State v. Stephen J. R.
CourtSupreme Court of Connecticut
Date FiledAugust 6, 2013
DocketSC18748
JudgeRogers; Palmer; Zarella; McDonald; Espinosa; Vertefeuille
StatusPublished
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Full Opinion
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STATE OF CONNECTICUT v. STEPHEN J. R.*
(SC 18748)
Rogers, C. J., and Palmer, Zarella, McDonald, Espinosa and Vertefeuille, Js.
Argued April 17—officially released August 6, 2013
Heather M. Wood, assistant public defender, for the
appellant (defendant).
Denise B. Smoker, senior assistant state’s attorney,
with whom, on the brief, were Brian Preleski, state’s
attorney, and Paul Rotiroti, senior assistant state’s
attorney, for the appellee (state).
Opinion
McDONALD, J. This case requires us to consider the
sufficiency of what other courts have referred to as
‘‘generic’’ or ‘‘nonspecific’’ testimony in a case in which
the defendant is charged with sexual abuse of a child.
Such testimony typically arises in cases in which an
alleged abuser either lives with the child victim or has
ongoing access to the child and, as a result, the victim
testifies to repeated acts of abuse occurring over a
period of time but, ‘‘lacking any meaningful point of
reference, is unable to furnish many specific details,
dates or distinguishing characteristics as to individual
acts or assaults.’’ People v. Jones, 51 Cal. 3d 294, 299,
792 P.2d 643, 270 Cal. Rptr. 611 (1990).
Pursuant to General Statutes § 51-199 (b) (3), the
defendant, Stephen J. R., directly appeals from the judg-
ment of conviction, rendered after a jury trial, of eight
counts of sexual assault in the first degree in violation
of General Statutes § 53a-70 (a) (2)1 and eight counts
of risk of injury to a child in violation of General Statutes
§ 53-21 (a) (2).2 The defendant’s principal claim is that
the evidence regarding the number and distinguishing
features of each incident in which these acts occurred
was insufficient to prove beyond a reasonable doubt
each of the charges. In addition, the defendant contends
that the trial court improperly failed to order disclosure
of all of the records of the Department of Children and
Families (department) relating to the complainant, J,
following an in camera review of those records, and
that improper remarks of the prosecutor to the jury in
closing argument deprived him of his constitutional
right to a fair trial. We disagree with the defendant’s
claims and affirm the judgment of conviction.
The record reveals that the defendant was charged
with the aforementioned sixteen counts predicated on
four separate incidents.3 With respect to each of the
four incidents, the state contended that the defendant
had committed two counts of sexual assault in the first
degree—an act of fellatio and an act of cunnilingus as
the acts of sexual intercourse—and two counts of risk
of injury to a child, one for each act of sexual assault.
The jury reasonably could have found the following
facts in connection with these charges. During all rele-
vant periods of time, the defendant was a long haul
truck driver from Georgia, whose job took him through
Connecticut at various times throughout the year. In
the spring of 2002, the defendant and J’s mother, A, met
and later began a dating relationship. This relationship
lasted from approximately April, 2002 to April, 2003,
when J was approximately seven years old. During that
period of time, the defendant stayed with A and J in
their one bedroom apartment in Bristol four or five
times, in stays ranging from overnight to three or four
days, in addition to a multiweek stay on one occasion
while A recuperated from an accident. When the defen-
dant stayed overnight, he routinely would drive A to
work at 8:30 a.m. and pick her up at approximately 5:30
p.m. At approximately 3 p.m., the defendant would pick
J up from school. As a result, the defendant and J were
alone in the apartment each afternoon for approxi-
mately one and one-half hours.
One day between April and June, 2002, when J was
at home after school, she went from the living room
into the bedroom that she shared with her mother to
play with her dollhouse. When J entered the bedroom,
she found the defendant undressed on the bed. The
defendant told her to put his penis in her mouth, and
she did. The defendant then pulled down her clothing
from the waist down and put his tongue on her vagina.4
Afterward, the defendant instructed J not to tell her
mother about what had happened.
Several months into A’s relationship with the defen-
dant, she noticed a change in J’s attitude toward the
defendant. J seemed afraid of the defendant and uncom-
fortable around him. On one occasion, when the defen-
dant asked J to go somewhere with him, she ran to her
mother and said, ‘‘Mommy, I don’t want to go with him
anymore.’’ In April, 2003, A broke off her relationship
with the defendant.
