Hardy v. Superior Court
CourtSupreme Court of Connecticut
Date FiledAugust 7, 2012
DocketSC18527
StatusPublished
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Full Opinion
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JERMAINE HARDY v. SUPERIOR COURT, JUDICIAL
DISTRICT OF FAIRFIELD, GEOGRAPHICAL
AREA NUMBER TWO
(SC 18527)
Rogers, C. J., and Norcott, Palmer, Zarella, McLachlan,
Eveleigh and Harper, Js.
Argued October 27, 2011—officially released August 7, 2012
Bradford Buchta, assistant public defender, for the
plaintiff in error.
Harry Weller, senior assistant state’s attorney, with
whom, on the brief, was John C. Smriga, state’s attor-
ney, for the defendant in error.
Opinion
PALMER, J. This case is before us on a writ of error
brought by the plaintiff in error, Jermaine Hardy (plain-
tiff), who seeks reversal of the trial court’s judgment,
pursuant to which the plaintiff was summarily con-
victed of criminal contempt of court and sentenced to
a term of 120 days incarceration.1 The plaintiff claims
that, because the trial court did not inform him of the
charge against him or afford him an opportunity to
present exculpatory or mitigating evidence, his convic-
tion and sentence for summary criminal contempt are
illegal under the due process clause of the fourteenth
amendment to the United States constitution,2 article
first, §§ 83 and 9,4 of the Connecticut constitution, and
Practice Book § 1-16.5 The defendant in error, the Supe-
rior Court, judicial district of Fairfield, geographical
area number two, represented in this case by the office
of the chief state’s attorney (state), counters that (1)
this court may not review the plaintiff’s claim because
it falls outside our scope of review of a writ of error,
(2) the proceeding in which the trial court found the
plaintiff in contempt and sentenced him substantially
complied with Practice Book § 1-16, and (3) the state
and federal constitutions do not guarantee a right of
allocution in summary criminal contempt proceedings.
We reject the state’s contention that we may not review
the plaintiff’s claim, but, upon considering the merits
of that claim, we conclude that the plaintiff’s conviction
was proper and, therefore, dismiss the writ of error.
The relevant facts are not in dispute. On June 12, 2009,
the plaintiff appeared in court for a pretrial hearing in
connection with two pending criminal cases in which
he was the defendant.6 The trial court agreed to con-
tinue the matter until June 17 so that the plaintiff could
discuss with his attorney (defense counsel) the plea
offer that the assistant state’s attorney (prosecutor)
presumably had just conveyed. Speaking to defense
counsel, the plaintiff voiced his displeasure with the
continuance, saying: ‘‘You ain’t telling me nothing. You
told me June [3]. What are they talking about?’’ Mean-
while, the trial court indicated that it was ‘‘done’’ with
the plaintiff’s case and was ready to proceed to the
next matter. Immediately thereafter, something
occurred that prompted the trial court to exclaim to
the plaintiff, ‘‘Sir? Sir? Excuse me. Out. Out of the court-
room.’’ The judicial marshal told the plaintiff to
‘‘[k]nock it off,’’ and the plaintiff replied, ‘‘[d]on’t treat
me like that. . . . Why are you treating me like that?’’
Hearing this statement and observing whatever else was
occurring in the courtroom, the trial court ordered the
marshal to ‘‘[b]ring him back.’’ Then, an extended
exchange ensued between the plaintiff, the marshal,
defense counsel, the prosecutor, and the trial court,
during which the trial court summarily convicted and
sentenced the plaintiff for criminal contempt. Because
what occurred during this exchange is critical to our
resolution of the plaintiff’s claim, we set forth the
exchange in its entirety.
‘‘The Marshal: Go on back.
‘‘[The Plaintiff]: Why are you pushing me like that?
‘‘The Marshal: Go on back.
‘‘[The Plaintiff]: This dude, man. Hey, yo, don’t push
me like no more, man. You want to walk with us, you
don’t have to push.
‘‘The Marshal: You listen to him.
‘‘[The Plaintiff]: Get your hands off of me.
‘‘The Court: Excuse me.
‘‘[The Plaintiff]: Get your hands off.
‘‘The Court: Excuse me.
‘‘[The Plaintiff]: This dude [has] got his hands on me,
for what?
‘‘The Court: Excuse me. You’re in court.
‘‘[The Plaintiff]: I know, but he’s pushing me for no
reason at all. I’m walking back slowly. Come on, man.
I’m a human being like him, man. Fuck, ’cause I mean,
I’m in chains, because I’m different? Come on, man.
‘‘The Court: [Defense counsel]?
‘‘[The Plaintiff]: This dude, man.
