State v. Moulton
CourtSupreme Court of Connecticut
Date FiledOctober 29, 2013
DocketSC18632
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh
Harper; Vertefeuille
StatusPublished
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Full Opinion
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STATE OF CONNECTICUT v. DIANA L. MOULTON
(SC 18632)
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh
Harper and Vertefeuille, Js.*
Argued September 18, 2012—officially released October 29, 2013
Mitchell S. Brody, senior assistant state’s attorney,
with whom, on the brief, were Michael L. Regan, state’s
attorney, and Michelle Bredefeld, deputy assistant
state’s attorney, for the appellant (state).
Annacarina Jacob, senior assistant public defender,
for the appellee (defendant).
Opinion
PALMER, J. Following an incident in which the defen-
dant, Diana L. Moulton, allegedly threatened a coworker
during a telephone call, a jury found her guilty of breach
of the peace in the second degree in violation of General
Statutes § 53a-181 (a) (3)1 and harassment in the second
degree in violation of General Statutes § 53a-183 (a)
(3).2 The trial court rendered judgment in accordance
with the jury verdict, and the defendant appealed to
the Appellate Court, which reversed the judgment of
the trial court as to her conviction on both charges.
See State v. Moulton, 120 Conn. App. 330, 353, 991 A.2d
728 (2010). With respect to the charge of breach of
the peace in the second degree, the Appellate Court
concluded that the defendant was entitled to a new trial
because the trial court improperly failed to instruct the
jury that it could find the defendant guilty only if it
determined that the defendant’s offending speech was
a real or true threat not entitled to protection under
the first amendment to the United States constitution.3
See id., 340, 344, 351. With respect to the charge of
harassment in the second degree, the Appellate Court
concluded that the defendant was entitled to a judgment
of acquittal on the ground of evidentiary insufficiency
because the state conceded that its case was predicated
entirely on the defendant’s speech; see id., 351–53; and,
under controlling case law, § 53a-183 (a) (3), the tele-
phone harassment statute, bars conduct relating to the
actual making of the call only and not speech of any
kind, even speech lacking first amendment protection.
See id., 337–38.
We granted the state’s petition for certification, lim-
ited to the following two issues: First, ‘‘[d]id the Appel-
late Court properly determine that . . . § 53a-183 (a)
(3), harassment in the second degree, proscribes only
the physical conduct involved in making a telephone
call but not the verbal content thereof? If not, was the
lack of an instruction on the definition of a ‘true threat’
harmless beyond a reasonable doubt?’’ State v. Moulton,
297 Conn. 916, 996 A.2d 278 (2010). Second, ‘‘[d]id the
Appellate Court properly determine that the lack of
an instruction on the definition of a ‘true threat,’ for
purposes of proof of breach of the peace in the second
degree under . . . § 53a-181 (a) (3), was not harmless
error beyond a reasonable doubt?’’4 Id. With respect
to the second certified question, we agree with the
Appellate Court that the defendant is entitled to a new
trial on the charge of breach of the peace in the second
degree because the jury instructions were inadequate
to ensure that the defendant was not convicted on the
basis of constitutionally protected speech. With respect
to the first certified question, although the Appellate
Court properly followed controlling precedent in con-
cluding that the telephone harassment statute bars con-
duct only, we now are persuaded that the statute also
applies to offending speech not protected by the first
amendment. In light of that prior precedent, however,
we further conclude that the defendant, at the time she
engaged in the conduct that resulted in her prosecution
under § 53a-183 (a) (3), did not have fair notice, as
principles of due process require, that she could be
subjected to punishment under that statute for the ver-
bal content of the telephone call. Accordingly, we con-
clude that the charge of harassment in the second
degree must be dismissed. We therefore affirm the judg-
ment of the Appellate Court except insofar as it ordered
a judgment of acquittal, rather than a dismissal, of the
charge of harassment in the second degree.
The opinion of the Appellate Court sets forth certain
of the facts that the jury reasonably could have found.
