State v. LaFleur
CourtSupreme Court of Connecticut
Date FiledSeptember 28, 2012
DocketSC18757
JudgeRogers; Palmer; Zarella; McLachlan; Eveleigh; Harper and
Vertefeuille
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
******************************************************
The ‘‘officially released’’ date that appears near the
beginning of each opinion is the date the opinion will
be published in the Connecticut Law Journal or the
date it was released as a slip opinion. The operative
date for the beginning of all time periods for filing
postopinion motions and petitions for certification is
the ‘‘officially released’’ date appearing in the opinion.
In no event will any such motions be accepted before
the ‘‘officially released’’ date.
All opinions are subject to modification and technical
correction prior to official publication in the Connecti-
cut Reports and Connecticut Appellate Reports. In the
event of discrepancies between the electronic version
of an opinion and the print version appearing in the
Connecticut Law Journal and subsequently in the Con-
necticut Reports or Connecticut Appellate Reports, the
latest print version is to be considered authoritative.
The syllabus and procedural history accompanying
the opinion as it appears on the Commission on Official
Legal Publications Electronic Bulletin Board Service
and in the Connecticut Law Journal and bound volumes
of official reports are copyrighted by the Secretary of
the State, State of Connecticut, and may not be repro-
duced and distributed without the express written per-
mission of the Commission on Official Legal
Publications, Judicial Branch, State of Connecticut.
******************************************************
STATE OF CONNECTICUT v. STEEVE LAFLEUR
(SC 18757)
Rogers, C. J., and Palmer, Zarella, McLachlan, Eveleigh, Harper and
Vertefeuille, Js.*
Argued November 28, 2011—officially released September 28, 2012**
Richard E. Condon, Jr., senior assistant public
defender, for the appellant (defendant).
Melissa L. Streeto, assistant state’s attorney, with
whom, on the brief, were Michael Dearington, state’s
attorney, and James G. Clark, former senior assistant
state’s attorney, for the appellee (state).
Opinion
EVELEIGH, J. A jury found the defendant, Steeve
LaFleur, guilty on various charges in two informations,
both involving the physical assault of a female victim,
which had been joined for trial pursuant to the state’s
motion. In the first case, regarding the victim, Larrisha
Washington (Washington case), the defendant was
found guilty of assault in the third degree in violation
of General Statutes § 53a-61 (a),1 a class A misde-
meanor, and two separate counts of violating a protec-
tive order in violation of General Statutes § 53a-223, a
class D felony, and was found not guilty of one addi-
tional count of violating a protective order. In the sec-
ond case, regarding the victim, Diana Hazard (Hazard
case), the defendant was found guilty of assault in the
first degree in violation of General Statutes § 53a-59 (a)
(1),2 a class B felony, and violation of the conditions
of release in the first degree in violation of General
Statutes § 53a-222,3 a class D felony. The defendant
thereafter pleaded guilty in the second part of the infor-
mation in the Hazard case to a charge of being a persis-
tent dangerous felony offender pursuant to General
Statutes (Rev. to 2007) § 53a-40.4 After the trial court
rendered judgment in accordance with the jury’s verdict
and the subsequent plea, the defendant appealed,5
claiming that he is entitled to a judgment of acquittal
on the charge of assault in the first degree in the Hazard
case and a new trial in the Washington case. Specifi-
cally, on appeal, the defendant raises the following
claims: (1) his conviction of assault in the first degree
in the Hazard case must be reversed on the ground that
the trial court improperly instructed the jury that ‘‘[a]
fist can be a dangerous instrument’’ within the meaning
of § 53a-59 (a) (1); (2) if he prevails on his first claim,
this court should not only reverse the defendant’s con-
viction of assault in the first degree, but also remand
the matter to the trial court with direction to render
a judgment of acquittal as to that charge, where the
defendant claims that, because a fist is not a ‘‘dangerous
instrument’’ under § 53a-59 (a) (1), it follows that the
state presented insufficient evidence to prove beyond
a reasonable doubt that he committed assault in the
first degree; (3) the joinder of the Hazard and Washing-
ton cases violated the defendant’s due process right to
a fair trial, where, under the second factor of the joinder
test set forth in State v. Boscarino, 204 Conn. 714,
722–24, 529 A.2d 1260 (1987), the assault in the first
degree charge in the Hazard case involved such brutal
or shocking conduct that it inflamed the passions of
the jury regarding the Washington case, and any jury
instructions by the trial court were insufficient to cure
the resulting prejudice; and (4) the trial court abused
its discretion in admitting Hazard’s entire statement
regarding the assault as a prior consistent statement
for rehabilitative and contextual purposes when the
defendant did not introduce any portion of the state-
ment and the entire statement was not relevant contex-
tually to the limited areas highlighted during Hazard’s
cross-examination. We agree with the defendant as to
claims one and two but disagree as to his third claim.