‘‘The Court: [Defense counsel]?
‘‘The Marshal: Stop talking. Look at the judge.
‘‘[The Plaintiff]: [I’ve] got so much anger in me right
now, man.
‘‘The Court: All right. All right.
‘‘[The Plaintiff]: I’m telling you, man.
‘‘The Court: I’ve heard enough. I’ve heard enough.
Sir, you’re represented by counsel, and normally I
would say—
‘‘[The Plaintiff]: Yo. The cuff, hold on my cuff.
‘‘The Marshal: Relax.
‘‘[Defense Counsel]: Stop.
‘‘The Court: Normally, I would say that your attorney
should—sir, I excused you from the courtroom. Thank
you. Normally, I would allow a chance for your attorney
to talk to you. However, based on your continued con-
duct, I’m going to find you in contempt.
‘‘[The Plaintiff]: Whatever, man. Put me back.
‘‘The Court: I’m going to find you in contempt of this
court. You have prevented the orderly processes of
this court. You’ve interrupted the orderly processes of
this court.
‘‘[The Plaintiff]: I did what?
‘‘The Court: And, sir, if you wish to keep it up, sixty
days, dead time.
‘‘[The Plaintiff]: You see what this dude just did to
me, man.
‘‘The Court: See you in sixty days. You’re committed
to the commissioner of correction for sixty days.
‘‘[The Plaintiff]: You see what this dude just did to me.
‘‘The Court: Thank you. Thank you.
‘‘[The Plaintiff]: I’m what? I’m what for sixty days?
Fuck you, sixty days, motherfucker.
‘‘The Court: Back.
‘‘[The Plaintiff]: Ain’t that nothing.
‘‘The Court: Back.
‘‘[The Plaintiff]: Yo, get the fuck off of me. Yo, get
the fuck off of me, man. Wait until I get off these cuffs,
yo. Wait until I get off these cuffs, man.
‘‘The Marshal: I can’t wait.
‘‘[The Plaintiff]: Wait until I get off these cuffs,
man. Yo.
‘‘The Court: I’ll vacate the prior sentence—
‘‘[The Plaintiff]: Man, get the fuck out of here, man.
‘‘The Court: You’re committed to the custody of [the]
commissioner of correction for a period of one
hundred—
‘‘[The Plaintiff]: Hey, yo, I don’t give a fuck, man.
‘‘The Court: One hundred twenty days.
‘‘[The Plaintiff]: Fuck you. Fuck you. Fuck you. I don’t
give a fuck, motherfucker.
‘‘The Court: We’ll see you in a hundred—
‘‘[The Plaintiff]: Fuck you. You don’t see me nothing,
motherfucker. Fuck all of you.
‘‘The Court: See you—see you in six months, sir.
‘‘The Plaintiff: You won’t see me, shit, motherfucker.
Dick head, motherfucker. Fucking bitch. You, I want
you bad. I want you bad.
‘‘[The Marshal]: All right.’’
The trial court then continued the case for six
months.
The plaintiff filed a writ of error, seeking reversal of
the trial court’s judgment, pursuant to which he was
summarily convicted of criminal contempt of court and
sentenced to a term of 120 days incarceration. The
plaintiff claims that, because the trial court did not
inform him of the charge against him or afford him an
opportunity to present exculpatory or mitigating evi-
dence, his conviction and sentence for summary crimi-
nal contempt are illegal under the due process clause
of the fourteenth amendment to the United States con-
stitution, article first, §§ 8 and 9, of the Connecticut
constitution, and Practice Book § 1-16.7
Before considering the merits of the plaintiff’s claim,
we first must address the threshold question of whether
it is subject to our review. The state contends that,
under existing precedent of this court, we may not
review the claim because the plaintiff, in challenging a
summary contempt conviction on procedural grounds,
asserts a claim that cannot be adjudicated by means of
a writ of error. Although the state acknowledges that
we previously have reviewed writs of error involving
claims that a summary contempt proceeding did not
comport with due process or our rules of practice; see
Jackson v. Bailey, 221 Conn. 498, 513–15, 605 A.2d 1350,
cert. denied, 506 U.S. 875, 113 S. Ct. 216, 121 L. Ed. 2d
155 (1992); In re Dodson, 214 Conn. 344, 362–76, 572
A.2d 328, cert. denied sub nom. Dodson v. Superior
Court, 498 U.S. 896, 111 S. Ct. 247, 112 L. Ed. 2d 205
(1990); the state maintains that, in Jackson and In re
Dodson, we did not specifically consider, and therefore
did not decide, whether such review is proper. In sup-
port of the claim that such review is not proper under
our prior case law, the state relies primarily on Jackson,
in which we stated that, ‘‘[i]n a review of summary
criminal contempt, the inquiry is limited to a determina-
tion of the jurisdiction of the court below. Tyler v.
