United States v. Newton
CourtCourt of Appeals for the First Circuit
Date FiledOctober 29, 2026
Docket25-1101
StatusPublished
๐ฐ News Coverage: Read the LAWS.com news report on this case
Full Opinion
United States Court of Appeals
For the First Circuit
No. 25-1101
UNITED STATES,
Appellee,
v.
FAITH N. NEWTON,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. George A. O'Toole, Jr., U.S. District Judge]
Before
Gelpรญ, Lynch, and Dunlap,
Circuit Judges.
Dana Goldblatt and Law Office of Dana Goldblatt on brief for
appellant.
Mark T. Quinlivan, Assistant United States Attorney, and
Leah B. Foley, United States Attorney, on brief for appellee.
October 29, 2026
DUNLAP, Circuit Judge. A jury convicted
Defendant-Appellant Faith Newton on one count of conspiracy to
commit health care fraud, one count of health care fraud, and three
counts of money laundering. The convictions stem from a
multi-million-dollar home health care fraud scheme. Newton's
company, Arbor Homecare Services LLC ("Arbor"), fraudulently
billed MassHealth, Massachusetts' Medicaid program, for over $99
million. She was sentenced to 144 months' imprisonment. On
appeal, Newton argues that her convictions should be reversed
because the district court violated her constitutional rights by
allowing her to proceed pro se at trial and because the court
should have suppressed evidence obtained from a search of her cell
phone at Logan Airport by Customs and Border Protection ("CBP")
agents on her return from Kenya. Newton also challenges her
sentence on appeal, arguing that the court erred by not accounting
for the value of services rendered when calculating the amount of
loss and by including an enhancement for sophisticated means.
None of Newton's arguments persuade us. We affirm.
I.
On January 28, 2021, a grand jury indicted Newton and a
co-conspirator in the District of Massachusetts. The indictment
charged Newton with twelve counts involving health care fraud, a
kickback scheme, and money laundering. Before trial, the
government voluntarily dismissed six charges. On June 26, 2023,
- 2 -
Newton proceeded to trial on the others. An issue arose during
jury deliberations, however, and the court declared a mistrial.
Newton's retrial commenced a year later, on July 8,
2024. At the conclusion of the trial, the jury convicted her of
one count of conspiring to commit health care fraud in violation
of 18 U.S.C. ยง 1349, one count of health care fraud in violation
of 18 U.S.C. ยง 1347, and three counts of money laundering in
violation of 18 U.S.C. ยง 1957. The court sentenced Newton to a
total term of 144 months' imprisonment to be followed by three
years of supervised release and ordered a $250,000 fine and
restitution of $99,734,517.50.
A. Newton's Attorneys
By our count, Newton has been represented or assisted by
thirteen different attorneys since she was charged in January 2021.
Initially, Newton retained Attorneys Sayeg (#1) and Bailey (#2).
In January 2022, they notified the court that the relationship had
deteriorated. They filed an ex parte motion to withdraw, which
the magistrate judge denied. A few months later, in March 2022,
they renewed their motion to withdraw. The magistrate judge
conducted a hearing on the motion, during which Newton expressed
a desire to represent herself. The next month, Attorneys Sayeg
and Bailey renewed their motions once more, citing further
breakdowns in their ability to represent Newton.
- 3 -
On May 2, 2022, the magistrate judge held another
hearing on the motions to withdraw. At the hearing, Newton
reiterated her desire to "exercise [her] constitutional right and
proceed pro se." The magistrate judge initiated a colloquy under
Faretta v. California, 422 U.S. 806 (1975), to warn Newton of the
risks of that choice. The magistrate judge advised her how hard
it would be to represent herself, how high the stakes were if she
went to trial, and how much of a disadvantage she would be placing
herself in. Despite these warnings, Newton was insistent: "I've
made up my mind. I don't need a lawyer. I want to represent
myself." The magistrate judge asked Newton whether she felt
clear-minded, was hearing voices, or had any psychological issues.
