Commonwealth v. Muna
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledAugust 18, 2016
Docket2013-SCC-0044-CRM
JudgeInos
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
MAXIMO SN. MUNA,
Defendant-Appellant.
Supreme Court No. 2013-SCC-0044-CRM
Superior Court No. 12-0194
OPINION
Cite as: 2016 MP 10
Decided August 18, 2016
Stephen J. Nutting, Saipan, MP, for Defendant-Appellant.
Emily S. Cohen, Assistant Attorney General, Office of the Attorney General,
Saipan, MP, for Plaintiff-Appellee.
Commonwealth v. Muna, 2016 MP 10
BEFORE: ALEXANDRO C. CASTRO, Chief Justice; JOHN A. MANGLONA,
Associate Justice; PERRY B. INOS, Associate Justice.
INOS, J.:
¶1 Defendant-Appellant Maximo SN. Muna (“Muna”) appeals his
conviction for Armed Robbery, Theft, Criminal Contempt, and Disturbing the
Peace. He argues the trial court erred by failing to give a cautionary accomplice
jury instruction and claims his trial counsel’s failure to request such an
instruction constitutes ineffective assistance of counsel. For the following
reasons, we AFFIRM Muna’s conviction.
I. FACTS AND PROCEDURAL HISTORY
¶2 On October 4, 2012, a masked person wearing camouflage military
fatigues and carrying a machete entered the poker room in J’s Restaurant in
Gualo Rai and grabbed a basket of coins. Meanwhile, Anthony Aldan
(“Aldan”) was waiting outside in a black Jeep Cherokee getaway vehicle. But
when Aldan saw people running out of the restaurant screaming, he became
scared and drove away, leaving his accomplice behind. A police officer
observed Aldan’s vehicle leaving the scene, pulled him over, and searched the
vehicle. Because the search yielded no evidence tying Aldan to the robbery, the
officer let him go.
¶3 The masked man successfully fled the crime scene. Detective Peter A.
Aldan (“Detective Aldan”) arrived on the scene and learned that the suspect
fled south. He followed suit and discovered a perforated yellow basket with
several quarters on the ground. Detective Aldan continued on to a nearby
building where he reached a retaining wall. On the other side of the wall, there
was an area of grass. Based upon Detective Aldan’s observation of the site, it
appeared that someone had recently jumped down onto the grass and continued
into the jungle.
¶4 Detective Dennis Masga Reyes (“Reyes”) also responded to the robbery.
At the scene, an officer informed Reyes that a vehicle had been pulled over at
about the time of the incident. Reyes found the vehicle after three days of
searching and consequently met Aldan. Reyes questioned Aldan, who
implicated Muna in the robbery.
¶5 At trial, Aldan testified that Muna was the masked man who robbed the
poker room. According to Aldan, Muna arrived at Aldan’s house on the night
of October 3, 2012, where the two smoked methamphetamine. Muna then left
but the two met again at KB poker. There, Muna asked Aldan if he wanted to
smoke more, and the two then proceeded in Aldan’s car to another poker room.
After stopping there, they drove to J’s Restaurant. On the way, Muna asked
Aldan if he wanted to make some money. Muna said that he had been staking
out J’s Restaurant, and knew he could get a lot of money there. Aldan agreed
and parked the car outside the restaurant. Muna, wearing fatigues and holding a
machete, put on a mask, told Aldan to keep the car running, and entered the
Commonwealth v. Muna, 2016 MP 10
restaurant. When Aldan saw people running out of the restaurant and
screaming, he got scared and drove off.
¶6 Two restaurant employees testified at trial. Vincent Deleon Guerrero
(“Deleon Guerrero”), a waiter who knew Muna from junior high school,
testified he had seen Muna at the restaurant several times. He identified Muna
as wearing camouflage military fatigues on at least one occasion. Sometime
before the robbery, Muna approached Deleon Guerrero and said “Ben, ta hit
este,” which Deleon Guerrero understood to mean, “let’s rob the place.” Tr.
156. Gloriana Rasa (“Rasa”), a waitress, saw Muna at the restaurant three
different times prior to the robbery. She testified that she saw the robber
wearing a military fatigue jacket. Additionally, the Commonwealth provided
images taken from surveillance video showing the robber wearing a camouflage
military jacket.