Hammersley, 44 Conn. 393, 413 (1877). Subsumed in
this inquiry are three questions, namely, (1) whether
the designated conduct is legally susceptible of consti-
tuting a contempt; Goodhart v. State, [84 Conn. 60, 63,
78 A. 853 (1911)]; (2) whether the punishment imposed
was authorized by law; State v. Jackson, 147 Conn. 167,
169, 158 A.2d 166 (1960); and (3) whether the judicial
authority was qualified to conduct the hearing. May-
berry v. Pennsylvania, 400 U.S. 455, 465–66, 91 S. Ct.
499, 27 L. Ed. 2d 532 (1971).’’8 (Citations omitted; inter-
nal quotation marks omitted.) Jackson v. Bailey,
supra, 500.
Although this passage from Jackson v. Bailey, supra,
221 Conn. 500, undoubtedly expresses the scope of
review as we typically have described it; see, e.g., Rowe
v. Superior Court, 289 Conn. 649, 654, 960 A.2d 256
(2008); In re Dodson, supra, 214 Conn. 346; Moore v.
State, 186 Conn. 256, 257, 440 A.2d 969 (1982); we take
this opportunity to clarify that we may undertake a
broader review, one that encompasses the plaintiff’s
claim that his summary contempt adjudication was pro-
cedurally defective. We reject as both unjust and
unfounded the proposition that, upon reviewing a sum-
mary contempt proceeding, we may consider only three
questions, namely, (1) whether the conduct was con-
temptuous, (2) whether the punishment was lawful, and
(3) whether the judge was qualified. Because ‘‘a writ
of error . . . is the sole method of review of [summary
contempt] proceedings’’; (internal quotation marks
omitted) Rowe v. Superior Court, supra, 654; if we
limited our scope of review to the foregoing three ques-
tions, we would render completely unreviewable any
procedural error that a trial court might commit in a
summary contempt proceeding, even an error of great
magnitude. Moreover, the purported limitation of our
scope of review apparently lacks any considered basis.
We proclaimed the limitation for the first time in State
v. Moore, supra, 257, offering in its support neither
argument nor authority. Although we have enunciated
the purported limitation numerous times since Moore,
we never have examined or justified it, much less have
we even consistently adhered to it. See Jackson v. Bai-
ley, supra, 513–15; In re Dodson, supra, 362–76. Finally,
we disavow the obscure and seemingly anachronistic
proposition that, ‘‘[i]n a review of summary criminal
contempt, [our] inquiry is limited to a determination of
the jurisdiction of the court below.’’ (Internal quotation
marks omitted.) Jackson v. Bailey, supra, 500. This
proposition has long been suspect anyway, as it is
doubtful whether any of the three questions identified
in Jackson v. Bailey, supra, 500, truly pertains to the
issue of jurisdiction. We therefore conclude that the
plaintiff’s claim is subject to our review.9
Turning to the merits of that claim, we begin by set-
ting forth the basic contours of the law of contempt.
‘‘Contempt is a disobedience [of] the rules and orders
of a court which has power to punish for such an
offense. . . . Contempt may be civil or criminal in
character. . . . A civil contempt is one in which the
conduct constituting the contempt is directed against
some civil right of an opposing party and the proceeding
is initiated by him.’’ (Citations omitted.) State v. Jack-
son, supra, 147 Conn. 168–69. ‘‘[T]he punishment [for
civil contempt] is wholly remedial, serves only the pur-
poses of the complainant, and is not intended as a
deterrent to offenses against the public.’’ (Internal quo-
tation marks omitted.) McClain v. Robinson, 189 Conn.
663, 666, 457 A.2d 1072 (1983). ‘‘Criminal contempt is
conduct which is directed against the dignity and
authority of the court.’’ State v. Jackson, supra, 169.
‘‘Sanctions [for criminal contempt] are imposed in order
to vindicate that authority.’’ McClain v. Robinson,
supra, 666. The inherent power of the court to punish
as a criminal contempt conduct that constitutes an
affront to the court’s dignity and authority is expressly
recognized in our statutes; see General Statutes § 51-
33a (a);10 and in our rules of practice. See Practice Book
§ 1-14.11
‘‘[When] contemptuous conduct is committed in the
presence of the court, punishment may be announced
summarily. . . . Under such circumstances, no wit-
nesses are required in proof of the contempt, and the
court has inherent power to impose punishment on its
own knowledge and of its own motion without formal
presentation or hearing of the person adjudged in con-
tempt . . . .’’ (Citations omitted; internal quotation
marks omitted.) McClain v. Robinson, supra, 189 Conn.
