.
6 Pros. Ex. 1, paras. 9, 10, 12.
7 Pros. Ex. 1, paras. 11, 28.
8 Pros. Ex. 1, paras. 11, 14, 18, 19.
9 Pros. Ex. 1, para. 24.
10 App. Ex. I.
11 App. Ex. I, para. 2(b).
12 App. Ex. I, para. 2(a) (emphasis added).
13 App. Ex. I, para. 2(c).
14 App. Ex. I, para. 2(d).
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
Also prior to referral of the Charge, the parties engaged in plea negotiations
and on 28 February 2022, Appellant and his counsel signed a plea agreement. 15
That agreement specified, among other things, that Appellant agreed “to waive
all motions except those that are non-waivable pursuant to R.C.M. 705(c)(1)(B)
or otherwise.” 16 Further, through the written plea agreement, Appellant
agreed to waive his right to a preliminary hearing. 17 After executing the plea
agreement submitted by Appellant and with the waiver of a preliminary hear-
ing, the convening authority referred the Charge and Specifications 1, 2, and
3 to a general court-martial. 18 Through the plea agreement, Appellant agreed
to plead guilty to the Charge and all three underlying specifications. 19
On 10 March 2022, Appellant appeared for trial. In preparation for that
hearing, Appellant signed a stipulation of fact admitting guilt to the three spec-
ifications under the Charge. 20 He acknowledged in the stipulation of fact that,
as to each offense, he “acted with no legal justification or excuse.” 21 Signifi-
cantly for our review, Appellant also stated the following:
At the time of the offenses to which I am pleading guilty, I did
not suffer from any mental defect or disease that caused me to
commit the offenses. I have not suffered from any mental defect
or disease that has prevent[ed] me from knowingly, consciously,
and intelligently participating in my defense and signing the
pretrial agreement and this stipulation. 22
During the providence inquiry, Appellant reiterated that, with respect to
Specifications 1 and 2, he did not have any legal justification or excuse for
causing the unloaded firearm to come into contact with SN Hotel’s face and
neck. 23 Similarly, regarding Specification 3, Appellant affirmed that he did not
15 App. Ex. IV at 8.
16 App. Ex. IV, para. 8(g).
17 App. Ex. IV, para. 8(f).
18 App. Ex. IV, at 8.
19 App. Ex. IV, para. 8(a).
20 Pros. Ex. 1; R. at 20 (admitting the stipulation of fact into evidence).
21 Pros. Ex. 1, paras. 13, 22, 31.
22 Pros. Ex. 1, para. 5.
23 R. at 25.
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
have any legal justification or excuse for pointing an unloaded firearm at SN
Hotel and that he did so as a demonstration of violence. 24
The military judge also engaged in a colloquy with Appellant regarding the
terms of the plea agreement. 25 As part of that discussion, the military judge
questioned Appellant and trial defense counsel regarding the agreement “to
waive all motions except those that are non-waivable pursuant to R.C.M.
705(c)(1)(B) or otherwise.” 26 Trial defense counsel did not identify lack of men-
tal responsibility as an issue when discussing potential motions being waived
through the plea agreement. 27 Moreover, Appellant expressed his understand-
ing that he was giving up the relief he could seek through those motions and
that he believed that it was in his “best interest to waive [the] motions and to
enter into this plea agreement.” 28
After accepting the plea agreement, the military judge found that Appel-
lant entered his plea of guilty “voluntarily and with full knowledge of its mean-
ing and effect” and that his guilty plea was provident. 29 As such, the military
judge accepted Appellant’s guilty plea and entered findings on the Charge and
specifications. 30
Next, the military judge turned to presentencing. 31 During that stage of the
proceeding, Appellant introduced a character statement from Jack Smith, a
medically-retired Navy officer, who was then serving as a deputy chief finan-
cial officer for a government agency. 32 In the character statement, Mr. Smith
opined that Appellant “has dealt with a lot of difficulties in his upbringing and