Accordingly, we reverse the judgment in the Hazard
case and remand that case to the trial court with direc-
tion to render judgment of acquittal on all counts,
including the persistent dangerous felony offender
count. Additionally, we affirm the judgment of the
Washington case but vacate the sentence and remand
that case for resentencing. In view of our resolution of
these claims, it is not necessary for us to reach the
defendant’s fourth claim.
The jury reasonably could have found the following
facts regarding the Hazard case. Hazard met the defen-
dant in 2007 and started dating him in June, 2008. She
lived with the defendant at his third floor apartment
on West Division Street in New Haven for approxi-
mately three weeks in the summer of 2008. Thereafter,
she moved to a friend’s apartment that was located a
couple of blocks from the defendant’s apartment. On
August 21, 2008, between midnight and 1 a.m., Hazard
was walking home from a deli located at the corner of
Dixwell Avenue and Bassett Street in New Haven. While
walking on Dixwell Avenue, she came upon the defen-
dant, who asked her with a raised and stern voice if
she was ‘‘going to stop dealing with him, was that it?’’
When Hazard replied ‘‘yes,’’ the defendant, using his
fists, began to assault Hazard. He first hit her very hard
on the right side of her nose. Hazard heard her nose
crack and felt pressure throughout her face. The defen-
dant thereafter hit Hazard many times in the face, until
she fell to the ground. While on the ground, the defen-
dant kicked her in the abdomen.6 After the defendant
left, Hazard remained on the ground for approximately
five minutes and then went home to go to sleep. The
next day, Hazard went to a police station to report the
assault and then went to the emergency room, where
she was treated for a number of facial fractures, includ-
ing fractures to both bones in her nose, multiple frac-
tures of her right eye socket and sinus, and substantial
swelling and bruising above and below her right eye
and throughout the nasal bridge. She received inpatient
treatment for five days at Yale New-Haven Hospital and
then stayed at a home in Greenwich for her safety.
The jury reasonably could have found the following
facts regarding the Washington case. Washington and
the defendant had been involved in a five year relation-
ship and had one child. Shortly before July 24, 2008,
Washington learned that the defendant had impreg-
nated another woman. Washington telephoned the
defendant at one point to confront him and threaten to
take their child to Virginia. On July 24, at approximately
6:30 p.m., the defendant telephoned Washington and
asked her to bring their daughter to see him at his
apartment. When Washington and her daughter arrived
in the vicinity of the defendant’s apartment, Washington
was admittedly angry, and she and the defendant
exchanged words on Dixwell Avenue. The defendant
punched Washington in the right side of her face. Subse-
quently, Washington went to the police station and
reported that the defendant had punched her in the
right side of her face; a police officer noticed a bump
on the right side of her face. Additional facts will be
set forth as necessary.
In the Hazard case, the trial court instructed the jury
that the state had charged the defendant with assault
in the first degree and had alleged that, acting with the
intent to cause serious physical injury, the defendant
fractured several of Hazard’s facial bones by punching
her repeatedly with his fists, which, under the circum-
stances in which they were used, as alleged by the state,
constituted a dangerous instrument. The court then par-
aphrased the statutory definition of assault in the first
degree under § 53a-59 (a) (1), stating, ‘‘[a] person is
guilty of assault in the first degree when, with intent
to cause serious physical injury to another person, he
causes such injury to such person by means of a danger-
ous instrument.’’ The court’s specific instructions on
‘‘dangerous instrument’’ were as follows: ‘‘ ‘Dangerous
instrument’ is defined by statute7 as ‘any instrument,
article, or substance which, under the circumstances
in which it is used or attempted or threatened to be
used, is capable of causing death or serious physical
injury.’ It is important to note that the article need not
be inherently dangerous. All that is required is that the
article was capable of causing death or serious physical
injury under the circumstances in which it was used.
Any article or substance, without limitation and even
though harmless under normal use, may be found by
you to be a dangerous instrument if, under the circum-
stances of its use or threatened or attempted use, it is
readily capable of producing serious physical injury. A
fist can be a dangerous instrument if you find that,
under the circumstances of its use, it is readily capable
of producing serious physical injury or death.’’
I
The defendant claims that the trial court denied him
his due process right to a properly instructed jury on
the essential elements of assault in the first degree
under § 53a-59 (a) (1). Specifically, he contends that
the court improperly expanded the scope of liability
under that section by instructing the jury that ‘‘[a] fist
can be a dangerous instrument . . . .’’ The defendant
claims that, due to this error, the jury improperly con-
victed the defendant of assault in the first degree on
the basis of its erroneous belief that a fist could qualify
as a dangerous instrument.
