State v. Jorge P.
CourtSupreme Court of Connecticut
Date FiledJune 11, 2013
DocketSC18711
JudgeRogers; Norcott; Palmer; Zarella; Harper
StatusPublished
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Full Opinion
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STATE OF CONNECTICUT v. JORGE P.*
(SC 18711)
Rogers, C. J., and Norcott, Palmer, Zarella and Harper, Js.*
Argued October 26, 2012—officially released June 11, 2013
Pamela S. Nagy, special public defender, for the
appellant (defendant).
Timothy F. Costello, assistant state’s attorney, with
whom, on the brief, were Stephen J. Sedensky III, state’s
attorney, and Colleen P. Zingaro, assistant state’s attor-
ney, for the appellee (state).
Opinion
PALMER, J. Following a jury trial, the defendant,
Jorge P., was found guilty of two counts of sexual
assault in the first degree in violation of General Stat-
utes § 53a-70 (a) (2), seven counts of risk of injury to
a child in violation of General Statutes § 53-21 (a) (1)
and seven counts of risk of injury to a child in violation
of § 53-21 (a) (2).1 The trial court rendered judgment
in accordance with the jury verdict and sentenced the
defendant to a total effective term of thirty-two years
incarceration and lifetime sex offender registration. The
defendant appealed to the Appellate Court, which
affirmed the judgment of the trial court. State v. Jorge
P., 124 Conn. App. 99, 118, 4 A.3d 314 (2010). We granted
the defendant’s petition for certification to appeal, lim-
ited to the issue of ‘‘[w]hether the Appellate Court prop-
erly found that the defendant’s objection to the admis-
sion of expert testimony was unpreserved, and, if not,
whether the expert opined on ultimate issues . . . .’’
State v. Jorge P., 301 Conn. 912, 19 A.3d 1259 (2010). We
agree with the Appellate Court that defense counsel’s
objection was not preserved, and, therefore, we decline
to review the defendant’s claim that the state’s expert
improperly expressed an opinion on an ultimate issue.
Accordingly, we affirm the judgment of the Appellate
Court.
The opinion of the Appellate Court sets forth the
following facts that the jury reasonably could have
found. ‘‘The victims, S and G, are sisters who were born
in 1993 and 1997, respectively. At the time of trial in
2007, S was fourteen years old and G was ten years
old. Between 2000 and 2002, the victims lived with their
parents and younger brother in a second floor apart-
ment in a multifamily home on W Street. The victims’
aunt, C, the defendant, who is C’s boyfriend, their three
children, and numerous other family members lived in
the first floor apartment. In 2002, the victims, with their
parents, moved to a house on W Avenue. In 2003, C
and the defendant moved to a house on S Avenue.
‘‘While the victims lived at W Street, both of their
parents worked. Their mother regularly took them to
the defendant’s apartment in the mornings before
school started to be watched by C until their school
bus came. S would normally watch television in the
bedroom of one of her cousins. On many occasions,
the defendant would take her to a rarely used interior
front staircase of the multifamily home and touch her.
Specifically, the defendant would pull down both his
and S’s pants, make S face the bottom of the stairs,
touch her vagina, and rub his penis on her buttocks
and against her vagina. S testified that this would hap-
pen ‘most of the days of the week, but it wasn’t like
every single day, but it would happen very often.’ After-
ward, the defendant would give S toys, stickers or can-
dies so she would not tell anyone about the incidents.
S recalled two specific incidents of touching by the
defendant on W Street. One incident occurred when
the defendant abruptly stopped touching her when he
heard the doorknob turn at the top of the stairs. On
that occasion the defendant pushed S aside, which
caused her to cut her ‘pinky’ on some mirrors that were
on the stairs. Another incident occurred in the summer.
On that occasion, when S went to the basement to
get a scooter, the defendant followed her, and started
touching her and engag[ing] in penile-vaginal inter-
course with her. Afterward, when S went to the bath-
room, she felt something on her leg that was like a
‘white jelly kind of thing.’ She felt a wetness in her pants
and, after using the toilet, saw a condom in the toilet.
‘‘The defendant continued this behavior after the vic-
tims’ family moved out of the apartment on W Street
in 2002. S recalled three specific incidents of touching
while visiting her cousins at the defendant’s house on
S Avenue, where [the defendant] had moved in 2003.