¶7 Following the close of evidence, the court gave a general witness
credibility jury instruction:
In deciding the facts in this case, you may have to decide which
testimony to believe and which testimony not to believe. You may
believe everything a witness says or part of it or none of it. In
considering the testimony of any witness, you may take into
account, one, the witness’ opportunity and ability to see, or hear,
or know the things testified to. Two. The witness’ memory. Three.
The witness’ manner while testifying. Four. The witness’ interest
in the outcome of the case, if any. Five. The witness’ bias or
prejudice, if any. Six. Whether other evidence contradicted the
witness’ testimony. Seven. The reasonableness of the witness’
testimony in light of all the evidence. And eight, any other factors
that bear on believability.
Tr. 302–03.
¶8 The jury found Muna guilty of Armed Robbery. Additionally, the court
found him guilty of Theft, Criminal Contempt, and three counts of Disturbing
the Peace.
II. JURISDICTION
¶9 We have jurisdiction over final judgments and orders issued by the
Superior Court. NMI CONST. art. IV, § 3.
III. STANDARDS OF REVIEW
¶ 10 Because Muna did not request a cautionary accomplice jury instruction,
we review for plain error. NMI R. CRIM. P. 52(b); See Commonwealth v.
Ramangmau, 4 NMI 227, 238 (reviewing vehicular homicide jury instruction
for plain error when defendant failed to contemporaneously object). We review
claims of ineffective assistance of counsel de novo. Commonwealth v. Taivero,
2009 MP 10 ¶ 7.
Commonwealth v. Muna, 2016 MP 10
IV. DISCUSSION
¶ 11 Muna argues we must reverse his conviction for two reasons. First, he
asserts the trial court erred by failing to give a cautionary accomplice jury
instruction. Second, he contends his trial counsel’s failure to request an
accomplice instruction constitutes ineffective assistance of counsel. We address
his arguments in turn.
A. Cautionary Accomplice Jury Instruction
¶ 12 We review for plain error the trial court’s failure to instruct the jury to
consider accomplice testimony with care and caution. When reviewing for plain
error, we consider whether there was an error that was plain and whether the
error affected the defendant’s substantial rights. Commonwealth v. Salasiban,
2014 MP 17 ¶ 10. If the above elements are satisfied, we then have “the
discretion to remedy the error—discretion which ought to be exercised only if
the error seriously affects the fairness, integrity, or public reputation of judicial
proceedings.” Id. (quoting Puckett v. United States, 556 U.S. 129, 135 (2009)).
¶ 13 “A court errs if it deviates from a legal rule that has not been
intentionally relinquished or abandoned by the appellant.” Id. ¶ 11 (citing
United States v. Olano, 507 U.S. 725, 732–33 (1993)). Whether a cautionary
accomplice instruction is required is an issue of first impression. Because there
is no written or local customary law regarding the necessity of a cautionary
accomplice instruction and the restatements of law do not address the issue, we
apply “the rules of the common law . . . as generally understood and applied in
the United States.” 7 CMC § 3401; see also Commonwealth v. Quitano 2014
MP 5 ¶ 13 n.11 (concluding 7 CMC § 3401 applies in both civil and criminal
cases).
¶ 14 In the Commonwealth, we have held a conviction may be based solely
upon an accomplice’s uncorroborated testimony, provided “the testimony is not
inherently implausible.” Commonwealth v. Camacho, 2002 MP 6 ¶ 110.
Likewise, federal courts and a majority of state courts allow convictions based
upon uncorroborated accomplice testimony. Caminetti v. United States, 242
U.S. 470, 495 (1917); Brown v. Maryland, 378 A.2d 1104, 1105–06 (Md.
1977).
¶ 15 A number of federal courts have held that defendants may be entitled to
instructions cautioning the jury to consider accomplice testimony with care and
caution, depending on the circumstances of the case. E.g., Tillery v. United
States, 411 F.2d 644, 648 (5th Cir. 1969) (reversing for plain error where
critical uncorroborated accomplice testimony was unreliable in light of
contradictory statements); United States v. Patterson, 648 F.2d 625, 631 (9th
Cir. 1981) (noting that a cautionary instruction is required when accomplice
testimony provides the only strong evidence supporting a guilty verdict). When
convictions can be based upon uncorroborated accomplice testimony, such
testimony may often prove decisive. Tillery, 411 F.2d at 648. A cautionary
instruction may therefore be necessary to ensure the jury considers potentially
unreliable testimony from the proper perspective. Id.