‘‘On [Saturday] February 4, 2006, the defendant placed
a telephone call to the Salem Turnpike [branch of the
United States] post office in Norwich. The defendant,
a letter carrier, working out of the Salem Turnpike
branch, was on leave from her job at that time. Deborah
Magnant, the [branch] supervisor of customer service,
answered the telephone. Magnant recognized the call-
er’s voice, and the caller identified herself as the defen-
dant. Magnant testified that she had spoken with the
caller over the telephone at least two other times [in]
the previous four to five weeks and recognized the voice
to be [the defendant’s] but had never met her. The
defendant asked to speak to David Ravenelle, the post-
master, but Magnant told her that he was not working
that day. The defendant then asked to whom she was
speaking, and Magnant identified herself. The defendant
said: ‘Oh, I know you. I have talked to you before.’
‘‘At that point, the defendant started talking about
when she would be returning to work, ‘[a]nd then she
said something about the shootings.’ Specifically, she
said: ‘[T]he shootings, you know, the shootings in Cali-
fornia. I know why she did that. They are doing the
same thing to me that they did to her, and I could do
that, too.’ The defendant was referring to an incident
that took place approximately five days prior when a
postal employee in California shot and killed several
postal workers inside the postal facility where [the
employee] worked.
‘‘Magnant testified that the defendant’s tone of voice
was angry and agitated and that the statement about
the shootings caused her alarm, so she began taking
notes of the conversation. Magnant stated that the
defendant continued to talk, ‘just sharing whatever was
on her mind.’ She discussed her post-traumatic stress
disorder and when she would be returning to work.
She also asked for her union steward. The defendant
seemed to be upset that she was out of work and talked
about how her direct supervisor and the prior postmas-
ter harassed and bullied her and how her supervisor
was incompetent. The defendant also mentioned other
postal employees by name. The call ended after the
defendant told Magnant that she would be calling back
on Monday, when she could speak to Ravenelle, and
Magnant assured her that she would make sure that
Ravenelle knew she would be calling.
‘‘Magnant notified Ravenelle about the telephone call
as soon as he arrived at work Monday morning, at
approximately 6 a.m. Ravenelle contacted his supervi-
sors and the postal inspection service, which acts as
an internal police force for the postal service. Magnant
spoke with postal inspectors that morning, who asked
for her notes of the conversation and instructed her to
call the local police. She contacted the police and filed
an official [complaint] at that point.’’ State v. Moulton,
supra, 120 Conn. App. 332–34. Thereafter, the defendant
was arrested and charged with breach of the peace in
the second degree and harassment in the second degree.
After a jury found the defendant guilty of both charges,
the trial court imposed a total effective sentence of nine
months imprisonment, execution suspended, and two
years probation.
The defendant appealed from the judgment of convic-
tion to the Appellate Court, which agreed with the
defendant that she was entitled to reversal of her con-
viction on both charges. See id., 353. With respect to
the harassment charge, the Appellate Court concluded
that the trial court improperly had permitted the jury
to consider the content of the defendant’s telephone
call as determinative of whether the call was harassing
in violation of the statute. See id., 336–38. Relying on
controlling precedent; see, e.g., State v. Bell, 55 Conn.
App. 475, 480–81, 739 A.2d 714, cert. denied, 252 Conn.
908, 743 A.2d 619 (1999); see also State v. Murphy, 254
Conn. 561, 568–69, 757 A.2d 1125 (2000) (concluding
that § 53a-183 [a] [2], which prohibits, inter alia, mail-
ings made with intent ‘‘to harass, annoy or alarm’’ and
‘‘in a manner likely to cause annoyance or alarm,’’
applies only to conduct, not speech [internal quotation
marks omitted]); the Appellate Court explained that,
for purposes of the telephone harassment statute, ‘‘it
is the physical act of placing the call and causing a
ringing at the receiving end . . . that constitutes the
actus reus of the crime’’; State v. Moulton, supra, 120
Conn. App. 337; and any language that ensues in the
subsequent telephone conversation may be considered
only as circumstantial evidence of the defendant’s
intent in making the call.5 Id. The Appellate Court also
concluded that the evidence was insufficient to estab-
lish ‘‘that the defendant’s telephone call, alone or in
conjunction with the defendant’s words, conveyed a
serious intention to harass the victim’’;6 id., 352; thereby
entitling the defendant to a judgment of acquittal on
that charge.7 See id., 353. With respect to the breach of
the peace charge, the Appellate Court concluded that
a new trial was necessary because the trial court
improperly had failed to instruct the jury that it could
not find the defendant guilty on the basis of her speech
unless that speech constituted a real or true threat to
which the protection of the first amendment does not
apply; see id., 344; and, further, that the instructional
impropriety was not harmless. See id.