One incident occurred when the defendant picked up
S and G to take them to an airport because C was
returning from a trip. Before going to the airport, the
defendant took them to S Avenue and would not let S
leave until she allowed him to touch her. The defendant
penetrated her vagina digitally and rubbed his penis
on her buttocks. Another incident occurred when the
defendant took S and G to a carnival. Before taking
them to the carnival, the defendant took them to S
Avenue and told S that he would pay for the tickets
and tokens only if she allowed him to touch her. During
this incident, while playing hide-and-seek, G walked in
on the defendant while he was touching S. G testified
that she saw the defendant’s hand in S’s pants and knew
it was inside her vagina ‘because it happened to me
also.’ Another incident occurred when the defendant
took S to a [department] store and allowed her to get
a [compact disc] and [a] poster as late birthday gifts.
After making the purchases, the defendant refused to
give them to S unless she allowed him to touch her.
After the defendant touched S, he gave the gifts to her.
‘‘The defendant also touched G at his house on S
Avenue approximately ten or fifteen times. G could
recall only a few specific incidents. The defendant
always gave her toys, stickers or candies after touching
her. The first incident occurred when G spent the night
at C’s house at S Avenue. The defendant called G into
his room and put his finger ‘a little inside’ her vagina.
After the incident, the defendant gave G bubblegum.
‘‘All of the incidents occurred between 2000 and 2005.
S and G first disclosed the defendant’s conduct in 2006.
At that time, S was sick with a high fever and stomach
ache. S’s mother indicated her intention to take S to
the emergency room. G wanted to accompany S and
her mother to the emergency room so she could get
stickers, but her mother refused. G then responded,
‘when . . . people touch you, they give you stickers
and candies.’ After further questioning, both S and G
disclosed that the defendant gave them toys, stickers
or candies after touching them. In 2007, [S] and G’s
guardian ad litem referred them to Veronica Ron-Priola,
a [pediatrician who specializes in child physical and
sexual abuse], for a physical examination, because none
had been done previously. A physical examination by
Ron-Priola revealed that G had a mild protrusion of the
urethra, which was normal [for girls her age], and that
S had [a] complete transection of the hymen, which was
indicative of blunt trauma penetration [of] the vagina.’’
State v. Jorge P., supra, 124 Conn. App. 102–104. Follow-
ing a jury trial, the defendant was convicted on all
counts of the information.
The defendant appealed from the judgment of convic-
tion to the Appellate Court, claiming, inter alia, that
‘‘he was deprived of a fair trial because the [trial] court
impermissibly allowed Ron-Priola to testify, both
directly and indirectly, as to the ultimate issue of
whether S and G had been sexually abused.’’2 Id., 105.
The Appellate Court declined to review this claim, con-
cluding that it was not properly preserved because
defense counsel had failed to object to Ron-Priola’s
testimony at trial. See id. Specifically, the Appellate
Court determined that, although defense counsel had
raised concerns that Ron-Priola might testify as to
whether S and G had been sexually abused, defense
counsel was afforded an opportunity to examine Ron-
Priola outside of the presence of the jury for the purpose
of addressing those concerns. See id., 105–106 n.5.
According to the Appellate Court, defense counsel’s
failure to object to Ron-Priola’s testimony, either at the
time of her voir dire testimony or thereafter when Ron-
Priola testified before the jury, rendered the defendant’s
claim unpreserved.3 See id.
On appeal to this court following our grant of certifi-
cation, the defendant challenges the Appellate Court’s
determination that his claim is unreviewable for lack
of preservation. In essence, he contends, contrary to the
conclusion of the Appellate Court, that defense counsel
properly objected to Ron-Priola’s testimony, prior to
her voir dire examination, on the ground that she would
testify on an ultimate issue, and the trial court overruled
that objection. The defendant further maintains that,
once the trial court overruled the objection, defense
counsel was not required to object again, whenever
Ron-Priola expressed an opinion on an ultimate issue
in her testimony before the jury, because any such
objection would have been futile. We disagree with the
defendant that his claim is preserved.
