State v. Darryl W.
CourtSupreme Court of Connecticut
Date FiledJanuary 10, 2012
DocketSC18396
JudgeRogers; Norcott; Palmer; Zarella; McLachlan; Harper and
Vertefeuille
StatusPublished
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Full Opinion
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STATE OF CONNECTICUT v. DARRYL W.
(SC 18396)
Rogers, C. J., and Norcott, Palmer, Zarella, McLachlan, Harper and
Vertefeuille, Js.*
Argued September 21, 2011—officially released January 10, 2012
Annacarina Jacob, senior assistant public defender,
for the appellant (defendant).
Melissa L. Streeto, assistant state’s attorney, with
whom, on the brief, was John A. Connelly, former
state’s attorney, Maureen Platt, state’s attorney, and
John Davenport, senior assistant state’s attorney, for
the appellee (state).
Opinion
HARPER, J. The defendant, Darryl W.,1 appeals
directly to this court, pursuant to General Statutes § 51-
199 (b) (3), from the judgment of conviction, rendered
after a jury trial, of criminal attempt to commit aggra-
vated sexual assault in the first degree in violation of
General Statutes §§ 53a-49 (a) (2) and 53a-70a (a) (1),2
sexual assault in the third degree in violation of General
Statutes § 53a-72a (a) (1) (B) and kidnapping in the first
degree with a firearm in violation of General Statutes
§ 53a-92a.3 The defendant also appeals from the trial
court’s judgment finding him guilty of violation of pro-
bation based on his conviction of the aforementioned
criminal offenses. The defendant raises two issues on
appeal. He claims first that the trial court improperly
instructed the jury regarding the elements of §§ 53a-
70a (a) (1) and 53a-92a and regarding his affirmative
defense to § 53a-92a under General Statutes § 53a-16a.4
This claim specifically concerns the legal standards for
determining whether a weapon may be considered oper-
able under these statutes.5 The defendant also claims
that certain improper comments by the senior assistant
state’s attorney during closing argument deprived him
of his right to a fair trial. We conclude that the defendant
failed to preserve his jury instruction claim and is not
entitled to review on any basis asserted. We further
conclude that there was no prosecutorial impropriety.
Accordingly, we affirm the judgments.
The record reveals the following procedural history
and facts as the jury reasonably could have found them.
The defendant is married to the sister of the victim, D.
Following the loss of her house due to foreclosure, D,
along with her husband and two children, resided with
the defendant, his wife and their four children for sev-
eral months. D and her family then moved out of the
defendant’s house to live with her parents and subse-
quently began looking for a house to buy. On the day
of the incident, the defendant tricked D, whom he had
offered to help find a house, into meeting him alone at
a commuter parking lot in Waterbury and driving with
him to his house. When they arrived, the defendant
asked D to help carry a box into the house. Once inside,
he held D at gunpoint, handcuffed her and brought her
to a bedroom. There, he removed her pants, placed duct
tape over her mouth, kissed her breasts, touched her
vagina, briefly tied her feet to a bed, removed his pants
and climbed on top of her. The defendant stopped short
of intercourse, saying he ‘‘couldn’t do this,’’ and subse-
quently agreed to let D leave after she brought him back
to his vehicle in the commuter lot.
The gun that the defendant used was an air pistol
that the police later seized in a search of a vehicle
belonging to the defendant. The pistol was designed to
shoot BBs propelled by compressed carbon dioxide, or
CO2. At the time the police seized it, the pistol contained
neither BBs nor a CO2 cartridge, but a later test con-
firmed that it was capable of firing when equipped with
BBs and a cartridge.
At trial, the defendant testified that he and D had
previous romantic encounters and that on the day in
question they engaged in consensual intimate activity
but stopped after deciding that doing so was wrong.
The defendant also sought to show that the seized air
pistol was not on his person at the time of the incident
but had in fact been stored in his vehicle for several
months. In the alternative, for purposes of the charge
of kidnapping in the first degree with a firearm, he
asserted an affirmative defense that, even if he had
been armed with the air pistol, it was inoperable.