uses those past traumatic experiences to help him see it through this current
situation.” 33
24 R. at 31.
25 R. at 33-56.
26 R. at 41 (referring to App. Ex. IV, para. 8(g)).
27 R. at 41.
28 R. at 41-42.
29 R. at 56-58.
30 R. at 58.
31 Id.
32 Def. Ex. A; R. at 61 (admitting the subject character statement into evidence).
33 Def. Ex. A, para. 6.
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
In addition, Appellant read an unsworn statement that included the follow-
ing points: (1) “[s]ince a young age, I have dealt with mental health issues re-
sulting from incidents of abuse in my childhood”; 34 (2) that his mental health
issues were exacerbated by the deaths of three people close to him while at the
Naval Academy; 35 and (3) that he has “sought mental health treatment multi-
ple times,” which disrupted his progress at the Naval Academy, resulting in
separation processing. 36
Trial counsel waived argument on sentencing, while trial defense counsel
made a brief argument to the military judge seeking a sentence of time served,
that is, 56 days of confinement. 37 The military judge took a short recess to de-
liberate before she imposed a sentence of 56 days of confinement (time served)
with no further punishment. 38 The adjudged sentence was consistent with the
sentencing limitations of the plea agreement. 39
At the time of Appellant’s sentencing on 10 March 2022, the sentence im-
posed did not meet the jurisdictional requirements for direct appeal to this
Court. Instead, on 10 June 2022, it was reviewed by a judge advocate pursuant
to Article 65(d), UCMJ. 40 Under the statutory scheme in place at the time, Ap-
pellant then had one year to apply to the Judge Advocate General of the Navy
for further review pursuant to Article 69(a), UCMJ. 41 There is no evidence in
the record before us that Appellant sought such further review.
That statutory scheme changed, however, on 23 December 2022, when Con-
gress amended Articles 66 and 69, UCMJ, 10 U.S.C. §§ 866, 869. 42 The amend-
34 R. at 62.
35 R. at 62-63.
36 R. at 63.
37 R. at 64-65.
38 R. at 67.
39 App. Ex. IV, para. 9.
40 10 U.S.C. § 865(d)(1)(2016) (“A review conducted under this subsection may be
conducted by an attorney within the Office of the Judge Advocate General or another
attorney designated under regulations prescribed by the Secretary concerned.”).
41 10 U.S.C. § 869(a)(2016).
42 National Defense Authorization Act for Fiscal Year 2023, Pub. L. No. 117-263, §
544, 136 Stat. 2395, 2582-84 (23 Dec. 2022).
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
ment to Article 66(b)(1)(A), UCMJ, expanded the jurisdiction of Courts of Crim-
inal Appeals to include any judgment of a special or general court-martial, ir-
respective of sentence, that includes a finding of guilty. 43
In the aftermath of that legislative change, this Court considered its juris-
diction over cases involving “sub-jurisdictional” sentences announced prior to
the amendments to Article 66(b)(1)(A), UCMJ. On 9 April 2024, in United
States v. Hirst, we found that so long as an appellant had not applied for relief
to the Judge Advocate General of the Navy pursuant to Article 69, UCMJ, or
appealed to this Court, we have jurisdiction over a general or special court-
martial conviction, without regard to the sentence, even as to a conviction an-
nounced before the statutory change. 44 Furthermore, concerning implementa-
tion of this jurisdictional expansion, we emphasized the non-discretionary na-
ture of the statutory requirement for the Judge Advocate General of the Navy
to notify individuals convicted of an offense at special or general court-martial
of their eligibility for direct review under Article 66(b)(1)(A), UCMJ. 45
On 21 November 2024, the Navy and Marine Corps Appellate Review Ac-
tivity transmitted a letter to Appellant advising him of his right to appeal un-
der the amended statutory provisions discussed above. 46 On 18 February 2024,
Appellant timely filed a notice of appeal 47 with this Court and we docketed his
case that same day. Thereafter, Appellant moved for four enlargements of
time. 48 Appellant submitted his brief with assignments of error on 1 August
2025. 49 Prior to the filing of briefs with this Court, Appellant did not request
speedy appellate review. Key post-trial processing events are summarized as
follows:
43 10 U.S.C. § 866(b)(1)(A).
44 United States v. Hirst, 84 M.J. 615, 625 (N-M. Ct. Crim. App. 2024) (Order).
45 Id. at 625 (citing 10 U.S.C. § 865(c); 10 U.S.C. § 866(b)(1)(A)).
46 Appellant Mot. to Attach, App’x A.
47 See 10 U.S.C. § 866(c)(1)(A) (“An appeal under subsection (b)(1) is timely if . . . it
is filed before the . . . the end of the 90-day period beginning on the date the accused is
provided notice of appellate rights . . . .”).