Both parties recognize that the question of whether
a fist is a dangerous instrument under General Statutes
§ 53a-3 (7) is a matter of first impression in this state.
The state urges us to follow the Appellate Court and
interpret the word ‘‘instrument’’ in § 53a-3 (7)8 broadly
as ‘‘a means whereby something is achieved, performed,
or furthered.’’ (Internal quotation marks omitted.) State
v. McColl, 74 Conn. App. 545, 554, 813 A.2d 107, cert.
denied, 262 Conn. 953, 818 A.2d 782 (2003), quoting
Merriam-Webster’s Collegiate Dictionary (10th Ed.
1993). The defendant, however, propounds a narrower
definition that is limited to tools and implements that
are external to, and separate and apart from, the perpe-
trator’s body.9 We agree with the defendant.
We begin by setting forth the applicable standard of
review. Both sides agree that, with respect to the charge
of assault in the first degree, the defendant never raised
his claim of instructional error or the specific claim of
evidentiary insufficiency that we address in part II of
this opinion at trial. Consequently, the defendant
requests review of these claims under State v. Golding,
213 Conn. 233, 239–40, 567 A.2d 823 (1989).10 The state
concedes that both claims are entitled to Golding
review because the record is adequate for review and
both claims are of constitutional dimension. We agree.
The due process clause of the fourteenth amendment
to the United States constitution requires that every
fact necessary to constitute the crime of which the
accused stands charged must by proven beyond a rea-
sonable doubt before the accused may be convicted.
In re Winship, 397 U.S. 358, 364, 90 S. Ct. 1068, 25 L.
Ed. 2d 368 (1970). In order to ensure that every fact is
proven beyond a reasonable doubt, ‘‘[i]t is, of course,
constitutionally axiomatic that the jury be instructed
on the essential elements of a crime charged.’’ State v.
Williamson, 206 Conn. 685, 708, 539 A.2d 561 (1988).
‘‘If justice is to be done in accordance with the rule
of law, it is of paramount importance that the court’s
instructions be clear, accurate, complete and compre-
hensible, particularly with respect to the essential ele-
ments of the alleged crime that must be proved by the
government beyond a reasonable doubt . . . .’’ (Cita-
tions omitted.) United States v. Clark, 475 F.2d 240,
248 (2d Cir. 1973). We must, therefore, construe § 53a-
3 (7) to determine whether it permits an alleged assail-
ant’s fist to constitute a dangerous instrument under
§ 53a-59 (a) (1). Statutory interpretation is a question
of law over which this court exercises plenary review.
State v. Fernando A., 294 Conn. 1, 13, 981 A.2d 427
(2009).
When interpreting a statute, ‘‘[o]ur fundamental
objective is to ascertain and give effect to the apparent
intent of the legislature. . . . In other words, we seek
to determine, in a reasoned manner, the meaning of the
statutory language as applied to the facts of [the] case,
including the question of whether the language actually
does apply.’’ (Internal quotation marks omitted.) Picco
v. Voluntown, 295 Conn. 141, 147, 989 A.2d 593 (2010).
General Statutes § 1-2z11 directs this court to first con-
sider the text of the statute and its relationship to other
statutes to determine its meaning. If, after such consid-
eration, the meaning is plain and unambiguous and does
not yield absurd or unworkable results, we shall not
consider extratextual evidence of the meaning of the
statute. General Statutes § 1-2z; see also Saunders v.
Firtel, 293 Conn. 515, 525, 978 A.2d 487 (2009). Only if
we determine that the statute is not plain and unambigu-
ous or yields absurd or unworkable results may we
consider extratextual evidence of its meaning such as
‘‘the legislative history and circumstances surrounding
its enactment . . . the legislative policy it was
designed to implement . . . its relationship to existing
legislation and common law principles governing the
same general subject matter . . . .’’ (Internal quotation
marks omitted.) Thomas v. Dept. of Developmental Ser-
vices, 297 Conn. 391, 399, 999 A.2d 682 (2010). ‘‘The
test to determine ambiguity is whether the statute, when
read in context, is susceptible to more than one reason-
able interpretation.’’ (Internal quotation marks omit-
ted.) Weems v. Citigroup, Inc., 289 Conn. 769, 779, 961
A.2d 349 (2008). ‘‘We presume that the legislature did
not intend to enact meaningless provisions. . . . [S]tat-
utes must be construed, if possible, such that no clause,
sentence or word shall be superfluous, void or insignifi-
cant . . . .’’ (Internal quotation marks omitted.) Hou-
satonic Railroad Co. v. Commissioner of Revenue
Services, 301 Conn. 268, 303, 21 A.3d 759 (2011).