Pursuant to the amended information that the state
filed after the close of its case, the trial court instructed
the jury that it did not need to find that the defendant
actually possessed an operable pistol to convict him on
the kidnapping and aggravated sexual assault charges,
which required only that he represented by words or
conduct that he possessed such a weapon. The court
further instructed the jury, pursuant to the defendant’s
affirmative defense, that it should acquit him of the
kidnapping charge if it found that he proved the air
pistol was not operable.6 The jury returned a verdict
convicting the defendant on all counts.7 This appeal
followed. Additional facts will be set forth as necessary.
I
The defendant raises two related claims with respect
to the jury instructions regarding the pistol’s operability
for purposes of aggravated sexual assault in the first
degree under § 53a-70a (a) (1) and kidnapping in the
first degree with a firearm under § 53a-92a. First, he
claims that the trial court improperly failed to instruct
the jury that the state bore the burden of proving opera-
bility as an element of each of these offenses. Second,
he claims that the trial court improperly failed to
instruct the jury that he could prove inoperability for
purposes of his affirmative defense to § 53a-92a by
showing either that the pistol did not contain BBs and
therefore was not loaded or that it did not contain
a CO2 cartridge and, therefore, lacked a component
necessary for discharging a shot.
To support this claim, the defendant proposes a statu-
tory gloss that relies on mutually reinforcing interpreta-
tions of the offenses and of the affirmative defense to
§ 53a-92a. He contends that the language of the two
substantive offenses, though ambiguous, should be read
to require the state to prove that the defendant actually
was armed with a pistol and that he therefore could
not properly be convicted for only representing that he
possessed one.8 He suggests that allowing conviction
merely for claiming to have a gun would produce the
absurd result that § 53a-16a would potentially provide
an affirmative defense against § 53a-92a for a defendant
armed with a nonfunctional pistol but not for one with
no pistol at all. The defendant further contends that
the affirmative defense under § 53a-16a, the text of
which he claims is also ambiguous, should be interpre-
ted in this statutory scheme to preclude conviction—
even once the statutory definition of ‘‘firearm’’ has been
met—if a defendant can show that the firearm was
not loaded and, therefore, not capable of discharging
a shot.9
The defendant contends that he preserved both objec-
tions but, in the alternative, he seeks Golding review10
as to the first claim and plain error review as to the
second claim. We conclude that the defendant has pre-
served neither claim, that his first claim cannot succeed
under Golding because it has been waived and that the
second claim does not merit reversal for plain error.
The record reveals the following additional facts and
procedural history relevant to these claims. After the
close of its case, the state sought to amend the informa-
tion with respect to § 53a-92a, kidnapping in the first
degree with a firearm. The proposed substitute informa-
tion replaced an allegation that ‘‘during the commission
of said crime [the defendant] was armed with and rep-
resented by his words or conduct that he possessed a
pistol’’; (emphasis added); with the narrower charge
that ‘‘during the commission of said crime he repre-
sented by his words or conduct that he possessed a
pistol,’’ thereby avoiding the need to prove the defen-
dant was armed with an operable pistol. The defendant
objected, arguing that the amended count would preju-
dicially preclude him from raising an affirmative
defense under § 53a-16a that any pistol he may have
possessed was ‘‘not a weapon from which a shot could
be discharged . . . .’’ The trial court, citing this court’s
decision in State v. Hawthorne, 175 Conn. 569, 402 A.2d
759 (1978), ruled that the defendant still could raise
this affirmative defense even though the state did not
allege that he was armed with a pistol.11 On the basis
of this ruling, the defendant withdrew his objection. The
court then confirmed that, with respect to the charge of
attempted aggravated sexual assault in the first degree
under § 53a-70a (a) (1), the state was ‘‘also simply claim-
ing that [the defendant] represented by his words or
conduct that he had a deadly weapon.’’ The defendant
raised no objection and acknowledged that no affirma-
tive defense applied to this count.
Shortly thereafter, while discussing a motion for a
judgment of acquittal filed by the defendant, the trial
court expressed its understanding that under the
amended charges ‘‘the state no longer has the burden
to show operability.’’ The defendant replied, ‘‘I would
not disagree with that.’’ He argued instead that because
there was no evidence that the pistol contained a CO2
cartridge, his own burden of showing inoperability for
purposes of his affirmative defense under § 53a-16a had
been met. The court denied his motion.