The following facts are necessary to our resolution
of the defendant’s claim. At trial, the state called Ron-
Priola to testify with respect to her physical examina-
tion of S and G and as to certain statements that S and
G had made to her. On two occasions before Ron-Priola
took the stand, however, defense counsel objected to
her testimony. The first such occasion was during the
state’s direct examination of S, when the deputy assis-
tant state’s attorney (prosecutor) asked S whether she
had had a medical examination and, if so, the name of
the examining physician. S responded that Ron-Priola
had examined her. At this point, defense counsel
objected and asked to be heard outside the presence
of the jury. After the court excused the jury from the
courtroom, defense counsel informed the court that she
intended to file a motion in limine to preclude Ron-
Priola’s testimony and, therefore, that the court should
prohibit the state from eliciting any testimony from S
concerning Ron-Priola’s examination of her until the
court ruled on the defendant’s motion. The trial court
asked defense counsel to explain the basis for the
motion to preclude Ron-Priola’s testimony. Defense
counsel responded that the testimony was inadmissible
on several grounds, including that Ron-Priola was not
a treating physician4 and that ‘‘[she] is going to be stating
an opinion on the ultimate issue of fact in this case,
which is whether or not the statements of the victim
are truthful.’’ The trial court asked defense counsel how
she knew that Ron-Priola would testify in such a manner
and whether she could provide specific examples of
such testimony. Counsel responded that she was unable
to give any examples at that time but that she would
address the issue later if permitted to question Ron-
Priola outside the presence of the jury. After expressing
some confusion as to the nature of defense counsel’s
objection, the court stated, ‘‘we’ll take up the issue if
and when it arises with [Ron-Priola’s] testimony.’’ The
court then overruled defense counsel’s objection to S’s
testimony about her medical examination by Ron-
Priola.
Two days later, immediately before Ron-Priola was
scheduled to take the stand, the trial court inquired of
the parties whether there would be an offer of proof
prior to her testimony. The prosecutor responded that,
as far as the state was concerned, there was no need
for an offer of proof because Ron-Priola was simply
‘‘going to testify that she examined both [S and G], that
she did a full examination head to toe, [that] her findings
with regard to [G] were normal, and [that] her findings
with regard to [S] were that [Ron-Priola] found that
[S’s] hymen had been perforated.’’
The trial court then asked defense counsel whether
she had any objection to this testimony. Defense coun-
sel responded that she did, ‘‘in its entirety.’’ When the
court asked defense counsel to explain the basis of her
objection, she stated that Ron-Priola’s testimony was
inadmissible under the medical diagnosis and treatment
exception to the hearsay rule because Ron-Priola was
not a treating physician. The trial court responded that
whether Ron-Priola qualified as a treating physician
was a threshold question to be decided by the court,
and that a proffer of Ron-Priola’s testimony was neces-
sary for the court to resolve that issue.
The prosecutor then reminded the court that there
were two issues for the court to decide, namely, the
admissibility of Ron-Priola’s medical findings and the
admissibility of any statements made to Ron-Priola in
the course of medical diagnosis and treatment. With
respect to Ron-Priola’s medical findings, the court
responded that they would be admissible only if the
court concluded that she had examined S and G for
medical purposes and not for litigation purposes. The
court noted, however, that, even if it found that Ron-
Priola was not a treating physician, her testimony as
to what the victims had told her nevertheless might
be admissible under the tender years exception to the
hearsay rule5 or as constancy of accusation testimony
in accordance with State v. Troupe, 237 Conn. 284, 677
A.2d 917 (1996).6 The court further explained, however,
that testimony by Ron-Priola outside the presence of
the jury was necessary to determine whether the state-
ments of S and G to Ron-Priola were admissible under
the hearsay exception for statements in furtherance of
medical treatment and diagnosis, under the tender years
hearsay exception, or under the constancy of accusa-
tion doctrine. The prosecutor responded that the prof-
fer would serve to explain ‘‘why . . . she’s . . . a
treating physician . . . [and] why . . . the statements
made to her fit under about four different exceptions
to the hearsay rule.’’
At this point, defense counsel interjected, stating that
‘‘Connecticut case law is crystal clear as to why the
statements made by [S and G] are not admissible
. . . .’’ When the court asked defense counsel to iden-
tify the case law to which she was referring, she
responded that State v. DePastino, 228 Conn. 552, 565,
638 A.2d 578 (1994); see footnote 4 of this opinion;
precluded such testimony. The court disagreed that
DePastino supported defense counsel’s contention. The
court also asked defense counsel to explain why, even
if it did, S’s and G’s statements to Ron-Priola were not
admissible under the constancy of accusation doctrine.
