State v. Miguel C.
CourtSupreme Court of Connecticut
Date FiledJuly 3, 2012
DocketSC18690
JudgeRogers; Norcott; Palmer; Zarella; McLachlan; Eveleigh and
Harper
StatusPublished
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Full Opinion
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STATE OF CONNECTICUT v. MIGUEL C.*
(SC 18690)
Rogers, C. J., and Norcott, Palmer, Zarella, McLachlan, Eveleigh and
Harper, Js.
Argued March 14—officially released July 3, 2012
Elizabeth M. Inkster, senior assistant public
defender, and James Siewert, certified legal intern, for
the appellant (defendant).
Linda F. Currie-Zeffiro, assistant state’s attorney,
with whom, on the brief, were John C. Smriga, state’s
attorney, and Cornelius P. Kelly, senior assistant state’s
attorney, for the appellee (state).
Opinion
ROGERS, C. J. The defendant, Miguel C., was con-
victed, after a jury trial, of three counts of sexual assault
in the first degree in violation of General Statutes § 53a-
70 (a) (2),1 and three counts of risk of injury to a child
in violation of General Statutes § 53-21 (a) (2).2 The
defendant appealed from the judgment of conviction
directly to this court3 claiming that he is entitled to a
new trial because the complainant improperly testified
about an alleged confession by the defendant to his
wife. We conclude that the contested portion of the
complainant’s testimony was improperly admitted and
that the verdict was substantially affected by that testi-
mony. Accordingly, the judgment of conviction is
reversed and a new trial is ordered.4
The record reveals the following facts and procedural
history. At the time of the alleged assaults, the complain-
ant, then age ten, was residing in Fairfield with her
mother and sister after the family had moved there from
their native Ecuador. The house in which they were
residing was owned by the defendant and his wife, who
is the complainant’s maternal aunt. The defendant and
his wife lived in the house with their children, as well
as the complainant’s maternal grandmother.
The complainant testified at trial that, on two occa-
sions in May, 2008, the defendant had kissed her on
the lips and embraced her. The complainant further
testified that, on three occasions in June and August,
2008, she and the defendant had engaged in sexual
intercourse.5 Each of the incidents described by the
complainant took place while she and the defendant
were alone in the basement of the defendant’s house,
where the complainant occasionally slept and
watched television.
Although the complainant’s aunt had never witnessed
any physical contact between the defendant and the
complainant, at some point in time she became con-
cerned about their interactions, and began to question
the complainant repeatedly about whether she and the
defendant had developed an intimate relationship. In
March, 2009, the complainant’s aunt called the com-
plainant’s cell phone while the complainant was riding
the bus home from school and again questioned her
about her relationship with the defendant. In particular,
the complainant testified that her aunt told her that
the defendant had admitted to sexually assaulting the
complainant. The complainant then told her aunt about
the defendant’s sexual advances and that she and the
defendant had had sexual intercourse on three
occasions.
On March 12, 2009, the complainant’s aunt took the
complainant and the complainant’s mother to the Fair-
field police station, where they spoke with Detective
Fred Caruso. A subsequent investigation of the defen-
dant’s house, including the basement, produced no
physical evidence of the alleged assaults. On March 23,
2009, the complainant was examined by Janet Murphy, a
pediatric nurse practitioner. The complainant repeated
her allegations against the defendant to Murphy during
the examination. The examination of the complainant
found no physical evidence of sexual trauma or assault.
The defendant was arrested on March 31, 2009, and
charged by substitute information with three counts of
sexual assault in the first degree and three counts of
risk of injury to a child. On April 9, 2010, the state
called the complainant to testify at the trial. On direct
examination of the complainant, the prosecutor sought
to elicit testimony regarding how the alleged assaults
had come to light. The following colloquy between the
prosecutor and the complainant ensued:
‘‘Q. . . . [D]o you ever remember talking to people
about what happened, about what [the defendant] did
to you?
‘‘A. Yeah.
‘‘Q. Okay. And who was the first person that you told?
‘‘A. My aunt.
‘‘Q. Okay. And could you explain how that came about
where you told your aunt about this stuff?
‘‘A. Like she told me he had told her.’’ (Emphasis
added.)