Following the conclusion of evidence, the trial court
provided counsel with copies of a draft jury charge.
Per the defendant’s request, that charge included an
affirmative defense to the kidnapping charge and defini-
tions of the terms ‘‘firearm,’’ ‘‘deadly weapon’’ and ‘‘pis-
tol,’’ which the trial court drew from the relevant
statutory text and Penal Code definitions.12 The next
morning, the court held a charging conference. The
defendant expressed his satisfaction with the pro-
posed instructions.
In his closing argument, the defendant contended
that for the pistol to be operable, it required both BBs
and a CO2 cartridge. He then distinguished between
the BBs and the cartridge, arguing that the BBs were
ammunition, whereas the cartridge was an essential
component of the gun itself.
As we previously have noted, following the close of
evidence the trial court instructed the jury, in accor-
dance with the amended information, that for purposes
of kidnapping in the first degree with a firearm and
attempted aggravated sexual assault in the first degree
it was not necessary for the state to prove that the
defendant actually possessed a firearm or deadly
weapon or that such a weapon was actually capable of
discharging a shot. See footnote 6 of this opinion. The
court also instructed the jury that the defendant had
asserted, as an affirmative defense to the charge of
kidnapping in the first degree with a firearm, that any
pistol displayed by him was not a weapon from which
a shot could be discharged. Both the state and the
defendant indicated, upon the court’s inquiry, that they
took no exception to these instructions.
During the course of deliberations, the jury submitted
a note asking, ‘‘[d]oes the gun need to be theoretically
operable or actually operable at the time the crime
was committed?’’ In the discussion that ensued, the
defendant opined that ‘‘I think you would have to
answer that question in my opinion, no, to both of
those,’’ reasoning that the pistol was not actually opera-
ble without BBs and a CO2 cartridge and that it was
not theoretically operable because it could not have
fired even if a BB were present. The court responded
that the defendant’s argument was unsupported
because, under the statutory definition of a firearm, it
was irrelevant whether the gun was loaded. The defen-
dant replied, ‘‘[o]kay.’’ The court then expressed its
view that the legislature clearly intended operability
not to turn on whether the pistol contained ammunition
but that the case involved a reasonable dispute over
whether the CO2 cartridge should be construed as
ammunition or a component of the pistol. The court
then characterized this as a question of fact for the jury
and asked if either party wished to be heard further;
the defendant responded, ‘‘[n]o, Your Honor.’’
Ultimately, the court decided to reread the statutory
definition of a firearm that it previously had given the
jury. The defendant expressed concern that doing so
might cause the jury to fail to consider the definition
in the context of the facts and argument made in the
present case,13 but the court indicated that such an
instruction was unnecessary because its previous
instruction had made that point clear and the jury’s
question was seeking a clarification on the law. There-
after, the court proceeded to reinstruct the jury that a
firearm is ‘‘any weapon, whether loaded or unloaded,
from which a shot may be discharged.’’
At the sentencing hearing, the defendant moved for
a judgment of acquittal with respect to the charge of
kidnapping in the first degree with a firearm, arguing
that evidence that the pistol contained no CO2 cartridge
demonstrated that it was inoperable for purposes of
his affirmative defense under § 53a-16a. He made no
express claim at this time that the absence of BBs
rendered the weapon inoperable. The defendant also
moved for a new trial on the ground that the court
had not appropriately responded to the jury’s question
regarding whether the weapon needed to be theoreti-
cally or actually operable. The court denied the defen-
dant’s motions. With these facts in mind, we turn to
the defendant’s specific contentions.
A
The defendant first claims that the court improperly
instructed the jury regarding the elements of aggravated
sexual assault in the first degree under § 53a-70a (a)
(1) and kidnapping in the first degree with a firearm
under § 53a-92a by telling the jury that it need not find
that the defendant actually possessed a ‘‘weapon,
whether loaded or unloaded, from which a shot may
be discharged’’ to convict him on these counts. The
defendant suggests that this claim is preserved by his
repeated references to inoperability as an affirmative
defense; in the alternative he asks for Golding review.14
We conclude that this claim is unpreserved and that
the defendant cannot prevail under Golding.