Defense counsel responded: ‘‘[T]his is going to her
examination and what she relied on. And it goes to the
ultimate issue, Your Honor. Ultimately, if you look at
the . . . [medical report, Ron-Priola] does not make a
diagnosis.7 She has an impression. And her impression
is that based [on] the disclosure made to her by [S] that
her findings support the disclosure. So she’s relying
entirely on the veracity of the statements made by [S].
And the case law states that . . . the veracity of [S’s]
statements is for the jury to decide, not the doctor. And
there’s ample case law.’’ Defense counsel then argued
that ‘‘[t]he seminal case on [this] issue’’ is State v. Apos-
tle, 8 Conn. App. 216, 512 A.2d 947 (1986),8 which, she
maintained, was ‘‘directly on point . . . .’’
The trial court disagreed that Apostle supported coun-
sel’s assertion that Ron-Priola’s testimony was inadmis-
sible. The trial court explained that Apostle involved
the ‘‘different issue’’ of whether a physician could give
an opinion as to whether sex between adults was con-
sensual. The trial court explained that the Appellate
Court concluded in Apostle that such testimony was
not admissible because it went to the ultimate factual
issue to be decided by the jury and because expert
testimony was not required to assist the jury in making
that determination. The trial court observed that the
present case was distinguishable from Apostle because
the proffered expert testimony was relevant to the issue
of whether S and G had been sexually abused. Defense
counsel responded: ‘‘Okay. And then that brings me to
my final . . . thoughts about the admissibility of [this]
testimony . . . . I mean, this is why we need an offer
of proof . . . . I don’t know—I don’t see how [this]
doctor . . . can state to a reasonable—absent the testi-
mony of [S and G], given the length of time from the
alleged disclosure, which is even more removed from
the date of the alleged abuse—how this doctor can say
. . . to a reasonable degree of medical probability, that
this child was sexually assaulted by [the defendant].
She can say . . . the fact that the hymen was perfora-
ted . . . .’’
Immediately thereafter, the trial court interjected: ‘‘I
don’t think that’s what she’s going to say. . . . I think
that [what] she’s going to say [is] that there’s evidence
of sexual abuse and that the victim told [her] that the
source of the abuse was [the defendant]. . . . I don’t
think her testimony is going to be [that] there is sexual
abuse, ergo it had to be [the defendant].’’ The court
then asked the prosecutor whether this was correct, and
the prosecutor responded that it was. Defense counsel
replied, ‘‘[a]ll right,’’ but then added that a perforated
hymen could be indicative of sexual abuse or it could
be indicative of something else, such as a bicycle injury,
which is ‘‘why we need the offer of proof . . . .’’ The
trial court responded, ‘‘[that’s a] [f]air question for
cross-examination.’’ The parties then examined Ron-
Priola outside the presence of the jury. Upon the conclu-
sion of Ron-Priola’s voir dire testimony, the trial court
ruled that Ron-Priola was a treating physician and,
therefore, that she could testify as to her medical find-
ings with respect to S and G. Defense counsel excepted
to this ruling and also renewed her claim that Ron-
Priola’s testimony was inadmissible because Ron-Priola
could not state to a reasonable degree of medical proba-
bility that S was forcibly penetrated.
With this background in mind, we turn to the defen-
dant’s contention that the Appellate Court incorrectly
concluded that his claim regarding Ron-Priola’s pur-
ported ultimate issue testimony was not preserved.
‘‘[T]he standard for the preservation of a claim alleging
an improper evidentiary ruling at trial is well settled.
This court is not bound to consider claims of law not
made at the trial. . . . In order to preserve an eviden-
tiary ruling for review, trial counsel must object prop-
erly. . . . In objecting to evidence, counsel must
properly articulate the basis of the objection so as to
apprise the trial court of the precise nature of the objec-
tion and its real purpose, in order to form an adequate
basis for a reviewable ruling. . . . Once counsel states
the authority and ground of [the] objection, any appeal
will be limited to the ground asserted. . . .