Newton affirmatively denied having any such psychological issues.
The magistrate judge concluded that Newton had waived her right to
counsel knowingly, intelligently, and voluntarily and accordingly
permitted her to proceed pro se, appointing Attorney Kerner (#3)
as standby counsel.
In August 2022, at Newton's request, the magistrate
judge appointed Attorney McKinnon (#4) as standby counsel instead
of Attorney Kerner. Then in October, Newton retained Attorney
Vien (#5) along with his team, Attorneys Koslof (#6), Pascucci
(#7), and Kete (#8). Attorney Vien and his team represented Newton
through her July 2023 trial, which ended in a mistrial.
- 4 -
In September 2023, Attorney Kete withdrew. The district
court appointed Attorney Vien under the Criminal Justice Act of
1964 ("CJA"). A week before the retrial was scheduled to begin,
Attorneys Vien, Pascucci, and Koslof moved to withdraw as counsel,
citing "an irreparable breakdown in the attorney-client
relationship." The district court asked Newton how she wished to
proceed. She chose to request new appointed counsel, even though
this would delay the retrial.
In January 2024, the court appointed Attorney Miner (#9)
and Attorney Lindberg (#10) as CJA counsel for Newton. But a
month later, Attorney Miner too moved to withdraw because of
irreconcilable differences. The court held the motion as pending
until new counsel entered an appearance and set the retrial date
for July 8, 2024. In May 2024, Attorney Miner renewed her motion
to withdraw. Newton filed a pro se motion to disqualify Attorneys
Miner and Lindberg. Newton also sought to proceed pro se "only
until such time as untainted assets are released by the civil court
to hire Counsel of Choice."1 The district court denied Newton's
1 In 2021, the government brought an action for civil
forfeiture of five real properties and forty financial accounts
and investments held in the name of Newton and her family members,
business entities, and trusts. The government asserted that these
were the proceeds of, or deeply involved in, the charged offenses.
On January 29, 2021, Judge O'Toole found probable cause to believe
the properties were subject to civil forfeiture and froze the
assets. Restraining Order, Dkt. No. 10, United States v. 5 Real
Props., No. 1:21-cv-10156-GAO (D. Mass. Jan. 29, 2021).
- 5 -
motion, expressing doubt that the funds would be released and
reiterating that the July trial date was firm.2 The court further
explained that "the Court will not allow her to be pro se until
the Court is satisfied that Defendant is prepared to represent
herself through trial."
At a June 5, 2024, hearing, the district court explained
to Newton that she had three options: (1) represent herself, with
Attorney Miner or Attorney Vien as standby counsel, (2) go to trial
represented by Attorney Miner or Attorney Vien, or (3) hire a new
lawyer who would be ready in time for trial. Newton chose the
first option: "I want to represent myself." She noted her
preference for Attorney Vien as standby counsel.
At this point, the district court issued new Faretta
warnings, concluding with the following statement:
Representing yourself is fraught with peril,
right? You're not a lawyer. You don't know
the rules of evidence. You don't have any
2 On March 15, 2024, in the civil forfeiture proceeding,
Newton sought an evidentiary hearing to release the restrained
funds purportedly so that she could hire counsel of her choice.
United States v. 5 Real Props., No. 1:21-cv-10156-GAO, 2024 WL
2127058 at *1 (D. Mass. May 13, 2024). She submitted a bare-bones
and insufficient affidavit. Id. Judge O'Toole noted that Newton
had not accounted for, among other assets, nearly one million
dollars in unrestrained funds which she and her family controlled.
Id. at *2. Judge O'Toole also found that Newton likely had access
to unfrozen funds in almost a dozen domestic bank accounts and had
recently received large checks in the name of multiple corporate
entities she controlled. Id. at *1. As a result, on May 13,
2024, Judge O'Toole denied Newton's motions for a rehearing and
for release of funds, noting that Newton was scheduled to stand
trial before Judge Burroughs on July 8, 2024. Id. at *1 n.2, *2.