‘‘[A] fundamental element of due process of law is the
right of a defendant charged with a crime to establish a
defense. . . . Where, as here, the challenged jury
instructions involve a constitutional right, the applica-
ble standard of review is whether there is a reasonable
possibility that the jury was misled in reaching its ver-
dict. . . . A challenge to the validity of jury instruc-
tions presents a question of law over which [we have]
plenary review.’’ (Citations omitted; internal quotation
marks omitted.) State v. Collins, 299 Conn. 567, 598–99,
10 A.3d 1005 (2011).
As the rules of practice make clear, however, ‘‘[a]n
appellate court shall not be bound to consider error as
to the giving of, or the failure to give, an instruction
unless the matter is covered by a written request to
charge or an exception has been taken by the party
appealing immediately after the charge is delivered.
Counsel taking the exception shall state distinctly the
matter objected to and the ground of objection.’’ Prac-
tice Book § 16-20. In the present case, the defendant
did not submit a request to charge addressing the ele-
ments of these offenses, nor did he take exception to
the jury instructions either at the charging conference
or after the charges were read to the jury. At no time
thereafter did the defendant indicate that the jury must
be instructed on operability as an element of §§ 53a-
70a (a) (1) and 53a-92a rather than as a condition of
the affirmative defense under § 53a-16a. Accordingly,
the defendant has not preserved this claim.
In reviewing unpreserved claims under Golding, we
have held that ‘‘[a] defendant in a criminal prosecution
may waive one or more of his or her fundamental
rights.’’ (Internal quotation marks omitted.) State v.
Fabricatore, 281 Conn. 469, 478, 915 A.2d 872 (2007).15
‘‘[A] constitutional claim that has been waived does not
satisfy the third prong of the Golding test because, in
such circumstances, we simply cannot conclude that
injustice [has been] done to either party . . . or that
the alleged constitutional violation clearly exists and
clearly deprived the defendant of a fair trial . . . .’’
(Internal quotation marks omitted.) State v. Holness,
289 Conn. 535, 543, 958 A.2d 754 (2008).
We conclude that the defendant’s claim fails to satisfy
the third prong of Golding because we agree with the
state that it was waived at trial. As we recently observed,
in addition to express waiver, implicit waiver of a claim
of instructional error may properly be found where ‘‘the
defense expressly acknowledged and agreed by words
or conduct to the instruction challenged on appeal.’’
State v. Kitchens, 299 Conn. 447, 475, 10 A.3d 942 (2011);
State v. Holness, supra, 289 Conn. 543 (denying Golding
review where ‘‘defense counsel clearly and unequivo-
cally agreed to the limiting instruction that the trial
court gave to the jury’’).
The defendant cannot prevail under Golding with
respect to the aggravated sexual assault charge under
§ 53a-70a (a) (1) because he impliedly waived this claim.
The defendant raised no objection when the state con-
firmed that, for that charge, it was ‘‘also simply claiming
that [the defendant] represented by his words or con-
duct that he had a deadly weapon.’’ The defendant later
expressly assented to the jury instructions, both before
and after they were read, after having ample opportu-
nity for review. See State v. Kitchens, supra, 299 Conn.
475. He also argued the issue of operability at length
during his closing argument, presenting it explicitly and
exclusively as an affirmative defense to § 53a-92a.
Accordingly, when the issue of operability with respect
to § 53a-70a (a) (1) was squarely before the defendant
on several occasions, the defendant’s conduct mani-
fested a clear relinquishment of his present claim.
With regard to the kidnapping charge under § 53a-
92a, the defendant not only satisfied the conditions of
implied waiver under Kitchens by indicating his satis-
faction with the jury charge, but he also expressly
waived the claim by explicitly assenting to the amended
information, which eliminated the state’s burden of
proving he was armed with an operable firearm, and
requesting an affirmative defense under which he would
bear the burden of proving that the air pistol was not
a weapon from which a shot could be discharged. See
State v. Fabricatore, supra, 281 Conn. 481 (Golding
review was denied when ‘‘defense counsel not only
failed to object to the instruction as given or to the
state’s original request to charge the jury with the duty
to retreat, but clearly expressed his satisfaction with
that instruction, and in fact subsequently argued that
the instruction as given was proper. Indeed, defense
counsel himself addressed the duty to retreat in his
own summation.’’). During his closing argument, the
defendant argued that ‘‘operability is an affirmative
defense to the charge of kidnapping in the first degree
with a firearm’’ and later contended that ‘‘I think I can
meet my burden of preponderance of the evidence with
regard to the operability of that gun.’’ With the benefit
of hindsight, the defendant attempts to amend this
unsuccessful trial strategy by arguing that § 53a-92a
invariably requires the state to bear the burden of prov-
ing the defendant was armed with a firearm. Regardless
of whether the defendant’s proposed statutory con-
struction has any merit, it is flatly at odds with his own
express position at trial. Under these circumstances,
we cannot conclude that a clear constitutional violation
clearly deprived the defendant of a fair trial. See State
v. Holness, supra, 289 Conn. 543.