The court interrupted the prosecutor’s questioning,
indicating that it had not heard the complainant’s
response. The prosecutor asked the complainant to
repeat what she had said, but before she could respond,
defense counsel objected on the basis of hearsay. The
court then asked:
‘‘The Court: Can I hear the question again and see if
there’s an objection. The question was, who did she
tell? I thought she said her aunt.
‘‘[The Prosecutor]: Her—her aunt, Your Honor. And
I asked her to explain the situation as to how—
‘‘The Court: As to how that occurred?
‘‘[The Prosecutor]: Right.
‘‘The Court: There’s an objection?’’
Defense counsel then reiterated her objection,
arguing that the question was ‘‘going to elicit a hearsay
response from the defendant’s wife.’’ The trial court
overruled the objection and the prosecutor continued
his direct examination of the complainant:
‘‘[The Prosecutor]: . . . [I]f you can, repeat what
you just said before. . . .
‘‘[The Complainant]: My aunt called me on my cell
phone and told me that he had told her, so she asked me.
‘‘[The Prosecutor]: Okay. And when your aunt said
that stuff to you, did you tell your aunt what happened?
‘‘[The Complainant]: Yes.’’ (Emphasis added.)
The prosecutor asked the complainant four more
questions, and, thereafter, the trial court again stopped
the questioning and stated:
‘‘The Court: All right. I’m sorry. I’m sorry. You said
you got a [tele]phone call from your aunt?
‘‘[The Complainant]: Yeah.
‘‘The Court: And she said that she had spoken to
the defendant?
‘‘[The Complainant]: Yeah.
‘‘The Court: And she then asked you—
‘‘[The Complainant]: Yes.
‘‘The Court: —what happened, and you told her?
‘‘[The Complainant]: Yes.’’
The court then, sua sponte, revisited its ruling on
defense counsel’s objection, stating: ‘‘Just one minute,
no. Ladies and gentlemen, I’m going to sustain the objec-
tion as to what it is the [complainant] says her aunt
told her. All right. So much of it as it relates to she got
a [tele]phone call from her aunt and as a result of that
[tele]phone call she said certain things to her aunt—
all right—is evidence in the case that you can consider.
But what the aunt may have said to her—all right—
disregard that from any part in this case.’’
Thereafter, in delivering its final charge to the jury,
the trial court instructed the jurors that, regarding
‘‘[t]estimony that ha[d] been excluded or stricken . . .
[a]nd . . . testimony or exhibits [that] ha[d] been
received for limited purposes, you must follow [the
court’s] limiting instruction.’’ After charging the jury,
the court sent it to deliberate. During deliberations, the
jury sent the court a note containing three questions,
the first of which is relevant to this appeal. Specifically,
the jury stated, in relevant part, as read by the trial
court: ‘‘ ‘During [the complainant’s] testimony she said
she received a call from her aunt and that her aunt
now knew about the alleged activity between [the
defendant] and [the complainant]. We would like to
rehear that portion of the testimony, including the prior
question.’ ’’ (Emphasis added.)
In response to the jury’s request, defense counsel
objected to the replaying of the contested testimony,
arguing ‘‘what happens in that exchange is that imper-
missible testimony comes in, the jury hears it, and then
th[e] objection is sustained, and then they’re told to
disregard it.’’ Defense counsel requested that, rather
than replaying the entire discussion about the telephone
call, the court only replay the portion following the
court’s ultimate ruling on the matter.6 The prosecutor,
on the other hand, requested that the court replay the
testimony in its entirety, including the stricken hearsay
in order to provide ‘‘context,’’ noting that, ‘‘Your Honor
[did] point out to [the jury] as to how they’re to treat
that information . . . .’’
The trial court ultimately edited the audiotape to be
played back in an attempt to answer the jury’s question
without replaying the stricken testimony or references
to it. The trial court stated that it would play back ‘‘the
very beginning of the line of questions,’’ but not the
portion of the complainant’s testimony that it had ulti-
mately instructed the jury to disregard. After the audio-
tape was edited, defense counsel requested that the
court replay it outside of the jury’s presence one more
time, describing it as ‘‘critically important because the
part that comes out is the part where [the defendant]
allegedly confesses.’’ The trial court noted defense
counsel’s objection, but declined to replay it another
time, explaining that, if necessary, it would simply tell
the jury to disregard any impermissible testimony as it
had when the complainant testified. The edited audio-
tape, as played back to the jury, included the prosecu-
tor’s question: ‘‘And when your aunt said that stuff to
you, did you tell your aunt what happened?’’7 (Empha-
sis added.)