‘‘[W]hen the statute being construed is a criminal
statute, it must be construed strictly against the state
and in favor of the accused.’’ State v. Cardwell, 246
Conn. 721, 739, 718 A.2d 954 (1998). ‘‘[C]riminal statutes
[thus] are not to be read more broadly than their lan-
guage plainly requires and ambiguities are ordinarily to
be resolved in favor of the defendant.’’ (Internal quota-
tion marks omitted.) State v. Kirk R., 271 Conn. 499,
510, 857 A.2d 908 (2004). Rather, ‘‘penal statutes are to
be construed strictly and not extended by implication
to create liability which no language of the act purports
to create.’’ (Internal quotation marks omitted.) State v.
Woods, 234 Conn. 301, 308, 662 A.2d 732 (1995). Further,
if, after interpreting a penal provision, there remains
any ambiguity regarding the legislature’s intent, the rule
of lenity applies. ‘‘It is a fundamental tenet of our law
to resolve doubts in the enforcement of a penal code
against the imposition of a harsher punishment.’’ (Inter-
nal quotation marks omitted.) State v. Hinton, 227
Conn. 301, 317, 630 A.2d 593 (1993).
In accordance with § 1-2z, we begin our analysis with
the text of the statute. Section 53a-3 (7) defines ‘‘ ‘[d]an-
gerous instrument,’ ’’ in relevant part, as ‘‘any instru-
ment, article or substance which, under the
circumstances in which it is used or attempted or threat-
ened to be used, is capable of causing death or serious
physical injury,12 and includes a ‘vehicle’ as that term
is defined in this section and includes a dog that has
been commanded to attack . . . .’’ In order for the
defendant to be guilty of assault in the first degree, a
class B felony, he must have intended to cause serious
physical injury to Hazard and caused such injury with
a dangerous instrument. See footnote 2 of this opinion.
Because the only method of inflicting serious physical
injury alleged by the state in the information was
‘‘punching [Hazard] repeatedly in the face with his
fists,’’ it follows that, to find the defendant guilty of
assault in the first degree, the jury must be able to
conclude that the defendant’s fists were a dangerous
instrument as defined by § 53a-3 (7).
The statutory definition of dangerous instrument
does not further define the essential terms therein or
‘‘instrument,’’ ‘‘article’’ or ‘‘substance.’’ In the absence
of a definition of terms in the statute itself, ‘‘[w]e may
presume . . . that the legislature intended [a word] to
have its ordinary meaning in the English language, as
gleaned from the context of its use.’’ (Internal quotation
marks omitted.) Paul Dinto Electrical Contractors, Inc.
v. Waterbury, 266 Conn. 706, 725, 835 A.2d 33 (2003).
Under such circumstances, ‘‘it is appropriate to look
to the common understanding of the term as expressed
in a dictionary.’’ (Internal quotation marks omitted.)
State v. Fernando A., supra, 294 Conn. 17.
There are many dictionary definitions of the term
‘‘instrument,’’ but only a few that are plausible in the
context of § 53a-3 (7). An instrument may be ‘‘a means
whereby something is achieved, performed, or fur-
thered’’; ‘‘one used by another as a means or aid . . .
tool’’; and ‘‘implement . . . .’’ Merriam-Webster’s Col-
legiate Dictionary (10th Ed. 1993). Although, the term
‘‘article’’ also has many definitions, most of which are
clearly inapplicable to § 53a-3 (7), the most plausible
among them is: ‘‘a member of a class of things; esp[e-
cially] an item of goods. . . .’’ Id. Finally, ‘‘substance’’
is defined as ‘‘physical material from which something
is made or which has discrete existence’’; ‘‘matter of
particular or definite chemical constitution’’; and
‘‘something (as drugs or alcoholic beverages) deemed
harmful and usu[ally] subject to legal restriction.
. . .’’ Id.
We have observed that ‘‘[§] 53a-3 (7) requires that
the circumstances in which the instrument is used be
considered to determine its potential as an instrument
of death or serious physical injury, but the instrument
need not actually cause death or serious physical injury.
. . . [Serious physical injury] is but a definitional com-
ponent of an essential element. . . . If, however, an
instrument has, in fact, caused a serious physical
injury, it is considered dangerous ipso facto. . . .