- 6 -
experience picking a jury or doing an opening
statement or cross-examining or doing any of
those things. So if you want to represent
yourself, that is your right, and I will have
standby counsel here to help you with the
procedural aspects of it. But it is very
risky and generally not a good idea. But in
fact, I'm going to say not only is it not a
good idea, it's a terrible idea.
. . . .
It's a terrible idea for darn sure.
Newton and the court discussed the chain of events leading up to
her seeking self-representation. Newton seemed to blame the court
for letting Attorneys Vien and Bailey withdraw. But the court
explained that the decisions were all Newton's, and reiterated the
inadvisability of representing herself:
I don't know why you would want to do it
yourself when you have such excellent counsel
sitting right beside you who is clearly
preparing for trial as evidenced by the
motions that have been filed. So I don't
understand why you would want to do that, and
it seems like an extremely poor choice.
Newton responded, "It's my choice." The court cautioned her,
stating, "You cannot go -- if you're convicted at this trial, you
cannot go to the Court of Appeals and complain that it was because
you represented yourself because you're choosing to represent
yourself." Newton suggested that, if her restrained funds were
released, there was an attorney she wished to hire. But she did
not reveal the attorney's name, so the court could not explore
appointing the attorney under the CJA. The unnamed attorney never
made an appearance on her behalf.
- 7 -
The day after the second Faretta colloquy, the court
noted in an electronic order that Attorney Vien was unable to
serve. The court granted Attorney Miner's motion to withdraw and
appointed her as standby counsel instead. A few days later, Newton
included Attorney Miner on her witness list, forcing the district
court to appoint Attorney Iovieno (#11) as standby counsel in her
place.
On July 8, 2024, the morning of the retrial, Newton
objected to proceeding without representation. The district court
overruled her objection because she had chosen to represent
herself. Attorney Iovieno assisted Newton as standby counsel for
the duration of trial. After trial, Attorney FitzGerald (#12)
represented Newton. He withdrew before sentencing and was
appointed as standby counsel. On appeal, Attorney Goldblatt (#13)
represents Newton.
B. Motion to Suppress
The night before Newton's retrial commenced, she
submitted several pro se motions to the court. Among these was
"Defendant's Motion to Exclude Cell Phone Extraction Data and
Customs Border Protection and Border Crossing Records." Relevant
to this motion, Newton had been stopped by CBP agents and searched
at Boston Logan International Airport when she returned from a
trip to Kenya on July 30, 2017. They seized her cell phone and
conducted a forensic search of the phone's contents. The search
- 8 -
yielded incriminating text messages related to the Arbor scheme.
In her motion, Newton argued that the cell phone data was illegally
obtained because (1) the government did not have a warrant for the
search, and (2) the search was requested by the prosecuting
Assistant United States Attorney ("AUSA").
On the third day of the retrial, the district court took
up the motion. The government argued that warrantless non-routine
searches are permitted at the border if agents have a reasonable
suspicion that the search will yield evidence of a crime enforced
by CBP. CBP agents -- who have jurisdiction to investigate
international cash money laundering -- suspected that Newton was
transporting ill-gotten cash overseas and that she was using her
phone to facilitate the scheme, based on interviews that law
enforcement agents had conducted. These interviews revealed that
various former Arbor employees believed or had heard rumors that
large amounts of money were going to Kenya. Agents also found a
receipt indicating that Newton had deposited $1.7 million into a
Kenyan bank. The government filed a written opposition outlining
its case, and Newton filed a written response. In her response,
she reiterated her contentions that the search lacked a warrant
and was requested by an AUSA. She also seemed to contest the
applicability of the reasonable suspicion standard, but did not
argue that the government lacked reasonable suspicion.