‘‘These requirements are not simply formalities. They
serve to alert the trial court to potential error while
there is still time for the court to act. . . . Assigning
error to a court’s evidentiary rulings on the basis of
objections never raised at trial unfairly subjects the
court and the opposing party to trial by ambush.’’ (Inter-
nal quotation marks omitted.) State v. Johnson, 289
Conn. 437, 460–61, 958 A.2d 713 (2008); see also Council
v. Commissioner of Correction, 286 Conn. 477, 498, 944
A.2d 340 (2008) (‘‘[A] party cannot present a case to
the trial court on one theory and then seek appellate
relief on a different one . . . . For this court to . . .
consider [a] claim on the basis of a specific legal ground
not raised during trial would amount to trial by ambus-
cade, unfair both to the [court] and to the opposing
party.’’ [Internal quotation marks omitted.]). Thus,
because the sina qua non of preservation is fair notice
to the trial court; see, e.g., State v. Ross, 269 Conn.
213, 335–36, 849 A.2d 648 (2004) (‘‘the essence of the
preservation requirement is that fair notice be given
to the trial court of the party’s view of the governing
law’’ [emphasis in original]); the determination of
whether a claim has been properly preserved will
depend on a careful review of the record to ascertain
whether the claim on appeal was articulated below with
sufficient clarity to place the trial court on reasonable
notice of that very same claim.
The defendant contends that his claim on appeal is
preserved because, prior to Ron-Priola’s testimony out-
side the presence of the jury, defense counsel unsuc-
cessfully ‘‘objected to Ron-Priola’s testimony on the
exact same ground that [the defendant] raises on
appeal: that [Ron-Priola’s] opinion went to the ultimate
issue of whether the statements of [S and G] were
truthful.’’ The defendant maintains that, because the
trial court considered and rejected this claim, defense
counsel was not required to object when Ron-Priola’s
testimony on voir dire examination or at trial touched
on an ultimate issue. In support of this contention, the
defendant directs our attention to the two colloquies
that occurred prior to Ron-Priola’s voir dire testimony.
We disagree that either of these colloquies supports the
defendant’s contention.
The first colloquy on which the defendant relies
occurred during S’s testimony, when defense counsel
informed the court that she intended to file a motion
in limine to preclude Ron-Priola’s testimony in its
entirety on the ground that it would violate the prohibi-
tion against experts opining on an ultimate issue. As
we previously indicated, the trial court queried defense
counsel at that time how she knew that Ron-Priola
would testify in such a manner and requested specific
examples of testimony that would be improper. Defense
counsel responded that she could not provide any exam-
ples but intended to explore the issue with Ron-Priola
during an anticipated voir dire examination. Accord-
ingly, this colloquy provides no support whatsoever
for the defendant’s claim that the trial court overruled
defense counsel’s objection to Ron-Priola’s testimony.
Indeed, we are hard pressed to see how the trial court
possibly could have ruled on such an objection without
hearing Ron-Priola’s testimony or, at the least, an offer
of proof by defense counsel as to what that testimony
would be. The trial court was apparently of the same
view because it informed defense counsel at that time
that it could not rule on defense counsel’s objection
without an offer of proof concerning Ron-Priola’s
trial testimony.
The second colloquy occurred two days later, when
defense counsel again sought to preclude Ron-Priola’s
testimony in its entirety on the ground that Ron-Priola
was not a treating physician and because she would
offer an opinion on an ultimate issue of fact. At that
point, the trial court asked defense counsel to explain
why, even if Ron-Priola was not a treating physician,
she could not testify as a constancy of accusation wit-
ness. As we previously noted, counsel responded:
‘‘[T]his is going to her examination and what she relied
on. And it goes to the ultimate issue, Your Honor. Ulti-
mately, if you look at the . . . [medical report, Ron-
Priola] does not make a diagnosis. She has an impres-
sion. And her impression is that based [on] the disclo-
sure made to her by [S] that her findings support the
disclosure. So she’s relying entirely on the veracity of
the statements made by [S]. And the case law states
that . . . the veracity of [S’s] statements is for the jury
to decide, not the doctor. And there’s ample case law.
The seminal case on that issue . . . is . . . Apostle
. . . .’’