Following deliberations, the jury returned a verdict
of guilty on all charges. The court accepted the verdict,
and the defendant was sentenced to a total effective
term of fourteen years incarceration, followed by ten
years of special parole. This appeal followed.
The defendant claims on appeal that he is entitled to
a new trial because the trial court improperly permitted
the complainant to testify that her aunt, in effect, had
told her on the telephone that the defendant had con-
fessed to the assaults. Consistent with defense coun-
sel’s objection at trial, which the trial court initially
overruled,8 the defendant first claims on appeal that
the complainant’s statement constituted inadmissible
hearsay. The defendant further contends that, even if
used for a nonhearsay purpose, the evidence was inad-
missible because the prejudicial impact outweighed the
probative value of the statement.9 The state does not
dispute that the complainant’s testimony indicated that
the defendant had confessed to his wife that he had
engaged in improper conduct with the complainant.
The state responds, however, that the contested state-
ment did not constitute hearsay because it was used
for a nonhearsay purpose, namely, to show the effect
on the hearer, the complainant. The state further asserts
that the defendant was not prejudiced because the trial
court cured any harm resulting from the initial admis-
sion of the evidence by revisiting, and ultimately sus-
taining, defense counsel’s objection. Although we agree
that the contested statement was not hearsay, we never-
theless conclude that it was inadmissible because its
probative value to show the effect on the complainant
is outweighed by the prejudicial effect of the high risk
that the jury would use it for an inadmissible hearsay
purpose. We further conclude that the initial admission
of the statement into evidence substantially affected
the verdict, notwithstanding the trial court’s subsequent
instruction to the jury to disregard it.
We begin by setting forth the applicable standard of
review. ‘‘To the extent [that] a trial court’s admission
of evidence is based on an interpretation of the Code
of Evidence, our standard of review is plenary. For
example, whether a challenged statement properly may
be classified as hearsay and whether a hearsay excep-
tion properly is identified are legal questions demanding
plenary review. . . . We review the trial court’s deci-
sion to admit evidence, if premised on a correct view of
the law, however, for an abuse of discretion.’’ (Citation
omitted; internal quotation marks omitted.) State v.
Boyd, 295 Conn. 707, 739, 992 A.2d 1071 (2010), cert.
denied, U.S. , 131 S. Ct. 1474, 179 L. Ed. 2d 314
(2011). ‘‘In other words, only after a trial court has
made the legal determination that a particular statement
is or is not hearsay, or is subject to a hearsay exception,
is it vested with the discretion to admit or to bar the
evidence based upon relevancy, prejudice, or other
legally appropriate grounds related to the rule of evi-
dence under which admission is being sought.’’ State
v. Saucier, 283 Conn. 207, 219, 926 A.2d 633 (2007).
Turning to the merits, we first address the defendant’s
claim that the complainant’s statement was hearsay.
‘‘ ‘Hearsay’ means a statement, other than one made by
the declarant while testifying at the proceeding, offered
in evidence to establish the truth of the matter
asserted.’’ Conn. Code Evid. § 8-1 (3). ‘‘The hearsay rule
forbids evidence of out-of-court assertions to prove the
facts asserted in them. If the statement is not an asser-
tion or is not offered to prove the facts asserted, it is
not hearsay.’’ (Internal quotation marks omitted.) State
v. Carpenter, 275 Conn. 785, 837, 882 A.2d 604 (2005),
cert. denied, 547 U.S. 1025, 126 S. Ct. 1578, 164 L. Ed.
2d 309 (2006). ‘‘This exclusion from hearsay includes
utterances admitted to show their effect on the hearer.’’
(Internal quotation marks omitted.) Id., 838; see, e.g.,
Dinan v. Marchand, 279 Conn. 558, 572, 903 A.2d 201
(2006) (admitting out-of-court threats made by testa-
tor’s daughter, not to show truth of matter asserted,
but to show effect on testator, i.e., that he had signed
codicil because he had been threatened); State v. Colon,
272 Conn. 106, 196, 864 A.2d 666 (2004) (admitting
police officer’s testimony regarding out-of-court state-
ment by victim’s sister, not to show truth of matter,
but, rather, why officer had asked defendant to go to
police station), cert. denied, 546 U.S. 348, 126 S. Ct.