- 9 -
After considering the parties' submissions, the district
court orally denied Newton's motion to suppress: "[A]lthough it's
a close call, I think the government is correct that there was
reasonable suspicion that there was money laundering activity
going on . . . and that this search and the seizure . . . were
both permissible." Newton objected to this ruling on limited
grounds, and the district court stated that the objection was
preserved. The government subsequently introduced into evidence
several text messages obtained from Newton's cell phone.
C. Sentencing
The jury convicted Newton on five counts, including
health care fraud, conspiracy to commit healthcare fraud, and money
laundering. Based on the Sentencing Guidelines, the Probation
Office calculated her Total Offense Level to be 43 in her
Presentence Report ("PSR"). This total included a 24-level
enhancement because the amount of loss was between $65 million and
$150 million, and a two-level enhancement because the offense
involved sophisticated means. The PSR explained that the
calculation of the amount of loss was based on the approximately
$99,734,000 that MassHealth paid Arbor for fraudulent services.
The sophisticated-means enhancement was included based on evidence
that Newton hid over $10 million in Kenyan financial accounts over
a six-year period.
- 10 -
Newton submitted numerous objections to the PSR. Two
are relevant to Newton's sentencing arguments on appeal. In
Objection #31, Newton complained that "there was no source of
information cited to support the amount of loss identified in
paragraph 57, and as cited in paragraph 46, it could not
effectively be reviewed for accuracy, and should not be
considered." In Objection #32, she complained that the loss
amount was based on "allegations not proven at trial, and . . .
did not contain any actual evidence, or sufficient information
about the source of the numbers cited in said exhibit, and
therefore must not be considered."
The district court held Newton's sentencing hearing on
January 22, 2025. The court stated that it had "received and
carefully reviewed" the PSR and determined that there were no
sustainable objections. The court concluded that Newton's
objections to the PSR "did not appear to question the application
of the Sentencing Guidelines." After adopting the guideline range
from the PSR and considering the 18 U.S.C. ยง 3553(a) factors, the
district court sentenced Newton to a total term of 144 months'
imprisonment to be followed by three years of supervised release.
The court also ordered a $250,000 fine and restitution in the
amount of $99,734,517.50.
- 11 -
II.
Newton contends that her convictions and her sentence
must be overturned. As for her convictions, she argues that the
district court violated her rights to counsel and due process by
permitting her to represent herself. She also argues that the
court erred by admitting evidence obtained from her cell phone.
As for her sentence, Newton contends that the court miscalculated
the amount of loss when determining her offense level and that the
court improperly applied the sophisticated-means enhancement to
her offense level. None of her arguments are availing.
A. Right to Counsel
Newton argues that her convictions should be overturned
because the district court violated her constitutional rights by
allowing her to represent herself at trial. She advances four
reasons: (1) the Faretta warnings she received about the dangers
of self-representation were inadequate to make her waiver knowing;
(2) her waiver was not unequivocal; (3) she was wrongfully forced
to choose between representation by her prior attorneys and
representing herself; and (4) she was not competent to represent
herself.3
3In her reply brief, Newton adds a new (and so waived)
argument that she received ineffective assistance of counsel
because her counsel did not comprehend her psychological
difficulties. See Aldea-Tirado v. PricewaterhouseCoopers, LLP,
101 F.4th 99, 105 n.3 (1st Cir. 2024).
- 12 -
The Sixth Amendment guarantees that "[i]n all criminal
prosecutions, the accused shall enjoy the right . . . to have the
Assistance of Counsel for his defence." U.S. Const. amend. VI.
By implication, the Constitution also guarantees the right of
criminal defendants to represent themselves. Faretta, 422 U.S.
at 820. The government may not "hale a person into its criminal
courts and there force a lawyer upon him." Id. at 807. "When an
accused manages his own defense," however, "he relinquishes, as a
purely factual matter, many of the traditional benefits associated
with the right to counsel." Id. at 835. Accordingly, as the
Supreme Court held in Faretta v. California, every court must
ensure that the waiver of the right to assistance of counsel is
knowing, intelligent, and voluntary. Id.; see also United States
v. Belin, 868 F.3d 43, 53 (1st Cir. 2017). A defendant "should
be made aware of the dangers and disadvantages of
self-representation, so that the record will establish that 'he
knows what he is doing and his choice is made with eyes open.'"