In January or February, 2006, the defendant’s sister
called A and asked her if the defendant had done any-
thing sexually to J. A then posed that question to J. J
denied the abuse to her mother because she thought
that if she ‘‘broke that secret that something bad would
happen.’’ Several more times during the next two years
J denied to her mother that the defendant had sexually
assaulted her. In November or December, 2007, how-
ever, J admitted to a friend that the defendant had
‘‘raped’’ her. In February, 2008, J finally admitted to her
mother that the defendant had sexually assaulted her.
Soon after, A contacted the police, which led to the
defendant’s arrest.
With respect to the three additional incidents, the
state offered the following evidence. J testified that the
incident she had described occurred ‘‘[three] or four
times’’5 before her mother broke off her relationship
with the defendant in April, 2003. J stated that ‘‘[i]t was
always the same thing’’ and in ‘‘the same place.’’6 When
the defendant was engaging in these acts, he would
entice J with promises of taking her out for ice cream
or to play miniature golf. He fulfilled those promises
by taking her out to have ice cream numerous times at
a restaurant that was formerly called ‘‘Sam’s’’ and to
play miniature golf once at Hidden Valley. Further, the
defendant told her to keep the sexual acts a secret from
her mother ‘‘every other time it would happen.’’
The state also presented the DVD of J’s April 11,
2008 diagnostic interview with Lisa Murphy-Cipolla, a
clinical child interview supervisor at the Aetna Founda-
tion Children’s Center at Saint Francis Hospital and
Medical Center. During the interview, J told Murphy-
Cipolla that the defendant would put his mouth on her
vagina and he would make her put her mouth on his
penis. J also identified on diagrams of male and female
anatomy where she had touched the defendant and
where he had touched her, consistent with her state-
ments. When asked how many times this conduct
occurred, J answered ‘‘five to six times.’’7 Murphy-
Cipolla testified that delayed disclosure is common in
cases of reported child abuse.
At the end of the state’s case, the defendant moved
for a judgment of acquittal on all charges. The court
denied the defendant’s oral motion, and the jury there-
after returned a verdict of guilty on all sixteen counts.
The trial court rendered judgment in accordance with
the jury’s verdict, and this direct appeal followed.
I
We first address whether there was sufficient evi-
dence to support the defendant’s conviction of eight
counts of sexual assault in the first degree in violation
of § 53a-70 (a) (2) and eight counts of risk of injury to
a child in violation of § 53-21 (a) (2). The defendant
argues that there was insufficient evidence to prove
beyond a reasonable doubt that he abused J on four
separate and distinct occasions. Specifically, the defen-
dant argues that J’s testimony was vague insofar as she
referred to the ‘‘[three] or four incidents’’ and what the
defendant ‘‘would’’ do in the course of these incidents.
He further argues that her testimony lacked facts to
distinguish the four incidents from each other and was
unsupported by corroborative evidence. We disagree
that the evidence was insufficient to support the defen-
dant’s conviction.
We begin with the well established principles that
guide our review. In reviewing a sufficiency of the evi-
dence claim, we apply a two part test. ‘‘First, we con-
strue the evidence in the light most favorable to
sustaining the verdict. Second, we determine whether
upon the facts so construed and the inferences reason-
ably drawn therefrom the [jury] reasonably could have
concluded that the cumulative force of the evidence
established guilt beyond a reasonable doubt . . . .
This court cannot substitute its own judgment for that
of the jury if there is sufficient evidence to support the
jury’s verdict. . . .
‘‘While the jury must find every element proven
beyond a reasonable doubt in order to find the defen-
dant guilty of the charged offense, each of the basic
and inferred facts underlying those conclusions need
not be proved beyond a reasonable doubt. . . . If it is
reasonable and logical for the jury to conclude that a
basic fact or an inferred fact is true, the jury is permitted
to consider the fact proven and may consider it in com-
bination with other proven facts in determining whether
the cumulative effect of all the evidence proves the
defendant guilty of all the elements of the crime charged
beyond a reasonable doubt. . . .