B
The defendant claims additionally that the court
improperly instructed the jury regarding inoperability
as an affirmative defense to kidnapping in the first
degree with a firearm under § 53a-92a. Specifically, he
contends that the affirmative defense under § 53a-16a,
that the firearm was not one ‘‘from which a shot could
be discharged,’’ should be construed as a matter of law
to provide an affirmative defense when a defendant is
armed either with an unloaded firearm or with a firearm
that is mechanically incapable of being fired even if it
is loaded. The defendant concedes that the term ‘‘fire-
arm’’ is used in both the substantive offense and affirma-
tive defense and that this term is defined in such a way
as to make the question of whether the weapon is loaded
irrelevant. He nevertheless contends that in order to
make the statutory scheme coherent, the affirmative
defense must be construed to allow a defendant to
prevail if he establishes that the weapon is unloaded.
The trial court’s failure to give an instruction endorsing
the ‘‘unloaded’’ prong of this construction was there-
fore, the defendant reasons, improper. The defendant
further contends that the court’s response to the jury’s
subsequent question regarding whether the air pistol
needed to be actually or theoretically operable was
inadequate because it did not clarify that either lack of
ammunition (BBs) or a missing mechanical component
(CO2 cartridge) would be sufficient to establish inopera-
bility for purposes of the affirmative defense.16 We con-
clude that this claim is unpreserved and that it does
not warrant reversal for plain error.
To preserve an exception to a jury instruction for
further review under Practice Book § 16-20, a party
must either submit a written request to charge or ‘‘state
distinctly the matter objected to and the ground of
objection.’’ Although the defendant did present in his
closing argument to the jury, albeit in an inarticulate
and undeveloped manner, the theory that he advances
on appeal, none of his representations or arguments to
the court foreshadowed or subsequently reiterated this
claim to the jury. The defendant never asked the court
to instruct the jury that, should it find the pistol was
unloaded, it must consequently find that the pistol ‘‘was
not a weapon from which a shot could be discharged’’
pursuant to § 53a-16a. Nor did the defendant make a
distinct request or objection during the discussion of the
jury’s request for clarification regarding ‘‘theoretical’’ or
‘‘actual’’ operability. Although the defendant opined
that the evidence satisfied both theories, he immedi-
ately acceded to the trial court’s summary response
that the argument made in his closing argument was
legally unsupportable. Furthermore, in both his motion
for acquittal after the close of the state’s case and his
motion for a new trial following the verdict, the defen-
dant emphasized the lack of a CO2 cartridge as a basis
for finding the pistol inoperable. It is our long-standing
position that ‘‘[t]o review [a] claim, which has been
articulated for the first time on appeal and not before
the trial court, would result in a trial by ambuscade of
the trial judge.’’ (Internal quotation marks omitted.)
State v. Boyd, 295 Conn. 707, 758, 992 A.2d 1071 (2010),
cert. denied, U.S. , 131 S. Ct. 1474, 179 L. Ed. 2d
314 (2011). Accordingly, to the extent that the defendant
identified the significance of the pistol being unloaded
at all, his ‘‘imprecise reference did not reasonably alert
the court to the deficiencies in the charge now
advanced. Counsel thus failed to state distinctly the
matter objected to and the ground of objection as
required . . . for appellate review.’’ (Internal quotation
marks omitted.) Berry v. Loiseau, 223 Conn. 786, 816,
614 A.2d 414 (1992).
Because this claim is unpreserved and the defendant
has not requested review of the claim under Golding,
we turn to the defendant’s alternate request to prevail
by demonstrating plain error.17 ‘‘[T]he plain error doc-
trine . . . is not . . . a rule of reviewability. It is a rule
of reversibility. That is, it is a doctrine that this court
invokes in order to rectify a trial court ruling that,
although either not properly preserved or never raised
at all in the trial court, nonetheless requires reversal
of the trial court’s judgment, for reasons of policy. . . .