102, 163 L. Ed. 2d 116 (2005).
The contested evidence consists of two levels of out-
of-court statements. The first level is the defendant’s
alleged confession to his wife, the complainant’s aunt.
This level is hearsay, but is subject to the hearsay excep-
tion permitting admission of statements by party oppo-
nents, because it was spoken by the defendant himself.10
See Conn. Code Evid. § 8-3 (‘‘[t]he following are not
excluded by the hearsay rule . . . (1) . . . [a] state-
ment that is being offered against a party and is (A)
the party’s own statement’’).
The second level of out-of-court statements in the
contested testimony is the statement by the complain-
ant’s aunt to the complainant that she already knew
about the alleged sexual assaults, which the state pur-
portedly introduced into evidence to prove the effect
on the complainant. The state argues that the statement
by the complainant’s aunt was not hearsay because it
was not offered to prove the truth of the matter
asserted—i.e., that the defendant did actually confess
to the complainant’s aunt—but rather to explain why,
after keeping the alleged abuse a secret for more than
six months, the complainant finally decided to reveal
it in March, 2009. According to the state, the contested
statement bore on the complainant’s credibility by
showing that she finally reported the sexual abuse only
because her aunt’s statement led her to believe that the
assaults were no longer a secret. In other words, by
merely asking the complainant to confirm that she and
the defendant had had sexual intercourse, the complain-
ant’s aunt gave the complainant the impression that her
secret had already been revealed, so she might as well
explain what had really happened. For this limited pur-
pose, therefore, the state asserts that the evidence was
not hearsay.
We agree that, if used for the purported purpose of
demonstrating the effect of the aunt’s statement on the
complainant, the contested testimony was not hearsay.
Because, however, the effect on the hearer rationale
may be misapplied to admit facts that are not relevant
to the issues at trial; C. Tait & E. Prescott, Connecticut
Evidence (4th Ed. 2008) § 8.8.2, pp. 472–73; courts have
an obligation to ensure that a party’s purported non-
hearsay purpose is indeed a legitimate one. See, e.g.,
State v. Vega, 48 Conn. App. 178, 185–87, 709 A.2d 28
(1998) (victim’s out-of-court statement to police officer
indicating that defendant had inflicted injury upon vic-
tim two days earlier inadmissible to prove effect on
hearer when police officer’s state of mind is irrelevant
to determining defendant’s guilt).
‘‘Evidence is only admissible when it tends to estab-
lish a fact in issue or to corroborate other direct evi-
dence in the case.’’ State v. Robinson, 213 Conn. 243,
259, 567 A.2d 1173 (1989), rev’d on other grounds by
State v. Colon, 257 Conn. 587, 599, 778 A.2d 875 (2001).
Accordingly, an out-of-court statement is admissible to
prove the effect on the hearer only when it is relevant
for the specific, permissible purpose for which it is
offered. See State v. Burney, 288 Conn. 548, 565, 954
A.2d 793 (2008).
Because sexual assault cases usually depend upon
the credibility of the complainant, evidence of an out-
of-court statement’s effect on the hearer is relevant
to the ultimate question of whether a sexual assault
occurred when it bears on a complainant’s credibility.
See id., 566. In the present case, because the state claims
that the aunt’s statement was offered to show that the
complainant’s testimony against the defendant was
credible, we conclude that the statement was relevant
for the limited purpose of proving the effect on the
hearer.
The determination that the contested statement was
relevant, however, does not end our inquiry into
whether it was properly admitted into evidence. See
Morris v. Costa, 174 Conn. 592, 597–98, 392 A.2d 468
(1978) (‘‘[when] the trial court reaches a correct deci-
sion but on mistaken grounds, this court has repeatedly
sustained the trial court’s action if proper grounds exist
to support it’’). Even if the court deems evidence rele-
vant for a limited, nonhearsay purpose, such evidence
is still inadmissible when its probative value is out-
weighed by the danger of unfair prejudice. State v. Bur-
ney, supra, 288 Conn. 565; see also Conn. Code Evid. § 4-
3 (‘‘[r]elevant evidence may be excluded if its probative
value is outweighed by the danger of unfair prejudice
or surprise, confusion of the issues, or misleading the
jury, or by considerations of undue delay, waste of
time or needless presentation of cumulative evidence’’).