‘‘On appeal, we do not ask whether there is a reason-
able view of the evidence that would support a reason-
able hypothesis of innocence. We ask, instead, whether
there is a reasonable view of the evidence that supports
the jury’s verdict of guilty.’’ (Internal quotation marks
omitted.) State v. Michael H., 291 Conn. 754, 759, 970
A.2d 113 (2009).
With respect to the first alleged incident, we conclude
that the defendant’s claim is wholly without merit that
there was insufficient evidence to establish all the ele-
ments of sexual assault in the first degree for the two
counts relating to the two different acts of sexual inter-
course; see footnote 1 of this opinion; and the two
related counts of risk of injury to a child. See footnote
2 of this opinion. J testified that one day she found the
defendant undressed on the bed and he told her to put
his penis in her mouth, which she did. J further testified
that the defendant then pulled down her clothing and
put his tongue on her vagina. Under General Statutes
§ 53a-65 (2), ‘‘ ‘[s]exual intercourse’ means . . . fellatio
or cunnilingus between persons regardless of sex.’’ By
virtue of committing those acts, it is clear that the defen-
dant was also guilty of risk of injury to a child. See
State v. Barksdale, 79 Conn. App. 126, 136–37, 829 A.2d
911 (2003) (holding state need only prove that contact
with intimate parts of child in sexual and indecent man-
ner was likely to impair health or morals of child); see
also State v. Cansler, 54 Conn. App. 819, 839, 738 A.2d
1095 (1999) (holding deliberate touching of private parts
of child under age of sixteen in sexual and indecent
manner violates statute governing risk of injury to
child). J’s testimony not only established that the acts
occurred at the location and within the 2002 to 2003
time period specified in the information, her testimony
also went further and provided the time of day, range
of months and context in which these acts occurred.
Furthermore, it is well established that a victim’s testi-
mony need not be corroborated to be sufficient evi-
dence to support a conviction.8 See State v. Michael
H., supra, 291 Conn. 760–61 (holding victim’s testimony
alone was sufficient evidence that defendant had con-
tact with intimate parts of victim for purposes of sexual
gratification); cf. State v. Myers, 129 Conn. App. 499,
514, 21 A.3d 499 (holding victim’s testimony alone is
sufficient to prove all elements of abduction), cert.
denied, 302 Conn. 918, 27 A.3d 370 (2011). In addition,
there was corroboration of J’s account in the form of A’s
testimony about the change in her daughter’s attitude
toward the defendant during this same period.
We now must consider whether there was sufficient
evidence to demonstrate that the defendant sexually
assaulted J in three additional incidents. The crux of
our review relates to whether ‘‘generic testimony’’ about
largely undifferentiated, but distinct, occurrences can
provide sufficient evidence to support separate and dis-
tinct charges by the state. This is an issue of substantial
significance because, as other jurisdictions have noted,
two interests may be in tension. See United States v.
Hawpetoss, 388 F. Supp. 2d 952, 960 (E.D. Wis. 2005),
aff’d, 478 F.3d 820 (7th Cir. 2007); People v. Jones, supra,
51 Cal. 3d 300; People v. Letcher, 386 Ill. App. 3d 327,
333, 899 N.E.2d 315 (2008), appeal denied, 231 Ill. 2d 644,
902 N.E.2d 1088 (2009). On the one hand, prosecutions
based on generic testimony could deprive a defendant
of his due process right to fair notice in order to effec-
tively defend himself. On the other hand, testimony
from a child victim describing a series of indistinguish-
able acts by an abuser who has ongoing access to the
child is often the only evidence that the child is able
to provide. Indeed, our Appellate Court repeatedly has
recognized as a general matter that, ‘‘[i]n a case involv-
ing the sexual abuse of a very young child, that child’s
capacity to recall specifics, and the state’s concomitant
ability to provide exactitude in an information, are very
limited. The state can only provide what it has. This
court will not impose a degree of certitude as to date,
time and place that will render prosecutions of those
who sexually abuse children impossible. To do so would
have us establish, by judicial fiat, a class of crimes
committable with impunity. State v. Saraceno, [15 Conn.
App. 222, 237, 545 A.2d 1116, cert. denied, 209 Conn.
823, 824, 552 A.2d 431, 432 (1988)]; see also State v.
Osborn, 41 Conn. App. 287, 293 n.4, 676 A.2d 399 (1996).’’