Commonwealth v. Muna, 2016 MP 10
¶ 16 Among the states allowing convictions upon uncorroborated accomplice
testimony, there is substantial variation as to when cautionary accomplice
instructions may be required. In some jurisdictions, trial courts are required to
give cautionary accomplice instructions upon a defendant’s request, compare
State v. Lawson, 178 N.E. 62, 63 (Ill. 1931) (concluding trial court abused its
discretion by refusing to instruct the jury that accomplice testimony should be
viewed with great caution), with People v. Parks, 357 N.E.2d 487, 489–90 (Ill.
1976) (finding no reversible error when court failed to issue cautionary
accomplice instruction sua sponte), while others require courts to give such
instructions sua sponte. See, e.g., Brooks v. State, 40 A.3d 346, 349–50 (Del.
2012) (concluding trial court must give sua sponte accomplice instruction
cautioning the jury to view accomplice testimony with more care). In several
other states, trial courts exercise discretion to deny cautionary accomplice
instructions, see, e.g., State v. Palmer, 474 A.2d 494, 495 (Me. 1984) (finding
no abuse of discretion where the trial court refused to give an accomplice
instruction but instead gave a general credibility instruction and the
accomplice’s testimony was substantially corroborated), or such instructions
are altogether prohibited. See, e.g., State v. Bussdieker, 621 P.2d 26, 29 (Ariz.
1980) (concluding refusal to give accomplice instruction is not reversible error
by the trial court because such an instruction is an inappropriate comment on
the evidence).
¶ 17 In eight of the thirty states in which a conviction can be based upon
uncorroborated accomplice testimony,1 courts may be required to issue a sua
1
These thirty states include: Arizona, State v. Edwards, 665 P.2d 59, 67 (Ariz. 1983),
Colorado, Pieramico v. People, 478 P.2d 304, 307 (Colo. 1970), Connecticut, State v.
La Fountain, 103 A.2d 138, 142 (Conn. 1954), Delaware, Jacobs v. State, 358, A.2d
725, 729 (Del. 1976), Florida, Land v. State, 59 So.2d 370, 370 (Fla. 1952), Hawaii,
State v. Carvelo, 361 P.2d 45, 58–59 (Haw. 1961), Illinois, People v. Mentola, 268
N.E.2d 8, 10 (Ill. 1971), Indiana, Newman v. State, 334 N.E.2d 684, 687 (Ind. 1975),
Kansas, State v. Shepherd, 516 P.2d 945, 952 (Kan. 1973), Louisiana, State v. May,
339 So.2d 764, 775 (La. 1976), Maine, State v. Jewell, 285 A.2d 847, 851 (Me. 1972),
Massachusetts, Commonwealth v. Giacomazza, 42 N.E.2d 506, 515 (Mass. 1942),
Michigan, People v. De Lano, 28 N.W.2d 909, 913 (Mich. 1947), Mississippi,
Sanders v. State, 313 So.2d 398, 400 (Miss. 19975), Missouri, State v. Lang, 515
S.W.2d 507, 509 (Mo. 1974), Nebraska, State v. Huffman, 385 N.W.2d 85, 90 (Neb.
1986), New Hampshire, State v. Rumney, 258 A.2d 349, 350 (N.H. 1969), New
Jersey, State v. Spruill, 106 A.2d 278, 280 (N.J. 1954), New Mexico, State v.
Gutierrez, 408 P.2d 503, 504 (N.M 1965), North Carolina, State v. Saunders, 95
S.E.2d 876, 879 (N.C. 1957), Ohio, State v. Tapp, 2007-Ohio-2959 at ¶ 44 (Ohio Ct.
App. 2007), Pennsylvania, Commonwealth v. Bruno, 175 A. 518, 521 (Pa. 1934),
Rhode Island, State v. Riddel, 96 A. 531, 534 (R.I. 1916), South Carolina, State v.
Steadman, 186 S.E.2d 712, 715 (S.C. 1972), Vermont, State v. Dana, 10 A. 727, 729
(Vt. 1887), Virginia, Dillard v. Commonwealth, 224 S.E.2d 137, 138–39 (Va. 1976),
Washington, State v. Johnson, 462 P.2d 933, 943 (Wash. 1969), West Virginia, State
v. Vance, 262 S.E.2d 423, 426 (W. Va. 1980), Wisconsin, Kutchera v. State, 230
N.W.2d 750, 759 (Wis. 1975) and Wyoming, Phillips v. State, 553 P.2d 1037, 1040
(Wyo. 1976).