When conducting this analysis, the court must contrast
the probative value of the evidence for its specific,
nonhearsay purpose against the likelihood that the jury
will improperly consider the evidence for its inadmissi-
ble hearsay purpose, despite jury instructions to do
otherwise. See C. Tait & E. Prescott, supra, § 8.8.2,
p. 473 (‘‘[t]he real danger in admitting such irrelevant
evidence is that the jury will accept such statements
as true, despite any charge to the contrary’’).
‘‘To be unfairly prejudicial, evidence must be likely
to cause a disproportionate emotional response in the
jury, thereby threatening to overwhelm its neutrality
and rationality to the detriment of the opposing party.
. . . A mere adverse effect on the party opposing
admission of the evidence is insufficient. . . . Evi-
dence is prejudicial when it tends to have some adverse
effect [on] a defendant beyond tending to prove the
fact or issue that justified its admission into evidence.’’
(Citations omitted; internal quotation marks omitted.)
State v. Burney, supra, 288 Conn. 565–66.
The probative value of the contested statement in this
case is minimal when used for its limited, nonhearsay
purpose. As we have stated previously, the state’s pur-
ported use of the evidence was to demonstrate why the
complainant decided to reveal the sexual abuse to her
aunt in March, 2009, after having kept it a secret for so
long, which according to the state bore on the complain-
ant’s credibility. We conclude, however, that the effect
of the contested statement on the hearer, while relevant,
was not highly probative of the complainant’s credibil-
ity. Although, in general, sexual assault cases depend
greatly upon the state’s ability to prove the complain-
ant’s credibility, we note that, in contrast, the defendant
in this case did not rely heavily at trial upon impeaching
the complainant on the basis of her failure to report the
alleged sexual abuse sooner.11 Furthermore, it should be
noted that, despite the state’s assertion that the con-
tested statement supports a finding that the complain-
ant is credible, the fact that the complainant’s aunt
told the complainant that she already knew about the
assaults may demonstrate why the complainant ulti-
mately decided to report the assaults, but not why the
complainant delayed in reporting them in the first
place. It is the reason for the complainant’s delay in
reporting the events that, if explained, would have bore
heavily upon her credibility. The contested statement,
however, shed light on the complainant’s reason for
eventually reporting them, rather than for failing to
report them sooner. For these reasons, the probative
value of the evidence to show the effect on the hearer,
while relevant, is limited.
The risk of undue prejudice, meanwhile, is highly
significant because the contested statement contains
an alleged confession by the defendant to the crimes
with which he was charged. ‘‘A confession is like no
other evidence. Indeed, the defendant’s own confession
is probably the most probative and damaging evidence
that can be admitted against him.’’ (Emphasis added;
internal quotation marks omitted.) Arizona v. Fulmi-
nante, 499 U.S. 279, 296, 111 S. Ct. 1246, 113 L. Ed. 2d
302 (1991). After all, ‘‘[t]he admissions of a defendant
come from the actor himself, the most knowledgeable
and unimpeachable source of information about his
past conduct.’’ (Internal quotation marks omitted.) Id.
Here, then, the risk that the jury would improperly
consider the contested testimony for the truth of the
matter asserted—i.e., that the defendant did in fact com-
mit the sexual assaults to which he allegedly con-
fessed—is extremely high.
Finally, it is of particular significance that we need
not speculate about the prejudicial effect that the evi-
dence could have had on the jury in this case, because
the jury’s note to the court during deliberations provides
insight into the facts that the jury considered when it
was reaching its verdict. Specifically, by asking to
rehear the portion of the testimony where the complain-
ant testified that ‘‘she [had] received a call from her
aunt and that her aunt now knew about the alleged
activity,’’ the jury evidenced its belief that the stricken
testimony was significant. (Emphasis added.) By the
time the jury requested the playback, the court already
had given limiting instructions to the jurors, informing
them that they must disregard anything that the com-
plainant’s aunt had said to the complainant on the tele-
phone. In light of these facts, we do not presume that
the trial court’s limiting instructions cured, or even miti-
gated, the prejudicial effect of the evidence for its hear-
say purpose. We conclude therefore that the contested
testimony was inadmissible because the probative value
of its effect on the hearer, the complainant, was out-
weighed by the risk of prejudice to the defendant caused
by the likelihood that the jury considered it for its hear-
say purpose.