On appeal to this court, the state claims that the
Appellate Court misconstrued the telephone harass-
ment statute as proscribing only the conduct involved
in making a telephone call and not the verbal content
of the call. Although acknowledging that its evidence in
the present case was based entirely on the defendant’s
speech, the state maintains that the plain language of
§ 53a-183 (a) (3) contains no indication that such
speech, if truly threatening,8 and therefore beyond the
protections afforded under the first amendment, cannot
itself provide the basis for a conviction under § 53a-
183 (a) (3). The state further contends that the prior
case law on which the Appellate Court relied to reach
its contrary conclusion improperly interpreted § 53a-
183 (a) (3) as barring only harassing conduct and not
speech and, therefore, that we should overrule that
precedent. The state concedes that, if we agree that
§ 53a-183 (a) (3) applies equally to threatening speech
as well as to conduct, then the defendant was entitled
to a jury instruction designed to ensure that she could
be convicted only for a true threat and not on the basis
of constitutionally protected speech, such as hyperbole,
jest or puffery. See, e.g., State v. Cook, 287 Conn. 237,
250, 947 A.2d 307, cert. denied, 555 U.S. 970, 129 S. Ct.
464, 172 L. Ed. 2d 328 (2008). The state asserts, however,
that the trial court’s failure to give such an instruction
was harmless beyond a reasonable doubt because the
evidence overwhelmingly established that the defen-
dant’s statements to Magnant constituted an unpro-
tected true threat. The state makes the same argument
with respect to the breach of the peace charge, claiming
that, although it was improper for the trial court not
to give a ‘‘true threat’’ instruction, that impropriety was
harmless because there is no reasonable possibility that
a properly instructed jury would have concluded that
the defendant’s threatening speech was entitled to first
amendment protection.
We agree with the state that, contrary to prior inter-
pretations of § 53a-183 (a) by this court, the Appellate
Court and other courts, that statute prohibits not only
harassing or alarming conduct, but offending speech,
as well, that is not protected by the first amendment,
including, in particular, true threats.9 We also conclude,
however, that, in light of those prior definitive interpre-
tations of § 53a-183 (a), due process bars the prosecu-
tion of the defendant under the telephone harassment
statute because she did not have fair notice prior to
her conversation with Magnant that her speech was
subject to the prohibition of that provision. See gener-
ally, e.g., Bouie v. Columbia, 378 U.S. 347, 352–55, 84
S. Ct. 1697, 12 L. Ed. 2d 894 (1964). Finally, we agree
with the Appellate Court that the defendant is entitled
to a new trial on the breach of the peace charge because
the state cannot establish beyond a reasonable doubt
that the trial court’s failure to instruct the jury that it
could find the defendant guilty only upon determining
that her statements constituted unprotected true
threats was not harmless.
I
We begin by setting forth certain principles pertaining
to the defendant’s rights under the first amendment
that are implicated in the present case. ‘‘The [f]irst
[a]mendment, applicable to the [s]tates through the
[f]ourteenth [a]mendment, provides that Congress shall
make no law . . . abridging the freedom of speech.
The hallmark of the protection of free speech is to allow
free trade in ideas—even ideas that the overwhelming
majority of people might find distasteful or discom-
forting. . . . Thus, the [f]irst [a]mendment ordinarily
denies [the government] the power to prohibit dissemi-
nation of social, economic and political doctrine [that]
a vast majority of its citizens believes to be false and
fraught with evil consequence. . . . The [f]irst
[a]mendment affords protection to symbolic or expres-
sive conduct as well as to actual speech. . . .
‘‘The protections afforded by the [f]irst [a]mendment,
however, are not absolute, and we have long recognized
that the government may regulate certain categories of
expression consistent with the [c]onstitution. . . . The
[f]irst [a]mendment permits restrictions [on] the con-
tent of speech in a few limited areas, which are of such
slight social value as a step to truth that any benefit
that may be derived from them is clearly outweighed
by the social interest in order and morality. . . .