Commonwealth v. Muna, 2016 MP 10
sponte cautionary accomplice instruction.2 In these jurisdictions, the court’s
failure to give a sua sponte cautionary instruction may be reviewed for plain
error, but reversal may be unwarranted under the particular facts of the case.3
Additionally, in Pennsylvania, an instruction cautioning the jury that an
accomplice is a “corrupt and polluted source” is mandatory, and trial counsel’s
failure to request the instruction may constitute ineffective assistance. See
Commonwealth v. Chmiel, 639 A.2d 9, 12–13 (Pa. 1994).4
2
These states are Colorado, Connecticut, Delaware, Florida, Kansas, Michigan, Ohio,
and Wyoming. See People v. Dillon, 633 P.2d 504, 508 (Colo. App. 1981)
(concluding the failure to issue a sua sponte cautionary accomplice instruction was
not reversible plain error where jury was aware accomplice testimony was delivered
because of plea negotiations and the accomplices' credibility was otherwise subject to
challenge by defense); State v. Jamison, 134 A.3d 560, 566 (Conn. 2016) (concluding
the court commits plain error by failing to give cautionary accomplice credibility
instruction, but finding reversible error requires considering four additional factors);
Brooks, 40 A.3d at 348 (holding it is plain error to fail to instruct that accomplice
testimony should be viewed with more care and caution); Dennis v. State, 817 So.2d
741, 751 (Fl. 2002) (determining that reversal for fundamental error was unwarranted
when court did not give sua sponte accomplice instruction, because general credibility
instruction as sufficient in light of extensive cross-examination and defense’s closing
argument); State v. Crume, 22 P.3d 1057, 1063–64 (Kan. 2001) (finding no reversible
clear error where accomplice testimony was corroborated and general credibility
instruction was given); People v. Young, 693 N.W.2d 801, 808–09 (Mich. 2005)
(concluding failure to issue sua sponte cautionary accomplice instruction was not
reversible plain error when it was unclear that witnesses were actually accomplices,
prosecution presented other evidence of guilt, alleged accomplices were subject to
cross-examination, and court instructed on biases and prejudices of witnesses); State
v. Bentley, 2005-Ohio-4648 at ¶ 58 (Ohio Ct. App 2005) (stating that plain error
analysis regarding failure to issue sua sponte cautionary accomplice instruction
involves consideration of whether accomplice testimony is corroborated, whether jury
knows that accomplice benefitted by agreeing to testify, and whether general
credibility instruction is given); Vlahos v. State, 75 P.3d 628, 639 (Wyo. 2003)
(finding no plain error where court failed to give cautionary accomplice instruction
because of lack of clear state precedent regarding the instruction). Additionally, in
California, where a conviction cannot be based upon uncorroborated accomplice
testimony, CAL. PENAL CODE § 1111, courts must issue sua sponte cautionary
accomplice instructions. See People v. Fowler, 196 Cal.App.3d 79, 85 (“when an
accomplice . . . is called as a witness by the People, the court is required to give a
cautionary instruction concerning the accomplice's testimony even though no request
is made”).
3
For instance, appellate courts may consider whether the trial court gave a general
credibility instruction or whether the accomplice testimony was otherwise
corroborated. See, e.g., Crume, 22 P.3d at 1063–64.
4
In states prohibiting convictions based upon uncorroborated accomplice testimony,
the trial court may have a related duty to give a sua sponte instruction informing the
jury of the need for evidence corroborating accomplice testimony. See, e.g., Zamora
v. State, 411 S.W.3d 504, 513 (Tex. Crim. App. 2013) (concluding court must sua
Commonwealth v. Muna, 2016 MP 10
¶ 18 In contrast, at least eighteen of the states in which accomplice testimony
need not be corroborated, courts either do not commit reversible error by failing
to give cautionary accomplice credibility instructions sua sponte or such
instructions are altogether inappropriate. Courts in at least twelve of those
states—Illinois, Louisiana, Massachusetts, Mississippi, Missouri, Nebraska,
New Hampshire, New Jersey, North Carolina, Vermont, West Virginia, and
Wisconsin—have held that failure to give cautionary accomplice instructions
sua sponte does not constitute reversible error.5 In these jurisdictions, either
trial courts have a limited duty to instruct the jury sua sponte on the elements of
offenses, burden of proof, and presumption of innocence or the failure to object
to jury instructions constitutes waiver. See, e.g., Parks, 357 N.E.2d at 489; State
v. Schenk, 193 N.W.2d 26, 29–30 (Wis. 1972). In the remaining six states—
Arizona, Hawaii, Indiana, New Mexico, Rhode Island, and South Carolina—
courts can or must refuse to give accomplice instructions upon a defendant’s
request.6 A prohibition of cautionary accomplice instructions may be justified
sponte instruct that under Texas statute a conviction cannot rest upon accomplice
testimony unless corroborated); State v. Clark, 755 N.W.2d 241, 252–53 (Minn.