Whether an instrument is dangerous and whether a
physical injury is serious are questions of fact commit-
ted to the province of the jury. See, e.g., State v. Almeda,
211 Conn. 441, 450, 560 A.2d 389 (1989) (serious physical
injury); State v. Jones, 173 Conn. 91, 95, 376 A.2d 1077
(1977) (dangerous instrument).’’ (Citation omitted;
emphasis added; internal quotation marks omitted.)
State v. Ovechka, 292 Conn. 533, 541, 975 A.2d 1 (2009).
In accordance with § 1-2z, we continue our analysis
by looking to the relationship of the statute to other
statutes. A comparison to assault offenses of a lesser
degree reveals some limitation on the meaning of the
term dangerous instrument. A person is guilty of assault
in the second degree, a class D felony, when, ‘‘[w]ith
intent to cause serious physical injury to another per-
son, he causes such injury to such person or to a third
person . . . .’’ General Statutes § 53a-60 (a) (1). The
sole difference between assault in the first degree under
§ 53a-59 (a) (1) and assault in the second degree under
§ 53a-60 (a) (1) is whether the accused used a dangerous
instrument or deadly weapon to inflict serious physical
injury. It is self-evident that, under both statutes, the
intended serious physical injury must be accomplished
through some means capable of causing serious physi-
cal injury under the circumstances. If every means by
which serious physical injury may be caused could be
a ‘‘dangerous instrument,’’ then the mere presence of a
serious physical injury would establish that a dangerous
instrument caused it. Therefore, such a construction
would render the apparent aggravating factor in § 53a-
59 (a) (1) meaningless and superfluous and, as a result,
merge the two crimes. Thus, in order to avoid an absurd
and unworkable construction, it follows that at least
some means capable of causing serious physical injury
under the circumstances must be excluded from the
category of ‘‘any instrument, article or substance’’ con-
tained within the definition of ‘‘ ‘[d]angerous instrument
. . . .’ ’’ General Statutes § 53a-3 (7).
Similarly, a person is guilty of assault in the second
degree under § 53a-60 (a) (2) when, ‘‘with intent to
cause physical injury to another person, he causes such
injury to such person or to a third person by means of
a deadly weapon13 or a dangerous instrument other than
by means of the discharge of a firearm . . . .’’ Thus,
in crafting § 53a-60 (a) (2), the legislature relied on an
aggravating factor, namely the use of a deadly weapon
or a dangerous instrument, to equate a crime of lesser
intent and harm, because the physical injury need not
be serious in § 53a-60 (a) (2), with a crime of greater
intent and injury under § 53a-60 (a) (1). If any means
capable of causing serious physical injury under the
circumstances is included in the definition of ‘‘danger-
ous instrument,’’ however, then the use of a dangerous
instrument, an explicit element of the crime under
§ 53a-60 (a) (2), would be implicit under § 53a-60 (a)
(1). See State v. Ovechka, supra, 292 Conn. 541 (‘‘[i]f,
however, an instrument has, in fact, caused a serious
physical injury, it is considered dangerous ipso facto’’).
Thus, a person who intended and caused physical injury
by some means capable under the circumstances of
causing serious physical injury would be guilty of
assault in the second degree regardless of whether the
injury intended and caused by the defendant qualified
as a serious physical injury. Such a broad construction
of ‘‘dangerous instrument’’ would thus eliminate the
intended distinction between levels of intent and injury
in assault in the second degree under § 53a-60 (a) (1)
and (2).
Indeed, applying such a broad meaning would lead
to similar anomalies under our statutory scheme gov-
erning the crime of robbery, which, like our statutory
scheme for assault crimes, also relies upon the use
or threatened use of a ‘‘dangerous instrument’’ as an
aggravating factor to elevate simple robberies to more
severe crimes subject to more stringent penalties. All
forms of robbery require a larceny by use or threatened
use of force. General Statutes § 53a-133.14 A person is
guilty of robbery in the third degree, a class D felony,
‘‘when he commits robbery as defined in section 53a-
133.’’ General Statutes § 53a-136 (a). The statutory defi-
nition of robbery contained within § 53a-133 makes no
reference to the use of a weapon. General Statutes
§ 53a-133. The display, use or threatened use of a dan-
gerous instrument in the course of a robbery is an
aggravating factor. Under General Statutes § 53a-135
(a), a person is guilty of robbery in the second degree,
a class C felony, when he commits robbery and ‘‘(1) he
is aided by another person actually present; or (2) in the
course of the commission of the crime or of immediate
flight therefrom he or another participant in the crime
displays or threatens the use of what he represents
by his words or conduct to be a deadly weapon or a
dangerous instrument.’’ Finally, under General Statutes
§ 53a-134 (a), a defendant is guilty of robbery in the
first degree, a class B felony, when he commits robbery
and he or another participant in the crime ‘‘(1) [c]auses
serious physical injury to any person who is not a partic-
ipant in the crime; or (2) is armed with a deadly weapon;
or (3) uses or threatens the use of a dangerous instru-
ment; or (4) displays or threatens the use of what he
represents by his words or conduct to be a . . . fire-
arm . . . .’’