The trial court’s apparent confusion with defense
counsel’s argument is perfectly understandable because
the argument was not responsive to the question that
the court had asked and it was predicated on a medical
report by Ron-Priola concerning S that was not in evi-
dence. In that report, which was marked for identifica-
tion purposes only, Ron-Priola stated that her finding
that S had suffered an injury to her hymen indicative
of blunt force trauma supported S’s claim of sexual
abuse. Although defense counsel’s argument during this
colloquy is not a model of clarity, we understand her
to be asserting that Ron-Priola’s testimony was inadmis-
sible because her medical findings were based on S’s
disclosure of sexual abuse rather than on the physical
or medical evidence. Defense counsel appears to have
been arguing that, because Ron-Priola’s medical find-
ings were based on S’s statements, they constituted a
form of indirect vouching for the veracity of those
statements.9
We begin our review of the import of this colloquy
with the observation that defense counsel’s assertion
that Ron-Priola’s medical findings were based ‘‘entirely
on the veracity of [S’s] statements’’ was not an accurate
characterization of the medical report that counsel
relied on in making this argument. That report simply
indicated that the injury to S’s hymen supported, or
was consistent with, S’s disclosure. More to the point,
however, the sole argument that defense counsel made
in the trial court in support of her objection to Ron-
Priola’s testimony on ultimate issue grounds was that
Ron-Priola’s medical findings allegedly were predicated
on Ron-Priola’s belief in the veracity of S’s statements
and that, consequently, any opinion by Ron-Priola about
S’s medical condition constituted improper ultimate
issue testimony because the veracity of S’s statements
was an issue for the jury to decide. Even if this argument
had a foundation in the evidence, which it does not,
the argument obviously bears no resemblance to the
defendant’s claim on appeal, which concerns the admis-
sibility of a handful of statements by Ron-Priola at trial;
see footnote 2 of this opinion; that have nothing to
do with the propriety or admissibility of her medical
opinion about the nature or cause of S’s injuries.
Accordingly, although defense counsel invoked the
term ‘‘ultimate issue’’ in objecting to the admissibility
of Ron-Priola’s testimony concerning her examination
of S, it is abundantly clear that defense counsel’s argu-
ment could not have alerted the trial court and the state
to the completely different ultimate issue claims that
the defendant now raises on appeal.
The defendant’s preservation claim boils down to the
assertion that defense counsel’s argument in the trial
court that Ron-Priola could not testify for any purpose
because her medical findings were tainted by the infor-
mation that had been imparted to her by S and G was
sufficient to preserve any and all future claims that
Ron-Priola improperly had expressed an opinion on an
ultimate issue. This is not the law of our state, first,
because it would constitute a blatant ambuscade of
the trial judge, who could not possibly be expected to
recognize that he or she was being asked to rule on the
same ultimate issue objection that forms the basis of
the claim on appeal and, second, because it would effec-
tively relieve trial counsel of the duty to alert the trial
court to potential error while there is still time to cor-
rect it.10
The defendant’s preservation argument also founders
on the fact that it assumes the trial court, in declining
to bar Ron-Priola’s testimony in its entirety prior to an
offer of proof with respect to the substance of that
testimony, also intended to reject any and all future
objections to Ron-Priola’s testimony on ultimate issue
grounds. It is entirely unreasonable to think that any
judge would make such a blanket ruling, especially
without having heard even one word of the challenged
testimony, and there is absolutely nothing in the record
to suggest that the trial court did so in the present case.
We note, finally, that, although the defendant would
confine our review of his claim to the procedural history
immediately preceding Ron-Priola’s voir dire testimony,
we agree with the state that the record of the proceed-
ings following that voir dire examination also belies the
defendant’s claim that any further objection to Ron-
Priola’s testimony would have been futile because the
trial court already had decided to allow ultimate issue
testimony. Cf. State v. Velky, 263 Conn. 602, 615, 821
A.2d 752 (2003) (no further objection was necessary
when ‘‘[i]t was . . . perfectly clear from the attitude
of the court that [such objection] would have been
futile’’). For example, immediately following the voir
dire examination, defense counsel renewed her objec-
tion to Ron-Priola’s testimony on the ground that Ron-
Priola could not ‘‘state to a reasonable degree of medical
probability that [S] was forcibly penetrated. She [could
not] state to a reasonable degree of medical probability
as to how, when, or under what circumstances this
injury occurred.’’ The trial court responded by asking
counsel whether it was her contention that, ‘‘unless
[the] doctor can say in every case that this was sexual
abuse, this was sexual assault, and it couldn’t have been
anything else in the world, then a doctor can never
testify?’’ The prosecutor interrupted at this point, noting
that defense counsel’s argument was fundamentally
flawed because, in fact, whether S had been sexually
assaulted was an ultimate issue in the case. Specifically,
the prosecutor stated: ‘‘Medical degree of certainty as
to what, Your Honor? The state is offering [Ron-Priola’s
testimony] to show injuries, not to conclude in terms
of the ultimate question here. And I think [defense]
counsel is . . . addressing the ultimate question.’’