Faretta, 422 U.S. at 835 (quoting Adams v. United States ex rel.
McCann, 317 U.S. 269, 279 (1942)); see also Belin, 868 F.3d at 53.
On appeal, our review of the record is "effectively de
novo." Belin, 868 F.3d at 54. "We will uphold a waiver of the
right to counsel as long as the record supports a reasoned
conclusion that the defendant was fully apprised of his right to
counsel and of the disadvantages he would encounter should he elect
- 13 -
to proceed pro se." Id. (citation and internal quotation marks
omitted). Further, the defendant's waiver must be stated in
"unequivocal language." United States v. Woodard, 291 F.3d 95,
109 (1st Cir. 2002) (citing Faretta, 422 U.S. at 835).
With these standards in mind, we take Newton's arguments
in turn and reject each of them. We recognize that choosing
self-representation may in many -- if not most -- cases be unwise.
See Faretta, 422 U.S. at 852 (Blackmun, J., dissenting) (quoting
an old proverb about self-representation). But the Constitution
guarantees criminal defendants the right to choose. Newton made
her choice knowingly, voluntarily, and unequivocally. She cycled
through attorneys regularly, of her own choice; and she ultimately
chose to go without an attorney at all when the district court
properly insisted that her retrial proceed without further delay.
We decline to overturn her convictions based on that choice.
1. Knowing, intelligent, and voluntary waiver
We consider first Newton's argument that the district
court's warnings were inadequate and that she did not knowingly,
intelligently, and voluntarily waive her right to counsel. Newton
does not claim that the wording of the district court's Faretta
warning was per se insufficient. Rather, she claims that her
particular mental difficulties prevented her from understanding
the warning, so that she did not "know what she was doing." Cf.
Faretta, 422 U.S. at 835 (citation modified) (citing Adams, 317
- 14 -
U.S. at 279) (determining that the defendant was "literate,
competent, and understanding"). We consider the entire record to
assess whether Newton's waiver was made knowingly.
As our recitation of the facts has already established,
Newton received two sets of Faretta warnings; one set administered
by the magistrate judge before her first trial, and another set
administered by the district court before her retrial. Both are
relevant to understanding what Newton knew.
At the first colloquy, in 2022, the magistrate judge
warned Newton about the severe disadvantage she would be at if she
proceeded without counsel. The magistrate judge highlighted
Newton's inexperience with the law, the complexity of procedural
rules, the benefits of counsel, and the high sentences her
conviction on these charges could carry. As the magistrate judge
stated, "I think it's unwise for you to try to represent yourself
because you're not trained in the law, and these rules are very,
very technical. And I strongly urge you not to represent
yourself." The magistrate judge warned her that she would be
"shooting [herself] in the foot" by representing herself. When
the magistrate judge asked her if she still wanted to waive her
right in light of the serious downsides, Newton responded with an
unequivocal, "Yes." As she said, "It's my choice to represent
myself."
- 15 -
At the 2024 colloquy before Newton's retrial, the
district court similarly recounted the reasons why
self-representation was inadvisable. Given the motions to
withdraw pending before the court, the court gave Newton three
options: represent herself with standby counsel, go to trial with
her current attorney, or hire a new lawyer who would be ready in
time for trial. When Newton said, "I want to represent myself,"
the district court explained the dangers of doing so, including
Newton's inexperience with the rules of evidence, jury selection,
witness examination, and opening statements. The court's caution
was grave: "[I]t is very risky and generally not a good idea. But
in fact, I'm going to say not only is it not a good idea, it's a
terrible idea." Again, Newton stated bluntly: "It's my choice."