48 Appellant’s Mot. For First Enlargement of Time, dated 16 April 2025; Appel-
lant’s Mot. For Second Enlargement of Time, dated 14 May 2025; Appellant’s Mot. For
Third Enlargement of Time, dated 13 June 2025; Appellant’s Mot. For Fourth Enlarge-
ment of Time, dated 11 July 2025.
49 Appellant Br. at 31.
7
United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
Date Event
10 March 2022 Announcement of sentence
Convening authority’s action
6 April 2022
(27 days after announcement of sentence)
Entry of judgment
29 April 2022
(50 days after announcement of sentence)
Review completed under Article 65(d), UCMJ
10 June 2022
(92 days after announcement of sentence)
Passage of the NDAA for Fiscal Year 2023
23 December 2022
(288 days after announcement of sentence)
Notice of right to appeal transmitted to Appellant
(987 days after announcement of sentence)
21 November 2024 (699 days after passage of the NDAA for Fiscal Year
2023)
(226 days after decision in United States v. Hirst)
Appellant’s notice of appeal filed and docketed
(1,076 days after announcement of sentence)
18 February 2025
(89 days after notification of right to appeal transmit-
ted to Appellant)
Appellant’s brief and assignments of error filed
(1,240 days after announcement of sentence)
1 August 2025
(253 days after notification of right to appeal trans-
mitted to Appellant)
II. DISCUSSION
A. The Military Judge Did Not Abuse Her Discretion when Accepting
Appellant’s Guilty Plea Without Inquiring into a Possible Affirmative
Defense.
1. Legal Standards
Appellant asks this Court to set aside the findings and sentence because
the military judge erred by accepting his guilty pleas without inquiring into
the affirmative defense of lack of mental responsibility. 50 Acceptance of a guilty
plea is reviewed for an abuse of discretion, and questions of law arising from
the plea are reviewed de novo. 51 We look at the record as a whole to determine
whether there is a substantial basis in law or fact for questioning the guilty
50 Appellant Br. at 11-22.
51 United States v. Inabinette, 66 M.J. 320, 322 (C.A.A.F. 2008).
8
United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
plea. 52 “If an accused ‘sets up matter inconsistent with the plea’ at any time
during the proceeding, the military judge must either resolve the apparent in-
consistency or reject the plea.” 53 A “mere possibility” of a conflict is not suffi-
cient basis to overturn the trial results. 54
In the absence of evidence to the contrary, a military judge can presume
that an accused is sane. 55 The affirmative defense of lack of mental responsi-
bility requires the accused to prove, by clear and convincing evidence, that at
the time of the offense: (1) the accused suffered from a “severe mental disease
or defect”; and (2) as a result of that mental disease or defect, the accused was
“unable to appreciate” either (a) the “nature and quality” of his acts or (b) the
“wrongfulness” of his acts. 56 Like other affirmative defenses, the defense of lack
of mental responsibility can be waived. 57
2. Analysis
Appellant has failed to establish that his mental health history raises a
conflict with his guilty pleas. 58 Considering the entirety of the evidence before
the military judge, the facts and circumstances at most raised the “mere pos-
sibility” of a lack of mental responsibility. This is insufficient for relief. 59
Regarding Appellant’s mental responsibility, a pretrial sanity board con-
ducted an inquiry pursuant to R.C.M. 706 and concluded that Appellant was
able to appreciate the wrongfulness as well as the nature and quality of his
52 Id.
53 United States v. Shaw, 64 M.J. 462, 463 (C.A.A.F. 2007) (quoting United States
v. Garcia, 44 M.J. 496, 498 (C.A.A.F. 1996) and Article 45(a), UCMJ, 10 U.S.C. §
845(a)).
54 Id. (citation omitted).
55 Id. at 462; see also R.C.M. 916(k)(3)(A) (“[An] accused is presumed to have been
mentally responsible . . . .”).
56 10 U.S.C. § 850a; see also R.C.M. 916(k)(3)(A) (“[An] accused is presumed to have
been mentally responsible at the time of the alleged offense[,] . . . [u]ntil the accused
establishes, by clear and convincing evidence, that he [ ] was not mentally responsible
at the time of the alleged offense.”).