(Emphasis added.) Indeed, the record is replete with
examples of the trial court and the prosecutor disabus-
ing defense counsel of her mistaken belief that Ron-
Priola would or properly could offer an opinion as to
the ultimate issue of whether S and G had been sexually
assaulted. This procedural history further demonstrates
that the defendant’s claim is not preserved. We there-
fore agree with the state that the Appellate Court prop-
erly declined to reach the merits of the defendant’s
claim of evidentiary impropriety.
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
* In accordance with our policy of protecting the privacy interests of the
victims of sexual abuse and the crime of risk of injury to a child, we decline
to identify the victims or others through whom the victims’ identities may
be ascertained. See General Statutes § 54-86e.
* The listing of justices reflects their seniority status on this court as of
the date of oral argument.
1
We note that the incidents that led to the charges in this case occurred
between 2000 and 2005. Although § 53-21 had been amended in 2000; see
Public Acts 2000, No. 00-207, § 6; and in 2002; see Public Acts 2002, No. 02-
138, § 4; those amendments did not alter the elements of the substantive
crimes at issue and have no bearing on the merits of this appeal. In the
interest of simplicity, we refer to the current revision of § 53-21.
2
The defendant claimed that Ron-Priola expressed an opinion as to
whether S and G had been sexually abused on several occasions. For exam-
ple, on one such occasion, the deputy assistant state’s attorney (prosecutor)
asked Ron-Priola whether she had recommended any follow-up treatment
for G. Ron-Priola responded, ‘‘I recommended for the child to continue
to follow up with her pediatrician, and the child and the mother needed
counseling.’’ When Ron-Priola was asked whether counseling was a routine
recommendation, she responded: ‘‘[Y]es, for children that have been sexually
abused . . . .’’ Thereafter, the prosecutor asked Ron-Priola whether she
knew, prior to S’s visit, why S was coming to see her. Ron-Priola stated:
‘‘[A]ll I know is that she had had a history of being sexually abused . . . .’’
The defendant also claims that Ron-Priola provided improper ultimate issue
testimony in response to the following question by the prosecutor: ‘‘When
you see an injury to the hymen indicative of blunt force penetrating trauma,
what does this mean to you?’’ Ron-Priola replied that ‘‘[it] is indicative or
corroborates the history of sexual abuse.’’
3
The Appellate Court also declined to review the defendant’s claim under
the plain error doctrine because none of Ron-Priola’s testimony ‘‘that could
be construed to relate to the ultimate issue of whether S and G were sexually
abused compromised the fairness or integrity of the defendant’s trial or
diminished public confidence in our judicial proceedings.’’ State v. Jorge
P., supra, 124 Conn. App. 107. That issue, however, is not before us in
the present appeal. In addition, the Appellate Court rejected each of the
defendant’s other claims, none of which has been certified for review by
this court. See id., 107, 110, 118.
4
Whether Ron-Priola qualified as a treating physician was relevant to
the permissible scope of her testimony under the medical diagnosis and
treatment exception to the hearsay rule. See, e.g., State v. DePastino, 228
Conn. 552, 565, 638 A.2d 578 (1994) (‘‘[I]n cases of sexual abuse in the home,
hearsay statements made in the course of medical treatment which reveal
the identity of the abuser, are reasonably pertinent to treatment and are
admissible. . . . If the sexual abuser is a member of the child victim’s
immediate household, it is reasonable for a physician to ascertain the identity
of the abuser to prevent recurrences and to facilitate the treatment of
psychological and physical injuries.’’ [Citation omitted; internal quotation
marks omitted]); accord Conn. Code Evid. § 8-3 (5), commentary.
5
See Conn. Code Evid. § 8-10 (a) (effective January 1, 2011) (permitting
admission, in criminal and juvenile proceedings, of ‘‘a statement by a child
under thirteen years of age relating to a sexual offense committed against
that child’’ under specified circumstances), in 72 Conn. L.J. No. 2, p. 235C
(July 13, 2010).