‘‘Thus, for example, a [s]tate may punish those words
[that] by their very utterance inflict injury or tend to
incite an immediate breach of the peace. . . . Further-
more, the constitutional guarantees of free speech and
free press do not permit a [s]tate to forbid or proscribe
advocacy of the use of force or of law violation except
[when] such advocacy is directed to inciting or produc-
ing imminent lawless action and is likely to incite or
produce such action. . . . And the [f]irst [a]mendment
also permits [the government] to ban a true threat. . . .
‘‘True threats encompass those statements [in which]
the speaker means to communicate a serious expres-
sion of an intent to commit an act of unlawful violence
to a particular individual or group of individuals. . . .
The speaker need not actually intend to carry out the
threat. Rather, a prohibition on true threats protect[s]
individuals from the fear of violence and from the dis-
ruption that fear engenders, in addition to protecting
people from the possibility that the threatened violence
will occur. . . . Virginia v. Black, 538 U.S. 343, 359–60,
123 S. Ct. 1536, 155 L. Ed. 2d 535 (2003).
‘‘The United States Court of Appeals for the Fifth
Circuit has articulated the rationale underlying the
removal of true threats from first amendment protec-
tion. The notion that some expression may be regulated
consistent with the first amendment . . . starts with
the already familiar proposition that expression has
special value only in the context of dialogue: communi-
cation in which the participants seek to persuade, or
are persuaded; communication [that] is about changing
or maintaining beliefs, or taking or refusing to take
action on the basis of one’s beliefs . . . . It is not plau-
sible to uphold the right to use words as projectiles
[when] no exchange of views is involved. . . . [Shack-
elford] v. Shirley, 948 F.2d 935, 938 (5th Cir. 1991),
quoting L. Tribe, American Constitutional Law (2d Ed.
1988) § 12-8, pp. 836–37.
‘‘That court further stated that, [a]s speech strays
further from the values of persuasion, dialogue and free
exchange of ideas the first amendment was designed
to protect, and moves toward threats made with specific
intent to perform illegal acts, the state has greater lati-
tude to enact statutes that effectively neutralize verbal
expression. [Shackelford] v. Shirley, supra, 948 F.2d
938. Finally, that court concluded that, as expansive as
the first amendment’s conception of social and political
discourse may be, threats made with specific intent to
injure and focused on a particular individual easily fall
into that category of speech deserving no first amend-
ment protection. Id. Thus, we must distinguish between
true threats, which, because of their lack of communica-
tive value, are not protected by the first amendment,
and those statements that seek to communicate a belief
or idea, such as political hyperbole or a mere joke,
which are protected. See [e.g.] Watts v. United States,
394 U.S. 705, 708, 89 S. Ct. 1399, 22 L. Ed. 2d 664 (1969)
(statement that speaker would shoot president of
United States made at political rally constituted pro-
tected political hyperbole).
‘‘In the context of a threat of physical violence,
[w]hether a particular statement may properly be con-
sidered to be a threat is governed by an objective stan-
dard—whether a reasonable person would foresee that
the statement would be interpreted by those to whom
the maker communicates the statement as a serious
expression of intent to harm or assault. . . . Although
a threat must be distinguished from what is constitu-
tionally protected speech . . . this is not a case involv-
ing statements with a political message. A true threat,
where a reasonable person would foresee that the lis-
tener will believe he will be subjected to physical vio-
lence . . . is unprotected by the first amendment. . . .
United States v. Orozco-Santillan, 903 F.2d 1262,
1265–66 (9th Cir. 1990) (applying 18 U.S.C. § 115, which
prohibits [inter alia, threats] to assault federal law
enforcement officer). Moreover, [a]lleged threats
should be considered in light of their entire factual
context, including the surrounding events and reaction
of the listeners. Id., 1265.’’ (Internal quotation marks
omitted.) State v. DeLoreto, 265 Conn. 145, 153–56, 827
A.2d 671 (2003). With these principles in mind, we turn
to the merits of the state’s claims.
II
We first address the state’s contention that the Appel-
late Court incorrectly concluded that § 53a-181 (a) (3)
proscribes only physical conduct, that is, the making
of the telephone call, and does not concern the actual
verbal content of the call. In reaching this conclusion,
the Appellate Court followed an unbroken line of defini-
tive and, ultimately, controlling precedent. Because nei-
ther we nor the Appellate Court writes on a clean slate,
we commence our review of this issue with a discussion
of that precedent.