57 United States v. Halsema, No. 200001337, 2006 CCA LEXIS 297, at *22 (N-M.
Ct. Crim. App. 2006) (unpublished) (citing R.C.M. 905(e); United States v. Lewis, 34
M.J. 745, 750 (N.M.C.M.R. 1991)).
58 See United States v. Phillips, 74 M.J. 20, 21-22 (C.A.A.F. 2015).
59 See Shaw, 64 M.J. at 463; see also United States v. Hayes, 70 M.J. 454, 459-60
(C.A.A.F. 2012).
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
conduct. 60 The R.C.M. 706 board also concluded that Appellant was not suffer-
ing from a mental disease or defect rendering him unable to understand the
nature of the proceedings against him or to conduct or cooperate intelligently
in his defense. 61 Following the R.C.M. 706 board, Appellant confirmed the ab-
sence of any concern regarding his mental capacity through a stipulation of
fact, representing that “[a]t the time of the offenses to which I am pleading
guilty, I did not suffer from any mental defect or disease that caused me to
commit the offenses” and that “I have not suffered from any mental defect or
disease that has prevent[ed] me from knowingly, consciously, and intelligently
participating in my defense and signing the pretrial agreement and this stip-
ulation.” 62
Here, the record reflects that Appellant was diagnosed with posttraumatic
stress disorder, suicidality, antisocial personality disorder, and intermittent
explosive disorder. 63 He attributed his mental health struggles to childhood
trauma exacerbated by events at the Naval Academy. 64 The R.C.M. 706 board
determined that Appellant’s diagnosed conditions were not severe, that he was
able to appreciate the wrongfulness of his conduct, and that he was not suffer-
ing from a mental disease or defect rendering him unable to understand the
nature of the proceedings. 65 There was no effort on the part of trial defense
counsel to contradict these findings. In fact, Appellant’s stipulation of fact ad-
mitted at trial reflected a concerted effort to assure the military judge that
Appellant did not have a mental responsibility defense.
Appellant’s unsworn statement asserting general references to “mental
health issues” stemming from childhood abuse and aggravating events at the
Naval Academy did not raise any conflict with his guilty pleas requiring clari-
fication by the military judge. Significantly, through his stipulation of fact, Ap-
pellant disavowed the existence of a defense of lack of mental responsibility or
competence to stand trial. 66 Under the circumstances, no further inquiry from
the military judge was necessary to assure the providence of Appellant’s guilty
pleas.
60 App. Ex. I, para. 2(c).
61 App. Ex. I, para. 2(d).
62 Pros. Ex. 1, para. 5.
63 App. Ex. I, para. 2(b).
64 R. at 62-63.
65 App. Ex. I, para. 2.
66 Pros. Ex. 1, para. 5.
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
Even assuming, arguendo, that Appellant’s mental health issues refer-
enced in his unsworn statement rose to the level of a severe mental disease or
defect at the time of the charged offenses, there was no information in the rec-
ord that this condition rendered Appellant unable to appreciate the nature and
quality or the wrongfulness of his acts, as would be required to mount an af-
firmative defense of lack of mental responsibility. Indeed, the R.C.M. 706 board
found to the contrary. 67 No further inquiry is required for a “mere possibility”
of a lack of mental responsibility relating to conditions determined not to be
severe. 68 Nor has Appellant to date offered any indication that his diagnosed
conditions raise a substantial question regarding his mental responsibility.
Under these circumstances, to include Appellant’s repudiation of any de-
fense of lack of mental responsibility, and the findings of the R.C.M. 706 board,
Appellant’s matters raised in sentencing were properly considered as matters
in mitigation, 69 but did not provide a “substantial basis” to undermine the va-
lidity of his guilty plea. Accordingly, we find no substantial basis in law or fact
for questioning Appellant’s plea and find that the military judge did not abuse
her discretion in finding Appellant’s plea provident.
B. The Delay in Providing Appellant with Notice of His Right to Ap-
peal is Facially Unreasonable, but Appellant is Not Entitled to Relief
Because He Suffered No Prejudice and the Delay Does Not Otherwise
Warrant Relief.