6
In Troupe, we concluded that ‘‘a person to whom a sexual assault victim
has reported the assault may testify . . . with respect to the fact and timing
of the victim’s complaint . . . [but that] any testimony by the witness
regarding the details surrounding the assault must be strictly limited to
those necessary to associate the victim’s complaint with the pending charge,
including, for example, the time and place of the attack or the identity of
the alleged perpetrator. . . . [In addition], such evidence is admissible only
to corroborate the victim’s testimony and not for substantive purposes.’’
State v. Troupe, supra, 237 Conn. 304.
7
The medical report to which defense counsel apparently was referring
had been marked for identification only and was not a full exhibit. In the
report, Ron-Priola states in relevant part: ‘‘[Fourteen year old] female with
[i]njury to the [h]ymen indicative of blunt force penetrating trauma. This
[p]hysical finding supports the disclosure of [s]exual [a]buse.’’
8
The defendant in Apostle claimed that the trial court improperly permit-
ted a hospital emergency room physician to testify that, in his opinion, the
victim did not consent to intercourse with the defendant. State v. Apostle,
supra, 8 Conn. App. 231. The Appellate Court concluded that ‘‘[t]he testimony
of the doctor regarding whether the intercourse was consensual went beyond
the scope of permissible expert testimony because it involved an opinion
based [on] factors outside the realm of his professional expertise. The
doctor’s opinion that the intercourse was nonconsensual was based in part
[on] the victim’s emotional state as well as the victim’s own representations
given to him regarding the history of the incident. The doctor, therefore,
reached a conclusion on the ultimate issue by drawing on factors already
made known to the jury, and which went beyond his physical examination
of the victim.’’ Id., 232.
9
This likely explains why, during her cross-examination of Ron-Priola
outside the presence of the jury, defense counsel repeatedly asked Ron-
Priola whether her opinion of S’s injury was based on S’s statements and
whether Ron-Priola ‘‘relied on the truthfulness of [S’s] statements’’ in con-
cluding that S’s injuries were consistent with sexual abuse. In one such
exchange, defense counsel asked Ron-Priola:
‘‘[Defense Counsel]: . . . Doctor, given your findings, you testified . . .
that [S’s] injury was a perforation to the . . . hymen?
‘‘[Ron-Priola]: Not a perforation, a transection.
‘‘[Defense Counsel]: . . . Okay. And . . . that transection or that finding
in and of itself is not indicative of abuse, correct?
‘‘[Ron-Priola]: It is indicative of penetration into the vagina.
‘‘[Defense Counsel]: That’s it. And that finding would be there whether
penetration had occurred forcibly or consensually?
‘‘[Ron-Priola]: That is right.
***
‘‘[Defense Counsel]: All right. Now with respect to [S], in your assessment
that’s at the bottom of the page, you concluded that the injury to the hymen
was indicative of blunt force penetrating trauma?
‘‘[Ron-Priola]: Yes.
‘‘[Defense Counsel]: Okay. And then have you reached an opinion as to
the cause of that blunt force trauma?
‘‘[Ron-Priola]: . . . I did.
‘‘[Defense Counsel]: Okay. And your opinion was what?
‘‘[Ron-Priola]: That [the injury] supports the disclosure of sexual abuse.
‘‘[Defense Counsel]: Okay. Now, your opinion, therefore, is based solely
on the disclosure made to you by [S] and her mother during the course of
[the] exam[ination], correct?
‘‘[Ron-Priola]: Correct.
‘‘[Defense Counsel]: Okay, because there’s nothing in your physical find-
ings that can lead you to believe otherwise, correct?
‘‘[Ron-Priola]: The physical findings supported what she told me.
‘‘[Defense Counsel]: Okay. So you relied on the truthfulness of her state-
ments when you reached the conclusion that your findings supported the
diagnosis of sexual abuse?
‘‘[Ron-Priola]: Yes.’’
10
Our acceptance of the defendant’s argument would result in a wholly
unworkable approach to preservation. Suppose that a party objected at trial
to a witness’ testimony on the ground that it would consist entirely of
inadmissible hearsay. Under the defendant’s proposed preservation stan-
dard, if the court overruled the objection on the ground that the objecting
party had failed to establish that the entirety of the witness’ testimony was
inadmissible on he