666. ‘‘Without the [summary contempt] power, a court
would be helpless against persons disposed to obstruct,
delay or thwart it.’’ State v. Jackson, supra, 147 Conn.
169. This being the summary contempt power’s justifi-
cation, ‘‘the sole credible basis for the summary con-
tempt process is necessity, a need that the assigned
role of the judiciary be not frustrated. . . . [T]his judi-
cial power . . . should be exercised sparingly and in
accordance with the requirements of due process. Sum-
mary criminal contempt should not be employed as a
means of abuse . . . .’’ (Citations omitted; internal quo-
tation marks omitted.) In re Dodson, supra, 214 Conn.
375–76. ‘‘Whenever possible, the trial court should rely
on its superior ability to defuse confrontation in lieu of
invoking its power to impose sanctions for contempt.’’
Jackson v. Bailey, supra, 221 Conn. 513. ‘‘[When] the
judge decides to impose sanctions for misconduct, ordi-
narily [the judge should] impose the least severe sanc-
tion appropriate to correct the abuse and to deter
repetition . . . .’’ (Internal quotation marks omitted.)
In re Dodson, supra, 353. ‘‘[T]he United States Supreme
Court has indicated that it is wary of the [summary
contempt] power and cognizant of its potential for
abuse. It, therefore, became established early in Ameri-
can jurisprudence that contempt limits a court in such
cases to the least possible power adequate to the end
proposed. Anderson v. Dunn, 19 U.S. (6 Wheat.) 204,
231, 5 L. Ed. 242 (1821) . . . .’’ (Citations omitted; inter-
nal quotation marks omitted.) Banks v. Thomas, 241
Conn. 569, 588, 698 A.2d 268 (1997).
Because the criminal contempt power poses a
‘‘heightened potential for abuse’’; Taylor v. Hayes, 418
U.S. 488, 500, 94 S. Ct. 2697, 41 L. Ed. 2d 897 (1974);
alleged contemnors enjoy an important, if limited, mea-
sure of procedural protection. As the United States
Supreme Court has ‘‘stated time and again . . . reason-
able notice of a charge and an opportunity to be heard
in defense before punishment is imposed are basic in
our system of jurisprudence. . . . Even [when] sum-
mary punishment for contempt is imposed during trial,
the contemnor has normally been given an opportunity
to speak in his own behalf in the nature of a right of
allocution.’’ (Citations omitted; emphasis added; inter-
nal quotation marks omitted.) Id., 498. ‘‘The provision
of fundamental due process protections for contemnors
accords with our historic notions of elementary fair-
ness. While we have no desire to imprison the discretion
of judges within rigid mechanical rules . . . we remain
unpersuaded that the additional time and expense pos-
sibly involved . . . will seriously handicap the effec-
tive functioning of the courts. . . . Due process cannot
be measured in minutes and hours or dollars and cents.
For the accused contemnor facing a jail sentence, his
liberty is valuable and must be seen as within the protec-
tion of the [f]ourteenth [a]mendment. Its termination
calls for some orderly process, however informal.’’12
(Citations omitted; internal quotation marks omitted.)
Id., 500.
In Connecticut, ‘‘[o]ur precedents make clear that
[although] a proceeding for [criminal] contempt . . .
is not a criminal prosecution . . . [c]riminal contempt
is a crime in the ordinary sense . . . . Accordingly,
this court long has recognized that [p]roceedings for
the punishment of contempts should generally conform
as nearly as possible to proceedings in criminal cases
. . . .’’ (Citations omitted; internal quotation marks
omitted.) Rowe v. Superior Court, supra, 289 Conn.
656–57. In service of such conformity, Practice Book
§ 1-16 sets forth a procedure that the trial court must
follow before summarily holding someone in contempt:
‘‘Prior to any finding of guilt, the judicial authority shall
inform the defendant of the charges against him or her
and inquire as to whether the defendant has any cause
to show why he or she should not be adjudged guilty
of summary criminal contempt by presenting evidence
of acquitting or mitigating circumstances.’’ Although
fast and informal, the procedure set forth in Practice
Book § 1-16 clearly includes notice and an opportunity
to be heard, two due process elements that the United
States Supreme Court has described as ‘‘basic in our
system of jurisprudence.’’ (Internal quotation marks
omitted.) Taylor v. Hayes, supra, 418 U.S. 498. More-
over, Practice Book § 1-16 requires in clear terms that
the aforementioned notice and hearing be afforded to
an alleged contemnor before he is found guilty.