A
The first published appellate case to address the issue
of whether the prohibition of § 53a-183 (a) (3) encom-
passes harassing speech was State v. Anonymous
(1978-4), 34 Conn. Supp. 689, 389 A.2d 1270 (1977)
(Anonymous). On appeal to the Appellate Session of
the Superior Court from her conviction for violating
§ 53a-183 (a) (3),10 the defendant in Anonymous con-
tended, inter alia, that the language of that statute was
constitutionally overbroad without a judicial gloss lim-
iting its application to unprotected fighting words.11 Id.,
695. The court rejected the defendant’s claim, conclud-
ing that no clarifying gloss was necessary because § 53a-
183 (a) (3) does not proscribe speech but, rather, the
placing of the telephone call. Id., 696. The court con-
cluded: ‘‘The overbreadth principle is not violated by
the unrestricted scope of the messages [that] the statute
may ban because it is the manner and means employed
to communicate them [that are] the subject of the prohi-
bition rather than [the] content [of the messages]. The
statute is not flawed because a recital on the telephone
of the most sublime prayer with the intention and effect
of harassing the listener would fall within its ban as
readily as the most scurrilous epithet. The prohibition
is against purposeful harassment by means of a device
readily susceptible to abuse as a constant trespasser
upon our privacy.’’ Id.
This court denied the petition for certification to
appeal filed by the defendant in Anonymous; see State
v. Gormley, 174 Conn. 803, 382 A.2d 1332 (1978); and
the defendant subsequently filed a petition for a writ
of habeas corpus in the United States District Court,
again alleging that the harassment statute was over-
broad. See Gormley v. Director, Connecticut State
Dept. of Probation, 632 F.2d 938, 941 (2d Cir.), cert.
denied, 449 U.S. 1023, 101 S. Ct. 591, 66 L. Ed. 2d 485
(1980). After the District Court denied the habeas peti-
tion, the defendant raised a similar claim on appeal to
the Second Circuit Court of Appeals. See id. That court
also rejected the defendant’s claim, concluding, in reli-
ance on State v. Anonymous (1978-4), supra, 34 Conn.
Supp. 696, that § 53a-183 (a) (3) regulates conduct
rather than mere speech. Gormley v. Director, Connect-
icut State Dept. of Probation, supra, 941–42. The Sec-
ond Circuit specifically concluded that ‘‘the [telephone
harassment] statute regulates conduct, not mere
speech. What is proscribed is the making of a telephone
call, with the requisite intent and in the specified man-
ner.’’ (Emphasis in original.) Id. The court further
explained, however, that the state trial court properly
had instructed the jury that it was entitled to consider
the language used during the course of the telephone
call, but solely for the purpose of determining whether
the state had established the element of intent. Id., 943.
This instruction, the court concluded, did not improp-
erly focus the jurors’ attention on the content of the
telephone call, thereby avoiding constitutional infir-
mity.12 See id.
Thereafter, in State v. Bell, supra, 55 Conn. App. 475,
the Appellate Court considered a claim by the defen-
dant, Frank Bell, challenging his conviction under § 53a-
183 (a) (3) on the ground that the telephone calls on
which the state’s case was based constituted protected
speech.13 Id., 476. Relying on Anonymous and Gormley,
the Appellate Court rejected Bell’s claim that the statute
impermissibly ‘‘prevent[ed] him from speaking out on
matters of public concern,’’ explaining, instead, that the
provision ‘‘merely prohibits purposeful harassment by
use of the telephone and does not involve first amend-
ment concerns.’’ Id., 481. In support of this conclusion,
the Appellate Court noted that § 53a-183 (a) (3) ‘‘pro-
scribes conduct, not the content of the telephone
calls.’’ Id.
Approximately one year after the Appellate Court
decided Bell, this court, in State v. Murphy, supra, 254
Conn. 561, considered a substantially similar claim
under subdivision (2) of § 53a-183 (a),14 which prohibits
mailings and other written communications in terms
materially identical to those of § 53a-183 (a) (3). The
defendant in that case, Thomas J. Murphy III, claimed
that his conviction of harassment in the second degree
by use of the mail violated his free speech rights because
the state’s case against him was predicated on the con-
tent of certain letters that he had sent to his former
girlfriend rather than his actual conduct in mailing the
letters.15 Id., 567. Murphy also raised the closely related
claim that the trial court improperly had failed to
instruct the jury that it could find him guilty only on
the basis of his conduct and not the content of his
speech. Id., 572–73. After considering the analysis of
the courts in Anonymous, Gormley and Bell, this court
concluded that there was no first amendment violation
because § 53a-183 (a) (2) simply does not purport to
regulate speech. See id., 568, 574. This court explained,
rather, that the statute ‘‘proscribes harassing conduct
via mail and does not seek to regulate the content of
communications made by mail.’’ Id., 568; see also id.,
574 (‘‘§ 53a-183 [a] [2] prohibits conduct, not speech’’).