Having determined that the contested testimony was
inadmissible, we next examine whether the error was
harmless. ‘‘[W]hen an improper evidentiary ruling is not
constitutional in nature, the defendant bears the burden
of demonstrating that the error was harmful. . . .
[W]hether [the improper admission of a witness’ testi-
mony] is harmless in a particular case depends upon a
number of factors, such as the importance of the wit-
ness’ testimony in the prosecution’s case, whether the
testimony was cumulative, the presence or absence of
evidence corroborating or contradicting the testimony
of the witness on material points, the extent of cross-
examination otherwise permitted, and, of course, the
overall strength of the prosecution’s case. . . . Most
importantly, we must examine the impact of the
[improperly admitted] evidence on the trier of fact and
the result of the trial. . . . [T]he proper standard for
determining whether an erroneous evidentiary ruling
is harmless should be whether the jury’s verdict was
substantially swayed by the error. . . . Accordingly, a
nonconstitutional error is harmless when an appellate
court has a fair assurance that the error did not substan-
tially affect the verdict.’’ (Internal quotation marks omit-
ted.) State v. Payne, 303 Conn. 538, 558–59, 34 A.3d
370 (2012).
The defendant claims that the improperly admitted
evidence substantially affected the verdict because ‘‘the
[trial] court did not and indeed could not cure the preju-
dicial effect of erroneously allowing the complainant
to testify, via inadmissible hearsay, that the defendant
had allegedly confessed confidentially to his wife.’’ The
defendant further asserts that ‘‘[t]he jury’s request to
play back the stricken testimony is evidence that it
found the testimony important.’’ The state, on the other
hand, argues that the error was harmless because the
trial court ultimately sustained defense counsel’s objec-
tion and instructed the jury to disregard that portion
of the complainant’s testimony. Specifically, the state
contends that the defendant’s claim ‘‘overlooks the fact
that [this] [c]ourt has stated repeatedly [that] [t]he jury
[is] presumed to follow the court’s directions in the
absence of a clear indication to the contrary.’’ (Internal
quotation marks omitted.) We agree with the defendant.
We begin by noting that the contested testimony was
not cumulative, but, rather, was the sole means by
which the state was able to make the alleged confession
known to the jury.12 Although the complainant’s aunt
did testify at trial, the trial court determined that the
marital communications privilege prevented her from
testifying about the defendant’s alleged confession to
the assaults,13 which he had made to her in confidence.
In addition, the state’s case against the defendant was
not particularly strong, as it relied almost exclusively
upon the testimony of the complainant. ‘‘Although the
absence of conclusive physical evidence of sexual
abuse does not automatically render the state’s case
weak where the case involves a credibility contest
between the victim and the defendant . . . a sexual
assault case lacking physical evidence is not particu-
larly strong, especially when the victim is a minor.’’
(Citation omitted.) State v. Ritrovato, 280 Conn. 36, 57,
905 A.2d 1079 (2006).
Most importantly, the jury’s note to the court during
deliberations demonstrates that the verdict was
impacted by the admission of the improper testimony.
Even under ordinary circumstances, confessions have
a particularly profound impact on the jury, ‘‘so much
so that we may justifiably doubt [the jury’s] ability to
put them out of mind even if told to do so.’’ (Internal
quotation marks omitted.) Arizona v. Fulminante,
supra, 499 U.S. 296. Such doubt is manifest in this case
given the unusual course of events that took place dur-
ing the trial. The jury’s request to rehear the inadmissi-
ble testimony evidenced the jury’s belief that the alleged
confession was necessary to its deliberations, as well
as its inability to disregard that portion of the complain-
ant’s testimony, despite the court’s instruction to do
so. It is only ‘‘[i]n the absence of evidence to the con-
trary,’’ that we presume that the jury has properly fol-
lowed the trial court’s limiting instructions. (Emphasis
added.) State v. Cutler, 293 Conn. 303, 314, 977 A.2d
209 (2009). The presumption is inapplicable in this case
because the jury’s note presented clear evidence to the
contrary. We conclude therefore that the error was
harmful.