The difference between these crimes is that the per-
petrator used or threatened to use an actual dangerous
instrument, when committing robbery in the first
degree; General Statutes § 53a-134 (a); displayed or
threatened the use of what is merely represented to be
a dangerous instrument, when committing robbery in
the second degree; General Statutes § 53a-135 (a); but,
in committing robbery in the third degree; General Stat-
utes § 53a-136 (a); used or threatened the use of force.
It is the use of the dangerous instrument that increases
the penalty for the crimes. General Statutes § 53a-136
(a); see Commission to Revise the Criminal Statutes,
Penal Code Comments, Conn. Gen. Stat. Ann. § 53a-
134 (West 2007), commission comment (‘‘[s]imple [third
degree] robbery is raised to robbery in the first degree
on the basis of any of [the following] aggravating factors
. . . being armed with a deadly weapon [i.e. a pistol]
or being armed with and threatening the use of a danger-
ous instrument [i.e. a club]’’). If any body part could
constitute a dangerous instrument, because all robbery
involves the use or threat of use of force, it would be
impossible to commit robbery without triggering this
aggravating factor, thereby collapsing the hierarchical
structure that the legislature intended and rendering
the third degree robbery statute meaningless. Accord-
ingly, we must construe the language concerning ‘‘any
instrument, article or substance’’ in the definition of
‘‘ ‘[d]angerous weapon’ ’’ to exclude some means capa-
ble of causing serious physical injury under the circum-
stances.
Although the previous discussion informs us that the
legislature did not intend an all encompassing term, we
must ascertain with greater clarity what the pertinent
term does mean. When determining the legislature’s
intended meaning of a statutory word, it also is appro-
priate to consider the surrounding words pursuant to
the canon of construction noscitur a sociis.15 McCoy v.
Commissioner of Public Safety, 300 Conn. 144, 159,
12 A.3d 948 (2011). By using this interpretive aid, the
meaning of a statutory word may be indicated, con-
trolled or made clear by the words with which it is
associated in the statute. State v. Roque, 190 Conn. 143,
152, 460 A.2d 26 (1983). Therefore, in determining the
meaning of ‘‘instrument,’’ ‘‘substance’’ and ‘‘article’’ in
§ 53a-3 (7), we consider the grouping of all three terms.
Pursuant to our reading of the assault statutes in the
previous paragraphs, we first exclude the definitions
that would encompass anything and everything capable
of causing serious physical injury. Such a broad defini-
tion would also render the references to ‘‘instrument,’’
‘‘substance’’ and ‘‘article’’ in § 53a-3 (7) meaningless and
redundant, as each would be subsumed by the broad
definition of the other. Thus, ‘‘instrument’’ may not sim-
ply be ‘‘a means whereby something is achieved, per-
formed, or furthered . . . .’’ Merriam-Webster’s
Collegiate Dictionary, supra. Similarly, ‘‘substance’’
may not be any ‘‘physical material from which some-
thing is made or which has discrete existence,’’ or ‘‘mat-
ter of particular or definite chemical constitution
. . . .’’ Id. What remains are definitions that refer to a
tangible item, something separate and apart from the
human body. An instrument may be ‘‘one used by
another as a means or aid . . . tool’’; and is synony-
mous with the word ‘‘implement . . . .’’ Id. ‘‘[A]rticle’’
is ‘‘a member of a class of things; esp[ecially] an item
of goods . . . .’’ Id. ‘‘[S]ubstance’’ is ‘‘something (as
drugs or alcoholic beverages) deemed harmful and usu[-
ally] subject to legal restriction . . . .’’ Id.
Many of our sister states have come to the same
conclusion. In Ex parte Cobb, 703 So. 2d 871, 877 (Ala.
1996), the Alabama Supreme Court held that body parts
are not included within the definition of ‘‘dangerous
instrument,’’ noting that such a result was both the
majority rule and the conclusion of better reasoned
cases. When interpreting a statute very similar to the
one which we consider today, the court stated that
‘‘ ‘[a]rticle’ and ‘substance’ are used in [the statute] to
denote physical, inanimate objects or items. We con-
clude that by associating the word ‘instrument’ with
these two words the legislature intended for it to refer
to utensils or implements, not parts of the human body.’’