Notwithstanding the clear terms of the rules of prac-
tice, we previously have recognized that ‘‘[t]he lack of
a mechanistic application . . . of Practice Book [1978–
97] § 98813 [the predecessor to Practice Book § 1-16]
should not serve to defeat its due process requirements
if they were substantively met. The design of the rules
of practice is both to facilitate business and to advance
justice; they will be interpreted liberally in any case [in
which] it shall be manifest that a strict adherence to
them will work surprise or injustice. . . . Rules of
practice must be construed reasonably and with consid-
eration of this purpose. . . . Rules are a means to jus-
tice, and not an end in themselves; their purpose is to
provide for a just determination of every proceeding.’’
(Citations omitted; internal quotation marks omitted.)
In re Dodson, supra, 214 Conn. 363. Accordingly, we
twice before have upheld a summary contempt convic-
tion that resulted from a proceeding that did not comply
with the literal terms of the rules of practice.
In In re Dodson, supra, 214 Conn. 347–48, 376, we
upheld the summary contempt conviction of a defense
attorney who had made intemperate remarks at a sen-
tencing hearing, even as we acknowledged that the trial
court had not ‘‘compl[ied] literally’’; id., 363; with Prac-
tice Book (1978–97) § 988, which, in terms nearly identi-
cal to those of Practice Book § 1-16, required that,
‘‘[p]rior to the adjudication of guilt the judicial authority
shall inform the defendant of the accusation against
him and inquire as to whether he has any cause to show
why he should not be adjudged guilty of contempt by
presenting evidence of excusing or mitigating circum-
stances.’’ (Internal quotation marks omitted.) Id.,
346–47 n.3. The defense attorney, having complained
that his client’s sentence was ‘‘totally outrageous,’’ was
advised by the court that he was ‘‘out of order.’’ (Internal
quotation marks omitted.) Id., 347. The defense attorney
replied, ‘‘I know I am, but there is no basis for that
sentence,’’ whereupon the court held the defense attor-
ney in contempt. (Internal quotation marks omitted.)
Id. ‘‘The court [then] took a recess. The [defense attor-
ney] was asked to remain in the courtroom and was
allowed access to a telephone to obtain counsel. Shortly
thereafter, [counsel] arrived at [the judge’s] chambers
to indicate that he represented the [defense attorney].
At that time, [counsel] was shown a copy of the tran-
script of the prior proceedings that had already been
prepared. The court was prepared to continue and finish
the summary contempt proceedings at that time. A
request for a continuance, made by [counsel], was
granted . . . . [Five days later] the court held a hearing
at which the [defense attorney] appeared with [coun-
sel]. After the court inquired whether the [defense attor-
ney] wished to be heard, both [counsel] and the [defense
attorney] addressed the court. At the conclusion of the
hearing, the court imposed a fine of $100.’’ Id., 348.
After reviewing these proceedings, we determined that
they had substantially complied with the requirement
of Practice Book (1978–97) § 988 that, ‘‘[p]rior to the
adjudication of guilt the judicial authority shall inform
the defendant of the accusation against him . . . .’’
(Internal quotation marks omitted.) Id., 346–47 n.3; see
id., 363–64. The court reasoned that the defense attor-
ney could not have been surprised that he was held in
contempt ‘‘because his conduct as an officer of the
court was such that he acknowledged that he knew, as
he should have, that he was ‘out of order.’ Moreover,
there was nothing unclear or indefinite about that cau-
tion given by the court.’’ Id., 363–64. We also determined
that the proceedings had complied with the requirement
of Practice Book (1978–97) § 988 that, ‘‘[p]rior to the
adjudication of guilt the judicial authority shall . . .
inquire as to whether [the alleged contemnor] has any
cause to show why he should not be adjudged guilty
of contempt by presenting evidence of excusing or miti-
gating circumstances . . . .’’ (Internal quotation marks
omitted.) Id., 364–65. The court reasoned that ‘‘there
was no violation of the substance of this portion of
the rule. Any claim that this portion was not literally
complied with overlooks the fact that the [defense attor-
ney] availed himself of the opportunity . . . to obtain
counsel who forthwith came to court, spoke to the trial
judge and was shown a copy of the transcript at that
time. The trial court was prepared to continue and finish
the summary contempt proceedings at that time. We
are entitled to presume that the trial court would have
done so by according the [defense attorney] the due
process prescribed by Practice Book [1978–97] § 988.’’
(Emphasis added; internal quotation marks omitted.)
Id., 365.