2008) (determining court committed plain error by failing to instruct that conviction
cannot be based upon uncorroborated accomplice testimony when corroborating
evidence was relatively weak).
5
See, e.g., Parks, 357 N.E.2d at 489–90 (no reversible error where court did not issue
sua sponte instruction cautioning the jury to view accomplice testimony with
suspicion); State v. Rabun, 880 So.2d 184, 191 (La. App. 2004) (stating court has no
duty to issue sua sponte cautionary accomplice jury instruction); Commonwealth v.
French, 259 N.E.2d 195, 225 (Mass. 1970) (stating that a court is not obligated to
instruct jury to scrutinize accomplice testimony with care); Grimes v. State, 909 So.2d
1184, 1189–90 (Miss. App. 2005) (noting that a court has no duty to give a sua sponte
cautionary accomplice instruction); Lang, 515 S.W.2d at 509–10 (finding no
reversible error where court refused an incorrect accomplice instruction and failed to
give a sua sponte cautionary accomplice instruction); Huffman, 385 N.W.2d at 90
(concluding a court does not commit reversible error by failing to issue jury
instruction on credibility of accomplice testimony); State v. Artis, 269 A.2d 1, 6 (N.J.
1970) (concluding a court does not err by failing to give sua sponte cautionary
accomplice instruction); State v. O'Brien, 317 A.2d 783, 785 (N.H. 1974) (finding
that failure to request cautionary accomplice instruction results in waiver); State v.
Whitaker, 252 S.E.2d 242, 243 (N.C. App. 1979) (stating that a court not required to
give sua sponte cautionary jury instruction to scrutinize accomplice testimony); State
ex rel. Franklin v. McBride, 701 S.E.2d 97, 103 n.14 (W. Va. 2009) (commenting that
the trial court need not issue cautionary accomplice instruction sua sponte); State v.
Crepeault, 229 A.2d 245, 247 (Vt. 1967) (finding no reversible error where court
failed to give sua sponte cautionary accomplice instruction); State v. Schenk, 193
N.W.2d 26, 29–30 (Wis. 1972) (determining that appellant waived argument that
court erred by failing to issue sua sponte cautionary instruction).
6
See, e.g., Bussdieker, 621 P.2d at 29 (concluding denial of request for accomplice
instruction was proper because such instructions constitute improper comments on the
evidence); State v. Okumura, 894 P.2d 80, 105 (Haw. 1995) (concluding that courts
have discretion to refuse or fail to give cautionary accomplice instruction in a case
Commonwealth v. Muna, 2016 MP 10
as upholding the trial court’s duty to avoid improperly commenting upon the
evidence. See, e.g., Bussdieker, 621 P.2d at 29; State v. Bagwell, 23 S.E.2d 244,
249 (S.C. 1942).
¶ 19 We have previously held the trial court has a duty “to instruct the jury of
its own motion” in criminal trials, “charging them fully and fairly upon the law
relating to the facts of the case.” Commonwealth v. Cepeda, 2009 MP 15 ¶ 40
(quoting People v. Davis, 276 P.2d 801, 808 (Cal. 1954)). The trial court fails
to meet this duty when it omits elements of criminal offenses. Commonwealth
v. Estevez, 3 NMI 447, 453–54 (1993) (assault with a dangerous weapon jury
instruction erroneously omitted the use of a dangerous weapon as an element);
Cepeda, 2009 MP 15 ¶ 41 (failure to instruct that robbery required specific
intent was error because it permitted a conviction without proof of all essential
elements). We have also found reversible error when instructions failed to
define terms of art relating to elements of offenses and when instructions
inaccurately stated statutory requirements. Quitano, 2014 MP 5 ¶ 21 (failure to
define premeditation, which is a term of art and an element of first-degree
murder); Commonwealth v. Sanchez, 2014 MP 3 ¶ 24 (failure to give
instruction that conduct amounting to sexual abuse of a minor in the first or
second degrees must occur before victim’s sixteenth birthday). Furthermore, we
held the failure to give correct self-defense instruction denied defendant “the
right to have the jury instructed on his theory of the case.” Commonwealth v.