(Internal quotation marks omitted.) State v. Marcelino
S., 118 Conn. App. 589, 597, 984 A.2d 1148 (2009), cert.
denied, 295 Conn. 904, 988 A.2d 879 (2010). Accordingly,
we must consider what evidence is sufficient for a rea-
sonable jury to find a defendant guilty of separate and
distinct charges by the state when such undifferentiated
testimony is given.
Beyond the general principles articulated by the
Appellate Court, this court has not had the opportunity
to address this particular situation. Therefore, we look
to the jurisprudence of our sister state courts for guid-
ance. The most cited case on this subject is People v.
Jones, supra, 51 Cal. 3d 294, an opinion of the California
Supreme Court. In Jones, the court considered whether
a victim’s testimony that the defendant first molested
him about one month after he moved into the defen-
dant’s home and once or twice each month thereafter
during a two year period when the victim was under the
age of eleven was sufficient to support the defendant’s
conviction. Id., 302–303. In affirming the defendant’s
conviction of all six counts, the court emphasized that
‘‘even generic testimony (e.g., an act of intercourse
‘once a month for three years’) outlines a series of
specific, albeit undifferentiated, incidents each of which
amounts to a separate offense, and each of which could
support a separate criminal sanction.’’ (Emphasis in
original.) Id., 314. The court further noted that, ‘‘in
determining the sufficiency of generic testimony, we
must focus on factors other than the youth of the victim/
witness. Does the victim’s failure to specify precise
date, time, place or circumstance render generic testi-
mony insufficient? Clearly not. As many of the cases
make clear, the particular details surrounding a child
molestation charge are not elements of the offense and
are unnecessary to sustain a conviction.’’ Id., 315.
The court then outlined a three factor approach to
determine whether such evidence is sufficient in order
to accommodate both the realities of child victims of
repeated abuse and the due process interests of the
defendant: ‘‘The victim, of course, must describe the
kind of act or acts committed with sufficient specificity,
both to assure that unlawful conduct indeed has
occurred and to differentiate between the various types
of proscribed conduct (e.g., lewd conduct, intercourse,
oral copulation or sodomy). Moreover, the victim must
describe the number of acts committed with sufficient
certainty to support each of the counts alleged in the
information or indictment (e.g., ‘twice a month’ or
‘every time we went camping’). Finally, the victim must
be able to describe the general time period in which
these acts occurred (e.g., ‘the summer before my fourth
grade,’ or ‘during each Sunday morning after he came
to live with us’), to assure the acts were committed
within the applicable limitation period. Additional
details regarding the time, place or circumstance of the
various assaults may assist in assessing the credibility
or substantiality of the victim’s testimony, but are not
essential to sustain a conviction.’’ (Emphasis in origi-
nal.) Id., 316.
Relying on Jones, the Illinois Appellate Court in Peo-
ple v. Letcher, supra, 386 Ill. App. 3d 333, examined
whether testimony by a victim, who was abused starting
when she was six years old, that various incidents hap-
pened ‘‘ ‘too many times to remember’ ’’ and more than
five times, without pointing to a specific number of
incidents, was sufficient to convict a defendant on eight
counts of predatory criminal sexual assault of a child.
Id., 328–29. The court affirmed the defendant’s convic-
tion of six of those counts and reversed his conviction as
to two counts. Id., 336. Because the statute of limitations
was not at issue, the court noted that the lack of speci-
ficity of the dates on which the abuse occurred did not
render the evidence insufficient. Id., 332. The court first
noted that there was sufficient evidence to support two
counts of oral penetration because the defendant had
admitted to such occurrences. Id., 335. With respect to
the six remaining counts of penile penetration, the court
held that there was sufficient evidence to support only
four counts: two counts supported by the victim’s
description of two specific incidents in one home,
involving anal and vaginal penetration, and two counts
supported by the victim’s testimony that the defendant
had abused her at her new home in the same manner
as he did in the first home. Id., 336. With regard to the
victim’s testimony that sexual abuse happened ‘‘ ‘too
many times to remember’ ’’ in both homes and ‘‘more
than five times,’’ the court held this to be insufficient
proof of the two remaining counts of penile penetration
because the victim did not specifically indicate whether
she was referring to penile penetration or other forms
of proscribed sexual contact. Id. Other jurisdictions
similarly have held that a child victim need not specify
the exact number of times that the incidents occurred
so long as there were ‘‘ ‘some reliable indicia that the
number of charged acts actually occurred.’ ’’ Rose v.