1. Legal Standards
Appellant seeks relief due to an alleged failure to timely process his case
after trial. 70 In particular, he asks us to set aside the trial court’s findings with
prejudice or, in the alternative, to set aside Specifications 1 and 2 of the Charge
67 App. Ex. I, para. 2.
68 See United States v. Riddle, 67 M.J. 335, 339-40 (C.A.A.F. 2009) (citing Shaw,
64 M.J. at 464) (where reference to a history of bipolar disorder “at most raised only
the ‘mere possibility’ of a conflict with the plea,” and therefore, “it was not an abuse of
discretion for the military judge to accept [the appellant]’s plea without conducting
further inquiry into his mental health”).
69 Appellant himself seems to acknowledge this, noting that his mental health
struggles “do not justify Appellant’s behavior but rather provide context into his state
of mind around the relevant time.” Appellant Br. at 29.
70 Appellant Br. at 22-30.
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
because those “specifications effectively exaggerate Appellant’s criminality.” 71
We review Appellant’s claim to relief for post-trial delay de novo. 72
In United States v. Moreno, our superior court identified thresholds for fa-
cially unreasonable delay during three stages of the post-trial and appellate
process. 73 Specifically, our superior court established a presumption of facially
unreasonable delay where: (1) the convening authority did not take action
within 120 days of the completion of trial; (2) the record was not docketed with
the court of criminal appeals within 30 days of the convening authority’s ac-
tion; or (3) the court of criminal appeals did not render a decision within 18
months of docketing. 74 Following statutory and regulatory changes, we deter-
mined in United States v. Rivera that the first two Moreno deadlines were su-
perseded and we held that we would only test for prejudice relating to post-
trial processing delay when the time between announcement of sentence and
docketing with this Court exceeds 150 days. 75
However, in light of further amendments to Article 66, UCMJ, which ex-
panded this Court’s jurisdiction to include any judgment of a special or general
court-martial that includes a finding of guilty regardless of sentence, we find
that the aggregated 150-day threshold announced in Rivera is not workable for
direct appeals of sentences that were deemed “sub-jurisdictional” under the
earlier statutory regime. As our sister court, the Air Force Court of Criminal
Appeals, has observed, “[t]hese statutory changes substantially altered the se-
quence of post-trial events in such [direct appeal] cases” as compared to the
mandatory review cases our superior court contemplated in Moreno. 76 Indeed,
under the new procedures for direct appeals under Article 66(b)(1)(A), UCMJ,
“an appellant is now in the driver’s seat” regarding both whether appellate
review occurs and the timing of any such review. 77 Therefore, like the Air Force
Court of Criminal Appeals, we too decline to establish a new specific timeframe
for a facially unreasonable delay between announcement of sentence and dock-
71 Appellant Br. at 30.
72 United States v. Anderson, 82 M.J. 82, 85 (C.A.A.F. 2022) (citing United States
v. Moreno, 63 M.J. 129, 135 (C.A.A.F. 2006)).
73 Moreno, 63 M.J. at 141-43 (citations and footnotes omitted).
74 Id. at 142.
75 United States v. Rivera, 81 M.J. 741, 746 (N-M. Ct. Crim. App. 2021).
76 United States v. Boren, No. ACM 40296 (f rev), 2025 CCA LEXIS 103, at *47
(A.F. Ct. Crim. App. 19 Mar. 2025) (unpublished).
77 Id. at *47-48.
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
eting with this Court direct appeal cases under Article 66(b)(1)(A), UCMJ. In-
stead, we will assess each case of this nature under its own specific facts and
circumstances to determine whether an appellant has demonstrated that there
has been a due process violation.
Our analysis of whether post-trial delay constitutes a due process violation
is guided by the four factors announced by the Supreme Court in Barker v.