This court also concluded that a fact finder may, with-
out violating a defendant’s first amendment rights, con-
sider speech for the limited purpose of determining
whether the defendant intended the mailing to harass,
annoy or alarm.16 Id., 569. Although, as we have indi-
cated, Murphy involved a charge of harassment by use
of the mail in violation of § 53a-183 (a) (2), and the
present case, like Bell, Gormley and Anonymous,
involves a charge of harassment by use of a telephone
in violation of § 53a-183 (a) (3), in all other material
respects, the language of the latter provision is identical
to the language of the former. Consequently, the scope
of the two statutory subdivisions with respect to speech
also is identical. Thus, Murphy, like Bell, constituted
controlling precedent for purposes of the Appellate
Court’s analysis and resolution of the present case.
This review of relevant, prior precedent reveals that
the courts have deemed § 53a-183 (a) not to regulate
speech in response to claims that the statute had been
applied in violation of the first amendment because of a
trial court’s failure to instruct the jury that only certain,
limited kinds of speech lawfully can be regulated.
Indeed, Judge Beach expressly observed in the present
case that ‘‘[t]he case law clearly states that the narrow
construction regarding the proscribed conduct elimi-
nates unconstitutional overbreadth because speech,
protected or otherwise, is not proscribed.’’ State v.
Moulton, supra, 120 Conn. App. 354 (Beach, J., concur-
ring). In none of the foregoing cases, however, did the
court undertake a true interpretative analysis of § 53a-
183 (a) for the purpose of determining whether the
legislature intended to prohibit the kind of speech that
lawfully is subject to such regulation.17 Because the
state claims, contrary to prior precedent, that the tele-
phone harassment statute does apply to unprotected
speech—in particular, the kind of true threat that, the
state contends, is exemplified by the speech of the
defendant in the present case—we must consider
that question.
The principles that guide our construction of a statute
are well established. ‘‘When construing a statute, [o]ur
fundamental objective is to ascertain and give effect to
the apparent intent of the legislature. . . . In other
words, we seek to determine, in a reasoned manner,
the meaning of the statutory language as applied to the
facts of [the] case, including the question of whether
the language actually does apply. . . . In seeking to
determine that meaning, General Statutes § 1-2z directs
us first to consider the text of the statute itself and its
relationship to other statutes. If, after examining such
text and considering such relationship, the meaning of
such text is plain and unambiguous and does not yield
absurd or unworkable results, extratextual evidence of
the meaning of the statute shall not be considered. . . .
When a statute is not plain and unambiguous, we also
look for interpretive guidance to the legislative history
and circumstances surrounding its enactment, to the
legislative policy it was designed to implement, and to
its relationship to existing legislation and common law
principles governing the same general subject matter
. . . .’’ (Footnote omitted; internal quotation marks
omitted.) Picco v. Voluntown, 295 Conn. 141, 147, 989
A.2d 593 (2010). Finally, the state’s claim concerning
the scope and meaning of § 53a-183 (a) (3) gives rise
to a question of law over which our review is plenary.
See, e.g., Cruz v. Montanez, 294 Conn. 357, 367, 984
A.2d 705 (2009).