Id., 876. Likewise, in Roney v. Commonwealth, 695
S.W.2d 863, 864 (Ky. 1985), the Kentucky Supreme Court
stated that, ‘‘[i]n common usage, hands and feet are
not described as substances nor are they regarded as
articles.’’ That court, interpreting a similar statutory
scheme16 as ours, applied the rule of lenity and con-
cluded that the narrower definition of an instrument as
a tool or implement, other than a part of the body, was
plausible. Id. Similarly, in considering an assault charge
predicated on an assailant biting a victim, our sister
state of Massachusetts concluded that ‘‘parts of the
human body should be removed from consideration as
dangerous weapons . . . .’’ Commonwealth v. Davis,
10 Mass. App. 190, 193, 406 N.E.2d 417 (1980).
We previously have noted that ‘‘our Penal Code is
modeled after the New York Penal Code.’’ State v.
Henry, 253 Conn. 354, 363, 752 A.2d 40 (2000). The New
York Court of Appeals, in addressing the precise issue
before us, stated that ‘‘[i]t is readily apparent, and the
[state does] not argue to the contrary, that a part of
one’s body is not encompassed by the terms ‘article’
or ‘substance’ as used in the statute. . . . [Moreover]
[o]ne’s hands, teeth and other body parts are not, in
common parlance, ‘instruments.’ ’’ People v. Owusu, 93
N.Y.2d 398, 400–401, 712 N.E.2d 1228, 690 N.Y.S.2d 863
(1999). In construing the term ‘‘dangerous instrument’’
to exclude the perpetrator’s natural body parts, the
Court of Appeals explained that ‘‘[i]ncreased criminal
liability arises from the use or threatened use of a dan-
gerous instrument because the actor has upped the ante
by employing a device to assist in the criminal endeavor
. . . .’’ (Citation omitted; emphasis added.) Id., 405. We
agree with this reasoning.
This construction is not only consistent with the
approach taken in a majority of states, but also avoids
an absurd or unworkable result when applied to other
statutes that employ the term ‘‘dangerous weapon.’’
Under General Statutes § 53a-18 (6) (B),17 a teacher may
use reasonable physical force upon a minor under his
or her care or supervision to ‘‘obtain possession of a
dangerous instrument . . . .’’ Obviously, it would be
absurd to conclude that our legislature intended to sug-
gest that a teacher may obtain possession of a minor’s
body part, even if intended to be used to inflict serious
physical injury. Rather, the statute is intended to allow
a teacher to use reasonable physical force to obtain
possession of some tool or implement that is external
to, and separate and apart from, the minor’s body that,
under the circumstances, is capable of causing serious
physical injury.
The state urges this court to adopt a broad definition
of ‘‘instrument,’’ namely, a means by which something
is achieved, performed or furthered, but fails to demon-
strate how such a definition could avoid the absurd
results we previously have described. The state agrees
that the only difference between assault in the first
degree and assault in the second degree is that assault in
the first degree requires proof of the use of a dangerous
instrument. The state maintains, however, that ‘‘[i]t is
neither the definition of ‘dangerous instrument’ nor the
inclusion of body parts within that broad definition,
that blurs the distinction between the . . . degrees of
assault, but, rather, the plain language of the assault
statutes themselves, under which the same conduct,
causing the same [seriousness of] injury with the same
object, might constitute either or both, first and second
degree assault.’’ We disagree. Surely the accused is not
more culpable for a crime simply because the state
elects to charge the defendant under one statute rather
than the other, where both crimes consist of identical
elements. Rather, the aggravating factor of the use of
a dangerous instrument increases culpability because
an actor has taken the intermediate action of arming
himself and striking his victim with something capable
of causing serious physical injury under the circum-
stances. If we were to accept the state’s position, a
person who caused serious physical injury could
always be charged with first degree assault, because the
broad definition of instrument would make the second
degree assault charge superfluous. In our opinion, such
a result would yield an absurd and unworkable result,
and would render the assault in the second degree stat-
ute, in this regard, superfluous. We must strive in our
interpretation of the statutes to avoid such a result.
The state also argues that the specific inclusion of a
dog, under certain circumstances, within the statutory
definition of a dangerous instrument supports its argu-
ment that the definition of ‘‘instrument’’ cannot be lim-
ited to inanimate objects, because, clearly, a dog is not
an inanimate object. In response to this contention, the
defendant makes several observations with which we
agree. The defendant points out that if the term instru-
ment was limited to inanimate items, then the legisla-
ture would not have deemed it necessary to specify that
a dog ordered to attack can be a dangerous instrument.