Demapan, 2008 MP 16 ¶ 33. In sum, we have only found our courts fail to
fulfill the duty to instruct the jury when they omit instructions closely related to
elements of criminal offenses.
¶ 20 However, we are not convinced the court’s duty to instruct the jury of its
own motion extends to giving cautionary accomplice instructions. Among the
jurisdictions in which convictions can be based upon uncorroborated
accomplice testimony, only a small minority require cautionary accomplice
instructions be given sua sponte, supra ¶ 17, whereas a substantial majority do
not require sua sponte cautionary instructions. Supra ¶ 18. Indeed, the decision
whether to request a cautionary accomplice instruction may be a matter of
defense trial strategy. See State v. Begyn, 167 A.2d 161, 171 (N.J. 1961) (“after
where accomplice testimony substantially supports prosecution); Morgan v. State,
419 N.E.2d 964, 968–69 (Ind. 1981) (noting that refusal to give cautionary
accomplice instruction was proper because such an instruction “would have unduly
disparaged the testimony of the defendants' accomplices”); State v. Sarracino, 964
P.2d 72, 76–79 (N.M. 1998) (concluding that existing practice of refusing to give
cautionary accomplice instruction does not deny defendant due process of law); State
v. Mastrofine, 551 A.2d 1174, 1176 (R.I. 1988) (holding that the court properly
refused to give instruction cautioning jury to carefully scrutinize accomplice
testimony because it has an obligation to avoid giving opinion on matters of weight
and credibility of witnesses); State v. Bagwell, 23 S.E.2d 244, 249 (S.C. 1942)
(concluding the court properly refused to give a cautionary accomplice instruction
because the court is constitutionally prohibited from expressing opinion as to weight
or sufficiency of testimony).
Commonwealth v. Muna, 2016 MP 10
weighing the possible benefits against the potential harm, a defendant might
wisely refrain from requesting” an accomplice instruction); State v. Johnson,
848 P.2d 496, 499 (Mont. 1993) (commenting that the decision to not request
an accomplice instruction was a tactical choice because the instruction could be
inconsistent with the assertion that defendant was not at the crime scene). Thus,
issuing a sua sponte cautionary instruction could potentially be prejudicial to
the defense, as defense counsel may prefer to pursue a trial strategy distancing
the defendant from an alleged accomplice. See Artis, 269 A.2d at 6 (“While a
defendant is entitled to such a charge if requested and a judge may give it on his
own motion if he thinks it advisable under the circumstances, it is generally not
wise to do so absent a request, because of the possible prejudice to the
defendant.”). In this case, counsel may have concluded the general credibility
instruction was sufficient and decided the better strategy was to attack Aldan’s
credibility on cross-examination rather than by requesting a cautionary
instruction. To minimize the risk of unfair prejudice to the parties, we leave the
matter of trial strategy in the hands of counsel rather than the trial court. See
United States v. Goodwin, 770 F.2d 631, 637 (7th Cir. 1985) (“A trial judge
must take great care not to assume the functions of trial counsel.”).
Accordingly, we join the majority of jurisdictions and hold the trial court did
not err by failing to give a cautionary accomplice instruction sua sponte.
¶ 21 Because the trial court’s failure to give a cautionary accomplice
instruction sua sponte was not an error, Muna is not entitled to reversal under
the plain error doctrine. See Commonwealth v. Taman, 2014 MP 8 ¶ 31
(concluding appellant was not entitled to reversal when she did not satisfy first
prong of plain error test).
B. Ineffective Assistance of Counsel
¶ 22 The Sixth Amendment of the United States Constitution guarantees the
criminally accused the right to assistance of counsel. U.S. CONST. amend. VI.
This “right to counsel is the right to the effective assistance of counsel.”
Commonwealth v. Shimabukuro, 2008 MP 10 ¶ 9 (quoting McMann v.