State, 123 Nev. 194, 203, 163 P.3d 408 (2007), cert.
denied, 555 U.S. 847, 129 S. Ct. 95, 172 L. Ed. 2d 79
(2008); see, e.g., id., 202, 204 (sustaining conviction of
twenty counts of sexual assault when evidence estab-
lished that victim spent nearly every weekend with
defendant for several years and victim testified that
abuse occurred almost every night she was there and
further specified that defendant touched her vagina
with his finger more than ten times and with his tongue
more than ten times); State v. Hayes, 81 Wn. App. 425,
427, 435, 914 P.2d 788 (1996) (holding victim’s testimony
that defendant ‘‘put his private part in mine at least
four times and some [t]wo or three times a week
between July 1, 1990 and May 31, 1992’’ was sufficient
to support conviction of four counts of rape of child
[internal quotation marks omitted]).
Applying the considerations articulated in Jones to
the present case, we conclude that the evidence was
sufficient to support the conviction of the two counts
of sexual assault in the first degree and two counts of
risk of injury to a child in each of the four incidents. J
described both sexual acts that occurred—fellatio and
cunnilingus—with sufficient certainty so to assure that
unlawful conduct did indeed occur and to differentiate
between the types of proscribed conduct under §§ 53a-
70 (a) (2) and 53-21 (a) (2). J also described the number
of acts with sufficient certainty to support each of the
counts alleged. She testified that these same acts
occurred three to four times, and, in the DVD of her
interview with Murphy-Cipolla introduced into evi-
dence at trial, J indicated that these same acts occurred
five to six times, perhaps as many as ten times. See
footnotes 6 and 7 of this opinion. Although J gave the
lower range of numbers when testifying under oath,
the jury reasonably could have found the recorded state-
ment more credible because the interview was con-
ducted closer in time to the events at issue, when J’s
recollection would have been fresher. See Stewart v.
Cendant Mobility Services Corp., 267 Conn. 96, 114,
837 A.2d 736 (2003) (‘‘it was within the province of
the jury to resolve any possible inconsistencies in the
plaintiff’s testimony in a manner favorable to the plain-
tiff’’); State v. Meehan, 260 Conn. 372, 381, 796 A.2d
1191 (2002) (‘‘[i]t is axiomatic that evidentiary inconsis-
tencies are for the jury to resolve, and it is within the
province of the jury to believe all or only part of a
witness’ testimony’’); Parker v. Slosberg, 73 Conn. App.
254, 265, 808 A.2d 351 (2002) (‘‘jury [is] free to credit
one version of events over the other, even from the
same witnesses’’). In addition to stating generally that
the same acts were repeated, J described what acts
occurred during each incident. She also stated where
the acts would occur—the bedroom she shared with
her mother—and the time they would occur—during
the one and one-half hours J was left home alone with
the defendant while her mother was at work. J distin-
guished these events insofar as she testified that, as
inducements for her performing the acts and keeping
them secret, the defendant took her out for ice cream
on several occasions and for miniature golf once.
Accordingly, the cumulative evidence, read in the light
most favorable to sustaining the verdict, established
that the defendant forced J to perform fellatio on him
and that he performed cunnilingus on her on at least
four occasions.
Finally, although under Jones, the state would not
need to prove the time period during which each inci-
dent occurred because there was no statute of limita-
tions concern implicated in the present case; see People
v. Jones, supra, 51 Cal. 3d 316; the evidence in fact did
establish a general time period in which these acts
occurred—between April, 2002 and April, 2003. Any
additional details, or lack thereof, might be relevant to
assessing the credibility of J’s testimony; id.; but would
not be essential for a conviction. To require J, who was
approximately seven years old at the time of the abuse,
to recall specific dates or additional distinguishing fea-
tures of each incident would unfairly favor the defen-
dant for the commission of repetitive crimes against a
child victim. See id., 300 (‘‘[t]o hold that such testimony,
however credible and substantial, is inadequate to sup-
port [abuse] charges would anomalously favor the
offender who subjects his victim to repeated or continu-
ous assaults’’).
Moreover, the defendant’s reliance on People v.