In addition, the plain error doctrine is reserved for truly
extraordinary situations where the existence of the
error is so obvious that it affects the fairness and integ-
rity of and public confidence in the judicial proceed-
ings. . . .
‘‘[W]e recently clarified the two step framework
under which we review claims of plain error. First, we
must determine whether the trial court in fact commit-
ted an error and, if it did, whether that error was indeed
plain in the sense that it is patent [or] readily discernable
on the face of a factually adequate record, [and] also
. . . obvious in the sense of not debatable. . . . We
made clear . . . that this inquiry entails a relatively
high standard, under which it is not enough for the
defendant simply to demonstrate that his position is
correct. Rather, the party seeking plain error review
must demonstrate that the claimed impropriety was
so clear, obvious and indisputable as to warrant the
extraordinary remedy of reversal.’’ (Citation omitted;
internal quotation marks omitted.) Crawford v. Com-
missioner of Correction, 294 Conn. 165, 204–205, 982
A.2d 620 (2009).
It is manifest from the defendant’s own exposition of
his claim that he cannot ‘‘demonstrate that the claimed
impropriety was so clear, obvious and indisputable as
to warrant the extraordinary remedy of reversal.’’
(Internal quotation marks omitted.) Id., 205. With
respect to the court’s initial instruction on the affirma-
tive defense, which verbatim reiterated the language of
§ 53a-16a (using the term ‘‘pistol,’’ which the court had
defined for purposes of the kidnapping charge pursuant
to General Statutes § 53a-3 [18]), the defendant con-
cedes that ‘‘the reading of the statutes was technically
correct’’ and points to no case law compelling his pro-
posed explication of the text. Instead, the defendant
essentially proposes a judicial gloss of the statutory
scheme that relies heavily on isolated statements in the
legislative history of the statutes. As we recently have
noted, ‘‘[i]t is axiomatic that the trial court’s proper
application of the law existing at the time of trial cannot
constitute reversible error under the plain error doc-
trine.’’ State v. Diaz, 302 Conn. 93, 104 n.8, 25 A.3d 594
(2011). Under these circumstances, we conclude that
the defendant has failed to allege a clear, obvious and
indisputable error requiring reversal, and we therefore
decline to reverse the judgment on the basis of plain
error.
For parallel reasons, the defendant’s complaint
regarding the court’s response to the jury’s question
must also fail. The defendant frames this aspect of his
claim by way of another concession: ‘‘Rereading the
firearm definition—although it was correct—would be
of little help to a perplexed jury.’’ Again, regardless of
whether the defendant has suffered any prejudice from
a genuine error, he has failed to point to an indisputable
or obvious one. The trial court’s reiteration of its previ-
ous ‘‘technically correct’’ instruction is a remedy for
juror confusion specifically endorsed in Practice Book
§ 42-27.18 More significantly, the defendant points to no
undeniably compelling alternative instruction the court
should have given; as we discussed previously herein,
the defendant’s preferred instruction, never clearly
voiced to the trial court, is far from indisputably correct.
As a matter of plain error, we therefore cannot fault
the trial court for failing to embrace it.
II
The defendant also claims that the senior assistant
state’s attorney improperly asserted facts not in evi-
dence and vouched for D’s credibility during its closing
argument, thereby depriving the defendant of a fair
trial as guaranteed by the fourteenth amendment to the
United States constitution. We disagree and determine
that the prosecutor’s remarks were not improper.
‘‘In analyzing claims of prosecutorial impropriety, we
engage in a two step analytical process. . . . The two
steps are separate and distinct. . . . We first examine
whether prosecutorial impropriety occurred. . . . Sec-
ond, if an impropriety exists, we then examine whether
it deprived the defendant of his due process right to a
fair trial.’’19 (Citations omitted.) State v. Fauci, 282
Conn. 23, 32, 917 A.2d 978 (2007).