Richardson, 397 U.S. 759, 774 (1970)). Here, Muna asserts he was denied
effective assistance of counsel because of his counsel’s failure to request a
cautionary accomplice instruction.
¶ 23 Ineffective assistance of counsel claims often involve factual
development outside of the appellate record; thus, such claims should typically
be brought by collateral attack rather than direct appeal. Id. ¶ 8 (citing Esteves,
3 NMI at 460). However, ineffective assistance claims may be brought on
direct appeal when “the record is sufficiently complete to decide the issue.” Id.
(quoting Esteves, 3 NMI at 460). Because Muna’s argument does not rely upon
facts outside of the record, we conclude his claim can be reviewed on appeal.
¶ 24 Establishing ineffective assistance of counsel requires a criminal
defendant to “show that the counsel's performance was deficient,” and “the
deficient performance prejudiced the defense.” Taivero 2009 MP 10 ¶ 10
(quoting Strickland v. Washington, 466 U.S. 668, 687 (1984)). To demonstrate
Commonwealth v. Muna, 2016 MP 10
prejudice, “the defendant ‘must show that there is a reasonable probability that,
but for counsel’s unprofessional errors, the result of the proceeding would have
been different.’” Shimabukuro, 2008 MP 10 ¶ 11 (quoting Strickland, 466 U.S.
at 694). Thus, there must be a “reasonable probability that the attorney's error
caused the defendant to lose the case.” Id. (citing Strickland, 466 U.S. at 695).
¶ 25 Assuming, without deciding, defense counsel’s performance was
deficient, Muna fails to establish he received ineffective assistance because he
does not demonstrate prejudice.7 See Commonwealth v. Laniyo, 2012 MP 1 ¶ 25
(rejecting ineffective assistance of counsel for failure to demonstrate prejudice).
In other words, Muna does not show a reasonable probability that the failure to
request an accomplice instruction caused the jury to convict him. First, there
was evidence corroborating Aldan’s testimony identifying Muna as the robber.
See State v. Barnes, 791 N.W.2d 817, 825 (Iowa 2010) (concluding failure to
request instruction that conviction could not be based upon uncorroborated
accomplice testimony did not prejudice defendant for purpose of ineffective
assistance claim in light of substantial corroborating evidence). At trial, Aldan
testified that Muna told him that he had been staking out J’s Restaurant. Rasa
testified she saw Muna at the restaurant three times before the robbery. Deleon
Guerrero testified that he also saw Muna at the restaurant a couple of times
before the robbery, and that Muna was wearing camouflage fatigues on at least
one occasion. Surveillance video from J’s Restaurant showed the robber
wearing camouflage military fatigues. Deleon Guerrero further testified that
during one of his shifts, Muna said he wanted to rob the place—“Ben ta hit
este.” Tr. 156. Thus, there was circumstantial evidence corroborating Aldan’s
testimony that Muna was the masked robber. Second, the trial court gave a
general credibility instruction, which specifically instructed the jury to consider
witnesses’ interests in the outcome of the trial and any other factors bearing on
credibility. Last, defense counsel attacked Aldan’s credibility. During cross-
examination, counsel elicited testimony that after the robbery, Aldan was afraid
of losing his family; he admitted to participating in the robbery; he knew he
could go to jail; and the detectives offered to try to help him. In light of the
corroborating evidence, general credibility instruction, and extensive cross-
examination, we conclude there is not a reasonable probability that counsel’s
failure to request a cautionary accomplice instruction affected the outcome.
7
Courts vary as to whether failure to request an accomplice instruction constitutes
deficient performance. Compare e.g., Brooks, 40 A.3d at 354 (finding deficient
performance because failure to request instruction cautioning jury to view accomplice
testimony with suspicion and caution yields no advantage) with Johnson, 848 P.2d at
499 (concluding failure to request accomplice instruction involved a tactical decision
and was therefore not ineffective assistance of counsel). Because Muna fails to
demonstrate prejudice, we need not reach the issue of deficient performance.
Commonwealth v. Muna, 2016 MP 10
V. CONCLUSION
¶ 26 For the foregoing reasons, we AFFIRM Muna’s conviction for Armed
Robbery, Theft, Criminal Contempt, and Disturbing the Peace.
SO ORDERED this 18th day of August, 2016.
/s/
ALEXANDRO C. CASTRO
Chief Justice
/s/
JOHN A. MANGLONA
Associate Justice
/s/
PERRY B. INOS
Associate Justice