Wingo: “(1) the length of the delay; (2) the reasons for the delay; (3) the appel-
lant’s assertion of the right to timely review and appeal; and (4) prejudice [to
the appellant].” 78 “No single factor is required for finding a due process viola-
tion and the absence of a given factor will not prevent such a finding.” 79
In Barker, the Supreme Court also identified three types of cognizable prej-
udice for purposes of an appellant’s due process right to timely post-trial re-
view: (1) oppressive incarceration; (2) “particularized” anxiety and concern
“that is distinguishable from the normal anxiety experienced by prisoners
awaiting an appellate decision;” and (3) impairment of the appellant’s grounds
for appeal or ability to present a defense at a rehearing. 80 “Of those, the most
serious is the last, because the inability of a defendant adequately to prepare
his case skews the fairness of the entire system.” 81 In addition, where an ap-
pellant has not shown prejudice from the delay, we cannot find a due process
violation unless the delay is so egregious as to “adversely affect the public’s
perception of the fairness and integrity of the military justice system.” 82
2. Analysis
In total, 1076 days elapsed between the military judge’s announcement of
sentence and the docketing of Appellant’s case with this Court. The first 288
days occurred before Congress passed the National Defense Authorization Act
for Fiscal Year 2023 expanding our jurisdiction under Article 66(b)(1)(A),
UCMJ, to encompass formerly “sub-jurisdictional” sentences like the one an-
nounced in Appellant’s case. After that statutory change, it took another 699
days for the Government to notify Appellant of his right to appeal his convic-
tion. Of that 699-day period, 226 days elapsed after the issuance of our opinion
78 Moreno, 63 M.J. at 135 (citing Barker v. Wingo, 407 U.S. 514, 530 (1972)).
79 Id., 63 M.J. at 136 (citing Barker, 407 U.S. at 533).
80 Id. at 138-40 (citations and footnotes omitted).
81 Barker, 407 U.S. at 532.
82 Anderson, 82 M.J. at 87-88 (citing United States v. Toohey, 63 M.J. 353, 362
(C.A.A.F. 2006)).
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
in United States v. Hirst, in which we confirmed that the Judge Advocate Gen-
eral of the Navy must notify individuals convicted of an offense at special or
general court-martial of their eligibility for direct review under Article
66(b)(1)(A), UCMJ. 83 The last 89 days of the overall 1076-day sentence-to-dock-
eting period is comprised of the time between the notice of right to appeal and
Appellant’s filing of his notice of appeal with this Court.
Appellant contends that the Government was neglectful, resulting “in con-
siderable delays to Appellant’s post-trial processing.” 84 More specifically, Ap-
pellant argues that while the record of trial in this case “is very small” and the
case is “relatively non-complex,” the Government nevertheless took “more than
two-and-a-half years—937 days—to inform Appellant of his right to appeal the
findings and sentence of his court-martial.” 85 In his reply, Appellant narrows
his focus further, pointing to the 699 days it took the Government to notify him
of his right to appeal after the passage of the National Defense Authorization
Act for Fiscal Year 2023. 86
The Government argues in response that the “pre-docketing delay was not
facially unreasonable” because even after the statutory expansion of appellate
jurisdiction, its obligation “to identify affected cases and issue notices” regard-
ing appellate rights only “crystallized” after our Hirst decision in April 2024. 87
The Government characterizes this retroactive review process as a “considera-
ble undertaking.” 88
As we noted in Hirst, Article 65(c), UCMJ, as amended by the National
Defense Authorization Act for Fiscal Year 2023, “affords the JAG no discretion
to withhold a notice of right to appeal” in cases subject to direct appeal under
Article 66(b)(1)(A), UCMJ. 89 Moreover, providing individuals with notice of the
right to make a direct appeal under Article 66(b)(1)(A), UCMJ, “is a ‘ministerial
83 Hirst, 84 M.J. at 626 (citing 10 U.S.C. §§ 865(c), 866(b)(1)(A)).
84 Appellant Br. at 26.
85 Id. In calculating this 937-day period, Appellant used the date of the entry of
judgment (29 April 2022) as the commencement date, rather than the earlier date of
the announcement of sentence (10 March 2022).
86 Appellant Reply Br. at 6-9.
87 Gov’t Answer at 30.
88 Id.; see also id. at 33 (Government noting that it “necessarily had to review rec-
ords of previously-ineligible cases to determine if they were now eligible for review.”).
89 Hirst, 84 M.J. at 626 (citing 10 U.S.C. § 865(c) 10 U.S.C. § 866(b)(1)(A)).
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
act, routinely accomplished in a brief period of time in the absence of special
circumstances.’” 90
Here, the Government did not notify Appellant of his right to appeal until
11 November 2024, which was 226 days after this Court made clear in Hirst
that appellants who met certain criteria were eligible for direct appeal with
this Court and were required to receive appropriate notification. 91 We find that
the 226-day delay between this Court’s decision in Hirst and the Government’s
notice to Appellant of his right to appeal is excessive. 92 Under these circum-
stances, Appellant has demonstrated a facially unreasonable delay in the post-
trial processing of his case.