Newton received an adequate Faretta warning to fully
apprise her of the risks under the circumstances. The warnings
Newton received were extensive and strongly worded in plain
English. She was informed of the dangers of self-representation
and even informed that it would be a terrible choice. See United
States v. Jones, 778 F.3d 375, 389 (1st Cir. 2015) (holding that
a Faretta warning was sufficient where the court "warned the
defendant of the general dangers of self-representation" and "went
so far as to tell the defendant that it was 'a terrible idea' for
him to represent himself"). In addition to receiving two sets of
Faretta warnings, moreover, Newton had the benefit of observing an
- 16 -
entire criminal trial between the two warnings. "Absent unusual
circumstances, a defendant who has previously sat through criminal
trials of his own has to know that trying a case involves examining
witnesses, making objections, and observing rules of procedure and
evidence . . . ." United States v. LaBare, 191 F.3d 60, 68 (1st
Cir. 1999). The perils she faced were made clear.
In her sealed and unsealed briefs, however, Newton
points to several places in the record that she argues should call
into question her ability to comprehend these warnings. She
highlights her former attorneys' characterization of her
accusations against them, letters she wrote to a judge about her
case, and several "non-responsive answers to the court's
questions." She asserts that she suffers from language
difficulties and "distorted perceptions of reality" that impaired
her ability to understand the disadvantages. The record, however,
does not sustain a colorable claim that Newton lacked understanding
of her choices. Newton appears to have been a sophisticated actor,
able to manage complex financial arrangements. We find it notable
that neither the government nor any of the myriad attorneys
assisting Newton requested a psychological examination. The
district court had numerous opportunities to closely observe
Newton's behavior and competence over a period of time and
concluded Newton was capable of making a voluntary choice. See
United States v. Agramonte-Quezada, 30 F.4th 1, 22โ24 (1st Cir.
- 17 -
2022) (holding that, in the competency context, a district court
does not abuse its discretion by not ordering a competency hearing
where, inter alia, neither defense counsel nor the government
sought such a hearing and the presiding judge had been able to
observe the defendant). We are satisfied that Newton voluntarily
waived her right to counsel with knowledge of the disadvantages
her choice entailed.
2. Unequivocal waiver
We turn next to Newton's argument that her waiver was
equivocal, contrary to this court's requirement. See Woodard, 291
F.3d at 109. There is no real question that her statements -- "I
want to represent myself" and "[i]t's my choice" -- were
unequivocal. See United States v. Kar, 851 F.3d 59, 67 (1st Cir.
2017) (concluding that similar statements by defendant confirming
choice to represent himself "could not have been stated more
unequivocally"). Newton now argues, however, that these
statements were ambiguous taken in context. Below, she repeatedly
expressed hope that some of her seized funds would be released so
she could hire an attorney. For example, Newton told the court
in a motion that she desired to "proceed Pro Se only until such
time as untainted assets are released by the civil court to hire
Counsel of Choice." During the June 5, 2024, hearing, Newton
stated, "I'm waiting for my motion to hire an attorney," and, "I
have a lawyer of my choice waiting to get paid." These statements
- 18 -
created "tension" with her request for self-representation, Newton
claims, thus making the request equivocal. A desire to represent
oneself in the present, however, is not incompatible with a desire
to obtain an attorney in the future. See United States v. Proctor,
166 F.3d 396, 405โ06 (1st Cir. 1999) (noting that a defendant may
"retract a waiver of his Sixth Amendment right to counsel"). Both
the magistrate judge and the district court advised Newton that,
if she no longer desired to proceed pro se, she could hire an
attorney of her choice.4 In fact, after electing to proceed pro
se the first time, Newton did hire counsel. And, even if going
pro se was not her first choice, her final decision to do so was
clear. See United States v. Gonzalez-Arias, 946 F.3d 17, 38 (1st
Cir. 2019) (concluding that even where a defendant "disliked his
options" and had "asked several times . . . for another lawyer,"