In a subsequent case, Jackson v. Bailey, supra, 221
Conn. 498, we upheld as substantially compliant with
the rules of practice three summary contempt convic-
tions that the trial court had rendered in quick succes-
sion, even though the trial court had rendered the
second and third convictions without having afforded
the contemnor either notice or an opportunity to be
heard. See id., 513–15. The contemnor was a pretrial
detainee who had ‘‘uttered various obscenities to the
trial court’’ during a bond reduction hearing. Id., 501.
After the detainee’s first profanity, the following
exchange between the trial court and the detainee
ensued:
‘‘The Court: . . . For that statement, I’m finding you
in contempt of [c]ourt, for saying an obscenity in this
courtroom. Do you understand that?
‘‘The [Detainee]: So what? So what?
‘‘The Court: Do you have any reason why I should
not find you in contempt? . . .
‘‘The [Detainee]: Why shouldn’t you?’’ (Internal quota-
tion marks omitted.) Id., 514
The court then sentenced the detainee to ninety days
imprisonment for contempt. Id., 515. Shortly thereafter,
the detainee uttered a second and third profanity and
was met in both cases with a contempt conviction,
without either notice of the charge or an opportunity
to be heard.14 Id. In light of the circumstances, we deter-
mined that ‘‘the [rules of practice were] substantially
complied with, as the [detainee] had been put on notice
that his conduct would result in further findings of
contempt. . . . Lack of literal compliance with [the
rules of practice] does not invalidate the trial court’s
findings of contempt.’’ (Citation omitted.) Id.
The foregoing precedents establish that we deem a
summary contempt proceeding to have been in substan-
tial compliance with the relevant rule of practice when
it is clear from the record that the proceeding served
the overarching purpose that the relevant provision evi-
dently was intended to serve, namely, to ensure fairness
in the adjudication of summary contempt by requiring
that no one be convicted of that crime unless he was
on notice of the charge against him and was given an
opportunity to allocute, that is, to defend or mitigate
his alleged misconduct.
Our precedents also establish that varying degrees
of compliance with the literal terms of the applicable
rule of practice may satisfy the rule’s overarching pur-
pose of ensuring fairness in the adjudication of sum-
mary contempt. Above all, a summary contempt adjudi-
cation need not rigidly adhere to the timing require-
ments of the rules of practice. For example, contrary
to the literal text of the relevant rule of practice, the
trial court may find a person in contempt before
affording him notice of the charge if it advises him of
the basis of the contempt finding and then invites him
to allocute. See id., 514 (‘‘For that statement, I’m finding
you in contempt . . . . Do you have any reason why
I should not find you in contempt?’’ [Internal quotation
marks omitted.]). In such circumstances, the contempt
finding itself apparently serves as notice of the charge.
It is also clear that the trial court generally may find a
person in contempt before it invites him to allocute,
even though the literal text of the rules of practice
requires the reverse. See id.; In re Dodson, supra, 214
Conn. 347–48.
Furthermore, in certain circumstances, the trial court
may dispense with notice or allocution altogether. If a
contemnor has good reason to know that his conduct
is contemptuous, the trial court need not afford him
any express notice of the charge. See In re Dodson,
supra, 214 Conn. 363–64 (‘‘[The contemnor’s] being held
in contempt . . . cannot be said to have come as any
surprise to him . . . because his conduct as an officer
of the court was such that he acknowledged that he
knew . . . that he was ‘out of order.’ Moreover, there
was nothing unclear or indefinite about [the] caution
given by the court [that is, ‘you’re out of order’].’’). Even
more so, if a contemnor repeats misconduct for which
he already has been duly sanctioned, the trial court may
find him in contempt for his repeat misconduct without
affording him either notice or allocution. See Jackson
v. Bailey, supra, 221 Conn. 514–15 (upholding detainee’s
second and third contempt convictions for uttering pro-
fanities, despite absence of notice and opportunity to
allocute with respect to those convictions, because first
contempt conviction was also for uttering profanities
and was followed by invitation to allocute). The reason
why a trial court may dispense altogether with notice
and allocution in a case of repeat misconduct is that
the contemnor in such a case already is aware of the
nature of his misconduct and already has had the oppor-
tunity to give an explanation for identical misconduct.
Viewing the present case in the light of our holdings
in In re Dodson and Jackson, we agree with the state
that the proceeding in which the trial court convicted
and sentenced the plaintiff for summary criminal con-
tempt substantially complied with the requirements of
Practice Book § 1-16. We hold that, because the record
establishes that the plaintiff was on notice of the nature
of his misconduct and had availed himself of an oppor-
tunity to give an explanation for that misconduct, the
proceeding served the overarching purpose of Practice
Book § 1-16, namely, to ensure fairness in the adjudica-
tion of summary criminal contempt.