We begin, therefore, by considering the relevant stan-
dards of prosecutorial conduct. ‘‘[A]s the state’s advo-
cate, a prosecutor may argue the state’s case forcefully,
[provided the argument is] fair and based upon the facts
in evidence and the reasonable inferences to be drawn
therefrom. . . . Moreover, [i]t does not follow . . .
that every use of rhetorical language or device [by the
prosecutor] is improper. . . . Nevertheless, the prose-
cutor has a heightened duty to avoid argument that
strays from the evidence or diverts the jury’s attention
from the facts of the case. . . . By reason of his office,
he usually exercises great influence upon jurors. . . .
‘‘A prosecutor may invite the jury to draw reasonable
inferences from the evidence; however, he or she may
not invite sheer speculation unconnected to evidence.
. . . Moreover, when a prosecutor suggests a fact not
in evidence, there is a risk that the jury may conclude
that he or she has independent knowledge of facts that
could not be presented to the jury. . . . In addition,
[a] prosecutor may not appeal to the emotions, passions
and prejudices of the jurors. . . . [S]uch appeals
should be avoided because they have the effect of
diverting the [jurors’] attention from their duty to decide
the case on the evidence.’’ (Citations omitted; internal
quotation marks omitted.) State v. Skakel, 276 Conn.
633, 745–46, 888 A.2d 985, cert. denied, 549 U.S. 1030,
127 S. Ct. 578, 166 L. Ed. 2d 428 (2006).
The defendant points to eight comments over the
course of the state’s closing argument that he contends
either asserted facts not in evidence or vouched for D’s
credibility as a witness. Of these comments, only one
stands out as a potential source of concern.20 With
respect to attempted aggravated sexual assault in the
first degree, the senior assistant state’s attorney argued:
‘‘The question is whether or not [the defendant] took
a substantial step in the course of conduct that was on
its way [to intercourse and penetration]. In other words
in laymen’s terms, and not to be vulgar, had he had an
erection, he would have done it. It’s as simple as that.
He had her tied up on the bed spread eagle because he
wanted to have intercourse with her. And that was the
entire focus of the intention, it was the sole intent.’’
(Emphasis added.) Because this comment bore directly
on the mens rea requisite for the offense, was not sup-
ported by direct testimony regarding whether the defen-
dant had an erection or was capable of achieving one
and potentially resonated emotionally with the jury, it
merits scrutiny.
After a review of the record, we conclude that in the
context of the present case the comment by the senior
assistant state’s attorney was not improper. Although
colored by rhetorical embellishment, the statement did
not stray beyond the bounds of reasonable induction.
Evidence of the defendant’s actions, which included
binding D, removing her pants as well as his own and
climbing on top of her, provided grounds for the jury
reasonably to believe that the defendant intended to
complete the aggravated sexual assault. The defen-
dant’s statement that he ‘‘couldn’t do this’’ could in this
context plausibly be interpreted as an acknowledgment
of temporary physical incapacity. Accordingly, the
senior assistant state’s attorney’s comment did not hint
at knowledge of facts not in evidence but, rather, pre-
sented an alternate, if hyperbolic, articulation of what
the state was required to show to prove the elements
of attempt.
The judgments are affirmed.
In this opinion the other justices concurred.
* This case was scheduled to be argued before a panel of this court
consisting of Chief Justice Rogers and Justices Norcott, Palmer, Zarella,
McLachlan, Harper and Vertefeuille. Although Justice Norcott was not pres-
ent when the case was argued before the court, he read the record, briefs
and transcript of oral argument prior to participating in this decision.
1
In accordance with our policy of protecting the privacy interests of
victims of sexual abuse, we decline to identify the victim or others through
whom the victim’s identity may be ascertained. See General Statutes § 54-86e.
2
General Statutes § 53a-70a (a) provides in relevant part: ‘‘A person is
guilty of aggravated sexual assault in the first degree when such person
commits sexual assault in the first degree as provided in section 53a-70,
and in the commission of such offense (1) such person uses or is armed
with and threatens the use of or displays or represents by such person’s
words or conduct that such person possesses a deadly weapon . . . .’’ See
footnote 12 of this opinion for the definition of deadly weapon.