The judgment is reversed and the case is remanded
for a new trial.
In this opinion the other justices concurred.
* In accordance with our policy of protecting the privacy interests of
victims of sexual abuse and the crime of risk of injury to a child, we decline
to identify the victim or others through whom the victim’s identity may be
ascertained. See General Statutes § 54-86e.
1
General Statutes § 53a-70 (a) provides in relevant part: ‘‘A person is
guilty of sexual assault in the first degree when such person . . . (2) engages
in sexual intercourse with another person and such other person is under
thirteen years of age and the actor is more than two years older than such
person . . . .’’
2
General Statutes § 53-21 (a) provides in relevant part: ‘‘Any person who
. . . (2) has contact with the intimate parts . . . of a child under the age
of sixteen years or subjects a child under sixteen years of age to contact
with the intimate parts of such person, in a sexual and indecent manner
likely to impair the health and morals of such child . . . shall be guilty of
. . . a class B felony . . . .’’
3
The defendant brought his appeal to this court pursuant to General
Statutes § 51-199 (b) (3).
4
The defendant also claims on appeal that the prosecutor deprived him
of a fair trial by improperly commenting on his failure to testify in his own
defense and that his due process and confrontation rights were violated
when the trial court denied his motion for an in camera inspection of the
complainant’s mental health records. In light of our conclusion that the
defendant’s first claim entitles him to a new trial, in remanding the case,
we express no opinion about whether the statements by the prosecutor, or
the trial court’s denial of the defendant’s motion, was improper. Since we
express no opinion regarding the denial of an in camera inspection, the
defendant is free to renew his motion on retrial.
5
The alleged assaults took place on June 23, 2008, August 12, 2008, and
August 13, 2008.
6
Specifically, defense counsel requested that the court simply play back
the testimony of the complainant that occurred after the trial court had
revisited and sustained the objection. That testimony provided as follows:
‘‘[The Prosecutor]: . . . [Y]ou spoke to your aunt on the [tele]phone?
‘‘[The Complainant]: Yeah.
‘‘[The Prosecutor]: Okay. And did you tell her what had happened? Did
you agree—well, I’ll withdraw it. Did you tell her what had happened?
‘‘[The Complainant]: No, she said that we had to speak at home. . . .
‘‘[The Prosecutor]: All right. So at some point in time after you get the
[tele]phone call, do you ever speak to your aunt in person about what
happened?
‘‘[The Complainant]: Yes.
‘‘[The Prosecutor]: And do you tell her what happened?
‘‘[The Complainant]: Yes.’’
7
Although the record does not include the exact language of the court’s
playback to the jury, the transcript does indicate the court’s discussion with
the court monitor about which portions the jury would rehear, including
this question by the prosecutor. The state does not dispute the defendant’s
claim that this question was in fact included in the playback to the jury.
8
We note that, when it overruled defense counsel’s objection, the trial
court indicated that it had not heard the complainant’s response, and asked
the prosecutor whether the complainant had merely stated that she had
told her aunt about the alleged assaults. Instead of informing the court about
the substance of the complainant’s response to the question posed, the
prosecutor responded to the court that he had ‘‘asked [the complainant] to
explain the situation as to how [the conversation between her and her aunt
had occurred].’’ Finding this explanation to be sufficient, the trial court
overruled defense counsel’s objection. Although it has no bearing on our
decision in the present case, we note that attorneys, as officers of the court,
are bound not to knowingly withhold material facts from the tribunal. See
State v. Chambers, 296 Conn. 397, 419, 994 A.2d 1248 (2010).
9
The defendant also claims that the playback of the related testimony
following the jury’s question improperly reminded the jury of the stricken
evidence, thereby exacerbating the error. Specifically, the defendant asserts
that the playback referenced the inadmissible statement because it included
the prosecutor’s question: ‘‘And when your aunt said that stuff to you, did
you tell your aunt what happened?’’ (Emphasis added.) Although defense
counsel objected to the trial court’s decision not to replay once more the
edited audiotape outside the presence of the jury, defense counsel did not
object to the replaying of this question by the prosecutor. We, therefore,
do not address this claim by the defendant because it was not properly
preserved. As we explain later in this opinion; see footnote 13 of this opinion;
the defendant did assert the marital communications privilege with respect
to his wife’s testimony, albeit unsuccessfully in part.