With respect to whether the plaintiff had adequate
notice, the record contains abundant evidence that the
plaintiff knew full well why he had been found in con-
tempt. Although he was struggling with the marshal,
the plaintiff was urged to stop misbehaving by almost
all who were present—the court, the marshal and the
plaintiff’s own attorney. After the plaintiff’s initial out-
burst, the court said: ‘‘Sir? Sir? Excuse me. Out. Out of
the courtroom.’’ The marshal then told the plaintiff to
‘‘[k]nock it off.’’ As the marshal was escorting the plain-
tiff back into the courtroom, the plaintiff apparently
continued to misbehave, prompting the court to say
‘‘[e]xcuse me’’ three times and to remind the plaintiff
that he was ‘‘in court,’’ to which the plaintiff responded,
‘‘I know . . . .’’ The marshal then told the plaintiff to
‘‘[s]top talking’’ and to ‘‘[l]ook at the judge.’’ Eventually,
even the plaintiff’s attorney told the plaintiff to ‘‘[s]top.’’
Having heard all of these remarks, the plaintiff must
have known exactly what conduct constituted the basis
of the contempt finding.15
Claiming nevertheless that he was afforded inade-
quate notice of the charge against him, the plaintiff
contends that the trial court never expressly advised
him that he would be charged with contempt of court
and face a prison sentence if he continued. This con-
tention conflates the concept of notice with the concept
of a warning. The purpose of notice—the purpose of
informing an alleged offender of the charge against
him—is not to warn the alleged offender that continued
misconduct may result in sanctions. Rather, the purpose
of notice is to advise the alleged offender of exactly
what conduct underlies the charge against him, for only
if the alleged offender is so advised can he defend or
mitigate that conduct. See H. Friendly, ‘‘Some Kind of
Hearing,’’ 123 U. Pa. L. Rev. 1267, 1280–81 (1975) (‘‘It
is . . . fundamental that notice be given and that it be
timely and clearly inform the individual of the proposed
action and the grounds for it. Otherwise the individual
likely would be unable to marshal evidence and prepare
his case so as to benefit from any hearing that was
provided.’’). Thus, the issue before us is not whether the
plaintiff, before being held in contempt, had received a
warning, as no principle of law entitled him to receive
one. The issue, rather, is whether the plaintiff knew
exactly why he had been found in contempt. He obvi-
ously did. We therefore conclude that the plaintiff had
adequate notice of the charge against him.
Whether the plaintiff also had an adequate opportu-
nity to allocute is a closer question. At no point did
the trial court expressly invite the plaintiff to explain
himself. Moreover, the only colloquy between the trial
court and the plaintiff that actually resembled an allocu-
tion was highly truncated:
‘‘The Court: Normally, I would say that your attorney
should—sir, I excused you from the courtroom. Thank
you. Normally, I would allow a chance for your attorney
to talk to you. However, based on your continued con-
duct, I’m going to find you in contempt.
‘‘[The Plaintiff]: Whatever, man. Put me back.
‘‘The Court: I’m going to find you in contempt of this
court. You have prevented the orderly processes of
this court. You’ve interrupted the orderly processes of
this court.
‘‘[The Plaintiff]: I did what?
‘‘The Court: And, sir, if you wish to keep it up, sixty
days, dead time.
‘‘[The Plaintiff]: You see what this dude [the marshal]
just did to me, man.
‘‘The Court: See you in sixty days. You’re committed
to the commissioner of correction for sixty days.
‘‘[The Plaintiff]: You see what this dude just did to me.
‘‘The Court: Thank you. Thank you.’’
Were we to assess this brief colloquy in isolation,
we might well conclude that it did not constitute an
adequate allocution for purposes of Practice Book § 1-
16. Not only did the trial court decline to ‘‘inquire [of
the plaintiff] . . . whether [he] ha[d] any cause to show
why he . . . should not be adjudged guilty of summary
criminal contempt by presenting evidence of acquitting
or mitigating circumstances’’; Practice Book § 1-16; but,
by sentencing the plaintiff almost immediately after
holding him in contempt, the trial court prevented the
plaintiff from offering any explanation for his conduct
beyond the refrain of ‘‘[y]ou see what this dude just did
to me.’’16
We do not assess the colloquy in isolation, however.
Instead, we assess it in the context of the longer
exchange that it followed, an exchange during which
the plaintiff amply explained his conduct through his
repeated complaints about how the marshal was treat-
ing him: ‘‘Don’t treat me like that. . . . Why are you
treating me like that? . . . Why are you pushing me
like that? . . . This dude, man. Hey, yo, don’t push me
like no more, man. You want to walk with us, you don’t
have to push. . . . Get your hands off of me. . . . Get
your hands off. . . . This dude [has] got his hands on
me, for what? . . . I know [that I’m in court], but he’s
pushing me for no reason at all. I’m walking back slowly.