Further, the defendant argues that the state’s definition
of instrument would render the legislature’s inclusion
of both ‘‘motor vehicle’’ and ‘‘dog’’ superfluous, as any-
thing and everything would fit the definition of instru-
ment as a ‘‘means whereby something is achieved
. . . .’’ Merriam-Webster’s Collegiate Dictionary, supra.
Such a broad definition would also render the statutory
references to ‘‘articles’’ and ‘‘substances’’ meaningless
and redundant, as these would be subsumed by the
broad definition of ‘‘instrument.’’ By contrast, the defen-
dant argues, the usage of ‘‘motor vehicle,’’ ‘‘dog,’’ ‘‘arti-
cle’’ and ‘‘substance’’ in the definition of dangerous
instrument is consistent with our construction of an
‘‘instrument’’ as being a tool or implement that is exter-
nal to, and separate and apart from, the perpetrator’s
body.
The state also relies on the Appellate Court’s adoption
of the broad definition of ‘‘instrument’’ in State v.
McColl, supra, 74 Conn. App. 554, in which that court
held that ‘‘ ‘feet and footwear’ ’’ may be dangerous
instruments under some circumstances. McColl, how-
ever, provides neither a controlling authority nor a per-
suasive argument contrary to our holding today.
Moreover, we note that the Appellate Court’s holding
is consistent with our opinion to the extent that foot-
wear—forcefully wielded by a foot and leg in the same
manner as a club wielded by a hand and arm—may
survive scrutiny under the narrower definition.
Indeed, although the question of whether ‘‘fists can
constitute a dangerous instrument under §§ 53a-3 (7)
and 53a-59 (a) (1) . . . [is] an issue of first impression
in this state’’; State v. Millan, 290 Conn. 816, 824, 966
A.2d 699 (2009) (resolving case without deciding that
issue); at least one of our cases suggests a long-standing
recognition that body parts cannot be dangerous weap-
ons under § 53a-3 (7). In State v. Joyner, 225 Conn. 450,
455–56, 625 A.2d 791 (1993), the defendant had argued
that there was insufficient evidence to show that the
cause of serious physical injury was a stick rather than
his fists. Although we rejected that claim, it is implicit
in our holding that the distinction was relevant.18 None
of our cases suggest otherwise.
If the legislature had intended that absolutely any
means whereby something is achieved, performed or
furthered, including a part of the human body, would
constitute a dangerous instrument, it readily could have
used such language in the statute. See Dept. of Public
Safety v. Freedom of Information Commission, 298
Conn. 703, 729, 6 A.3d 763 (2010). Clearly, the use of
the phrase ‘‘instrument, article or substance’’ conveys
the legislative intent that the object used in the assault
be in some subset of the entire universe of things. Of all
things to exclude from the definition of an aggravating
factor in a criminal statute, a natural body part of the
defendant seems the most obvious, because a person
cannot commit a crime without their body. The use of
‘‘dog that has been commanded to attack’’ as a specific
example in § 53a-3 (7) further supports our conclusion
that the legislature knows how to convey its intent
expressly when a dangerous instrument is not unambig-
uously covered by the terms ‘‘instrument, article or
substance . . . .’’ Indeed, if the legislature wished to
include parts of the defendant’s body in the definition
of ‘‘dangerous instrument’’ it certainly could have done
so in the same manner that it included the use of the
words ‘‘dog’’ or ‘‘motor vehicle,’’ just as some other
states have done.19 The absence of any reference to an
accused’s body parts in the statute, and the coherent
construction yielded under our criminal statutes by
applying a narrower reading to the terms actually
included, compel us to conclude that the legislative
intent is clear and unambiguous. Because we do not
find the legislature’s intent ambiguous in this regard,
we are unable to follow the example of our sister state
of Kentucky in Roney v. Commonwealth, supra, 695
S.W.2d 864, and consider whether to apply the rule of
lenity in a construction of the statute.
Accordingly, we conclude that the meaning of the
term ‘‘dangerous instrument’’ in § 53a-59 (a) (1) is not
ambiguous. The statutory definition set forth in § 53a-
3 (7) and the usage of that same term in other statutes
clearly indicates that the legislature intended the term
‘‘dangerous instrument’’ to mean a tool, implement or
device that is external to, and separate and apart from,
the perpetrator’s body. Therefore, we further conclude
that the defendant’s conviction of assault in the first
degree in the Hazard case must be reversed on the
ground that the trial court improperly instructed the
jury that ‘‘[a] fist can be a dangerous instrument’’ within
the meaning of § 53a-59 (a) (1).
II
We next turn to the defendant’s second claim. The
defendant contends that, in the event he prevails on
his instructional claim, this court should reverse h