We turn then to the remaining Barker factors. Regarding reasons for the
delay, the Government seeks to excuse its notification delay by referring to its
review of cases potentially subject to the expanded jurisdiction of Article
66(b)(1), UCMJ, as a “considerable undertaking.” 93 This self-serving character-
ization is not supported by any meaningful insight as to what made the review
a considerable undertaking or, more importantly, why it took so long. When
did the review begin? How many cases were subject to the review? How many
people were involved in conducting the review? Neither the record nor the Gov-
ernment’s Answer provides us with any useful information. Absent a more ful-
some articulation of the basis for the Government’s delay, we must conclude
that the nature of the undertaking did not justify a delay of 226 days.
Next, concerning assertion of the right to timely review and appeal, Appel-
lant filed his notice to appeal in a timely manner (i.e., within 90 days) after
receiving notice of his right to appeal. He did not, however, demand speedy
appellate review. Rather, through counsel, Appellant sought four requests for
enlargement of time to file his brief. Under these circumstances, we conclude
that this factor weighs against Appellant, but this weight is slight. 94
90 Id. (citing United States v. Simon, 64 M.J. 205, 207 (C.A.A.F. 2006)).
91 The Court focuses on the timeframe after Hirst. Because of the uncertainty that
existed prior to that decision, the Court excuses the 473-day period between the pas-
sage of the National Defense Authorization Act for Fiscal Year 2023 and the Govern-
ment’s notice to Appellant of his right to appeal under the amended statute.
92 While this delay is excessive, we have no indication of gross indifference or in-
stitutional neglect on the part of the Government in processing Appellant’s case.
93 Gov’t Answer at 30.
94 See Moreno, 63 M.J. at 138 (“While this factor weighs against Moreno, the weight
against him is slight given that the primary responsibility for speedy processing rests
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Opinion of the Court
As to the fourth Barker factor, we do not find Appellant suffered any prej-
udice. Appellant’s claim of prejudice is that he has carried the weight of a
“faulty conviction” while his post-trial processing was undertaken. 95 Appellant
did not develop any argument as to precisely how his conviction—involving a
guilty plea and a time served sentence—was somehow “faulty.” 96 Regardless of
that omission, Appellant is not subject to oppressive incarceration because he
received a time served sentence of 56 days and completed his confinement on
the date the military judge announced his sentence—more than nine months
prior to the legislative change allowing direct appeals in cases like his.
Furthermore, Appellant has not alleged particularized anxiety or impair-
ment related to the delay in notification of his new right to a direct appeal. In
addition, Appellant “does not claim any specific prejudice to his appeal” stem-
ming from the delay. 97 In any event, any claim of prejudice would be dimin-
ished by Appellant having sought four requests for enlargement of time to file
his brief.
Finally, absent a finding of prejudice to Appellant under the fourth Barker
factor, Appellant is not entitled to relief for a due process violation because we
find that the delay was not so egregious as to “adversely affect the public’s
perception of the fairness and integrity of the military justice system.” 98 While
we do not endorse or condone the Government’s unsubstantiated delay in
providing Appellant with notice of his right to appeal, “we find it difficult to
imagine these circumstances causing the public to doubt the entire military
justice system’s fairness and integrity.” 99
with the Government and those to whom he could complain were the ones responsible
for the delay.”).
95 Appellant Br. at 27.
96 Presumably, Appellant’s claim to a faulty conviction would relate to his other
assignment of error regarding a potential defense of lack of mental responsibility. How-
ever, as discussed in the preceding section, we determined that Appellant’s argument
regarding his guilty plea lacks merit.
97 Appellant Br. at 26; Appellant Reply Br. at 8-9.
98 Toohey, 63 M.J. at 362.
99 Anderson, 82 M.J. at 88. In addition, we recognize that even in the absence of a
due process violation, we still have authority under Article 66(d)(2), UCMJ, to consider
whether to grant relief for excessive post-trial delay. We have carefully considered Ap-
pellant’s argument that under the totality of the circumstances, “there is no reasonable
explanation” for the Government’s delay in notifying him “of his right to appeal a rel-
atively simple guilty plea such as this.” Appellant Br. at 27. While we have found that
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United States v. St. Helen, NMCCA No. 202400264
Opinion of the Court
III. CONCLUSION