Letcher, supra, 386 Ill. App. 3d 327, for a contrary con-
clusion is misplaced. Unlike in Letcher, in the present
case there was no confusion as to which offenses J was
referring to for each incident because she indicated
that the acts occurred in the same manner as previously
described and described the acts again. It was clear
that J was referring to the acts of fellatio and cunnilin-
gus, each of which constituted separate counts for the
sexual assault charges and the basis for the two risk
of injury charges for each incident. Accordingly, the
evidence was sufficient to support the defendant’s con-
viction of each of the sixteen counts.
II
We next address the defendant’s claim that the trial
court improperly failed to order full disclosure of the
department’s records for J following an in camera
review. The defendant claims that, in the course of this
court’s in camera inspection of the records, we will
discover that the undisclosed portion of the records
contains material evidence regarding J’s mental stability
at the time she disclosed the abuse by the defendant
in 2008. Upon review of the records, we conclude that
the trial court properly used its discretion in precluding
further disclosure of J’s confidential records.
‘‘In State v. Esposito, [192 Conn. 166, 179–80, 471
A.2d 949 (1984)], we set forth the following procedure
for the disclosure of confidential records. If . . . the
claimed impeaching information is privileged there
must be a showing that there is reasonable ground to
believe that the failure to produce the information is
likely to impair the defendant’s right of confrontation
such that the witness’ direct testimony should be
stricken. Upon such a showing the court may then
afford the state an opportunity to secure the consent
of the witness for the court to conduct an in camera
inspection of the claimed information and, if necessary,
to turn over to the defendant any relevant material for
the purposes of cross-examination. If the defendant
does make such showing and such consent is not forth-
coming then the court may be obliged to strike the
testimony of the witness. If the consent is limited to
an in camera inspection and such inspection, in the
opinion of the trial judge, does not disclose relevant
material then the resealed record is to be made available
for inspection on appellate review. If the in camera
inspection does reveal relevant material then the wit-
ness should be given an opportunity to decide whether
to consent to release of such material to the defendant
or to face having her testimony stricken in the event
of refusal.’’ (Internal quotation marks omitted.) State
v. Kemah, 289 Conn. 411, 425–26, 957 A.2d 852 (2008).
‘‘[T]he linchpin of the determination of the defen-
dant’s access to the records is whether they sufficiently
disclose material especially probative of the ability to
comprehend, know and correctly relate the truth . . .
so as to justify breach of their confidentiality and dis-
closing them to the defendant in order to protect his
right of confrontation.’’ (Internal quotation marks omit-
ted.) State v. Slimskey, 257 Conn. 842, 856–57, 779 A.2d
723 (2001). ‘‘Moreover, we have held that [t]he determi-
nation of materiality . . . [is] inevitably fact-bound and
like other factual issues is committed to the trial court in
the first instance.’’ (Internal quotation marks omitted.)
State v. Cecil J., 291 Conn. 813, 829 n.12, 970 A.2d 710
(2009). ‘‘Once the trial court has made its inspection,
the court’s determination of a defendant’s access to the
witness’ records lies in the court’s sound discretion,
which we will not disturb unless abused.’’ (Internal
quotation marks omitted.) State v. Slimskey, supra, 856;
accord State v. Cecil J., supra, 829 n.12.
The record reveals that, prior to trial, the defendant
moved for an in camera review of J’s mental health
records from Wheeler Clinic and the department. The
defendant argued that he had reason to believe that J’s
mental stability was a concern at the time she reported
the defendant’s abuse in 2008. The state did not object
to the court reviewing the records in camera to deter-
mine if there was any exculpatory material and A con-
sented to the review. Upon the trial court’s review of
the records, it determined that it was appropriate to
allow defense counsel to review the Wheeler Clinic
records in full and only certain portions of the depart-
ment’s records.
After reviewing J’s confidential department records,
we conclude that the trial court did not abuse its discre-
tion in withholding certain portions of J’s records. The
undisclosed information was not probative of her ability
to comprehend, know, and correctly relate the truth,
or the information pertained to persons other than J.
III
The defendant also claims that the prosecutor
engaged in improper argument by making comments
intended to inflame the jurors’ passions and evoke their
sympathy by asking the jury to put itself in the position
of J. As a result, the defendant argues, the impropriety
denied him of his right to a fair trial. Essentially what
the defendant claims is that the prosecutor’s remarks
violated the prohibition against ‘‘golden rule’’ argu-
ments.9 We disagree.