Come on, man. I’m a human being like him, man. Fuck,
’cause I mean, I’m in chains, because I’m different?
Come on, man.’’
Because the plaintiff already had offered the forego-
ing explanation for his conduct before being held in
contempt, his truncated allocution, ‘‘[y]ou see what this
dude just did to me,’’ made it entirely clear that, if he
had been permitted to allocute more extensively, he
simply would have repeated his earlier explanation.17
Because the trial court already had heard and rejected
this explanation, it was under no obligation to invite
the plaintiff to allocute more extensively. The trial court
therefore acted in substantial compliance with Practice
Book § 1-16 when it cut off the plaintiff’s allocution and
imposed a sentence. Much the way we have held that
the trial court may dispense with allocution altogether
if an alleged contemnor already has had the opportunity
to give an explanation for identical misconduct; see
Jackson v. Bailey, supra, 221 Conn. 514–15; we now
hold that the trial court may afford an alleged contem-
nor only the briefest of allocutions if he already has
availed himself of the opportunity to give an explanation
for his conduct and, in his brief allocution, makes it
entirely clear that, if he were to allocute more exten-
sively, he simply would repeat his earlier explanation.18
To be clear, when an alleged contemnor does not
indicate that he intends to repeat his earlier explanation
for his conduct or has not already had an opportunity
to give such an explanation, the trial court undoubtedly
must inquire whether the alleged contemnor has ‘‘any
cause to show why he or she should not be adjudged
guilty of summary criminal contempt by presenting evi-
dence of acquitting or mitigating circumstances.’’ Prac-
tice Book § 1-16. The trial court need not make this
inquiry before rendering a contempt finding, however,
nor does the court need to make the inquiry immediately
after rendering such a finding, provided the delay is no
longer than necessary. See In re Dodson, supra, 214
Conn. 365. Indeed, experience suggests that it often
may be the best practice to allow the contemnor a
second chance to allocute several hours later, after
tempers have cooled.
Having concluded that the proceeding in which the
trial court convicted and sentenced the plaintiff for
summary criminal contempt substantially complied
with Practice Book § 1-16, we briefly address the issue
of whether that proceeding might nevertheless have
violated the plaintiff’s right to due process as guaran-
teed by the fourteenth amendment to the United States
constitution and article first, §§ 8 and 9, of the Connecti-
cut constitution. We are skeptical of the plaintiff’s claim
that the state and federal constitutions require that the
defendant in a summary contempt proceeding be
afforded notice of the charge against him and an oppor-
tunity to be heard, as there is contrary federal authority
directly on point; see Taylor v. Hayes, supra, 418 U.S.
497; Bloom v. Illinois, 391 U.S. 194, 205, 88 S. Ct. 1477,
20 L. Ed. 2d 522 (1968); Ex parte Terry, 128 U.S. 289,
9 S. Ct. 77, 32 L. Ed. 405 (1888); and the plaintiff’s state
constitutional analysis under State v. Geisler, 222 Conn.
672, 685, 610 A.2d 1225 (1992), which sets forth the
appropriate factors to be addressed in considering a
state constitutional claim, reveals that none of the rele-
vant factors supports his contention.19 We need not
resolve these constitutional questions, however,
because, for the very reasons why we have concluded
that the trial court substantially complied with Practice
Book § 1-16, we also conclude that, to the extent that
the state and federal constitutions actually embrace a
requirement that the defendant in a summary contempt
proceeding be afforded notice and an opportunity to
allocute, the trial court substantially complied with that
requirement. Like the requirements set forth in Practice
Book § 1-16, ‘‘the [constitutional] requirements of due
process cannot be ascertained through mechanical
application of a formula.’’ Groppi v. Leslie, 404 U.S.
496, 500, 92 S. Ct. 582, 30 L. Ed. 2d 632 (1972). Moreover,
if the plaintiff is correct in contending that Practice
Book § 1-16 is but a ‘‘reflecti[ion]’’ of underlying state
and federal constitutional norms, then a proceeding
that substantially complies with Practice Book § 1-16
ipso facto substantially complies with the state and
federal constitutions. We therefore reject the plaintiff’s
constitutional claims.20
The writ or error is dismissed.
In this opinion NORCOTT, ZARELLA, McLACHLAN
and EVELEIGH, Js., concurred.
1
The parties agree that, although the trial court sentenced the plaintiff
to 120 days incarceration, certain court records improperly indicate that he
was sentenced to six months incarceration.
2