his "express agreement to go pro se, combined with his unflinching
follow-through, made his final choice unambiguous"). We thus
4 The magistrate judge informed Newton as follows: "[I]f you
change your mind in the future, I want you to know that you can
hire a lawyer if you want to and you have your funds. Or if you
don't have funds, as I have just said, down the road you can ask
for a court-appointed lawyer." The district court judge told
Newton at the June 2024 hearing, "You are either here with standby
counsel, . . . or you will be here [with] the lawyer of your
choice, but we're going forward on July 8." It is noteworthy that
Judge O'Toole found, in the related civil forfeiture action, that
Newton likely had access to funds distributed throughout a complex
network of bank accounts and corporate entities. 5 Real Props.,
2024 WL 2127058 at *1-2.
- 19 -
conclude that Newton's unequivocal waiver was not undermined by
her other statements.
3. Compelled choice
Relatedly, we reject Newton's argument that the district
court erred by forcing a choice between unwanted counsel and
self-representation on the eve of trial. "District courts, in
some circumstances, may force criminal defendants to choose
between effective representation by unwanted counsel and
proceeding pro se." Kar, 851 F.3d at 65; see also Proctor, 166
F.3d at 402. This is one such case.
As an initial matter, Newton has not established that
the assistance she had been provided was constitutionally
insufficient. Newton points primarily to the asserted breakdown
in communication between herself and Attorney Miner as of the time
the court presented her with the choice between representing
herself with standby counsel, proceeding with Attorney Miner, or
hiring counsel of her choice. But we are not persuaded that the
breakdown was of constitutional magnitude -- Attorney Miner
remained willing to represent Newton and the record before us
suggests that counsel had performed admirably. The court
reasonably concluded that Newton's desire for an earlier trial
date was the crux of her conflict with Attorney Miner and resolved
that conflict by helping Attorney Miner clear her schedule for an
- 20 -
earlier date. 5 The problem here was that Newton was an
extraordinarily difficult and manipulative client, not that she
had constitutionally ineffective counsel. See Morris v. Slappy,
461 U.S. 1, 14 (1983) ("[W]e reject the claim that the Sixth
Amendment guarantees a 'meaningful relationship' between an
accused and his counsel.").
Further, by the time the court presented her with the
choice, Newton had cycled through attorneys with regularity, and
the matter was on the verge of trial. "A court need not tolerate
unwarranted delays, and may at some point require the defendant to
go to trial even if he is not entirely satisfied with his
attorney." Gonzalez-Arias, 946 F.3d at 35 (quoting Maynard v.
Meachum, 545 F.2d 273, 278 (1st Cir. 1976)); see also Woodard, 291
F.3d at 106-07 (noting that a court may consider the possibility
of undue delay and the effect on orderly court procedure in forcing
a choice between self-representation and proceeding to trial with
an unwanted attorney). In light of Newton's extraordinary conduct
5The record shows that the conflict between Newton and her
counsel was not "so great that it resulted in a total lack of
communication." United States v. Gottesfeld, 18 F.4th 1, 13 (1st
Cir. 2008) (quoting United States v. Reyes, 352 F.3d 511, 515 (1st
Cir. 2003)); see also United States v. Allen, 789 F.2d 90, 93 (1st
Cir. 1986) (concluding that "good cause did not exist for
assignment of new counsel" where "[a]ll that exist[ed] on the
record [wa]s [the defendant's] own loss of confidence in his
attorney").
- 21 -
with her attorneys, we conclude that the district court did not
err.
4. Competency
Newton's argument that the court violated her rights to
due process and assistance of counsel by allowing her to represent
herself because she was not competent to do so fares no better.