The record reveals the following additional facts that
are relevant to our analysis of this claim. During closing
arguments, defense counsel argued that J’s testimony
was not credible because it was inconsistent and incom-
plete. He argued specifically that her testimony was
inconsistent because ‘‘we’ve heard at least potentially
three, maybe four stories from one witness’’ and it was
incomplete because it lacked ‘‘the sensory details of
someone who experienced the type of trauma that we’re
talking about in this case.’’ Defense counsel further
argued that J’s testimony lacked emotion and appro-
priate detail. During his rebuttal argument, the prosecu-
tor made the following remarks, which the defendant
challenges: ‘‘I ask you, ladies and gentlemen, when seek-
ing to recall, not for purposes of sympathy. No one is
asking for sympathy here. When seeking to recall, place
yourself in the position of a six to eight year old child,
testifying about it seven and a half years later. Dis-
cussing it on a diagnostic video five years later. Place
yourself in that child’s position. Is that child supposed
to remember every detail as if I’m an adult who wrote
something down and is called to testify about it three
days later? Would that be realistic? I submit to you it’s
not particularly when a child has gone through the
trauma that [J] described.’’ Later, the prosecutor
remarked: ‘‘But when . . . Murphy-Cipolla says to [J]
what do you think—she says how does this make you
feel. [J] says it kind of hurt me because I treated him
like a father and he does this stuff to me. It kind of
scares me. If that’s not sensory detail, I don’t know
what is. And furthermore, ladies and gentlemen, isn’t
that the kind of emotion, the kind of feeling that you
would only have if you experienced this? It’s not what
you would have if you invented it, fabricated it or came
up with it.’’
‘‘In analyzing claims of prosecutorial impropriety, we
engage in a two step analytical process. . . . The two
steps are separate and distinct. . . . We first examine
whether prosecutorial impropriety occurred. . . . Sec-
ond, if an impropriety exists, we then examine whether
it deprived the defendant of his due process right to
a fair trial. . . . In other words, an impropriety is an
impropriety, regardless of its ultimate effect on the fair-
ness of the trial. Whether that impropriety was harmful
and thus caused or contributed to a due process viola-
tion involves a separate and distinct inquiry.’’ (Citations
omitted; internal quotation marks omitted.) State v.
Long, 293 Conn. 31, 36–37, 975 A.2d 660 (2009).
In State v. Bell, 283 Conn. 748, 771, 931 A.2d 198
(2007), this court first defined golden rule arguments
and explained the reasoning behind their prohibition.
‘‘A golden rule argument is one that urges jurors to put
themselves in a particular party’s place . . . or into a
particular party’s shoes. . . . Such arguments are
improper because they encourage the jury to depart
from neutrality and to decide the case on the basis of
personal interest and bias rather than on the evidence.
. . . They have also been equated to a request for sym-
pathy.’’ (Internal quotation marks omitted.) Id. We
noted that golden rule claims arise in the criminal con-
text ‘‘when the prosecutor ask[s] the jury to put itself
in the place of the victim, the victim’s family, or a
potential victim of the defendant.’’ Id., 772. ‘‘The danger
of these types of arguments lies in their [tendency] to
pressure the jury to decide the issue of guilt or inno-
cence on considerations apart from the evidence of
the defendant’s culpability.’’ (Internal quotation marks
omitted.) Id., 773.
Two years later, we revisited this prohibition in State
v. Long, supra, 293 Conn. 31, in the context of remarks
made by a prosecutor that urged the jurors to put them-
selves in the position of the victim of alleged sexual
assault. We recognized that, although the danger of
inciting the jury to act out of passion or sympathy ‘‘is
most acute when the prosecutor asks the jurors to put
themselves in the position of the victim rather than the
defendant or another witness, as in Bell . . . the princi-
ple barring the use of such arguments is the same
regardless of which individual is the subject of the pros-
ecutor’s emotional appeal.’’ (Emphasis in original.) Id.,
58. With this concern in mind, we concluded in Long
that the prosecutor’s remarks were not intended to
arouse the jurors’ emotions or request their sympathy
but, rather, ‘‘were intended to encourage the jurors to
draw inferences from the evidence of [the victim’s]
actions that were presented at trial on the basis of the
jurors’ views as to how a reasonable fourteen year old
would act under the circumstances.’’10 Id. Further, we
concluded that the prosecutor was properly responding
to defense counsel’s strategy and the underlying theme
of his closing argument that the victim had fabricated
her story. Id. By asking the jurors to place themselves
in the victim’s position to evaluate her actions and state-
ments made during and after the alleged sexual assault,
the prosecutor was arguing that the victim’s conduct
was consistent with that of a truthful witness and not
appealing to the emotions of the jury. Id. As such, the
prosecutor’s statements did not violate the prohibition
on golden rule arguments. Id.