10
We note that, as a statement made in confidence between spouses,
namely, the defendant and the complainant’s aunt, his wife, the contested
statement was most likely inadmissible under the marital communications
privilege. See State v. Christian, 267 Conn. 710, 729–30, 841 A.2d 1158
(2004). Consistent with this observation, the defendant contends in his brief
to this court that ‘‘[i]mproperly allowing [the complainant] to testify as to
the alleged contents of a conversation between spouses circumvented the
common-law [marital communications privilege] . . . .’’ Because defense
counsel did not object to the complainant’s testimony on the basis of the
marital communications privilege at trial, however, we do not address this
unpreserved claim on appeal.
11
A review of the record indicates that defense counsel touched upon the
complainant’s failure to immediately report the incidents only briefly while
cross-examining the complainant; (on cross-examination, defense counsel
asked complainant: ‘‘And you never told anyone about that particular inci-
dent . . . on that day or at any time during that summer?’’ and ‘‘[A]fter that
encounter, you didn’t . . . tell your mom . . . your aunt . . . your grand-
mother . . . [or] your cousin . . . ?’’); and did not reference the complain-
ant’s delay or the reasons for her subsequent disclosure during closing
argument.
12
The state asserts in its brief that the defendant’s confession was not
subject to the marital communications privilege, and that the defendant’s
wife should have been required to answer questions regarding the confes-
sion, because her ‘‘subsequent communication of the confession to the
[complainant] negated the confidential aspect of the communication.’’ The
state thus appears to argue that the contested testimony would have been
cumulative, and thus harmless, but for the trial court’s improper exclusion
of the evidence when it prevented the defendant’s wife from testifying about
the alleged confession. While we note our serious reservations regarding
the state’s argument that the defendant’s alleged confession was not confi-
dential in nature based on his wife’s subsequent decision to disclose it to
a third party; see State v. Beavers, 290 Conn. 386, 408 n.23, 963 A.2d 956 (2009)
(‘‘a communication is confidential if, at the time of the communication, the
communicator could have had a reasonable expectation of confidentiality’’
[emphasis added; internal quotation marks omitted]); we decline to address
this claim because the state did not file a cross appeal challenging the trial
court’s partial grant of the defendant’s motion in limine.
13
In partially granting the defendant’s motion in limine, the trial court
recognized the distinction between the spousal testimony privilege and the
marital communications privilege. ‘‘The adverse spousal testimony privilege,
which is codified at [General Statutes] § 54-84a, belongs to the ‘witness
spouse.’ . . . Under that privilege, the husband or wife of a criminal defen-
dant has a privilege not to testify against his or her spouse in a criminal
proceeding, provided that the couple is married at the time of trial.’’ (Internal
quotation marks omitted.) State v. Christian, 267 Conn. 710, 725, 841 A.2d
1158 (2004). The marital communications privilege, on the other hand, is a
‘‘broader and more abstract’’ common-law privilege that protects ‘‘informa-
tion privately disclosed between husband and wife in the confidence of the
marital relationship—once described . . . as ‘the best solace of human
existence.’ ’’ Id., 728–30.
In light of the charges brought against the defendant in the present case,
the complainant’s aunt was prevented from asserting her spousal testimony
privilege to avoid testifying against the defendant pursuant to General Stat-
utes (Rev. to 2009) § 54-84a, which, at the time of the 2010 trial, provided
in relevant part that ‘‘the spouse of one who is charged with violation of
any of sections 53-20, 53-21, 53-23, 53-304, 53a-70, 53a-70a, 53a-71 and 53a-
83 to 53a-88, inclusive, may . . . be compelled to testify in the same manner
as any other witness.’’ (We note that § 54-84a was amended subsequent to
the proceedings in the present case. See Public Acts 2011, No. 11-152, § 14.)
The trial court did grant the defendant’s motion in limine in part, however,
after concluding that the marital communications privilege prevented the
defendant’s wife from testifying about statements he had made to her in con-
fidence.