She interprets Indiana v. Edwards, 554 U.S. 164 (2008), as
establishing two tiers of competency: one tier for competency to
stand trial, and another, higher tier for competency to represent
oneself. Newton's reliance on this case is misplaced.6 As the
Supreme Court explained in Godinez v. Moran, 509 U.S. 389 (1993),
"the competence that is required of a defendant seeking to waive
his right to counsel is the competence to waive the right, not the
competence to represent himself," id. at 399. On the record before
us, and for the same reasons that we conclude her waiver was
voluntary, informed, and knowing, we conclude -- as did the
district court in this proceeding -- that Newton was able to
"competently and intelligently" choose to represent herself. Id.
Edwards does not establish a second, higher tier of
6
competency for self-representation. As an overwhelming majority
of our sister circuits have observed, Edwards merely permits states
to condition self-representation on a higher showing of
competency. Indiana v. Edwards, 554 U.S. 164, 178 (2008) ("[T]he
Constitution permits States to insist upon representation by
counsel for those competent enough to stand trial . . . but who
still suffer from severe mental illness."); see also United States
v. Garrett, 42 F.4th 114, 119 (2nd Cir. 2022) (collecting cases
from seven circuits).
- 22 -
at 400 (quoting Faretta, 422 U.S. at 835); see also
Agramonte-Quezada, 30 F.4th at 22โ24.
B. Suppression of Evidence
Turning to her Fourth Amendment arguments, Newton
asserts on appeal that the cell phone evidence obtained by CBP
should have been suppressed because the government did not have a
reasonable suspicion that it would contain evidence of criminal
activity. We have held that the Fourth Amendment requires that
any non-routine search at our nation's borders be supported by a
reasonable suspicion that the search will uncover "evidence of
activity in violation of the laws enforced or administered by CBP
or ICE." Alasaad v. Mayorkas, 988 F.3d 8, 18โ21 (1st Cir. 2021).
Newton now contends that the specific and articulable facts known
to the government at the time of the search were not legally
sufficient to create a reasonable suspicion justifying the search
and seizure. The government responds that this argument fails at
the threshold because it was not raised before trial as required
by Rule 12(c).
To preserve an argument for appeal, a party must
"squarely" raise it before the district court. United States v.
Lindsey, 3 F.4th 32, 41 (1st Cir. 2021). Under Federal Rule of
Criminal Procedure 12(c), a motion to suppress evidence that is
not asserted before trial can only be considered upon a showing of
"good cause." Fed. R. Crim. P. 12(c)(3); see Lindsey, 3 F.4th at
- 23 -
41 ("Unpreserved legal arguments as to motions to suppress are
unreviewable except upon a showing of good cause."); see also
United States v. Torres, 162 F.3d 6, 11 (1st Cir. 1998).
In her one-page pretrial motion, Newton raised two
grounds for suppressing the cell phone data: (1) CBP did not have
a warrant, and (2) an AUSA requested the search. Newton did not,
by herself or through counsel, suggest that the CBP agents lacked
reasonable suspicion. Failing to even reference an argument is
not raising it squarely. We cannot overlook the failure simply
because Newton proceeded pro se. See Ahmed v. Rosenblatt, 118
F.3d 886, 890 (1st Cir. 1997) ("[P]ro se status does not insulate
a party from complying with procedural and substantive law.").
Nor can the discussion of reasonable suspicion by the government
and the district court excuse Newton's omission. "[W]e enforce
Rule 12(f)7 waivers even though the district court ultimately did
address the waived issue on the merits, unless the appellant can
show 'cause' for failing to raise it in a pretrial motion." United
States v. Bashorun, 225 F.3d 9, 14 (1st Cir. 2000) (emphasis
omitted); accord United States v. Galindo-Serrano, 925 F.3d 40,
47-48 (1st Cir. 2019); United States v. Walker-Couvertier, 860
F.3d 1, 9 (1st Cir. 2017). Although the district court's
The language of Rule 12(f) has been moved to Rule 12(c)(3),
7
but the standard remains the same. United States v. Arias, 848
F.3d 504, 513