A person violates § 53a-183 (a) (3) when, ‘‘with intent
to harass, annoy or alarm another person, he makes a
telephone call, whether or not a conversation ensues,
in a manner likely to cause annoyance or alarm.’’ As
we have explained, courts uniformly have concluded
that it is the placing of the telephone call and the circum-
stances surrounding that act, such as the time of the
call and the number of calls placed—rather than the
content of the call—that may be considered in determin-
ing whether the call was made ‘‘in a manner likely to
cause annoyance or alarm.’’18 (Emphasis added.) Gen-
eral Statutes § 53a-183 (a) (3). The term ‘‘manner,’’ how-
ever, does not have so narrow a meaning. It is defined,
rather, as ‘‘the mode or method in which something is
done or happens: a mode of procedure or way of acting
. . . .’’19 Webster’s Third New International Dictionary
(2002). Thus, according to its ordinary meaning, the
term ‘‘manner’’ refers broadly to the way in which one
performs an act, which, for present purposes, is the act
of making a telephone call. Certainly, the words that a
person uses during the course of a telephone call, along
with other aspects of the content of the call, including,
for example, the caller’s tone of voice, are no less inte-
gral to the determination of whether the call was made
or conducted in such a way as to harass or alarm the
recipient of the call than are the circumstances sur-
rounding the physical placing of the call. Indeed, if the
legislature had intended to limit the scope of § 53a-183
(a) (3) by excluding the caller’s speech from its purview,
it undoubtedly would have expressed that intent by
using considerably more narrow or restrictive language
than that denoted by the term ‘‘manner.’’ We therefore
agree with the state that, for purposes of § 53a-183 (a)
(3), the manner in which a call is made encompasses
its content, and is not confined solely to the timing and
placement of the call. This interpretation finds support
in the fact that § 53a-183 (a) (3) expressly contemplates
that a conversation may take place if the telephone
is answered, for the statutory bar against making a
telephone call in a manner likely to alarm or harass
applies equally ‘‘whether or not a conversation ensues
. . . .’’ General Statutes § 53a-183 (a) (3).
In addition, construing § 53a-183 (a) (3) to include
harassing or alarming speech is consistent with, and
furthers, the intent of the legislature to prohibit ‘‘pur-
poseful harassment by means of a device readily suscep-
tible to abuse as a constant trespasser upon our pri-
vacy.’’ State v. Anonymous (1978-4), supra, 34 Conn.
Supp. 696; see also Gormley v. Director, Connecticut
State Dept. of Probation, supra, 632 F.2d 942 (‘‘Harass-
ing telephone calls are an unwarranted invasion of pri-
vacy. They appear to be on the increase. They are
properly outlawed by federal and state statutes. . . .
The evil against which [§ 53a-183 (a) (3)] is directed is
both real and ugly.’’); State v. Moulton, supra, 120 Conn.
App. 336 (‘‘[t]he harassment statute was enacted for
the purpose of thwarting the growing practice of using
the telephone as a device to intrude [on] others’ privacy
in a tormenting manner’’). Indeed, in enacting § 53a-
183 (a), the legislature had a compelling interest in
protecting this state’s citizenry from the fear and abuse
likely to result from the malicious misuse of the tele-
phone by those with improper motives. Gormley v.
Director, Connecticut State Dept. of Probation, supra,
941. Because the content of a telephone call may be
harassing or alarming irrespective of when the call is
made or how many such calls are placed, we see no
reason why the legislature would have intended to fore-
close consideration of the content of the call for pur-
poses of the fact finder’s determination of whether a
call was made in a manner likely to harass or alarm,
and there is nothing in the statutory language or the
pertinent legislative history to suggest otherwise.20 In
fact, as the state aptly explains, construing § 53a-183
(a) (3) to preclude consideration of a call’s content
would frustrate the legislative purpose of broadly com-
batting the abusive use of the telephone.21
In the present case, the defendant made one tele-
phone call to her place of employment during regular
business hours, asked to speak with the postmaster,
who was not available that day, and spoke instead with
the branch supervisor of customer service. There was
nothing harassing or alarming about the time of the
call, the person to whom the call was made, the number
of calls, or any of the other circumstances relative to
the physical placing of the call and the ringing of the
telephone at the post office. Indeed, because there was
nothing harassing or alarming about the way in which
the call was placed, the Appellate Court, in reliance
on controlling precedent, concluded that the statute
improperly had been applied to the defendant. See State
v. Moulton, supra, 120 Conn. App. 335. What the defen-
dant actually said during the call, however, apparently
caused Magnant to be alarmed, and a jury reasonably
could find that the defendant’s statements constituted
an unprotected true threat. In such circumstances, we
are unwilling to say that this call did not constitute a
form of telephone harassment as a matter of law simply
because the state’s case against the defendant was pred-
icated solely on the allegedly threatening statements
that the defendant made to Magnant rather than on the
mere ‘‘physical act of placing the call and causing a
ringing at the receiving end . . . .’’ Id., 337. To conclude
otherwise would require us to disregard both the lan-
guage of the statute and the legislative objective of
safeguarding the privacy rights of those targeted for
harassment by the abusive or offensive use of the
telephone.22
Finally, we recognize that our interpretation of § 53a-
183 (a) (3) permitting a jury to consider the caller’s
speech in determining whether the call was alarming
or harassing potentially gives rise to first amendment
concerns. Such constitutional concerns, however,
readily may be eliminated by limiting the reach of the
statute to speech, like true threats, that is not protected
by the first amendment. As both parties agree, this can
be accomplished by an instruction informing the jury
of the distinction between unprotected true threats, on
the one hand, and the protected expression of beliefs
or ideas, on the other.