3
General Statutes § 53a-92a (a) provides in relevant part: ‘‘A person is
guilty of kidnapping in the first degree with a firearm when he commits
kidnapping in the first degree as provided in section 53a-92, and in the
commission of said crime he uses or is armed with and threatens the use
of or displays or represents by his words or conduct that he possesses a
pistol, revolver, machine gun, shotgun, rifle or other firearm. . . .’’ See
footnote 12 of this opinion for the definitions of pistol and firearm.
4
General Statutes § 53a-16a provides in relevant part: ‘‘In any prosecution
for an offense under section . . . 53a-92a . . . it shall be an affirmative
defense that the pistol, revolver, rifle, shotgun, machine gun or other firearm
was not a weapon from which a shot could be discharged . . . .’’
5
We note that although the trial court and the parties use variations of
the term ‘‘operable’’ as a generic shorthand device for framing the question
of whether the weapon in the present case was capable of discharging a
shot for purposes of §§ 53a-16a, 53a-70a (a) (1) and/or 53a-92a, this language
does not appear in the relevant statutory texts. These shorthand terms,
while useful, risk masking subtle but potentially significant differences
expressed by the actual language of the several statutes to which the terms
variously refer. Although we use variations of the term operable in this
opinion to be consistent with the arguments made, we have taken care in
each instance to use the term with reference to a specific statutory provision.
6
Regarding the issue of operability under § 53a-92a, the court instructed
the jury: ‘‘The third essential element is that, during the abduction, the
defendant represented by his words or conduct that he possessed a pistol.
A ‘pistol’ is defined by statute as any firearm having a barrel less than twelve
inches. A ‘firearm’ is defined by statute to mean in relevant part a weapon,
whether loaded or unloaded, from which a shot may be discharged. ‘Repre-
sented by words or conduct’ means that the defendant did or said something
to indicate to the complainant [D] that he possessed a pistol. It is not
necessary that the state prove that the defendant actually possessed such
a weapon or that the weapon was actually capable of discharging a shot.
‘‘With respect to this charge, the defendant has asserted an affirmative
defense under [§ 53a-16a] that any pistol displayed by him was not a weapon
from which a shot could be discharged. Section 53a-16a provides in relevant
part that it shall be an affirmative defense that the pistol was not a weapon
from which a shot could be discharged. In this case, such an affirmative
defense, if proven, is a complete bar to a conviction for the offense of
kidnapping in the first degree with a firearm.’’
Regarding operability for purposes of attempted aggravated sexual assault
in the first degree under § 53a-70a (a) (1), the court stated: ‘‘The third
essential element which the state must prove beyond a reasonable doubt
is that the defendant, while attempting to commit the sexual assault, repre-
sented by words or conduct that he possessed a deadly weapon. For purposes
of this case, the term ‘deadly weapon’ means any weapon, whether loaded
or unloaded, from which a shot may be discharged. ‘Represented by words
or conduct’ means that the defendant did or said something to indicate to
the complainant [D] that he had a deadly weapon in his possession. It is
not necessary that the state prove that the defendant actually possessed
such a weapon or that the weapon was actually capable of discharging
a shot.’’
7
On the basis of these offenses, the trial court further found that the
defendant was in violation of probation. The defendant does not raise any
claims on appeal relating to this finding. Accordingly, our determination
with respect to the defendant’s appeal from the judgment of conviction on
the criminal charges provides an adequate basis to affirm the trial court’s
judgment convicting the defendant of violation of probation.
8
The defendant emphasizes parallel language and punctuation in the two
statutes. Section 53a-70a (a) (1) applies if a person who commits sexual
assault in the first degree ‘‘uses or is armed with and threatens the use of
or displays or represents by such person’s words or conduct that such
person possesses a deadly weapon . . . .’’ Section 53a-92a (a) contains a
comparable condition: ‘‘and in the commission of said crime he uses or is
armed with and threatens the use of or displays or represents by his words
or conduct that he possesses a pistol, revolver, machine gun, shotgun, rifle
or other firearm.’’ Unlike some similarly worded statutes; see, e.g., General
Statutes §§ 53-202k and 53a-134 (a); these provisions do not employ commas
to delineate the several scenarios that satisfy their respective elements. The
defendant contends that the statutes therefore should be read such that
thes