In the present case, as in Long, the prosecutor’s
remarks on rebuttal were in response to defense coun-
sel’s arguments that J’s testimony was not credible.
Both sets of remarks were intended to encourage the
jury to draw inferences from the evidence presented
at trial regarding the detail of the incidents that J had
provided, based on the jurors’ judgment of how a child
would remember a traumatic event that occurred more
than five years earlier. Therefore, the prosecutor was
arguing that J’s description of the incidents was entirely
consistent with that of a truthful witness who was a
young child at the time the incidents occurred. Simi-
larly, the prosecutor attempted to rebut the defense’s
argument that J lacked the emotion and the sensory
details of someone who had experienced such trauma
by having the jurors put themselves in J’s place to evalu-
ate her description of the incidents. In doing so, the
prosecutor was arguing that J’s statements and descrip-
tion of how the assaults made her feel were consistent
with how a reasonable child her age would react under
the specific circumstances. Therefore, these arguments
did not improperly appeal to the jurors’ emotions or
attempt to request their sympathy in violation of the
prohibition on golden rule arguments.
The judgment is affirmed.
In this opinion the other justices concurred.
* In accordance with our policy of protecting the privacy interests of the
victims of sexual abuse and the crime of risk of injury to a child, we decline
to identify the victim or others through whom the victim’s identity may be
ascertained. See General Statutes § 54-86e.
1
General Statutes § 53a-70 (a) (2) provides in relevant part: ‘‘A person is
guilty of sexual assault in the first degree when such person . . . engages
in sexual intercourse with another person and such other person is under
thirteen years of age and the actor is more than two years older than such
person . . . .’’
2
General Statutes § 53-21 (a) (2) provides in relevant part: ‘‘Any person
who . . . has contact with the intimate parts, as defined in section 53a-65,
of a child under the age of sixteen years or subjects a child under sixteen
years of age to contact with the intimate parts of such person, in a sexual
and indecent manner likely to impair the health or morals of such child
. . . shall be guilty of . . . a class B felony . . . .’’
We note that the incidents that led to the charges in this case occurred
between 2002 and 2003. Although § 53-21 had been amended in 2002; see
Public Acts 2002, No. 02-138, § 4; and in 2007; see Public Acts 2007, No. 07-
143, § 4; those amendments have no bearing on the merits of this appeal.
In the interest of simplicity, we refer to the current revision of § 53-21.
3
The long form information does not indicate that the sixteen counts
occurred in the course of four incidents, specifying only that these acts
occurred ‘‘on or about 2002 to 2003.’’ Nonetheless, the defendant and the
state agree that the state’s theory at trial was predicated on the sixteen
counts occurring during the course of four incidents.
4
At trial, J also testified that the defendant ‘‘put [his tongue] in my vagina’’
in addition to ‘‘on my vagina.’’
5
Although J’s statement was transcribed as ‘‘there or four times’’; (empha-
sis added); the term ‘‘there’’ obviously is a transcription error, as the broader
context of this exchange plainly indicates. See footnote 6 of this opinion.
6
The state elicited the following testimony from J on direct examination:
‘‘Q. In all the times [the defendant] stayed at your house, on how many
occasions did you and he do the acts you just described?
‘‘A. It just happened [three] or four times.
‘‘Q. And it happened three or four times. Now when it would happen
three or four times—I know you went through some. But when it would
happen three or four times, could you describe was it always the same thing
that happened or was it different?
‘‘A. It was always the same thing.
‘‘Q. And what would happen?
‘‘A. He would put his penis in my mouth, and then he’d put his mouth on
my vagina.
‘‘Q. Did this happen, would it—would these acts happe