We therefore agree with the state that § 53a-183 (a)
proscribes harassing and alarming speech as well as
conduct.23 We further conclude that, in order to ensure
that a prosecution under that provision does not run
afoul of the first amendment, the court must instruct
the jury on the difference between protected and unpro-
tected speech whenever the state relies on the content
of a communication as substantive evidence of a viola-
tion of § 53a-183 (a).
B
In light of our decision to overrule prior precedent
limiting the scope of § 53a-183 (a), we now must decide
whether, as the defendant claims, constitutional princi-
ples of fair notice bar the state from retrying her under
our more expansive construction of that provision. We
agree with the defendant that the state lawfully cannot
prosecute her under that provision as we have interpre-
ted it today.24 Moreover, because the state acknowl-
edges that its case against the defendant is founded
entirely on the content of her speech, the defendant is
entitled to a dismissal of, rather than an acquittal on,
the count alleging a violation of § 53a-183 (a) (3).
‘‘There are three related manifestations of the fair
warning requirement. First, the vagueness doctrine bars
enforcement of a statute [that] either forbids or requires
the doing of an act in terms so vague that men of
common intelligence must necessarily guess at its
meaning and differ as to its application. . . . Second
. . . the canon of strict construction of criminal stat-
utes, or rule of lenity, ensures fair warning by so resolv-
ing ambiguity in a criminal statute as to apply it only
to conduct clearly covered. . . . Third, [t]here can be
no doubt that a deprivation of the right of fair warning
can result . . . also from an unforeseeable and retroac-
tive judicial expansion of narrow and precise statutory
language. Bouie v. Columbia, supra, 378 U.S. 352. In
each of these guises, the touchstone is whether the
statute, either standing alone or as construed, made it
reasonably clear at the relevant time that the defen-
dant’s conduct was criminal. United States v. Lanier,
[520 U.S. 259, 267, 117 S. Ct. 1219, 137 L. Ed. 2d 432
(1997)].’’ (Citation omitted; footnotes omitted; internal
quotation marks omitted.) State v. Courchesne, 296
Conn. 622, 722–23, 998 A.2d 1 (2010). The claim of the
defendant in the present case implicates the third of
these fair warning principles, which bars the retroactive
application of a criminal statute that, because of an
unforeseeable judicial interpretation, operates in the
same manner as a prohibited ex post facto law.
As this court previously has stated, ‘‘[t]he [constitu-
tional] ex post facto prohibition forbids . . . the
[s]tates [from] enact[ing] any law [that] imposes a pun-
ishment for an act [that] was not punishable at the time
it was committed . . . or imposes additional punish-
ment to that then prescribed. . . . Through this prohi-
bition, the [f]ramers sought to [ensure] that legislative
[a]cts give fair warning of their effect and permit individ-
uals to rely on their meaning until explicitly changed.
. . . [T]wo critical elements must be present for a crim-
inal or penal law to be ex post facto: it must be retro-
spective, that is, it must apply to events occurring before
its enactment, and it must disadvantage the offender
affected by it.’’ (Citation omitted; internal quotation
marks omitted.) Washington v. Commissioner of Cor-
rection, 287 Conn. 792, 805, 950 A.2d 1220 (2008).
‘‘We have recognized that the judicial construction
of a statute can operate like an ex post facto law and
thus violate a criminal defendant’s right to fair warning
as to what conduct is prohibited. See, e.g., Johnson v.
Commissioner of Correction, 288 Conn. 53, 58–59 n.4,
951 A.2d 520 (2008). The United States Supreme Court
has observed, [a